| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Tennenbaum Senior Loan Fund IV-A, LP
|
40-APP
|
|
|
Tennenbaum Senior Loan Fund IV-B, LP
|
40-APP
|
|
|
Tennenbaum Special Situations Fund IX-A, LLC
|
40-APP
|
|
|
Tennenbaum Special Situations Fund IX-S, L.P.
|
40-APP
|
|
|
Tennenbaum Senior Loan Fund II, LP
|
40-APP
|
|
|
Tennenbaum Senior Loan Fund V, LLC
|
40-APP
|
|
|
TCPC Funding I, LLC
|
40-APP
|
|
|
Tennenbaum Enhanced Yield Operating I, LLC
|
40-APP
|
|
|
TCP Waterman CLO, LLC
|
40-APP
|
|
|
Tennenbaum Senior Loan Operating III, LLC
|
40-APP
|
|
|
Tennenbaum Senior Loan SPV IV-A, LLC
|
40-APP
|
|
|
Tennenbaum Energy Opportunities GP, LLC
|
40-APP
|
|
|
Tennenbaum Senior Loan GP III, LLC
|
40-APP
|
|
|
TCP Direct Lending Fund VIII-A MM, LLC
|
40-APP
|
|
|
Tennenbaum Special Situations IX-C, L.P.
|
40-APP
|
|
|
Tennenbaum Special Situations IX-O, L.P.
|
40-APP
|
|
|
FM Global Investment Partners, L.P.
|
40-APP
|
|
|
NDSIB Private Opportunities Fund, L.P.
|
40-APP
|
|
|
TCP Direct Lending Fund VIII-A, LLC
|
40-APP
|
|
|
TCP Direct Lending Fund VIII, LLC
|
40-APP
|
|
|
TCP Direct Lending Fund VIII-L, LLC
|
40-APP
|
|
|
Bel45 Private Opportunities Fund, L.P.
|
40-APP
|
|
|
High Street Feeder, L.P.
|
40-APP
|
|
|
High Street Fund, L.P.
|
40-APP
|
|
|
Middle Market Senior Fund, L.P.
|
40-APP
|
|
|
Red River Direct Investment Fund III, L.P.
|
40-APP
|
|
|
Tango Capital Opportunities Fund, L.P.
|
40-APP
|
|
|
High Rock Direct Fund, L.P.
|
40-APP
|
|
|
High Rock Feeder, L.P.
|
40-APP
|
|
|
High Rock Master, L.P.
|
40-APP
|
|
|
OV Private Opportunities, L.P.
|
40-APP
|
|
|
NHRS Private Opportunities Fund, L.P.
|
40-APP
|
|
|
Tennenbaum Special Situations Fund IX, LLC
|
40-APP
|
|
|
TCPC SBIC, LP
|
40-APP
|
|
|
TCPC SBIC GP, LLC
|
40-APP
|
|
|
BR/ERB Co-Investment Fund II, L.P.
|
40-APP
|
|
|
BlackRock Capital Markets, LLC / DE
|
40-APP
|
|
|
TCP Waterman Fund, LLC
|
40-APP
|
|
|
Tennenbaum Opportunities Fund VI, LLC
|
40-APP
|
|
|
BlackRock Investments, LLC
|
40-APP
|
|
|
SONJ PRIVATE OPPORTUNITIES FUND II LP
|
40-APP
|
|
|
Tennenbaum Opportunities Partners V, LP
|
40-APP
|
|
|
Tennenbaum Opportunities Fund V, LLC
|
40-APP
|
|
|
BlackRock TCP Capital Corp.
|
40-APP
|
Financial Statements
|
|
Special Value Continuation Partners, LLC
|
40-APP
|
|
|
BlackRock Capital Investment Corp
|
40-APP
|
Financial Statements
|
|
SVOF/MM, LLC
|
40-APP
|
|
|
TENNENBAUM CAPITAL PARTNERS LLC
|
40-APP
|
|
|
BLACKROCK ADVISORS LLC
|
40-APP
|
|
|
Akright Richard Alan
|
4
|
|
|
NetBrands Corp.
|
8-K
|
|
|
Finkelstein Harley
|
144
|
|
|
SHOPIFY INC.
|
144
|
Financial Statements
|
|
Landa App 2 LLC
|
1-U
|
|
|
Gibson Daniel Patrick
|
4
|
|
|
STRYVE FOODS, INC.
|
4
|
|
|
Boever Christopher J.
|
4
|
|
|
Broad Capital Acquisition Corp
|
425
|
Financial Statements
|
|
Ovintiv Inc.
|
8-K
|
|
|
Brighthouse Financial, Inc.
|
4
|
Financial Statements
|
|
Hooley Stephen C
|
4
|
|
|
STEPAN CO
|
8-K/A
|
Financial Statements
|
|
Reeves Amy
|
4
|
|
|
Williams Montel
|
4
|
|
|
Better For You Wellness, Inc.
|
4
|
|
|
Smith Tricia D
|
4
|
|
|
URBAN OUTFITTERS INC
|
4
|
Financial Statements
|
|
BANCO ITAU CHILE
|
SC 14D9
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Broad Capital Acquisition Corp
|
8-K
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Baker Cary
|
4
|
|
|
MULLEN AUTOMOTIVE INC.
|
8-K
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
Trikha Nitesh
|
4
|
|
|
Longeveron Inc.
|
4
|
Financial Statements
|
|
Clavijo James
|
4
|
|
|
Gopal Ajei
|
144
|
|
|
ANSYS INC
|
144
|
Financial Statements
|
|
Silbermann Benjamin
|
144
|
|
|
Baluch Khoso
|
4
|
|
|
PINTEREST, INC.
|
144
|
Financial Statements
|
|
PFEFFER JEFFREY
|
4
|
|
|
Acropolis Infrastructure Acquisition Corp.
|
DEFA14A
|
|
|
TCV XII
|
D/A
|
|
|
Watson Joseph J.
|
4
|
|
|
DXP ENTERPRISES INC
|
DEFR14A
|
Financial Statements
|
|
Chudnovsky Yekaterina
|
3
|
|
|
Elicio Therapeutics, Inc.
|
3
|
Financial Statements
|
|
Gavini Naveen
|
144
|
|
|
Origin Materials, Inc.
|
8-K/A
|
|
|
Pedretti Andrea
|
4
|
|
|
Acropolis Infrastructure Acquisition Corp.
|
8-K
|
|
|
MULLEN AUTOMOTIVE INC.
|
424B7
|
|
|
Bammi Rahul
|
4
|
|
|
EOG RESOURCES INC
|
8-K
|
Financial Statements
|
|
Xu Tony
|
144
|
|
|
DoorDash, Inc.
|
144
|
Financial Statements
|
|
Dreismann Heinrich
|
4
|
|
|
REDWOOD TRUST INC
|
8-K
|
|
|
JEFFERSON CHRISTINA
|
4
|
|
|
FLOWERS KIRSTEN
|
4
|
|
|
Epsilon Energy Ltd.
|
SC 13D/A
|
|
|
PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE
|
SC 13D/A
|
|
|
COGNIZANT TECHNOLOGY SOLUTIONS CORP
|
8-K/A
|
Financial Statements
|
|
FEDERAL HOME LOAN MORTGAGE CORP
|
ABS-15G
|
|
|
Orchestra BioMed Holdings, Inc.
|
3
|
|
|
Taylor Andrew Lawrence
|
3
|
|
|
Haqq Christopher
|
3
|
|
|
Tribeca Growth Fund, L.P.
|
144
|
|
|
ACV Auctions Inc.
|
144
|
Financial Statements
|
|
Sunworks, Inc.
|
8-K
|
Financial Statements
|
|
Ladwa Akshay
|
4
|
|
|
Mondee Holdings, Inc.
|
424B3
|
|
|
Deming David H
|
4
|
|
|
AYTU BIOPHARMA, INC
|
424B4
|
Financial Statements
|
|
Lobach David M Jr
|
4
|
|
|
Embassy Bancorp, Inc.
|
4
|
|
|
REF Topco, Inc.
|
D
|
|
|
Concentrix Corp
|
DEFA14A
|
|
|
Little William Reed
|
3
|
|
|
Corsair Gaming, Inc.
|
4
|
|
|
Szteinbaum Samuel R.
|
4
|
|
|
Scarborough Alvenia
|
4
|
|
|
Chemours Co
|
4
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Neumann Martin
|
4
|
|
|
BAUM CHARLES M
|
4
|
|
|
HEXO Corp.
|
6-K
|
|
|
Canna-Global Acquisition Corp
|
8-K
|
|
|
Kim Sarah Mears
|
4
|
|
|
Eos Energy Enterprises, Inc.
|
144
|
|
|
Huey Jennifer
|
144
|
|
|
Tedone John J
|
144
|
|
|
KAISER ALUMINUM CORP
|
144
|
Financial Statements
|
|
micromobility.com Inc.
|
8-K
|
|
|
MARIMED INC.
|
8-K
|
|
|
FLG Holdings LP
|
D
|
|
|
Battery Future Acquisition Corp.
|
8-K
|
|
|
TPEG FL Home Health QP Investors LLC
|
D
|
|
|
Bell Diana L.
|
4
|
|
|
SEI INSTITUTIONAL MANAGED TRUST
|
485BXT
|
|
|
TCV XII
|
D/A
|
|
|
Weber Robert Scott
|
4
|
|
|
A10 Networks, Inc.
|
4
|
Financial Statements
|
|
cahilly jason glen
|
4
|
|
|
Andretti Acquisition Corp.
|
PRE 14A
|
|
|
Farquhar Scott
|
4
|
|
|
Atlassian Corp
|
4
|
Financial Statements
|
|
Seven Eight Capital Fund, LP
|
D
|
|
|
Cannon-Brookes Michael
|
4
|
|
|
WEISENBURGER RANDALL J
|
4
|
|
|
Hickenlooper Robin S
|
4
|
|
|
SIRIUS XM HOLDINGS INC.
|
4
|
Financial Statements
|
|
CYPRESS CREEK PRIVATE STRATEGIES MASTER FUND L P
|
N-CEN
|
|
|
Lake Street Solar, LLC
|
144
|
|
|
Endowment PMF Master Fund, L.P.
|
N-CEN
|
|
|
CYPRESS CREEK PRIVATE STRATEGIES TEI FUND, L.P.
|
N-CEN
|
|
|
Pineapple Energy Inc.
|
144
|
|
|
Adit EdTech Acquisition Corp.
|
425
|
|
|
Channel Partners Capital, LLC
|
ABS-15G
|
|
|
Brookfield Infrastructure Income Fund, Inc.
|
N-2
|
|
|
U S GLOBAL INVESTORS INC
|
8-K
|
Financial Statements
|
|
LINCOLN KATHRYN JO
|
144
|
|
|
LINCOLN ELECTRIC HOLDINGS INC
|
144
|
Financial Statements
|
|
Shouvlin Patrick J.
|
4
|
|
|
PMF TEI Fund, L.P.
|
N-CEN
|
|
|
CYPRESS CREEK PRIVATE STRATEGIES INSTITUTIONAL FUND, L.P.
|
N-CEN
|
|
|
PMF Fund, L.P.
|
N-CEN
|
|
|
CYPRESS CREEK PRIVATE STRATEGIES REGISTERED FUND L P
|
N-CEN
|
|
|
Lundstrom Paul
|
144
|
|
|
FLEX LTD.
|
144
|
Financial Statements
|
|
BEELER W CHRISTOPHER JR
|
4
|
|
|
HOOKER FURNISHINGS Corp
|
4
|
Financial Statements
|
|
CHICO'S FAS, INC.
|
8-K
|
Financial Statements
|
|
Krause William T.
|
4
|
|
|
EKSO BIONICS HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
Target Hospitality Corp.
|
144
|
|
|
Kalamaras Eric
|
144
|
|
|
Whiting Susan D
|
4
|
|
|
KEMPER Corp
|
4
|
Financial Statements
|
|
Forest Road Acquisition Corp. II
|
SC 13G
|
|
|
PROPPER KERRY
|
SC 13G
|
|
|
DXC Technology Co
|
ARS
|
Financial Statements
|
|
Steele Creek Capital Corp
|
D/A
|
|
|
Corebridge Financial, Inc.
|
4
|
Financial Statements
|
|
AMERICAN INTERNATIONAL GROUP, INC.
|
4
|
Financial Statements
|
|
Crixus BH3 Acquisition Co
|
SC 13G
|
|
|
Angi Inc.
|
4
|
Financial Statements
|
|
HAAS ALESIA J
|
4
|
|
|
Immunome Inc.
|
4
|
Financial Statements
|
|
RAPP MICHAEL
|
4
|
|
|
Corner Growth Acquisition Corp.
|
SC 13G
|
|
|
James Todd
|
4
|
|
|
EQT Corp
|
4
|
Financial Statements
|
|
TCV XII, L.P.
|
D/A
|
|
|
Amandla MK Trust
|
4
|
|
|
NATIONAL RESEARCH CORP
|
4
|
Financial Statements
|
|
Amplitude, Inc.
|
4
|
Financial Statements
|
|
Gill Ronald S
|
4
|
|
|
UBS Group AG
|
F-3/A
|
Financial Statements
|
|
CREDIT SUISSE AG
|
F-3/A
|
|
|
CREDIT SUISSE
|
F-3/A
|
|
|
Gaingels Coverage Fund I LLC
|
D
|
|
|
Rosch Francis C
|
144
|
|
|
ForgeRock, Inc.
|
144
|
Financial Statements
|
|
GS Finance Corp.
|
FWP
|
|
|
DXC Technology Co
|
DEFA14A
|
Financial Statements
|
|
Adit EdTech Acquisition Corp.
|
8-K
|
|
|
ASP Isotopes Inc.
|
8-K/A
|
Financial Statements
|
|
CLAURE RAUL MARCELO
|
144
|
|
|
T-Mobile US, Inc.
|
144
|
Financial Statements
|
|
Advaithi Revathi
|
144
|
|
|
BANCROFT PHILIP V
|
4
|
|
|
NATIONAL GRID PLC
|
6-K
|
Financial Statements
|
|
CalciMedica, Inc.
|
8-K
|
Financial Statements
|
|
Walgreens Boots Alliance, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Option Care Health, Inc.
|
SC 13D/A
|
Financial Statements
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
QuantumScape Corp
|
8-K
|
Financial Statements
|
|
Hoffman Brothers Venture 1 Limited Partnership
|
D
|
|
|
TANGER STEVEN B
|
144
|
|
|
TANGER FACTORY OUTLET CENTERS, INC
|
144
|
Financial Statements
|
|
OFFER DAVID SCOTT
|
144
|
|
|
Philips Jeremy
|
4
|
|
|
Cetus Capital Acquisition Corp.
|
SC 13G
|
|
|
Evergy, Inc.
|
8-K
|
Financial Statements
|
|
RMG Acquisition Corp. III
|
SC 13G
|
|
|
Coya Therapeutics, Inc.
|
8-K
|
|
|
SHUAA Partners Acquisition Corp I
|
SC 13G
|
|
|
GLAZER CAPITAL, LLC
|
SC 13G
|
|
|
Taaffe Ellen
|
4
|
|
|
Osiris Acquisition Corp.
|
SC 13G
|
|
|
Jagger Fund, LP
|
D/A
|
|
|
AppLovin Corp
|
8-K
|
Financial Statements
|
|
Mulpuri Rao
|
4
|
|
|
Stratim Cloud Acquisition Corp.
|
SC 13G/A
|
|
|
GLAZER CAPITAL, LLC
|
SC 13G/A
|
|
|
Stoneman Sandra G.
|
4
|
|
|
Welch Suzy
|
4
|
|
|
KINETA, INC./DE
|
424B3
|
|
|
IMPINJ INC
|
8-K
|
Financial Statements
|
|
ALTA EQUIPMENT GROUP INC.
|
8-K
|
|
|
Hendrian Catherine A
|
144/A
|
|
|
CMS ENERGY CORP
|
144/A
|
Financial Statements
|
|
CAMBRIDGE BANCORP
|
8-K
|
Financial Statements
|
|
Missfresh Ltd
|
6-K
|
Financial Statements
|
|
Satsuma Pharmaceuticals, Inc.
|
SC 13D/A
|
Financial Statements
|
|
RA CAPITAL MANAGEMENT, L.P.
|
SC 13D/A
|
|
|
NORTHERN REVIVAL ACQUISITION Corp
|
SC 13G/A
|
|
|
MERCADOLIBRE INC
|
8-K
|
Financial Statements
|
|
AMERISAFE INC
|
8-K
|
Financial Statements
|
|
Concentrix Corp
|
8-K
|
|
|
Atlas Lithium Corp
|
10-K/A
|
|
|
Activision Blizzard, Inc.
|
DEFA14A
|
Financial Statements
|
|
Fogassa Marc
|
SC 13D/A
|
|
|
Atlas Lithium Corp
|
SC 13D/A
|
|
|
Longeveron Inc.
|
3
|
Financial Statements
|
|
PFEFFER JEFFREY
|
3
|
|
|
Baluch Khoso
|
3
|
|
|
Trailblazer Merger Corp I
|
SC 13G
|
|
|
DXC Technology Co
|
DEF 14A
|
Financial Statements
|
|
IBP Holding Co
|
4
|
|
|
PJAM IBP Holdings, Inc.
|
4
|
|
|
Edwards Jeffrey W.
|
4
|
|
|
Installed Building Products, Inc.
|
4
|
Financial Statements
|
|
AXIOS Sustainable Growth Acquisition Corp
|
SC 13G/A
|
|
|
Hays Marybeth
|
4
|
|
|
JOANN Inc.
|
4
|
Financial Statements
|
|
UBS AG
|
424B3
|
|
|
Bukit Jalil Global Acquisition 1 Ltd.
|
S-1
|
|
|
Russakoff Andrew
|
4
|
|
|
Slaine Insurance Holdings, LLC
|
D
|
|
|
Robertson Donald F Jr
|
4
|
|
|
NVIDIA CORP
|
4
|
Financial Statements
|
|
Prime Medicine, Inc.
|
144
|
Financial Statements
|
|
Alphabet Holdings LLC
|
144
|
|
|
Offereins Diane E
|
4
|
|
|
ARROYO MANUEL
|
4
|
|
|
COCA COLA CO
|
4
|
Financial Statements
|
|
Just Eat Takeaway.com N.V.
|
S-8 POS
|
|
|
Roche Corleen M.
|
4
|
|
|
GILL JAGROOP
|
SC 13D
|
|
|
UNITED SECURITY BANCSHARES
|
SC 13D
|
Financial Statements
|
|
HF Sinclair Corp
|
4
|
|
|
Go Timothy
|
4
|
|
|
Eger Edmond
|
144
|
|
|
MANHATTAN ASSOCIATES INC
|
144
|
Financial Statements
|
|
Sturge Simon
|
4
|
|
|
BM Technologies, Inc.
|
DEFA14A
|
|
|
RCP Opp Fund I GP, L.P.
|
144
|
|
|
Victory Capital Holdings, Inc.
|
144
|
Financial Statements
|
|
ROBINSON MATTHEW K
|
4
|
|
|
Public Storage
|
8-K
|
Financial Statements
|
|
PPL Corp
|
11-K
|
Financial Statements
|
|
Duey Maria C
|
4
|
|
|
PetPlate, Inc.
|
D/A
|
|
|
Agena Joel
|
144
|
|
|
CF Acquisition Corp. VII
|
8-K
|
|
|
PLAYSTUDIOS, Inc.
|
144
|
|