| Company Name |
Form Type |
SEC Filings |
|
|
|
|
SEAWELL A BROOKE
|
4
|
|
|
Naik Ravi
|
144
|
|
|
Seagate Technology Holdings plc
|
144
|
Financial Statements
|
|
PERRY MARK L
|
4
|
|
|
BRITT THOMAS
|
3
|
|
|
Crocs, Inc.
|
3
|
Financial Statements
|
|
Neal Stephen C
|
4
|
|
|
Apolinsky Craig D
|
144
|
|
|
GMS Inc.
|
144
|
Financial Statements
|
|
HERSHEY TRUST CO TRUSTEE IN TRUST FOR MILTON HERSHEY SCHOOL
|
144
|
|
|
HERSHEY CO
|
144
|
Financial Statements
|
|
CBI USA, Inc.
|
4
|
|
|
EXICURE, INC.
|
4
|
|
|
Goldfield Burton M.
|
4
|
|
|
TRINET GROUP, INC.
|
4
|
Financial Statements
|
|
MCCAFFERY MICHAEL G
|
4
|
|
|
JONES HARVEY C
|
4
|
|
|
HUDSON DAWN E
|
4
|
|
|
Drell Persis
|
4
|
|
|
Williams Laura A
|
144
|
|
|
ARDELYX, INC.
|
144
|
Financial Statements
|
|
Pichai Sundar
|
4
|
|
|
Patel Sunil
|
4
|
|
|
MUKUNDA RAM
|
4
|
|
|
Blackstone Inc.
|
4
|
Financial Statements
|
|
Sandborn William J.
|
4
|
|
|
Ventyx Biosciences, Inc.
|
4
|
Financial Statements
|
|
Xu Yuan
|
4
|
|
|
HOM JAMES MING
|
4
|
|
|
SOUNDHOUND AI, INC.
|
4
|
|
|
Sciarra Paul Cahill
|
144
|
|
|
PINTEREST, INC.
|
144
|
Financial Statements
|
|
JOHNSON WILLIS J
|
144
|
|
|
COPART INC
|
144
|
Financial Statements
|
|
Judy Chou
|
4
|
|
|
Cochran Jennifer R.
|
4
|
|
|
Henderson Jane
|
4
|
|
|
GANNFORS JOHN
|
4
|
|
|
ODP Corp
|
4
|
Financial Statements
|
|
GRAYSON BLAKE JEFFREY
|
144
|
|
|
Trade Desk, Inc.
|
144
|
Financial Statements
|
|
Crumly Richard K.
|
4
|
|
|
XPEL, Inc.
|
4
|
|
|
Heyman Tomas J.
|
4
|
|
|
Murthy Rathi
|
4
|
|
|
PagerDuty, Inc.
|
4
|
Financial Statements
|
|
RH
|
144
|
Financial Statements
|
|
DEMILIO MARK S
|
144
|
|
|
Rajagopalan Sukshma
|
4
|
|
|
Lamb Weston Holdings, Inc.
|
4
|
Financial Statements
|
|
NanoString Technologies Inc
|
4
|
Financial Statements
|
|
YOUNG WILLIAM
|
4
|
|
|
WAITE CHARLES P JR
|
4
|
|
|
ROLLISON DANA E.
|
4
|
|
|
Rajagopalan Sukshma
|
3
|
|
|
Lamb Weston Holdings, Inc.
|
3
|
Financial Statements
|
|
Norden Gregory
|
4
|
|
|
Graham G. Walmsley
|
4
|
|
|
Home Federal Bancorp, Inc. of Louisiana
|
144
|
Financial Statements
|
|
BARLOW JAMES R
|
144
|
|
|
Malloy Kirk
|
4
|
|
|
Dabiri John
|
4
|
|
|
GEORGE JANET
|
4
|
|
|
Harrison Seth Loring
|
4
|
|
|
Foy Teresa M.
|
4
|
|
|
Gilliam Theron I
|
144
|
|
|
FINNEY ELISHA W
|
4
|
|
|
Watts Michael Patrick
|
4
|
|
|
Sonendo, Inc.
|
4
|
Financial Statements
|
|
Smith Michael John
|
4
|
|
|
Chen Roy T
|
4
|
|
|
MECKLAI HUSSEIN
|
4
|
|
|
IMPINJ INC
|
4
|
Financial Statements
|
|
Amandla MK Trust
|
4
|
|
|
NATIONAL RESEARCH CORP
|
4
|
Financial Statements
|
|
Trenary Timothy
|
4
|
|
|
SUPERIOR INDUSTRIES INTERNATIONAL INC
|
4
|
Financial Statements
|
|
Boyce Sarah
|
4
|
|
|
BURGESS ROBERT K
|
4
|
|
|
DOSSETT JEFFREY
|
4
|
|
|
Parks Nicholas Aaron
|
3
|
|
|
ADAMANT DRI PROCESSING & MINERALS GROUP
|
3
|
|
|
Knecht Dale Martin
|
3
|
|
|
TTM TECHNOLOGIES INC
|
3
|
Financial Statements
|
|
SOBR Safe, Inc.
|
144
|
|
|
First Capital Business Development, LLC
|
144
|
|
|
DEMURO GERARD J
|
4
|
|
|
MERCURY SYSTEMS INC
|
4
|
Financial Statements
|
|
DIORIO CHRIS PH.D.
|
4
|
|
|
Clapprood Tom
|
3
|
|
|
Iwicki Mark T
|
4
|
|
|
Bicket John
|
144
|
|
|
Samsara Inc.
|
144
|
Financial Statements
|
|
Portocalis Gerasimos
|
144
|
|
|
Paymentus Holdings, Inc.
|
144
|
Financial Statements
|
|
Biswas Sanjit
|
144
|
|
|
Newstead Jennifer
|
144
|
|
|
Meta Platforms, Inc.
|
144
|
Financial Statements
|
|
Powers Shawn A.
|
3
|
|
|
Morgenfeld Todd R
|
144
|
|
|
PASTERIS MARCO
|
144
|
|
|
BIRKS GROUP INC.
|
144
|
Financial Statements
|
|
Farrell Robert P.
|
3
|
|
|
Baker Cary
|
4
|
|
|
DEMURO GERARD J
|
3
|
|
|
MERCURY SYSTEMS INC
|
3
|
Financial Statements
|
|
EHRLICH JASON
|
4
|
|
|
Kodiak Sciences Inc.
|
4
|
Financial Statements
|
|
BORGESON JOHN A.
|
4
|
|
|
Randall Nicholas J
|
4
|
|
|
FreightCar America, Inc.
|
4
|
Financial Statements
|
|
VICINITY MOTOR CORP
|
F-3
|
|
|
PERLROTH VICTOR
|
4
|
|
|
ADVISORS SERIES TRUST
|
497K
|
|
|
Magellan Midstream Partners, L.P.
|
425
|
Financial Statements
|
|
ONEOK INC /NEW/
|
425
|
Financial Statements
|
|
Ilustrato Pictures International Inc.
|
10-12G/A
|
|
|
SOPHiA GENETICS SA
|
6-K
|
Financial Statements
|
|
Jupiter Wellness, Inc.
|
8-K
|
|
|
ASTROTECH Corp
|
8-K
|
Financial Statements
|
|
James Alpha Funds Trust
|
POS EX
|
|
|
SEI Catholic Values Trust
|
485BPOS
|
|
|
Randall Nicholas J
|
3
|
|
|
FreightCar America, Inc.
|
3
|
Financial Statements
|
|
Abbott Secondary Opportunities III Cayman, L.P.
|
D
|
|
|
Smith Melissa D
|
4
|
|
|
WEX Inc.
|
4
|
Financial Statements
|
|
WINOKER LAURENCE
|
4
|
|
|
LIFETIME BRANDS, INC
|
4
|
Financial Statements
|
|
ADVISORS SERIES TRUST
|
485BPOS
|
|
|
NEWMARK GROUP, INC.
|
11-K
|
Financial Statements
|
|
TV Channels Network Inc.
|
1-A
|
|
|
HELIOS TECHNOLOGIES, INC.
|
11-K
|
|
|
Clever Leaves Holdings Inc.
|
S-8
|
|
|
VIRCO MFG CORPORATION
|
11-K
|
Financial Statements
|
|
Abbott Secondary Opportunities III, L.P.
|
D
|
|
|
DELAWARE DISTRIBUTORS, L.P.
|
X-17A-5
|
|
|
Sullivan William M
|
4
|
|
|
Privia Health Group, Inc.
|
4
|
Financial Statements
|
|
Backblaze, Inc.
|
8-K
|
Financial Statements
|
|
American Well Corp
|
8-K
|
Financial Statements
|
|
Peraso Inc.
|
424B3
|
|
|
OCCIDENTAL PETROLEUM CORP /DE/
|
11-K
|
Financial Statements
|
|
TEMPUS EVERGREEN, INC.
|
D
|
|
|
O' Doherty Philip
|
144
|
|
|
Vertiv Holdings Co
|
144
|
|
|
Brookfield Renewable Energy Group LLC
|
40-APP/A
|
|
|
Brookfield Infrastructure Income Fund Inc.
|
40-APP/A
|
|
|
Brookfield Infrastructure Debt Fund Europe II SCSp
|
40-APP/A
|
|
|
Brookfield Infrastructure Debt Fund Europe II-A SCSp RAIF
|
40-APP/A
|
|
|
Brookfield PSG ICAV - BROOKFIELD PRIVATE REAL ASSETS QIAIF FUND
|
40-APP/A
|
|
|
BROOKFIELD PRIVATE REAL ASSETS MASTER FUND L.P.
|
40-APP/A
|
|
|
BROOKFIELD REAL ASSETS HYBRID ACCESS TRUST
|
40-APP/A
|
|
|
Brookfield Infrastructure Debt Fund III-B LP
|
40-APP/A
|
|
|
Brookfield Infrastructure Debt Fund III LP
|
40-APP/A
|
|
|
Brookfield Infrastructure Debt Fund III-A LP
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund V
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund V-C, L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund V-B, L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund V-A, L.P.
|
40-APP/A
|
|
|
Brookfield Super-Core Infrastructure Partners
|
40-APP/A
|
|
|
Brookfield Super-Core Infrastructure Partners
|
40-APP/A
|
|
|
Brookfield Global Transition Fund-A, L.P.
|
40-APP/A
|
|
|
Brookfield Global Transition Fund
|
40-APP/A
|
|
|
Brookfield Global Transition Fund-C, L.P.
|
40-APP/A
|
|
|
Brookfield Global Transition Fund-B, L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Debt Fund II-B LP
|
40-APP/A
|
|
|
Brookfield Infrastructure Debt Fund II-A LP
|
40-APP/A
|
|
|
Brookfield Infrastructure Debt Fund II LP
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund IV
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund IV-A, L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund IV-B, L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund IV-C, L.P.
|
40-APP/A
|
|
|
Brookfield Super-Core Infrastructure Partners
|
40-APP/A
|
|
|
Brookfield Super-Core Infrastructure Partners
|
40-APP/A
|
|
|
Brookfield Super-Core Infrastructure Partners
|
40-APP/A
|
|
|
Brookfield Super-Core Infrastructure Partners L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund III-A, L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund III-B, L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund III-D, L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund III-D
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund III-A
|
40-APP/A
|
|
|
Brookfield Renewable Partners L.P.
|
40-APP/A
|
Financial Statements
|
|
Brookfield Asset Management Private Institutional Capital Adviser
|
40-APP/A
|
|
|
Brookfield Infrastructure Partners L.P.
|
40-APP/A
|
Financial Statements
|
|
Brookfield Public Securities Group LLC
|
40-APP/A
|
|
|
Wang Lai
|
4
|
|
|
BeiGene, Ltd.
|
4
|
Financial Statements
|
|
Angel Oak Mortgage REIT, Inc.
|
8-K
|
Financial Statements
|
|
AST SpaceMobile, Inc.
|
424B5
|
|
|
Tinto Melanie J
|
4
|
|
|
WILLIAMS SONOMA INC
|
11-K
|
Financial Statements
|
|
ADAMANT DRI PROCESSING & MINERALS GROUP
|
8-K
|
|
|
Wang Julia Aijun
|
4
|
|
|
FVCBankcorp, Inc.
|
4
|
Financial Statements
|
|
PIJOR DAVID W
|
4
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-GC43
|
10-D
|
|
|
COMPUTER TASK GROUP INC
|
11-K
|
Financial Statements
|
|
ServisFirst Bancshares, Inc.
|
8-K
|
Financial Statements
|
|
East End Books Boston Seaport, LLC
|
C
|
|
|
First Watch Restaurant Group, Inc.
|
8-K
|
Financial Statements
|
|
FIDELITY SUMMER STREET TRUST
|
485BPOS
|
|
|
Sanders Corazon
|
4
|
|
|
EYENOVIA, INC.
|
S-8
|
Financial Statements
|
|
AMERICAN FINANCIAL GROUP INC
|
8-K
|
Financial Statements
|
|
Tidal ETF Trust
|
485BPOS
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-GC43
|
ABS-EE
|
|
|
Bertozzi Carolyn R
|
4
|
|
|
D-Wave Quantum Inc.
|
S-1/A
|
|
|
Viveon Health Acquisition Corp.
|
8-K
|
|
|
Scilex Holding Co
|
8-K
|
|
|
Wu Xiaobin
|
4
|
|
|
LEP-0310 Fund II, a series of Climate Capital Deals, LP
|
D
|
|
|
LEP-0310 Fund II AL Vehicle, a series of Climate Capital Deals, LP
|
D
|
|
|
Redwood Real Estate Income Fund
|
3
|
|
|
Woodcock Alexander
|
3
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
497
|
|
|
FLEXSHARES TRUST
|
497
|
|
|
Dearborn Joel Alan JR
|
4
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-GC41
|
10-D
|
|
|
STRATS
|
10-D
|
|
|
Forge Global Holdings, Inc.
|
8-K
|
|
|
C3.ai, Inc.
|
144
|
Financial Statements
|
|
ABBO EDWARD Y
|
144
|
|
|
Great Ajax Funding LLC
|
ABS-15G
|
|
|
ABS Long/Short Strategies Fund
|
NPORT-P
|
|
|
Loma Negra Compania Industrial Argentina Sociedad Anonima
|
6-K
|
Financial Statements
|
|
Great Ajax Operating Partnership LP
|
ABS-15G
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-GC41
|
ABS-EE
|
|
|
DGP Co., Ltd.
|
3
|
|
|
EXICURE, INC.
|
3
|
|
|
STRATS
|
8-K
|
|
|
Nassy Michael G.
|
4
|
|
|
Acuitas Group Holdings, LLC
|
SC 13D/A
|
|
|
Ontrak, Inc.
|
SC 13D/A
|
|
|
Mind Medicine
|
8-K
|
|
|
BARCLAYS PLC
|
8-A12B
|
Financial Statements
|
|
J.Jill, Inc.
|
144
|
Financial Statements
|
|
Scully James S
|
144
|
|
|
Kay Robert Bruce
|
4
|
|
|
STRATASYS LTD.
|
SC 14D9/A
|
Financial Statements
|
|
GD Culture Group Ltd
|
8-K
|
|
|
B. Riley Financial, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Arena Group Holdings, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Flat Footed LLC
|
SC 13D/A
|
|
|
DIVERSIFIED HEALTHCARE TRUST
|
SC 13D/A
|
|
|
NYMOX PHARMACEUTICAL CORP
|
6-K
|
Financial Statements
|
|
CIRCOR INTERNATIONAL INC
|
DEFA14A
|
Financial Statements
|
|
ENDEAVOUR SILVER CORP
|
6-K
|
Financial Statements
|
|
JJF 2019 Family Trust
|
144
|
|
|
Rent the Runway, Inc.
|
144
|
Financial Statements
|
|
Mace Stephen Alan
|
3
|
|
|
STRATS SM TRUST FOR WAL-MART STORES, INC. SECURITIES, SERIES 2005-4
|
8-K
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Jefferies Financial Group Inc.
|
DEFA14A
|
Financial Statements
|
|
Thakran Ravi
|
4
|
|
|
Wheels Up Experience Inc.
|
4
|
Financial Statements
|
|
Walmart Inc.
|
11-K
|
Financial Statements
|
|
Fields James Michael
|
3
|
|
|
Maurer Ann
|
3
|
|
|
Kindly Human, Inc.
|
D
|
|
|
Intra-Cellular Therapies, Inc.
|
4
|
Financial Statements
|
|
VAN NOSTRAND ROBERT L
|
4
|
|
|
Wheels Up Experience Inc.
|
8-K/A
|
Financial Statements
|
|
STRATASYS LTD.
|
425
|
Financial Statements
|
|
3D SYSTEMS CORP
|
425
|
Financial Statements
|
|
Roode Stacy
|
3
|
|
|
Syneos Health, Inc.
|
DEFM14A
|
Financial Statements
|
|
Salas Eduardo Rene
|
4
|
|
|
SMITH A O CORP
|
11-K
|
Financial Statements
|
|
CYBIN INC.
|
40-F
|
|
|
Anheuser-Busch InBev SA/NV
|
11-K
|
Financial Statements
|
|
GlobeStar Therapeutics Corp
|
8-K
|
|
|
RIGGS RORY B
|
4
|
|
|
Kimball Jennifer
|
4
|
|
|
Hulett Jennifer
|
4
|
|
|
DOLLAR TREE, INC.
|
4
|
Financial Statements
|
|
Font Investment Fund, LLC
|
D
|
|
|
MARCUS JOEL S
|
4
|
|
|
NVIDIA CORP
|
8-K
|
Financial Statements
|
|
Theriva Biologics, Inc.
|
8-K
|
Financial Statements
|
|
BLACKBERRY Ltd
|
8-K
|
Financial Statements
|
|
Bourland Jill
|
4
|
|
|
ISABELLA BANK Corp
|
4
|
|
|
STRATS SM TRUST FOR Goldman Sachs Cap I SEC SERIES 2005-3
|
8-K
|
|
|
VICTORY PORTFOLIOS III
|
485BPOS
|
|
|
Hunsaker Craig E
|
144
|
|
|
Alphatec Holdings, Inc.
|
144
|
Financial Statements
|
|
Ghosh Anirvan
|
4
|
|
|
Unity Biotechnology, Inc.
|
4
|
Financial Statements
|
|
Silver Bay Seafoods-Kodiak, LLC
|
D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2018-C6
|
10-D
|
|
|
Designer Brands Inc.
|
SC TO-I/A
|
Financial Statements
|
|
Item 9 Labs Corp.
|
8-K
|
|
|
Iolar Ventures Fund I, L.P.
|
D
|
|
|
OLD IRONSIDES BRAZOS III-B, LP
|
D
|
|
|
Millham Brian
|
4
|
|
|
Salesforce, Inc.
|
4
|
Financial Statements
|
|
Jackson Sharon L.
|
4
|
|
|
Chase Card Funding LLC
|
DEL AM
|
|
