| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Stellus Capital Investment Corp
|
8-K
|
Financial Statements
|
|
Fund 1 Investments, LLC
|
4
|
|
|
Pleasant Lake Partners LLC
|
4
|
|
|
Pleasant Lake Onshore Feeder Fund LP
|
4
|
|
|
TILLY'S, INC.
|
4
|
Financial Statements
|
|
Ruff Ellen T
|
4
|
|
|
Cudahy Theresa Ellen
|
4
|
|
|
CuriosityStream Inc.
|
4
|
|
|
THOMSON REUTERS CORP /CAN/
|
6-K
|
Financial Statements
|
|
FOXO TECHNOLOGIES INC.
|
424B3
|
|
|
Singleton Mark Leonard
|
4
|
|
|
Bioventus Inc.
|
4
|
Financial Statements
|
|
Nordby Matthew
|
4
|
|
|
Local Bounti Corporation/DE
|
4
|
|
|
Taylor Timothy Evan
|
4
|
|
|
Globalstar, Inc.
|
4
|
Financial Statements
|
|
Growth for Good Acquisition Corp
|
8-K
|
|
|
HPS Corporate Lending Fund
|
N-2/A
|
|
|
Walt Disney Co
|
11-K
|
Financial Statements
|
|
FOXO TECHNOLOGIES INC.
|
8-K
|
|
|
RGC RESOURCES INC
|
8-K
|
Financial Statements
|
|
Nelson Mark Joseph
|
4
|
|
|
MedTech Acquisition Corp
|
D
|
|
|
MTK ACQUISITION FUND LP
|
D
|
|
|
FORST EDWARD C
|
4
|
|
|
Medici Michael
|
4
|
|
|
Markforged Holding Corp
|
4
|
|
|
McMillon C Douglas
|
144
|
|
|
Walmart Inc.
|
144
|
Financial Statements
|
|
GREENBERG DAVID I
|
4
|
|
|
McGahn Daniel P
|
144
|
|
|
AMERICAN SUPERCONDUCTOR CORP /DE/
|
144
|
Financial Statements
|
|
Genius Group Ltd
|
S-8
|
Financial Statements
|
|
Carr-Smith Jennifer
|
4
|
|
|
Invoke AI, Inc.
|
D
|
|
|
Blink Charging Co.
|
4
|
Financial Statements
|
|
FARKAS MICHAEL D
|
4
|
|
|
GSP FusionIQ Access Fund LLC
|
D
|
|
|
HEXO Corp.
|
6-K
|
|
|
Brewster Pamela
|
4
|
|
|
FEBBO WILLIAM J
|
4
|
|
|
LifeMD, Inc.
|
4
|
|
|
DoorDash, Inc.
|
4
|
Financial Statements
|
|
Lin Alfred
|
4
|
|
|
CARROLS RESTAURANT GROUP, INC.
|
S-8
|
Financial Statements
|
|
Kosiba John W JR
|
144
|
|
|
Coliseum Acquisition Corp.
|
8-K
|
Financial Statements
|
|
Vision Marine Technologies Inc.
|
D
|
Financial Statements
|
|
Mossytree Inc.
|
144
|
|
|
Vacasa, Inc.
|
144
|
Financial Statements
|
|
Tilray Brands, Inc.
|
S-8
|
Financial Statements
|
|
MATTEL INC /DE/
|
11-K
|
Financial Statements
|
|
Budman Gleb
|
4
|
|
|
Backblaze, Inc.
|
4
|
Financial Statements
|
|
ARCTOS SHIELD CO-INVEST FUND I, LP
|
D
|
|
|
Prime Medicine, Inc.
|
4
|
Financial Statements
|
|
GV 2021 GP, L.P.
|
4
|
|
|
GV 2021 GP, L.L.C.
|
4
|
|
|
GV 2021, L.P.
|
4
|
|
|
GV 2019, L.P.
|
4
|
|
|
GV 2019 GP, L.P.
|
4
|
|
|
GV 2019 GP, L.L.C.
|
4
|
|
|
Alphabet Inc.
|
4
|
Financial Statements
|
|
NATIONAL INSTRUMENTS CORP
|
DEFA14A
|
Financial Statements
|
|
Janus International Group, Inc.
|
4
|
|
|
CLEARLAKE CAPITAL GROUP, L.P.
|
4
|
|
|
Eghbali Behdad
|
4
|
|
|
Feliciano Jose Enrique
|
4
|
|
|
Tate Jeffrey L.
|
4
|
|
|
LEGGETT & PLATT INC
|
4
|
Financial Statements
|
|
ETF Managers Trust
|
497
|
|
|
PETERSON RICHARD D
|
4
|
|
|
UNIVERSAL INSURANCE HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Enertopia Corp.
|
8-K
|
|
|
Acrivon Therapeutics, Inc.
|
8-K
|
|
|
Chand Ashish
|
4
|
|
|
BELDEN INC.
|
4
|
Financial Statements
|
|
WILENTZ JOEL
|
4
|
|
|
Nxu, Inc.
|
8-K
|
|
|
ARES STRATEGIC INCOME FUND
|
424B3
|
|
|
Berkshire Grey, Inc.
|
PRER14A
|
|
|
Chang Robert
|
144/A
|
|
|
Newegg Commerce, Inc.
|
144/A
|
|
|
We4C.ai LLC
|
D/A
|
|
|
McCahill Francis Xavier III
|
4
|
|
|
Tilray Brands, Inc.
|
8-K
|
Financial Statements
|
|
Masterworks Vault 2, LLC
|
1-U
|
|
|
PIETRANGELO MICHAEL
|
4
|
|
|
Jianpu Technology Inc.
|
6-K
|
Financial Statements
|
|
ONE Gas, Inc.
|
11-K
|
Financial Statements
|
|
SCHINDLER OZZIE A
|
4
|
|
|
LifeMD, Inc.
|
8-K
|
|
|
Tilray Brands, Inc.
|
424B5
|
Financial Statements
|
|
New Providence Acquisition II LLC
|
4
|
|
|
New Providence Acquisition Corp. II
|
4
|
|
|
Brown Shannon A
|
4
|
|
|
Janus International Group, Inc.
|
SC 13D/A
|
|
|
CLEARLAKE CAPITAL GROUP, L.P.
|
SC 13D/A
|
|
|
Springer Jon
|
4
|
|
|
Canopy Growth Corp
|
8-K
|
Financial Statements
|
|
Enovix Corp
|
4
|
|
|
Rodgers Thurman J
|
4
|
|
|
Gordon Marlene
|
4
|
|
|
DEVEER ROBERT K JR
|
4
|
|
|
PALATIN TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Hull Joseph Stanley
|
4
|
|
|
DUNTON ALAN W
|
4
|
|
|
Manning Anthony M.
|
4
|
|
|
ARES STRATEGIC INCOME FUND
|
8-K
|
|
|
SPANA CARL
|
4
|
|
|
PRENDERGAST JOHN K A
|
4
|
|
|
Morris Arlene
|
4
|
|
|
NewHydrogen, Inc.
|
8-K
|
|
|
WILLS STEPHEN T
|
4
|
|
|
CULLEN THOMAS A
|
4
|
|
|
DISH Network CORP
|
4
|
Financial Statements
|
|
NATIONAL INSTRUMENTS CORP
|
8-K
|
Financial Statements
|
|
Callahan Scott P.
|
4
|
|
|
Durable Capital Partners LP
|
4
|
|
|
Warby Parker Inc.
|
4
|
Financial Statements
|
|
Masojada Bronislaw Edmund
|
4
|
|
|
Valneva SE
|
6-K
|
Financial Statements
|
|
BROWN & BROWN, INC.
|
4
|
Financial Statements
|
|
Apollo Debt Solutions BDC
|
8-K
|
|
|
uniQure N.V.
|
8-K
|
Financial Statements
|
|
GRAY TELEVISION INC
|
8-K
|
Financial Statements
|
|
ARCTOS KEYSTONE PARTNERS FUND I-A, LP
|
D
|
|
|
FEBBO WILLIAM J
|
3
|
|
|
LifeMD, Inc.
|
3
|
|
|
BLACKLEY IAN T
|
4
|
|
|
ARCTOS KEYSTONE PARTNERS FUND I, LP
|
D
|
|
|
Dockshare, Inc.
|
C
|
|
|
BACK BAY BEAR CO II, LP
|
D
|
|
|
COMPASS MINERALS INTERNATIONAL INC
|
4
|
Financial Statements
|
|
DOWLING EDWARD C
|
4
|
|
|
FTV 2023 PARTNERS LLC
|
D
|
|
|
HANOVER INSURANCE GROUP, INC.
|
S-8
|
Financial Statements
|
|
Gardiner Jill V
|
4
|
|
|
Swaringen S Todd
|
4
|
|
|
Chojnowski David
|
4
|
|
|
Ford Eric
|
4
|
|
|
Alto Ingredients, Inc.
|
S-8
|
Financial Statements
|
|
D'Adamio Anthony
|
4
|
|
|
Entree Resources Ltd.
|
6-K
|
|
|
CARROLS RESTAURANT GROUP, INC.
|
8-K
|
Financial Statements
|
|
WALKER LORI A
|
4
|
|
|
Milledgeville 126 Operator, LLC
|
D
|
|
|
Reece Joseph E
|
4
|
|
|
7GC & Co. Holdings Inc.
|
DEFA14A
|
|
|
TerraCap Partners VI
|
D
|
|
|
Perche Patrice
|
4
|
|
|
Fortinet, Inc.
|
4
|
Financial Statements
|
|
TerraCap Partners VI
|
D
|
|
|
MW LSVC Redwood, LLC
|
D
|
|
|
Seltzer Stephen C
|
4
|
|
|
ARC Family Trust
|
4
|
|
|
FTC Solar, Inc.
|
4
|
Financial Statements
|
|
Greenlane Holdings, Inc.
|
8-K
|
Financial Statements
|
|
BLUE DOLPHIN ENERGY CO
|
8-K
|
|
|
Scorpio Tankers Inc.
|
6-K
|
Financial Statements
|
|
BERNLOHR TIMOTHY J
|
4
|
|
|
LISSY DAVID H
|
4
|
|
|
Orsini Salvatore D.
|
4
|
|
|
TOCIO MARY ANN
|
4
|
|
|
Minehan Cathy E.
|
4
|
|
|
Richie Laurel
|
4
|
|
|
HITCH JORDAN
|
4
|
|
|
TerraCap Partners VI
|
D
|
|
|
Atkinson Julie
|
4
|
|
|
Owl Rock Technology Income Corp.
|
8-K
|
|
|
LAWRENCE LIGHTFOOT SARA
|
4
|
|
|
Maloof Chris
|
4
|
|
|
MeridianLink, Inc.
|
4
|
Financial Statements
|
|
Alleva Lawrence M
|
4
|
|
|
CAE INC
|
40-F
|
Financial Statements
|
|
Innovative Eyewear Inc
|
DEF 14A
|
|
|
Amiti IV L.P.
|
D/A
|
|
|
Global X Funds
|
497
|
|
|
Millham Brian
|
144
|
|
|
Salesforce, Inc.
|
144
|
Financial Statements
|
|
APPLIED ENERGETICS, INC.
|
8-K
|
|
|
NorthStar Healthcare Income, Inc.
|
4
|
|
|
Smith Thomas Andrew
|
4
|
|
|
Samay Gregory A
|
4
|
|
|
ALX ONCOLOGY HOLDINGS INC
|
4
|
Financial Statements
|
|
Nielsen Jack
|
4
|
|
|
Wierenga Amy
|
3
|
|
|
Hedge Fund Guided Portfolio Solution
|
3
|
|
|
Carnella Jonathan A.
|
4
|
|
|
Owl Rock Technology Finance Corp. II
|
8-K
|
|
|
Asana, Inc.
|
4
|
Financial Statements
|
|
NORRINGTON LORRIE M
|
4
|
|
|
Neuberger Berman ETF Trust
|
N-14
|
|
|
Russell Vernon A
|
4
|
|
|
Shanmugam Muthusamy
|
144
|
|
|
ANI PHARMACEUTICALS INC
|
144
|
Financial Statements
|
|
Long Drive to Yadkin LLC
|
C
|
|
|
Dryer Trevor D.
|
4
|
|
|
HERITAGE FINANCIAL CORP /WA/
|
4
|
Financial Statements
|
|
Owl Rock Technology Finance Corp.
|
8-K
|
|
|
Ovtchinnikov Alexander
|
4
|
|
|
IPG PHOTONICS CORP
|
4
|
Financial Statements
|
|
Vigilante Donna
|
3
|
|
|
WILLIS LEASE FINANCE CORP
|
ARS
|
Financial Statements
|
|
UNITED GUARDIAN INC
|
3
|
Financial Statements
|
|
iSHARES TRUST
|
497
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY FUND
|
3
|
|
|
Snowflake Inc.
|
144
|
Financial Statements
|
|
Slootman Frank
|
144
|
|
|
Mossytree Inc.
|
4/A
|
|
|
Breon Eric
|
4/A
|
|
|
Vacasa, Inc.
|
4/A
|
Financial Statements
|
|
Khalifa Sammy
|
4
|
|
|
Vicarious Surgical Inc.
|
4
|
|
|
Owl Rock Core Income Corp.
|
8-K
|
|
|
Boomerang Water, LLC
|
D
|
|
|
Owl Rock Capital Corp III
|
8-K
|
|
|
Kala Pharmaceuticals, Inc.
|
S-8
|
Financial Statements
|
|
Lilium N.V.
|
424B3
|
|
|
BIOTECHNOLOGY VALUE FUND L P
|
SC 13G
|
|
|
DELCATH SYSTEMS, INC.
|
SC 13G
|
|
|
BANK 2020-BNK26
|
8-K
|
|
|
RHYTHM PHARMACEUTICALS, INC.
|
8-K
|
Financial Statements
|
|
Monaco Kevin
|
4
|
|
|
JOHN WILEY & SONS, INC.
|
4
|
Financial Statements
|
|
Owl Rock Capital Corp II
|
8-K
|
|
|
Provident Bancorp, Inc. /MD/
|
8-K
|
Financial Statements
|
|
Karat Packaging Inc.
|
8-K
|
Financial Statements
|
|
Lettmann Jason
|
4
|
|
|
CHARNESKI BRIAN
|
4
|
|
|
Rankin Frank A III
|
4
|
|
|
SMUCKER MARK T
|
4
|
|
|
J M SMUCKER Co
|
4
|
Financial Statements
|
|
Chan Eric Kayen
|
4
|
|
|
CHURCH KATRINA J
|
4
|
|
|
Dowden Nathan J
|
4
|
|
|
Entrada Therapeutics, Inc.
|
4
|
Financial Statements
|
|
ALLIANCE ENTERTAINMENT HOLDING CORP
|
S-1/A
|
|
|
Owl Rock Capital Corp
|
8-K
|
Financial Statements
|
|
STEVENSON CRAIG H JR
|
4
|
|
|
Morris June
|
4
|
|
|
Gavin Deborah J
|
4
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY FUND
|
3
|
|
|
Moskovitz Dustin A.
|
4
|
|
|
DAWSON GEOPHYSICAL CO
|
8-K
|
Financial Statements
|
|
BBCMS 2023-C20
|
FWP
|
|
|
Barclays Commercial Mortgage Securities LLC
|
FWP
|
|
|
Virgin Galactic Holdings, Inc
|
8-K
|
|
|
LYON JEFFREY S
|
4
|
|
|
Warren Eric
|
4
|
|
|
Esperion Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Cardio Diagnostics Holdings, Inc.
|
8-K
|
|
|
GOULD MITCHELL
|
4
|
|
|
BRT Apartments Corp.
|
4
|
Financial Statements
|
|
Kelly William John
|
4
|
|
|
Danaos Corp
|
SC 13G/A
|
Financial Statements
|
|
Eagle Bulk Shipping Inc.
|
SC 13G/A
|
Financial Statements
|
|
VANCE BRIAN L
|
4
|
|
|
Sachs Adam David
|
4
|
|
|
Schauerman John P.
|
144/A
|
|
|
Primoris Services Corp
|
144/A
|
Financial Statements
|
|
WISCONSIN CAPITAL FUNDS INC
|
24F-2NT
|
|
|
Ellwanger Kimberly T
|
4
|
|
|
Poplin Chris M
|
4
|
|
|
Hemrajani Rekha
|
4
|
|
|
Oxbridge Acquisition Corp.
|
S-4/A
|
|
|
CX Residences at Congressional Village, DST
|
D/A
|
|
|
WHEAT DOUGLAS D
|
4
|
|
|
WHEAT BILL W
|
4
|
|
|
HORTON D R INC /DE/
|
4
|
Financial Statements
|
|
Neo 3.0 Opportunities, L.P.
|
D
|
|
|
Neo 3.0a Opportunities, L.P.
|
D
|
|
|
Anderson Mark Monroe
|
4
|
|
|
Giacobbe Gail B.
|
4
|
|
|
Reinhart James G.
|
4
|
|
|
ThredUp Inc.
|
4
|
Financial Statements
|
|
Barnes-Smith Matthew
|
4
|
|
|
Armada Hoffler Properties, Inc.
|
4
|
Financial Statements
|
|
SELIG STEFAN M
|
4
|
|
|
LANDSEA HOLDINGS CORP
|
SC 13D/A
|
|
|
Landsea Homes Corp
|
SC 13D/A
|
|
|
MFS SERIES TRUST VI
|
N-CSRS
|
|
|
MFS SERIES TRUST IX
|
N-CSRS
|
|
|
Rivera Frederick B
|
4
|
|
|
Haddad Louis S
|
4
|
|
|
ORACLE PARTNERS LP
|
D/A
|
|
|
EnerSys
|
ARS
|
Financial Statements
|
|
Virgin Galactic Holdings, Inc
|
424B5
|
|
|
Spark Networks SE
|
8-K
|
Financial Statements
|
|
CONOCOPHILLIPS
|
11-K
|
Financial Statements
|
|
ORACLE INSTITUTIONAL PARTNERS L P
|
D/A
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC
|
3
|
|
|
Watson Ann
|
4
|
|
|
Morgan Wesley A
|
4
|
|
|
Stronghold Digital Mining, Inc.
|
8-K
|
Financial Statements
|
|
Corebridge Financial, Inc.
|
8-K
|
Financial Statements
|
|
Oracle Ten Fund L.P.
|
D/A
|
|
|
Engaged Capital LLC
|
SC 13D/A
|
|
|
Quotient Technology Inc.
|
SC 13D/A
|
Financial Statements
|
|
Firefly Neuroscience, Inc.
|
D
|
|
