| Company Name |
Form Type |
SEC Filings |
|
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
485BXT
|
|
|
GS Finance Corp.
|
FWP
|
|
|
Hedley Mary Lynne
|
4
|
|
|
U S GLOBAL INVESTORS INC
|
8-K
|
Financial Statements
|
|
EA Series Trust
|
NPORT-P
|
|
|
W23 Capitalize Fund I, a series of Capitalize Investments LLC
|
D
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Resonate Blends, Inc.
|
8-K
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 3
|
NPORT-P
|
|
|
Hung Priscilla
|
4
|
|
|
Nissan Auto Lease Trust 2023-B
|
424B5
|
|
|
NISSAN AUTO LEASING LLC II
|
424B5
|
|
|
Clarion Partners Real Estate Income Fund Inc.
|
424B3
|
|
|
Hunt Nimrata
|
4
|
|
|
Blackstone Alternative Investment Funds
|
24F-2NT
|
|
|
Sohgo Security Services Co., Ltd/ADR
|
F-6 POS
|
|
|
Citibank,N.A./ADR
|
F-6 POS
|
|
|
ALLSPRING FUNDS TRUST
|
485BPOS
|
|
|
Braeburn Whisky Inc.
|
D
|
|
|
Silver Point Capital L.P.
|
SC 13D/A
|
|
|
GULFPORT ENERGY CORP
|
SC 13D/A
|
Financial Statements
|
|
COLT Depositor III, LLC
|
ABS-15G
|
|
|
NovaQuest Pharma Opportunities Fund VI, L.P.
|
D/A
|
|
|
Erlinger Joseph M.
|
144
|
|
|
MCDONALDS CORP
|
144
|
Financial Statements
|
|
Mirum Pharmaceuticals, Inc.
|
SC 13D/A
|
Financial Statements
|
|
New Enterprise Associates 16, L.P.
|
SC 13D/A
|
|
|
Arcellx, Inc.
|
SC 13D/A
|
Financial Statements
|
|
New Enterprise Associates 15, L.P.
|
SC 13D/A
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
Harbor ETF Trust
|
N-CSRS
|
|
|
Lavelle Capital Opportunity LP - Series 5
|
D
|
|
|
Roystone Capital Holdings LLC
|
4
|
|
|
Guines LLC
|
4
|
|
|
biote Corp.
|
4
|
|
|
Barrera Richard R
|
4
|
|
|
Roystone Capital Management LP
|
4
|
|
|
LWO Special Opportunities Fund I, LP
|
D/A
|
|
|
Earlyworks Co., Ltd. /ADR
|
F-6
|
|
|
BANK OF NEW YORK / ADR DIVISION
|
F-6
|
|
|
M13 SO VIII LLC
|
D
|
|
|
NovaQuest Animal Health Opportunities Fund, L.P.
|
D/A
|
|
|
FB Financial Corp
|
11-K
|
Financial Statements
|
|
WARRANTEE INC.
|
F-1/A
|
|
|
BAKER PHILLIPS S JR
|
4
|
|
|
HECLA MINING CO/DE/
|
4
|
Financial Statements
|
|
FIRST FINANCIAL BANCORP /OH/
|
11-K
|
Financial Statements
|
|
Edwall Japan Strategies, LP
|
D/A
|
|
|
GID MAINSTAY FUND LP
|
D/A
|
|
|
Dreyfus Institutional Reserves Funds
|
N-CSR
|
|
|
Franklin Investors Securities Trust
|
NPORT-P
|
|
|
FRANKLIN STRATEGIC SERIES
|
NPORT-P
|
|
|
Franklin Gold & Precious Metals Fund
|
NPORT-P
|
|
|
Franklin Global Trust
|
NPORT-P
|
|
|
FRANKLIN VALUE INVESTORS TRUST
|
NPORT-P
|
|
|
FRANKLIN FUND ALLOCATOR SERIES
|
NPORT-P
|
|
|
Franklin Floating Rate Master Trust
|
NPORT-P
|
|
|
FRANKLIN REAL ESTATE SECURITIES TRUST
|
NPORT-P
|
|
|
Franklin Federal Tax Free Income Fund
|
NPORT-P
|
|
|
WSFS FINANCIAL CORP
|
S-8
|
Financial Statements
|
|
Helios Sports, Inc.
|
D
|
|
|
JPMorgan Trust I
|
497K
|
|
|
WSFS FINANCIAL CORP
|
S-3ASR
|
Financial Statements
|
|
BlackRock Innovation & Growth Term Trust
|
DEFA14A
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
DEFA14A
|
|
|
Ming Shing Group Holdings Ltd
|
F-1
|
|
|
UBS AG
|
424B2
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
|
DEFA14A
|
|
|
FEDERATED HERMES CORE TRUST
|
NPORT-P
|
|
|
Innovation Beverage Group Ltd
|
F-1/A
|
|
|
Dimensional ETF Trust
|
CERT
|
|
|
Emso Impressa Ltd.
|
D/A
|
|
|
NovaQuest Animal Health Opportunities Fund
|
D/A
|
|
|
SPIRE INC
|
11-K
|
Financial Statements
|
|
Raven at Monterey Apartments LLC
|
D
|
|
|
BayCom Corp
|
8-K
|
Financial Statements
|
|
Federated Hermes Adviser Series
|
NPORT-P
|
|
|
GEORGE PUTNAM BALANCED FUND
|
NPORT-P
|
|
|
Sezzle Inc.
|
8-K
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
11-K
|
Financial Statements
|
|
PUTNAM TAX FREE INCOME TRUST
|
NPORT-P
|
|
|
MACERICH CO
|
11-K
|
Financial Statements
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
GC Two Holdings, Inc.
|
D/A
|
|
|
Investcorp US Real Estate Employee Co-Investment Incentive, L.P.
|
D
|
|
|
Clever Capital Arcadia Cove LLC
|
D
|
|
|
iSHARES TRUST
|
NPORT-P
|
|
|
OREGON NATURALS INC.
|
D
|
|
|
PUTNAM INVESTMENT FUNDS
|
NPORT-P
|
|
|
Sienko David C
|
4
|
|
|
Silver Spike Investment Corp.
|
8-K
|
Financial Statements
|
|
DeepFraud Technologies Inc.
|
D
|
|
|
ANI PHARMACEUTICALS INC
|
S-8
|
Financial Statements
|
|
Vesey Ventures Fund I LP
|
D/A
|
|
|
Arbour Lane Oasis Fund, L.P.
|
D
|
|
|
BONSO ELECTRONICS INTERNATIONAL INC
|
25
|
|
|
David Zwirner Digital, Inc.
|
D
|
|
|
ENERGY CO OF PARANA
|
6-K
|
Financial Statements
|
|
Putnam Target Date Funds
|
NPORT-P
|
|
|
Ruuf I, a series of Capitalize Investments LLC
|
D
|
|
|
RENASANT CORP
|
11-K
|
Financial Statements
|
|
MineHub Technologies Inc.
|
D
|
|
|
ENERPAC TOOL GROUP CORP
|
10-Q
|
|
|
Cube Security Inc.
|
D
|
|
|
Planar I, a series of Capitalize Investments LLC
|
D
|
|
|
General Motors Financial Company, Inc.
|
8-K
|
|
|
MCDONALDS CORP
|
11-K
|
Financial Statements
|
|
EA Series Trust
|
24F-2NT
|
|
|
SmartStop Self Storage REIT, Inc.
|
4
|
|
|
Mathews Paula M.
|
4
|
|
|
EA Series Trust
|
485BXT
|
|
|
ENVIRI Corp
|
11-K
|
Financial Statements
|
|
WEX Inc.
|
11-K
|
Financial Statements
|
|
RAYONT INC.
|
8-K
|
|
|
Aquestive Therapeutics, Inc.
|
4
|
Financial Statements
|
|
BROWN GREGORY B
|
4
|
|
|
Frommer Jeremy
|
4
|
|
|
Creatd, Inc.
|
4
|
|
|
Roberts Lauren M
|
4
|
|
|
AMERICAN HONDA FINANCE CORP
|
10-K
|
|
|
Perry Harold
|
4
|
|
|
V&S Honeygo LLC
|
D
|
|
|
HOME BANCORP, INC.
|
11-K
|
Financial Statements
|
|
Morris Timothy S.
|
4
|
|
|
HBK Merger Strategies Offshore Fund Ltd.
|
D/A
|
|
|
AGILYSYS INC
|
PRE 14A
|
Financial Statements
|
|
STONE WILLIAM GORDON III
|
4
|
|
|
Digital Turbine, Inc.
|
4
|
Financial Statements
|
|
PUTNAM FUNDS TRUST
|
NPORT-P
|
|
|
Sunstone Oasis Arcadia Investments LLC
|
D
|
|
|
BNY Mellon Advantage Funds, Inc.
|
N-CSRS
|
|
|
RM Opportunity Trust
|
40-APP/A
|
|
|
Rocky Mountain Private Wealth Management, L.L.C.
|
40-APP/A
|
|
|
HERITAGE FINANCIAL CORP /WA/
|
11-K
|
Financial Statements
|
|
RENTOKIL INITIAL PLC /FI
|
6-K
|
|
|
NorthEast Community Bancorp, Inc./MD/
|
11-K
|
|
|
STEWART INFORMATION SERVICES CORP
|
11-K
|
Financial Statements
|
|
PINK MOON FILM, LLC
|
D/A
|
|
|
EXPORT DEVELOPMENT CANADA/CN
|
424B2
|
|
|
Lawlar Russell Douglas
|
4
|
|
|
CROWN HOLDINGS INC
|
11-K
|
Financial Statements
|
|
Blink Charging Co.
|
144
|
Financial Statements
|
|
FARKAS MICHAEL D
|
144
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
NPORT-P
|
|
|
I've Got A Bad Feeling LLC
|
C
|
|
|
CEP SPV III a Series of Channel Equity LLC
|
D
|
|
|
biote Corp.
|
SC 13G/A
|
|
|
Roystone Capital Management LP
|
SC 13G/A
|
|
|
453 3rd Holding LLC
|
D
|
|
|
Avalon Credit Opportunities Fund Ltd
|
D/A
|
|
|
Saguaro SMID Partners Offshore Fund Ltd.
|
D/A
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
NPORT-P
|
|
|
Bayview Opportunity Offshore V AIV 1, L.P.
|
D
|
|
|
FIRST MID BANCSHARES, INC.
|
424B3
|
Financial Statements
|
|
Yendosemite Club a Series of SPVs For You & Me LLC
|
D
|
|
|
PIONEER SERIES TRUST X
|
24F-2NT
|
|
|
PECO ENERGY CO
|
8-K
|
|
|
HURT CLINT
|
144
|
|
|
PRIMEENERGY RESOURCES CORP
|
144
|
Financial Statements
|
|
Bayview Opportunity Domestic V AIV, L.P.
|
D
|
|
|
Buller Richard E
|
144
|
|
|
Celcuity Inc.
|
144
|
Financial Statements
|
|
PUTNAM MANAGED MUNICIPAL INCOME TRUST
|
NPORT-P
|
|
|
Bayview Opportunity Offshore V AIV 2, L.P.
|
D
|
|
|
SFF Venture Partners, LP
|
D/A
|
|
|
Forta Health 2023 a Series of What If Ventures Master LLC
|
D
|
|
|
Mueller David J
|
4
|
|
|
CX Courts of Avalon, DST
|
D/A
|
|
|
Medalist Partners Harvest Fund, LP
|
D/A
|
|
|
CharacTour, LLC
|
D
|
|
|
Barcodes Holdings, LP
|
D/A
|
|
|
BAM Partners Trust
|
4
|
|
|
OCM Opps EB Holdings Ltd.
|
4
|
|
|
Oaktree Fund GP, LLC
|
4
|
|
|
OAKTREE HOLDINGS, LLC
|
4
|
|
|
OCM HOLDINGS I, LLC
|
4
|
|
|
Oaktree Capital I, L.P.
|
4
|
|
|
Oaktree Capital Group, LLC
|
4
|
|
|
Oaktree Capital Group Holdings GP, LLC
|
4
|
|
|
OAKTREE FUND GP I, L.P.
|
4
|
|
|
Eagle Bulk Shipping Inc.
|
4
|
Financial Statements
|
|
BROOKFIELD Corp /ON/
|
4
|
|
|
PRUDENTIAL VARIABLE CONTRACT ACCOUNT GI-2
|
497
|
|
|
OAKTREE HOLDINGS, LLC
|
SC 13D/A
|
|
|
Eagle Bulk Shipping Inc.
|
SC 13D/A
|
Financial Statements
|
|
CEP SPV IV a Series of Channel Equity LLC
|
D
|
|
|
TPG Partners IX, L.P.
|
D/A
|
|
|
Safanad Real Estate Special Situations Opportunity Fund, LP
|
D/A
|
|
|
GSBackers BrewBird Fund I a Series of CGF2021 LLC
|
D
|
|
|
Korion Health Inc.
|
C/A
|
|
|
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
NPORT-P
|
|
|
PFK Buyer Inc.
|
D/A
|
|
|
The3rdBevco Inc.
|
1-A POS
|
|
|
CITIZENS, INC.
|
8-K
|
Financial Statements
|
|
Saguaro SMID Partners Fund LP
|
D/A
|
|
|
UBS AG
|
FWP
|
|
|
Innovative Eyewear Inc
|
DEFA14A
|
|
|
Transfix, Inc.
|
D
|
|
|
FASHIONKIND Jul 2022 a Series of CGF2021 LLC
|
D
|
|
|
SIMPPLE LTD.
|
FWP
|
|
|
Multi-Select Securities Fund for Puerto Rico Residents
|
40-APP/A
|
|
|
Short Term Investment Fund for Puerto Rico Residents, Inc.
|
40-APP/A
|
|
|
U.S. Monthly Income Fund for Puerto Rico Residents, Inc.
|
40-APP/A
|
|
|
UBS Trust Co of Puerto Rico
|
40-APP/A
|
|
|
UBS Series Funds
|
40-APP/A
|
|
|
PACE SELECT ADVISORS TRUST
|
40-APP/A
|
|
|
UBS FUNDS
|
40-APP/A
|
|
|
UBS ASSET MANAGEMENT AMERICAS INC
|
40-APP/A
|
|
|
Global X Funds
|
485BPOS
|
|
|
TORONTO DOMINION BANK
|
11-K
|
Financial Statements
|
|
Numadic Apr 2023 a Series of CGF2021 LLC
|
D
|
|
|
Federated Hermes Income Securities Trust
|
497K
|
|
|
Talino Ventures PBC
|
D
|
|
|
CASEYS GENERAL STORES INC
|
10-K
|
Financial Statements
|
|
Miss Prissy's LLC
|
C-U
|
|
|
T1P a Series of CGF2021 LLC
|
D
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Polen Capital Total Return Credit Fund
|
D
|
|
|
SinglePoint Inc.
|
S-1/A
|
|
|
Saguaro Large Cap Partners Offshore Fund Ltd.
|
D/A
|
|
|
Clary Michael L.
|
4
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Rule G Brewing Company, LLC
|
C-U
|
|
|
BISONCTWAY LLC
|
D
|
|
|
HINES GLOBAL INCOME TRUST, INC.
|
DEFA14A
|
|
|
Bain Capital Middle Market Credit 2022
|
D/A
|
|
|
Bain Capital Middle Market Credit 2022
|
D/A
|
|
|
Putnam ETF Trust
|
NPORT-P
|
|
|
BNY Mellon Opportunistic Municipal Securities Fund
|
N-CSR
|
|
|
HINES GLOBAL INCOME TRUST, INC.
|
DEF 14A
|
|
|
HBK Merger Strategies Fund L.P.
|
D/A
|
|
|
Stick Figure Provisions LLC
|
C-W
|
|
|
CCM Development II, LLC
|
D/A
|
|
|
PIONEER REAL ESTATE SHARES
|
24F-2NT
|
|
|
Bitdeer Technologies Group
|
S-8
|
|
|
WULF GENE C
|
144
|
|
|
SMITH A O CORP
|
144
|
Financial Statements
|
|
Byers Deborah L
|
4
|
|
|
DTE ENERGY CO
|
4
|
Financial Statements
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
497
|
|
|
Ayala Pharmaceuticals, Inc.
|
DEF 14A
|
Financial Statements
|
|
VALERO ENERGY CORP/TX
|
11-K
|
Financial Statements
|
|
COHU INC
|
8-K
|
Financial Statements
|
|
SAP SE
|
11-K
|
Financial Statements
|
|
Saguaro Large Cap Partners Fund LP
|
D/A
|
|
|
Federated Hermes Income Securities Trust
|
485BPOS
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Pareto SyFi Fund, LP
|
D/A
|
|
|
SILVER STAR PROPERTIES REIT, INC
|
8-K
|
|
|
Calamos Aksia Alternative Credit & Income Fund
|
4
|
|
|
Behan Robert
|
4
|
|
|
Brookfield Asset Management ULC
|
4
|
|
|
Sitio Royalties Corp.
|
4
|
|
|
Krop Julie
|
4
|
|
|
OCM Source Holdings, L.P.
|
4
|
|
|
Atlas OCM Holdings, LLC
|
4
|
|
|
Source Energy Partners, LLC
|
4
|
|
|
SUNNYMEATH PARTNERS LLC
|
D/A
|
|
|
MORRIS TIMOTHY E
|
4
|
|
|
Ironwood Multi-Strategy Fund LLC
|
NPORT-P
|
|
|
Ironwood Institutional Multi-Strategy Fund LLC
|
NPORT-P
|
|
|
Oaktree Fund AIF Series
|
4
|
|
|
Opps XI PVDC PT, L.P.
|
4
|
|
|
Sierra Energy Intermediate, LLC
|
4
|
|
|
Source Energy Permian II, LLC
|
4
|
|
|
Sierra Energy Royalties, LLC
|
4
|
|
|
Sierra Energy Holdings, LLC
|
4
|
|
|
Oaktree AIF
|
4
|
|
|
Oaktree Capital Management GP, LLC
|
4
|
|
|
OCM FIE, LLC
|
4
|
|
|
OAKTREE CAPITAL MANAGEMENT LP
|
4
|
|
|
Taglietti Marco
|
4
|
|
|
Gaya Technologies Inc May 2023 a Series of CGF2021 LLC
|
D
|
|
|
COSTA SANTO J
|
4
|
|
|
BANK OF AMERICA CORP /DE/
|
11-K
|
Financial Statements
|
|
Dufresne Daniel
|
4
|
|
|
Cochran John
|
4
|
|
|
Catholic Responsible Investments Funds
|
497K
|
|
|
KORSH LES B
|
4
|
|
|
PATTERSON COMPANIES, INC.
|
4
|
Financial Statements
|
|
BlackRock ETF Trust II
|
485BPOS
|
|
|
SpaceX 2023
|
D
|
|
|
Edgewood Partners L.P.
|
D/A
|
|
|
Sterling Bancorp, Inc.
|
4
|
Financial Statements
|
|
OBrien Thomas M
|
4
|
|
|
Byers Deborah L
|
3
|
|
|
DTE ENERGY CO
|
3
|
Financial Statements
|
|
Sitio Royalties Corp.
|
SC 13D/A
|
|
|
OAKTREE CAPITAL MANAGEMENT LP
|
SC 13D/A
|
|
|
PAR PACIFIC HOLDINGS, INC.
|
S-8
|
Financial Statements
|
|
Lazard International Strategic Equity
|
D/A
|
|
|
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND
|
8-K
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Saguaro All Cap Partners Fund LP
|
D/A
|
|
|
Wildlife Protection Management, Inc.
|
D/A
|
|
|
Chaos Series A a Series of Pari Passu Master II LLC
|
D
|
|
|
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
|
8-K
|
|
|
Lazard Global Fixed Income Trust
|
D/A
|
|
|
Mossytree Inc.
|
4
|
|
|
Breon Eric
|
4
|
|
