| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Norwegian Cruise Line Holdings Ltd.
|
144
|
Financial Statements
|
|
EA Series Trust
|
485BPOS
|
|
|
Borton Chad M
|
144
|
|
|
SKINNER DEBORAH E
|
4
|
|
|
Labwire Inc
|
1-A/A
|
|
|
Wolf Alexander
|
4/A
|
|
|
APPFOLIO INC
|
4/A
|
Financial Statements
|
|
PIMCO Energy & Tactical Credit Opportunities Fund
|
4
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
J.P. Morgan Real Estate Income Trust, Inc.
|
POS EX
|
|
|
QUIGLEY KENNETH K JR
|
4
|
|
|
UMH PROPERTIES, INC.
|
4
|
Financial Statements
|
|
LAKELAND INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
Princeton Everest Fund
|
SC TO-I/A
|
|
|
Nuveen Global Cities REIT, Inc.
|
424B3
|
|
|
FT 10778
|
487
|
|
|
1901 Palm Realty, LLC
|
D
|
|
|
Lieser Brian
|
144
|
|
|
BELDEN INC.
|
144
|
Financial Statements
|
|
AURORA-AIRPORT COVENANT GROUP LLC
|
D/A
|
|
|
Nuveen Global Cities REIT, Inc.
|
POS EX
|
|
|
Misasi J. Ryan
|
4
|
|
|
USQ Core Real Estate Fund
|
24F-2NT
|
|
|
Star Alliance International Corp.
|
S-1
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
FT 10797
|
497
|
|
|
OLD DOMINION ELECTRIC COOPERATIVE
|
8-K
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
4
|
|
|
PRUITT ANGELA D.
|
4
|
|
|
CONMED Corp
|
11-K
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
Katalys Ventures, Inc.
|
D
|
|
|
Comrit Investments 1, LP
|
SC TO-T/A
|
|
|
Moody National REIT II, Inc.
|
SC TO-T/A
|
|
|
DBX ETF TRUST
|
40-17G
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
Longman Nicholas Charles
|
4
|
|
|
APOGEE ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
Colombini Jay J
|
4
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
4
|
|
|
Mitchell William Edward
|
4
|
|
|
PMA Securities, LLC
|
MA-I
|
|
|
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
MA-I/A
|
|
|
Driver Management Co LLC
|
DFAN14A
|
|
|
First Foundation Inc.
|
DFAN14A
|
Financial Statements
|
|
ClearBridge MLP & Midstream Fund Inc.
|
4
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
FXV II - BELLWETHER6, LLC
|
D
|
|
|
Western Alternative Strategies, L.P. - Energy IV Series
|
D
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
Politan Capital Management LP
|
DFAN14A
|
|
|
MASIMO CORP
|
DFAN14A
|
Financial Statements
|
|
Canvas Providence 2022, LLC
|
D
|
|
|
Levy Stuart
|
4
|
|
|
Global Arena Holding, Inc.
|
10-Q
|
|
|
Coll John
|
4
|
|
|
Allison Transmission Holdings Inc
|
4
|
Financial Statements
|
|
URUGUAY REPUBLIC OF
|
S-B/A
|
|
|
COMMUNITY BANCORP /VT
|
8-K
|
|
|
Vartega Inc.
|
D
|
|
|
BV Arlington Land LLC
|
D
|
|
|
NON INVASIVE MONITORING SYSTEMS INC /FL/
|
NT 10-Q
|
|
|
Harvey David B.
|
3
|
|
|
LION COPPER & GOLD CORP.
|
3
|
|
|
LQR House Inc.
|
D
|
|
|
LANDY MICHAEL P
|
4
|
|
|
Turing Enterprises, Inc.
|
D
|
|
|
BioCertica, Inc.
|
C
|
|
|
Mercury Capital Partners US Feeder Fund I LP
|
D
|
|
|
Capital One Prime Auto Receivables Trust 2023-1
|
10-D
|
|
|
Capital One Auto Receivables LLC
|
10-D
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Estes Ronald E.
|
4
|
|
|
Trinity Capital Inc.
|
4
|
Financial Statements
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
Wiles Amy
|
4
|
|
|
NBT BANCORP INC
|
4
|
Financial Statements
|
|
Xue Bing
|
4
|
|
|
ALPHA & OMEGA SEMICONDUCTOR Ltd
|
4
|
Financial Statements
|
|
HIRSCH MATTHEW I
|
4
|
|
|
Tenon Medical, Inc.
|
4
|
Financial Statements
|
|
VAN DICK STEVEN M
|
4
|
|
|
Capital One Prime Auto Receivables Trust 2022-2
|
10-D
|
|
|
Series Portfolios Trust
|
497K
|
|
|
Series Portfolios Trust
|
497
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Galaxy Gaming, Inc.
|
8-K
|
|
|
ClearingBid, Inc.
|
C
|
|
|
John Hancock Exchange-Traded Fund Trust
|
N-CSR
|
|
|
Brady Kim J.
|
144
|
|
|
Nikola Corp
|
144
|
Financial Statements
|
|
Capital One Prime Auto Receivables Trust 2022-1
|
10-D
|
|
|
SHIN YONG SIN
|
4
|
|
|
OP Bancorp
|
4
|
Financial Statements
|
|
Eco Bright Future, Inc.
|
1-A-W
|
|
|
OpenPool Technologies, LLC
|
TA-2
|
|
|
Macuga Daniel A.
|
4
|
|
|
USANA HEALTH SCIENCES INC
|
4
|
Financial Statements
|
|
WASHINGTON TRUST BANCORP INC
|
8-K/A
|
|
|
Logos Opportunities Fund IV LP
|
D
|
|
|
Lion Point Life Sciences Partners, LP
|
D/A
|
|
|
Perfect Moment Ltd.
|
D
|
|
|
FXV II - Intrepid, LLC
|
D
|
|
|
Hillpointe Opportunity Zone Fund I, LP
|
D
|
|
|
KN-0314 Fund I AL Vehicle, a series of Verified Ventures, LP
|
D
|
|
|
KN-0314 Fund I, a series of Verified Ventures, LP
|
D
|
|
|
Goldman Sachs ETF Trust
|
485BXT
|
|
|
Capital One Prime Auto Receivables Trust 2021-1
|
10-D
|
|
|
EUDA Health Holdings Ltd
|
8-K
|
|
|
Reit Todd
|
3
|
|
|
abrdn Total Dynamic Dividend Fund
|
3
|
|
|
FXV Opportunity - 3DEO, LLC
|
D
|
|
|
Creem Mitchell
|
4
|
|
|
Nutex Health, Inc.
|
4
|
|
|
abrdn Global Dynamic Dividend Fund
|
3
|
|
|
Capital One Prime Auto Receivables Trust 2020-1
|
10-D
|
|
|
abrdn Global Premier Properties Fund
|
3
|
|
|
Mehta Vimal
|
144
|
|
|
BioXcel Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Auto Parts 4Less Group, Inc.
|
RW
|
|
|
INCYTE CORP
|
8-K
|
Financial Statements
|
|
Declaration Partners OZ Fund I LP
|
D/A
|
|
|
SOBR Safe, Inc.
|
8-K
|
|
|
GOLDMAN SACHS TRUST
|
24F-2NT
|
|
|
Conway Kiernan
|
4
|
|
|
Mezzo Holdings, LP
|
D/A
|
|
|
Masterworks 286, LLC
|
253G2
|
|
|
Cars.com Inc.
|
144
|
Financial Statements
|
|
WIENER BRYAN
|
144
|
|
|
Arena Holdings Management LLC
|
SC 13G/A
|
|
|
Braze, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Quigley Thomas A. III
|
4
|
|
|
TRIUMPH GROUP INC
|
4
|
Financial Statements
|
|
Moderna, Inc.
|
144
|
Financial Statements
|
|
Bancel Stephane
|
144
|
|
|
abrdn Global Infrastructure Income Fund
|
3/A
|
|
|
Mahai Chris LaVictoire
|
3/A
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
Winton Alternative Markets Fund LP
|
D
|
|
|
BLUE RIDGE BANKSHARES, INC.
|
8-K
|
|
|
Masterworks 284, LLC
|
253G2
|
|
|
Citibank, N.A., as depositor of Citibank Credit Card Issuance Trust
|
10-D
|
|
|
CITIBANK CREDIT CARD ISSUANCE TRUST
|
10-D
|
|
|
CITIBANK CREDIT CARD MASTER TRUST I
|
10-D
|
|
|
Oystar, Inc.
|
D/A
|
|
|
Landa App 2 LLC
|
1-U/A
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
V Ten Capital Corp.
|
D
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Jeffery John Jay
|
4
|
|
|
DXP ENTERPRISES INC
|
4
|
Financial Statements
|
|
Grist Analytics JCVC, a Series of Vauban Platform LP
|
D
|
|
|
Cash Management Trading Portfolio 1, SP, a segregated portfolio of Winton Trading Portfolios
|
D
|
|
|
HERENCIA ROBERTO R
|
4
|
|
|
BANNER CORP
|
4
|
Financial Statements
|
|
McCabe James F JR
|
4
|
|
|
WHITE ANA MARIA
|
4
|
|
|
F5, INC.
|
4
|
Financial Statements
|
|
Disbrow Joshua R.
|
4
|
|
|
AYTU BIOPHARMA, INC
|
4
|
Financial Statements
|
|
DE68 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
OBS Investors LP
|
D
|
|
|
Roar Ventures I-A, L.P.
|
D
|
|
|
Roar Ventures I, L.P.
|
D
|
|
|
OW-0411 Fund I AL Vehicle, a series of JMWTX Investments, LP
|
D
|
|
|
OW-0411 Fund I, a series of JMWTX Investments, LP
|
D
|
|
|
URUGUAY REPUBLIC OF
|
18-K
|
|
|
Carus Jeffrey A
|
4
|
|
|
Naugle Charles Travis
|
3
|
|
|
LONG MICHAEL J
|
144
|
|
|
ARROW ELECTRONICS, INC
|
144
|
Financial Statements
|
|
Lam Yat Tung
|
4
|
|
|
Credo Technology Group Holding Ltd
|
4
|
Financial Statements
|
|
Chaudhry A Hadi
|
144
|
|
|
CareCloud, Inc.
|
144
|
Financial Statements
|
|
Kasiguran Kai W
|
4
|
|
|
SOURCE CAPITAL INC /DE/
|
N-CSR/A
|
Financial Statements
|
|
FVP OPPORTUNITY FUND IV, LP
|
D/A
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
abrdn Global Infrastructure Income Fund
|
3
|
|
|
Mahai Chris LaVictoire
|
3
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
RAYMOND MARY JANE
|
4
|
|
|
COHERENT CORP.
|
4
|
Financial Statements
|
|
MATTERA VINCENT D JR
|
4
|
|
|
GARRETT SCOTT T
|
144
|
|
|
HOLOGIC INC
|
144
|
Financial Statements
|
|
MOTLEY DAVID L
|
4
|
|
|
Kontoor Brands, Inc.
|
11-K
|
|
|
Oystar, Inc.
|
D
|
|
|
Hart Gregory L
|
144
|
|
|
United Airlines Holdings, Inc.
|
144
|
Financial Statements
|
|
Templeton Lauren C
|
144
|
|
|
PDF SOLUTIONS INC
|
8-K
|
Financial Statements
|
|
India Acorn Fund
|
D/A
|
|
|
DPEG Bellaire, LP
|
D
|
|
|
FT 10797
|
487
|
|
|
LoMac Poplar Investors, LP
|
D
|
|
|
Fifty Years Deep, LP
|
D
|
|
|
RESERVE PETROLEUM CO
|
10-K/A
|
|
|
JOHN WILEY & SONS, INC.
|
8-K
|
Financial Statements
|
|
Hartman Curt R
|
144
|
|
|
CONMED Corp
|
144
|
Financial Statements
|
|
Ferland E James Jr
|
4
|
|
|
ENERPAC TOOL GROUP CORP
|
4
|
|
|
Gebbia Joseph
|
144
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
MINELLA LYNN C
|
4
|
|
|
Tamnoon, Inc.
|
D
|
|
|
Kelly Jason R
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Simmons Sidney S. II
|
4
|
|
|
UBS AG
|
FWP
|
|
|
Cunningham Danny L
|
4
|
|
|
Patience David
|
4
|
|
|
Accelerate Diagnostics, Inc
|
4
|
Financial Statements
|
|
Phillips Jack
|
4
|
|
|
NextGen UrbanStems LLC
|
D/A
|
|
|
Crowley Daniel J
|
4
|
|
|
Habersetzer Jeffrey
|
4
|
|
|
Harbor Custom Development, Inc.
|
4
|
Financial Statements
|
|
Global X Funds
|
485BPOS
|
|
|
PG&E Wildfire Recovery Funding LLC
|
10-D
|
|
|
Brown Lance
|
4
|
|
|
NextGen Bungee LLC
|
D/A
|
|
|
Xerox Holdings Corp
|
4
|
Financial Statements
|
|
Morno-Wade Suzan
|
4
|
|
|
Golub Capital Direct Lending Unlevered Corp
|
8-K
|
|
|
New Found Gold Corp.
|
6-K
|
|
|
Alpha Star Acquisition Corp
|
DEF 14A
|
|
|
NexPoint Capital, Inc.
|
8-K
|
|
|
ORACLE CORP
|
144
|
Financial Statements
|
|
BERG JEFFREY
|
144
|
|
|
Bionik Laboratories Corp.
|
8-K
|
|
|
Golub Capital Direct Lending Unlevered Corp
|
4
|
|
|
Golub David
|
4
|
|
|
Callisto Digital Investment Fund, LP
|
D/A
|
|
|
Golub Lawrence E
|
4
|
|
|
JMA DEVELOPMENT LLC
|
D
|
|
|
Monroe Capital Income Plus Corp
|
ABS-15G
|
|
|
Eagle Stone Partners, LP
|
D/A
|
|
|
RE/MAX Holdings, Inc.
|
144
|
Financial Statements
|
|
CUNNINGHAM KATHLEEN J
|
144
|
|
|
Canton Barry
|
144
|
|
|
Duke Energy Carolinas, LLC
|
8-K
|
|
|
India Acorn Fund II
|
D/A
|
|
|
Conservation Resource Capital VI, L.P.
|
D/A
|
|
|
Starboard Investment Trust
|
N-CSRS/A
|
|
|
BMC FUND INC
|
NPORT-P
|
|
|
Meyer Xavier
|
3
|
|
|
CITIZENS & NORTHERN CORP
|
8-K
|
Financial Statements
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
MAINSTAY FUNDS TRUST
|
485BPOS
|
|
|
ABRDN GLOBAL INCOME FUND, INC.
|
3
|
|
|
GOLUB CAPITAL DIRECT LENDING CORP
|
4
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
Spinnaker ETF Series
|
N-CSRS/A
|
|
|
ABRDN ASIA-PACIFIC INCOME FUND, INC.
|
3
|
|
|
MAINSTAY FUNDS TRUST
|
N-14/A
|
|
|
HARTFORD MUTUAL FUNDS II INC
|
485APOS
|
|
|
Velge Bertrand
|
4
|
|
|
LifeMD, Inc.
|
4
|
|
|
ALIMERA SCIENCES INC
|
PRE 14A
|
Financial Statements
|
|
abrdn Income Credit Strategies Fund
|
3
|
|
|
Krikorian Jason
|
4
|
|
|
Matterport, Inc./DE
|
4
|
|
|
LRE Opportunity Fund I LP
|
D
|
|
|
DecisionPoint Systems, Inc.
|
8-K/A
|
|
|
McGee Grant E.
|
144
|
|
|
AUTOZONE INC
|
144
|
Financial Statements
|
|
Chang Robert
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
BFINANCE US LTD.
|
X-17A-5
|
|
|
Digerati Technologies, Inc.
|
NT 10-Q
|
|
|
GOLUB CAPITAL DIRECT LENDING CORP
|
8-K
|
|
|
Skeena Resources Ltd
|
6-K
|
|
|
AEI NET LEASE PORTFOLIO 21 DST
|
D/A
|
|
|
Giacin Judith A.
|
4/A
|
|
|
Princeton Bancorp, Inc.
|
4/A
|
Financial Statements
|
|
Allen Jennifer H.
|
4
|
|
|
ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC.
|
3
|
|
|
Sathyanarayanan Bala
|
144
|
|
|
GREIF, INC
|
144
|
Financial Statements
|
|
Goosehead Insurance, Inc.
|
SC 13G
|
Financial Statements
|
|
DF DENT & CO INC
|
SC 13G
|
|
|
AMIT RAM
|
144
|
|
|
RADCOM LTD
|
144
|
Financial Statements
|
|
BUTEWICZ AMY LYNN
|
4
|
|
|
Rides2U Inc
|
D/A
|
|
|
DCP Midstream, LP
|
POS AM
|
Financial Statements
|
|
Blue Square Digital Managed Volatility Bitcoin Fund, LP
|
D/A
|
|
|
ZAZOVE HEDGED CONVERTIBLE FUND LP
|
D/A
|
|
|
Lafayette Acquisition Partners, LLC
|
D
|
|
|
Castlelake VI, L.P.
|
D/A
|
|
