| Company Name |
Form Type |
SEC Filings |
|
|
|
|
RAISS SARAH E.
|
4
|
|
|
Baszucki Gregory
|
4
|
|
|
Roblox Corp
|
4
|
Financial Statements
|
|
Goldberg Andrew D.
|
4
|
|
|
Linz Terrence James
|
4
|
|
|
Clark Bryan P
|
4
|
|
|
Olsson Erik
|
4
|
|
|
Harris Erik
|
4
|
|
|
Ultragenyx Pharmaceutical Inc.
|
4
|
Financial Statements
|
|
Buick Mike
|
4
|
|
|
O'Day Timothy J.
|
4
|
|
|
Heliogen, Inc.
|
4
|
|
|
Nant Capital, LLC
|
4
|
|
|
CALIFORNIA CAPITAL EQUITY, LLC
|
4
|
|
|
SOON-SHIONG PATRICK
|
4
|
|
|
Hook Lisa
|
4
|
|
|
Fogel Marie
|
4
|
|
|
VINCE HOLDING CORP.
|
4
|
Financial Statements
|
|
Lin Elizabeth Yeu
|
4
|
|
|
Elton Robert George
|
4
|
|
|
FIGS, Inc.
|
4
|
Financial Statements
|
|
Hasson Heather L.
|
4
|
|
|
DeWitt Adam
|
4
|
|
|
SWITZ ROBERT E
|
4
|
|
|
Breslin William J
|
4
|
|
|
Lucian Robert Gerard
|
4
|
|
|
Bales Brian A
|
4
|
|
|
Elliott Geraldine
|
4
|
|
|
Marqeta, Inc.
|
4
|
Financial Statements
|
|
Barnett Jill
|
4
|
|
|
LINK WILLIAM J PHD
|
4
|
|
|
Gabai-Pinsky Veronique
|
144
|
|
|
INTER PARFUMS INC
|
144
|
Financial Statements
|
|
Riley Helen
|
4
|
|
|
SULLIVAN GODFREY
|
4
|
|
|
Cummings Martha
|
4
|
|
|
Vanderjagt Katherine E.
|
4
|
|
|
Linville Judson C
|
4
|
|
|
Hyman Jennifer
|
4
|
|
|
Bucaria Michelle
|
4
|
|
|
Jamf Holding Corp.
|
4
|
Financial Statements
|
|
Qualified Annuity Trust under the Susan Y. Kim 2020-1 Irrevocable Trust Agreement dated 04/01/2020
|
4
|
|
|
AMKOR TECHNOLOGY, INC.
|
4
|
Financial Statements
|
|
Leohold Jurgen
|
4
|
|
|
QuantumScape Corp
|
4
|
Financial Statements
|
|
Richmond Raphaell Z.
|
4
|
|
|
STRACHAN MICHAEL G
|
4
|
|
|
TREASURY BROKERAGE
|
X-17A-5/A
|
|
|
Heyman Tomas J.
|
4
|
|
|
Akero Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Fortrea Holdings Inc.
|
4
|
|
|
EISENBERG GLENN A
|
4
|
|
|
BOFA SECURITIES, INC.
|
ATS-N/UA
|
|
|
Cooper Jeffrey Elliott
|
4
|
|
|
Guidewire Software, Inc.
|
4
|
Financial Statements
|
|
Pringle Robert S.
|
4
|
|
|
Lind Robert R
|
4
|
|
|
VIRCO MFG CORPORATION
|
4
|
Financial Statements
|
|
King James Winston
|
4
|
|
|
McCurry Jennifer Lynn
|
4
|
|
|
Clear Secure, Inc.
|
4
|
Financial Statements
|
|
Durable Capital Partners LP
|
4
|
|
|
Steinberg Larry
|
4
|
|
|
Wilson Andrew
|
4
|
|
|
ELECTRONIC ARTS INC.
|
4
|
Financial Statements
|
|
Zayas Orlando
|
4
|
|
|
Katapult Holdings, Inc.
|
4
|
|
|
Henderson Jane
|
4
|
|
|
Rolph Timothy
|
4
|
|
|
Hung Priscilla
|
4
|
|
|
Walsh Nancy A
|
4
|
|
|
Singh Vijayanthimala
|
4
|
|
|
Thacker Siddharth
|
4
|
|
|
Chopra Chandan
|
4
|
|
|
Schembri Cara
|
4
|
|
|
Medlin Derek
|
4
|
|
|
Schatz Jacob J.
|
4
|
|
|
Winkler Agnieszka
|
4
|
|
|
Salinas Anushka
|
4
|
|
|
TOWERS CHRISTOPHER
|
4
|
|
|
Owlet, Inc.
|
144
|
|
|
Scolnick Kathryn R.
|
144
|
|
|
Rau Andrew
|
4
|
|
|
Harris Jeffrey Todd
|
4
|
|
|
SpringBig Holdings, Inc.
|
4
|
|
|
Miele Laura
|
4
|
|
|
Donato Brian
|
4
|
|
|
Keeneyes Future Holding Inc.
|
144
|
|
|
Opera Ltd
|
144
|
Financial Statements
|
|
Kelly Eric Charles
|
4
|
|
|
RICHARDSON BRADLEY C
|
4
|
|
|
Valade Kelli
|
4
|
|
|
DENNY'S Corp
|
4
|
Financial Statements
|
|
FitzSimons Dan
|
144
|
|
|
Pure Storage, Inc.
|
144
|
Financial Statements
|
|
Workman Kurt
|
144
|
|
|
PETERSON TYCHO
|
4
|
|
|
Adaptive Biotechnologies Corp
|
4
|
Financial Statements
|
|
LEVRA CRAIG L
|
4
|
|
|
Wilson Marc
|
4
|
|
|
Crinetics Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Brown Brandon
|
3
|
|
|
COHEN & STEERS, INC.
|
3
|
Financial Statements
|
|
GEMZ Corp
|
1-A/A
|
|
|
Zoom Video Communications, Inc.
|
8-K
|
Financial Statements
|
|
Nano Dimension Ltd.
|
SC TO-T/A
|
Financial Statements
|
|
STRATASYS LTD.
|
SC TO-T/A
|
Financial Statements
|
|
NEIMAN FUNDS
|
24F-2NT
|
|
|
Anderson Sterling
|
4
|
|
|
Aurora Innovation, Inc.
|
4
|
|
|
KORE Group Holdings, Inc.
|
424B3
|
|
|
BARCLAYS PLC
|
F-N
|
Financial Statements
|
|
Allovir, Inc.
|
424B5
|
Financial Statements
|
|
REGIONAL HEALTH PROPERTIES, INC
|
425
|
Financial Statements
|
|
ExlService Holdings, Inc.
|
8-K
|
Financial Statements
|
|
PFS FUNDS
|
24F-2NT
|
|
|
SharpLink Gaming Ltd.
|
424B3
|
|
|
Struthers Richard Scott
|
4
|
|
|
SharpLink Gaming Ltd.
|
8-K
|
|
|
SharpLink Gaming Ltd.
|
425
|
|
|
BUNGELTD
|
11-K
|
Financial Statements
|
|
DANAHER CORP /DE/
|
11-K
|
Financial Statements
|
|
SEMPRA
|
8-K
|
Financial Statements
|
|
HENNESSY NEIL J
|
4
|
|
|
HENNESSY ADVISORS INC
|
4
|
Financial Statements
|
|
STIFEL FINANCIAL CORP
|
11-K
|
Financial Statements
|
|
Liberty Energy Inc.
|
11-K
|
Financial Statements
|
|
Belsky Leah F.
|
4
|
|
|
Coursera, Inc.
|
4
|
Financial Statements
|
|
INPIXON
|
8-K
|
Financial Statements
|
|
Vidal Daniel
|
4
|
|
|
Expensify, Inc.
|
4
|
Financial Statements
|
|
Eightco Holdings Inc.
|
8-K
|
|
|
Let's Talk Money Channel Drop LLC
|
C
|
|
|
Investment Managers Series Trust II
|
24F-2NT
|
|
|
Pearce William D
|
4
|
|
|
OOMA INC
|
4
|
Financial Statements
|
|
PIMCO ETF Trust
|
497
|
|
|
Sorrento Therapeutics, Inc.
|
POS AM
|
Financial Statements
|
|
Borgeson Blake
|
4
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
GRAFTECH INTERNATIONAL LTD
|
8-K
|
Financial Statements
|
|
Koushik Srini
|
4
|
|
|
Rackspace Technology, Inc.
|
4
|
Financial Statements
|
|
Opti-Harvest, Inc.
|
POS AM
|
|
|
BioCardia, Inc.
|
8-K
|
|
|
Li Dean Y
|
4
|
|
|
ENVIRI Corp
|
8-K
|
Financial Statements
|
|
Trinity Capital Inc.
|
8-K
|
Financial Statements
|
|
Liquidia Corp
|
4
|
Financial Statements
|
|
JOHNSON DAVID EDWARD
|
4
|
|
|
Caligan Partners LP
|
4
|
|
|
MERRILL LYNCH DEPOSITOR INC INDEXPLUS TRUST SERIES 2003-1
|
8-K
|
|
|
SVB FINANCIAL GROUP
|
8-K
|
Financial Statements
|
|
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
|
425
|
|
|
NEUBERGER BERMAN MUNICIPAL FUND INC.
|
425
|
|
|
Roberts Anthony C.
|
4
|
|
|
GULFPORT ENERGY CORP
|
FWP
|
Financial Statements
|
|
Prime Number Holding Ltd
|
F-4/A
|
|
|
Dar Zavain
|
4
|
|
|
Nutrien Ltd.
|
11-K
|
Financial Statements
|
|
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
|
425
|
|
|
Momentus Inc.
|
8-K
|
|
|
GULFPORT ENERGY CORP
|
424B3
|
Financial Statements
|
|
22nd Century Group, Inc.
|
8-K
|
Financial Statements
|
|
LatAmGrowth SPAC
|
8-K
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
DEFA14A
|
|
|
Enrich Jose Miguel
|
4
|
|
|
Rubicon Technologies, Inc.
|
4
|
|
|
Snowflake Inc.
|
144
|
Financial Statements
|
|
Slootman Frank
|
144
|
|
|
HERSHBERG ROBERT
|
4
|
|
|
Beneficient Merger Sub II, LLC
|
15-12G
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
|
DEFA14A
|
|
|
Lightning-A Ltd
|
425
|
|
|
Livent Corp.
|
425
|
Financial Statements
|
|
Burrell Terry-Ann
|
4
|
|
|
MamaMancini's Holdings, Inc.
|
424B3
|
|
|
BlackRock Innovation & Growth Term Trust
|
DEFA14A
|
|
|
urban-gro, Inc.
|
8-K
|
Financial Statements
|
|
FEMASYS INC
|
8-K
|
Financial Statements
|
|
GRAND LIVING REALTY FUND LLC
|
D
|
|
|
Investment Managers Series Trust II
|
497
|
|
|
Cineverse Corp.
|
8-K
|
Financial Statements
|
|
Vaxart, Inc.
|
DEFA14A
|
Financial Statements
|
|
SEMPRA
|
424B2
|
Financial Statements
|
|
Bain Capital GSS Private Investors 2022
|
D/A
|
|
|
Bain Capital GSS 2022
|
D/A
|
|
|
Bain Capital GSS 2022
|
D/A
|
|
|
Bain Capital GSS Private Investors 2022
|
D/A
|
|
|
Bain Capital GSS 2022
|
D/A
|
|
|
GoLogiq, Inc.
|
8-K
|
|
|
Phillips 66
|
11-K
|
Financial Statements
|
|
CHAVEZ R. MARTIN
|
4
|
|
|
La Rosa Holdings Corp.
|
S-1/A
|
|
|
CytoDyn Inc.
|
S-1
|
|
|
Splash Wines, Inc
|
C-AR
|
|
|
NORCROSS GEORGE E III
|
SC 13D/A
|
|
|
REPUBLIC FIRST BANCORP INC
|
SC 13D/A
|
Financial Statements
|
|
Discover Funding LLC
|
8-K
|
|
|
Discover Card Execution Note Trust
|
8-K
|
|
|
DISCOVER CARD MASTER TRUST I
|
8-K
|
|
|
OZ FUNDHUB LLC
|
D
|
|
|
Bicket John
|
144
|
|
|
Samsara Inc.
|
144
|
Financial Statements
|
|
Saba Capital Management, L.P.
|
DFAN14A
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
|
DFAN14A
|
|
|
Moringa Acquisition Corp
|
8-K
|
|
|
Bright Scholar Education Holdings Ltd
|
20-F
|
Financial Statements
|
|
Moleculin Biotech, Inc.
|
S-8
|
Financial Statements
|
|
Johnson Mairi
|
4
|
|
|
Babylon Holdings Ltd
|
4
|
|
|
STAQ Pharma, Inc.
|
D/A
|
|
|
Biswas Sanjit
|
144
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
BlackRock Innovation & Growth Term Trust
|
DFAN14A
|
|
|
Essential Utilities, Inc.
|
11-K
|
|
|
Redmile Group, LLC
|
SC 13D/A
|
|
|
MedAvail Holdings, Inc.
|
SC 13D/A
|
|
|
LEAP THERAPEUTICS, INC.
|
8-K
|
Financial Statements
|
|
BlackRock ESG Capital Allocation Term Trust
|
DFAN14A
|
|
|
Karuna Therapeutics, Inc.
|
S-3ASR
|
Financial Statements
|
|
BARCLAYS PLC
|
S-8
|
Financial Statements
|
|
Holmes Marc
|
144
|
|
|
HashiCorp, Inc.
|
144
|
Financial Statements
|
|
Vennam Rajesh
|
4
|
|
|
DARDEN RESTAURANTS INC
|
4
|
Financial Statements
|
|
McJannet David
|
144
|
|
|
Aerovate Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
ABVC BIOPHARMA, INC.
|
DEF 14A
|
|
|
Renninger Richard L.
|
4
|
|
|
Milanes Douglas J.
|
4
|
|
|
Martin Melvin John
|
4
|
|
|
EVO Transportation & Energy Services, Inc.
|
8-K
|
|
|
Dadgar Armon
|
144
|
|
|
HYDROFARM HOLDINGS GROUP, INC.
|
4
|
Financial Statements
|
|
Lindeman Bruce John
|
4
|
|
|
BMO 2023-C5 Mortgage Trust
|
8-K
|
|
|
Ferrentino Marc
|
4
|
|
|
Yext, Inc.
|
4
|
Financial Statements
|
|
LEE EUGENE I JR
|
4
|
|
|
King Sarah H.
|
4
|
|
|
Sweeney Brandon
|
144
|
|
|
Kiernan Daniel J.
|
4
|
|
|
BBCMS 2023-C20
|
FWP
|
|
|
Connelly Susan M.
|
4
|
|
|
Madonna John W.
|
4
|
|
|
Barclays Commercial Mortgage Securities LLC
|
FWP
|
|
|
Owl Rock Technology Income Corp.
|
8-K
|
|
|
Cardenas Ricardo
|
4
|
|
|
Burrowes Todd
|
4
|
|
|
Broad Matthew R
|
4
|
|
|
STATE STREET CORP
|
11-K
|
Financial Statements
|
|
Welihinda Navam
|
144
|
|
|
Shirk Brett
|
4
|
|
|
Fastly, Inc.
|
4
|
Financial Statements
|
|
Virtuous AI, Inc.
|
D
|
|
|
RICHARDSON BRADLEY C
|
3
|
|
|
VIRCO MFG CORPORATION
|
3
|
Financial Statements
|
|
Owl Rock Core Income Corp.
|
8-K
|
|
|
Connor Martin P.
|
144
|
|
|
Toll Brothers, Inc.
|
144
|
Financial Statements
|
|
LUMOS PHARMA, INC.
|
8-K
|
|
|
Fundhomes I, LLC
|
1-A/A
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
4
|
|
|
SLOAN HARRY
|
4
|
|
|
Owl Rock Technology Finance Corp. II
|
8-K
|
|
|
Owl Rock Technology Finance Corp.
|
8-K
|
|
|
FARMERS & MERCHANTS BANCORP INC
|
11-K
|
Financial Statements
|
|
Owl Rock Capital Corp III
|
8-K
|
|
|
Owl Rock Capital Corp
|
8-K
|
Financial Statements
|
|
Tricon Residential Inc.
|
6-K
|
|
|
MY-0418 Gaingels Fund I AL Vehicle, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
MY-0418 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
Owl Rock Capital Corp II
|
8-K
|
|
|
Sankar Shyam
|
4
|
|
|
WATERS CORP /DE/
|
11-K
|
Financial Statements
|
|
Millham Brian
|
4
|
|
|
Salesforce, Inc.
|
4
|
Financial Statements
|
|
Triple Bev Holding Co LLC
|
D
|
|
|
CBRE GROUP, INC.
|
424B2
|
Financial Statements
|
|
CBRE SERVICES, INC.
|
424B2
|
|
|
Lau Stanley K.
|
4
|
|
|
Cardio Diagnostics Holdings, Inc.
|
4
|
|
|
Chancellor Michael B
|
SC 13D/A
|
|
|
LIPELLA PHARMACEUTICALS INC
|
SC 13D/A
|
Financial Statements
|
|
Kewalramani Reshma
|
4
|
|
|
Fagan James C.
|
4
|
|
|
AFC Gamma, Inc.
|
4
|
Financial Statements
|
|
STRATASYS LTD.
|
SC 14D9/A
|
Financial Statements
|
|
DXP ENTERPRISES INC
|
8-K
|
Financial Statements
|
|
Envista Holdings Corp
|
11-K
|
Financial Statements
|
|
HENRY CHRISTIAN O
|
4
|
|
|
Cloudflare, Inc.
|
4
|
Financial Statements
|
|
SEIFERT THOMAS J
|
4
|
|
|
SILLER GREG
|
4
|
|
|
NEVRO CORP
|
4
|
Financial Statements
|
|
Arisz Acquisition Corp.
|
425
|
|
|
GameStop Corp.
|
8-K
|
Financial Statements
|
|
McGahn Daniel P
|
144
|
|
