| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Golub Capital BDC 3, Inc.
|
8-K
|
|
|
Giacin Judith A.
|
4
|
|
|
Princeton Bancorp, Inc.
|
4
|
Financial Statements
|
|
CROWLEY JAMES F
|
144
|
|
|
CORE MOLDING TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
DCP Midstream, LP
|
S-8 POS
|
Financial Statements
|
|
Neuberger Berman SDS Enhanced Equity Fund LP
|
D/A
|
|
|
Capital One Prime Auto Receivables Trust 2022-1
|
ABS-EE
|
|
|
Capital One Auto Receivables LLC
|
ABS-EE
|
|
|
Radwave Technologies Inc.
|
D/A
|
|
|
Northern Lights Fund Trust
|
497
|
|
|
AMERICAN EXPRESS RECEIVABLES FINANCING CORP III LLC
|
10-D
|
|
|
AMERICAN EXPRESS CREDIT ACCOUNT MASTER TRUST
|
10-D
|
|
|
SIXGOMEOW LTD
|
D
|
|
|
AgVend Inc.
|
D
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
EquityZen Growth Technology Fund LLC - Series 1715
|
D
|
|
|
Mazon Javier A
|
4
|
|
|
ZION OIL & GAS INC
|
4
|
|
|
Hallam Scott A.
|
4
|
|
|
WILLIAMS COMPANIES, INC.
|
4
|
Financial Statements
|
|
WB Bedford Lake LLC
|
D
|
|
|
ALTO Shores Partners III LLC
|
D
|
|
|
BLACKBOXSTOCKS INC.
|
8-K
|
|
|
UPRIGHT INVESTMENTS TRUST
|
NPORT-P/A
|
|
|
VPL I, LP
|
D/A
|
|
|
STOLZE JAMES M
|
4
|
|
|
ESCO TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Landman Yoav
|
4
|
|
|
JFrog Ltd
|
4
|
|
|
Hayfin Tactical Solutions Fund
|
D/A
|
|
|
DCP Midstream Operating, LP
|
POSASR
|
|
|
DCP Midstream, LP
|
POSASR
|
Financial Statements
|
|
Pershing Square International, Ltd.
|
D/A
|
|
|
Infosys Ltd
|
20-F
|
Financial Statements
|
|
SIERRA BANCORP
|
S-8
|
Financial Statements
|
|
NDA Fund XXXI LLC
|
D
|
|
|
Emo Capital Corp.
|
1-A
|
|
|
BabyQuip, Inc.
|
C-U
|
|
|
NexGen Energy Ltd.
|
6-K
|
Financial Statements
|
|
Danzik Dennis M
|
4
|
|
|
flooidCX Corp.
|
4
|
|
|
FRONTERA GROUP INC.
|
8-K
|
|
|
Douglas Robert Andrew
|
144
|
|
|
RESMED INC
|
144
|
Financial Statements
|
|
Dual City Advantage Fund LLC
|
D/A
|
|
|
Ocean Biomedical, Inc.
|
S-1/A
|
|
|
DOMINION ENERGY, INC
|
11-K
|
Financial Statements
|
|
OSP Embedded Holdings, LLC
|
D
|
|
|
Thornton Ann
|
4
|
|
|
BRADY CORP
|
4
|
Financial Statements
|
|
Neuberger Berman SDS Enhanced Equity Fund
|
D/A
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497K
|
|
|
McEwen David S
|
4
|
|
|
KonaTel, Inc.
|
4
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497
|
|
|
SmartTrust 628
|
S-6
|
|
|
PTX INFINITY LLC
|
D
|
|
|
JOURNEY STRATEGIC WEALTH LLC
|
D
|
|
|
SmartTrust 627
|
S-6
|
|
|
AMERICAN EXPRESS CO
|
8-K
|
Financial Statements
|
|
Hryckiewicz Henry
|
144
|
|
|
WideOpenWest, Inc.
|
144
|
Financial Statements
|
|
Geraci Vincent
|
4
|
|
|
UNITY BANCORP INC /NJ/
|
4
|
Financial Statements
|
|
Evolve at St. James II, LLC
|
D
|
|
|
IIOT-OXYS, Inc.
|
8-K
|
|
|
IDX Global, LLC
|
D
|
|
|
Pershing Square, L.P.
|
D/A
|
|
|
Colive, Inc.
|
C
|
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
Checkpoint Capital L.P.
|
SC 13G
|
|
|
Kala Pharmaceuticals, Inc.
|
SC 13G
|
Financial Statements
|
|
A&Q Select SPC - Opportunistic Credit SP
|
D/A
|
|
|
Acorn Co-investment, L.P.
|
D
|
|
|
Olsoni Karl E.
|
144
|
|
|
Hudson Waterfront Credit Fund LP
|
D
|
|
|
Hoge Stephen
|
144
|
|
|
Frontage Lodging, LLC
|
D
|
|
|
Culi, Inc.
|
C-U
|
|
|
HUSREF VIII Feeder REIT
|
D
|
|
|
McEwen David S
|
SC 13D/A
|
|
|
KonaTel, Inc.
|
SC 13D/A
|
|
|
Baker Global Asset Management Inc.
|
1-A/A
|
|
|
Montgomery Pamela W.
|
4
|
|
|
VP Milton Investors, LLC
|
D
|
|
|
Elucida Oncology, Inc.
|
D
|
|
|
Hayfin Tactical Solutions Fund
|
D/A
|
|
|
McIntyre Scott
|
144
|
|
|
WORLD ACCEPTANCE CORP
|
144
|
Financial Statements
|
|
FREEMAN PHILIP D
|
4
|
|
|
HAWTHORN BANCSHARES, INC.
|
4
|
Financial Statements
|
|
YUMMIES INC
|
10-Q
|
|
|
DE GEUS AART
|
4
|
|
|
SYNOPSYS INC
|
4
|
Financial Statements
|
|
Kestenbaum Capital, LLC
|
N-1A/A
|
|
|
A&Q Select
|
D/A
|
|
|
M2I Global, Inc.
|
8-K
|
|
|
FT 10865
|
S-6
|
|
|
MADISON FUNDS
|
NPORT-P
|
|
|
EQUATOR Beverage Co
|
8-K
|
|
|
FT 10889
|
S-6
|
|
|
Kihara James
|
144
|
|
|
ACADIA PHARMACEUTICALS INC
|
144
|
Financial Statements
|
|
HIMALAYA TECHNOLOGIES, INC
|
8-K/A
|
|
|
COMMERCE FUNDS
|
NPORT-P
|
|
|
Solowin Holdings, Ltd.
|
F-1/A
|
|
|
TCW FUNDS INC
|
NPORT-P
|
|
|
Exeter Automobile Receivables Trust 2023-3
|
ABS-15G
|
|
|
EFCAR, LLC
|
ABS-15G
|
|
|
Resistance Energy Fund, LP
|
D
|
|
|
Estero MC, LLC
|
D
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
Mercer Funds
|
497
|
|
|
SR REALTY TRUST, INC.
|
D
|
|
|
HYPERWISE VENTURES FUND 2, Limited Partnership
|
D
|
|
|
Che Austin
|
144
|
|
|
Thompson James Carroll
|
4
|
|
|
NATIONAL BANKSHARES INC
|
4
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Agilitas Newnordic 2023 Fund SCSp
|
D
|
|
|
Webster Smithfield SPV, LLC
|
D
|
|
|
Impact Shares Trust I
|
485BXT
|
|
|
Audax Credit BDC Inc.
|
8-K
|
|
|
AIM INTERNATIONAL MUTUAL FUNDS
|
497K
|
|
|
MEXICO EQUITY & INCOME FUND INC
|
NPORT-P
|
|
|
Dear America LLC
|
D
|
|
|
Graff David Allen
|
4
|
|
|
Fluent, Inc.
|
4
|
Financial Statements
|
|
AIM INTERNATIONAL MUTUAL FUNDS
|
497
|
|
|
Reynolds Glenn P
|
4
|
|
|
Maher Bill
|
3
|
|
|
ABRDN JAPAN EQUITY FUND, INC.
|
3
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
Bon Natural Life Ltd
|
6-K
|
Financial Statements
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Capital One Prime Auto Receivables Trust 2022-2
|
ABS-EE
|
|
|
Capital One Prime Auto Receivables Trust 2021-1
|
ABS-EE
|
|
|
Capital One Prime Auto Receivables Trust 2020-1
|
ABS-EE
|
|
|
CION Investment Corp
|
8-K
|
|
|
Capital One Prime Auto Receivables Trust 2023-1
|
ABS-EE
|
|
|
Adkins Stephanie
|
4
|
|
|
Principle Capital Fund V, L.P.
|
D/A
|
|
|
Compass Therapeutics, Inc.
|
8-K
|
|
|
Nissan Auto Lease Trust 2023-A
|
ABS-EE
|
|
|
NISSAN AUTO LEASING LLC II
|
ABS-EE
|
|
|
Ocean Thermal Energy Corp
|
8-K
|
|
|
Harmer Derek
|
144
|
|
|
Accel Entertainment, Inc.
|
144
|
|
|
Reed Michael Lee
|
4
|
|
|
Nissan Auto Lease Trust 2022-A
|
ABS-EE
|
|
|
PT Arctic Tourism Fund II LP
|
D
|
|
|
Dynamic Alternatives Fund
|
424B3
|
|
|
Virani Shafique
|
144
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Nissan Auto Lease Trust 2021-A
|
ABS-EE
|
|
|
DEMETRIOU STEVEN J.
|
144
|
|
|
JACOBS SOLUTIONS INC.
|
144
|
|
|
Peery William A
|
4
|
|
|
Gaingels Fintech I LLC
|
D
|
|
|
Legal & General Scientific Beta Emerging Markets Fund, LLC
|
D/A
|
|
|
CALI BRIAN J
|
4
|
|
|
FIDELITY D & D BANCORP INC
|
4
|
Financial Statements
|
|
CALHOUN DAVID L
|
4
|
|
|
CATERPILLAR INC
|
4
|
Financial Statements
|
|
CNH Equipment Trust 2021-C
|
10-D
|
|
|
REED DEBRA L
|
4
|
|
|
CNH Equipment Trust 2021-B
|
10-D
|
|
|
INDIVIOR PLC
|
6-K
|
|
|
ADVISORS DISCIPLINED TRUST SERIES 1
|
N-8B-2/A
|
|
|
SCHWAB SUSAN C
|
4
|
|
|
CNH Equipment Trust 2023-A
|
10-D
|
|
|
OMNIQ Corp.
|
8-K
|
|
|
Phillips 66
|
SC 13D/A
|
Financial Statements
|
|
DCP Midstream, LP
|
SC 13D/A
|
Financial Statements
|
|
Apostolides James E
|
144
|
|
|
Baker Hughes Co
|
144
|
Financial Statements
|
|
CNH Equipment Trust 2022-C
|
10-D
|
|
|
WILKINS RAYFORD JR
|
4
|
|
|
CNH Equipment Trust 2021-A
|
10-D
|
|
|
Ayotte Kelly
|
4
|
|
|
CNH Equipment Trust 2020-A
|
10-D
|
|
|
Marks Judith Fran
|
4
|
|
|
CNH Equipment Trust 2022-B
|
10-D
|
|
|
Crexendo, Inc.
|
4
|
|
|
MIHAYLO STEVEN G
|
4
|
|
|
MacLennan David
|
4
|
|
|
CNH Equipment Trust 2019-C
|
10-D
|
|
|
DCP Midstream, LP
|
SC 13E3/A
|
Financial Statements
|
|
CNH Equipment Trust 2022-A
|
10-D
|
|
|
Hytinen Barry
|
144
|
|
|
IRON MOUNTAIN INC
|
144
|
Financial Statements
|
|
Johnson Gerald
|
4
|
|
|
Fish James C Jr
|
4
|
|
|
FIDELITY COVINGTON TRUST
|
497K
|
|
|
Butler Lisa
|
144
|
|
|
Vertex, Inc.
|
144
|
Financial Statements
|
|
NOBLE ROMANS INC
|
PRER14A
|
|
|
Volato, Inc.
|
D/A
|
|
|
SANFORD PENNY
|
4
|
|
|
EXP World Holdings, Inc.
|
4
|
Financial Statements
|
|
First Eagle Bank Loan Select Fund
|
D/A
|
|
|
Arax Holdings Corp
|
NT 10-Q
|
|
|
iSHARES TRUST
|
497J
|
|
|
FIDELITY HASTINGS STREET TRUST
|
485APOS
|
|
|
CALVERT IMPACT FUND INC
|
497K
|
|
|
First Eagle Bank Loan Select Fund
|
D/A
|
|
|
Capital Bancorp Inc
|
4
|
Financial Statements
|
|
Perrine Constance E
|
4
|
|
|
COLL WAYNE M
|
3
|
|
|
PRECISION OPTICS CORPORATION, INC.
|
3
|
|
|
CP Memory Care of Jacksonville
|
D
|
|
|
DICKINSON DANIEL M
|
4
|
|
|
CALVERT IMPACT FUND INC
|
497
|
|
|
Johnson Mildred R
|
4
|
|
|
ENI SPA
|
6-K
|
Financial Statements
|
|
RetinalGenix Technologies Inc.
|
10-K/A
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Pesicka Edward A
|
144
|
|
|
OWENS & MINOR INC/VA/
|
144
|
Financial Statements
|
|
Demmerle Stefan
|
4
|
|
|
BORGWARNER INC
|
4
|
Financial Statements
|
|
DUKE DWIGHT B
|
144
|
|
|
DYCOM INDUSTRIES INC
|
144
|
Financial Statements
|
|
PRECISION OPTICS CORPORATION, INC.
|
8-K
|
|
|
FT 10881
|
S-6
|
|
|
JAIN ABHINAV
|
3
|
|
|
AYTU BIOPHARMA, INC
|
3
|
Financial Statements
|
|
Whitted J Michael
|
144
|
|
|
Hillenbrand, Inc.
|
144
|
Financial Statements
|
|
Federated Hermes Municipal Securities Income Trust
|
N-18F1
|
|
|
StoryMD Inc.
|
D
|
|
|
FT 10880
|
S-6
|
|
|
Dave & Buster's Entertainment, Inc.
|
144
|
Financial Statements
|
|
Mulleady John
|
144
|
|
|
Advisors Disciplined Trust 2173
|
487
|
|
|
Chi Ko Holdings Ltd
|
F-1/A
|
|
|
Invesco Real Estate Income Trust Inc.
|
424B3
|
|
|
CRAWFORD & CO
|
POS AM
|
|
|
JOHNSON MERCEDES
|
144
|
|
|
TERADYNE, INC
|
144
|
Financial Statements
|
|
Blackley Seth
|
144
|
|
|
Evolent Health, Inc.
|
144
|
Financial Statements
|
|
7RIVERS, INC.
|
D
|
|
|
Northern Lights Fund Trust IV
|
485BXT
|
|
|
Green Charles E III
|
4
|
|
|
Alternative Credit Income Fund
|
N-23C3A
|
|
|
HUT 8 MINING CORP.
|
6-K
|
|
|
DCP Private Opportunity Fund II LP
|
D/A
|
|
|
NORTHROP GRUMMAN CORP /DE/
|
11-K
|
Financial Statements
|
|
Passage BIO, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Frazier Life Sciences IX, L.P.
|
SC 13D/A
|
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
FU-0531 Fund II, a series of Climate Capital Deals, LP
|
D
|
|
|
FU-0531 Fund II AL Vehicle, a series of Climate Capital Deals, LP
|
D
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
PanCryos ApS
|
D
|
|
|
Peak Elite LLC
|
D/A
|
|
|
Jain Vivek
|
4
|
|
|
ICU MEDICAL INC/DE
|
4
|
Financial Statements
|
|
PANTHEON REAL ESTATE SOLUTIONS FUND I, LP
|
D/A
|
|
|
MICROPORE INC
|
D
|
|
|
Charles William
|
144
|
|
|
Emerald Holding, Inc.
|
144
|
Financial Statements
|
|
SIMON PROPERTY GROUP INC /DE/
|
11-K
|
Financial Statements
|
|
Saba Capital Management, L.P.
|
SC 13G
|
|
|
ASA Gold & Precious Metals Ltd
|
SC 13G
|
Financial Statements
|
|
SANDERS MACHELLE
|
144
|
|
|
BIOCRYST PHARMACEUTICALS INC
|
144
|
Financial Statements
|
|
Robbins Brad
|
144
|
|
|
Fitzwater Norman V III
|
4
|
|
|
SmartTrust 617
|
487
|
|
|
Revere Capital Advisors LLC
|
D
|
|
|
Sky Harbour Group Corp
|
8-K
|
|
|
Alvarez Nicholas P
|
4
|
|
|
Federated Hermes Money Market Obligations Trust
|
485BXT
|
|
|
Real Brokerage Inc
|
6-K
|
|
|
Gaingels Spark IV LLC
|
D/A
|
|
|
Prouty Eric A
|
4
|
|
|
HUDSON TECHNOLOGIES INC /NY
|
4
|
Financial Statements
|
|
Griffin Capital Qualified Opportunity Zone Fund III, L.P.
|
D/A
|
|
|
Fauber Robert
|
144
|
|
|
MOODYS CORP /DE/
|
144
|
Financial Statements
|
|
VIQ Solutions Inc.
|
6-K
|
|
|
Dye Michael E
|
4
|
|
|
GENELUX Corp
|
D
|
|
|
Columbia Care Inc.
|
3/A
|
|
|
CLARKE JEFF
|
3/A
|
|
|
MSA Safety Inc
|
S-8 POS
|
Financial Statements
|
|
BA Credit Card Trust
|
10-D
|
|
|
U.S. Lighting Group, Inc.
|
8-K
|
|
|
VP Milton Pref LLC
|
D
|
|
|
TGK Entertainment Inc.
|
C
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
HILL JOHN N
|
4
|
|
|
EDGEWELL PERSONAL CARE Co
|
4
|
Financial Statements
|
|
TEL INSTRUMENT ELECTRONICS CORP
|
10-K
|
|
|
DeStefano Allison M
|
4
|
|
