| Company Name |
Form Type |
SEC Filings |
|
|
|
|
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS
|
N-PX
|
|
|
LINCLUDEN MANAGEMENT LTD
|
13F-HR
|
|
|
Arcataur Capital Management LLC
|
13F-HR
|
|
|
Fundrise Growth Tech Fund, LLC
|
40-17G
|
|
|
Purcell Paul Martin
|
4
|
|
|
Sezzle Inc.
|
4
|
|
|
SPARKS DAVID E
|
144
|
|
|
MID PENN BANCORP INC
|
144
|
Financial Statements
|
|
FT 11677
|
S-6
|
|
|
FT 11675
|
S-6
|
|
|
FT 11674
|
S-6
|
|
|
AMPHENOL CORP /DE/
|
8-K
|
Financial Statements
|
|
Nuveen Churchill Private Credit Fund
|
40-17G
|
|
|
BROOKFIELD REAL ESTATE INCOME TRUST INC.
|
8-K
|
|
|
GENERAL NEW YORK MUNICIPAL MONEY MARKET FUND
|
N-PX
|
|
|
Facemire Michael
|
3
|
|
|
FORRESTER RESEARCH, INC.
|
3
|
Financial Statements
|
|
MARINER INVESTMENT GROUP LLC
|
13F-HR
|
|
|
THOMPSON IM FUNDS INC
|
NPORT-P
|
|
|
PRUCO LIFE OF NEW JERSEY FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT
|
497
|
|
|
Evergreens Movie LLC
|
D
|
|
|
PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT
|
497
|
|
|
FIDELITY D & D BANCORP INC
|
8-K
|
Financial Statements
|
|
CityRock Venture Partners II, LP
|
D
|
|
|
HEELER SECURITY, INC.
|
D
|
|
|
DISCOUNT PRINT USA, INC.
|
SEC STAFF ACTION
|
|
|
Dreyfus Institutional Reserves Funds
|
N-PX
|
|
|
Blue Foundry Bancorp
|
8-K
|
|
|
DUPREE MUTUAL FUNDS
|
NPORT-P
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Skaana Management L.P.
|
N-PX
|
|
|
SUNCOR ENERGY INC
|
6-K
|
Financial Statements
|
|
LESTE PAM PORTFOLIO 2 CLUB DEAL, LP
|
D
|
|
|
PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT
|
497VPI
|
|
|
CPG Cooper Square International Equity, LLC
|
NPORT-P/A
|
|
|
BRIZO PARTNERS, LP
|
D/A
|
|
|
Dreyfus Treasury Obligations Cash Management
|
N-PX
|
|
|
LATAM AIRLINES GROUP S.A.
|
CERT
|
|
|
Sacks Parente Golf, Inc.
|
8-K
|
|
|
W3i Software Inc
|
C/A
|
|
|
FORTITUDE LIFE INSURANCE & ANNUITY Co VARIABLE ACCOUNT B
|
497
|
|
|
Concentra Group Holdings Parent, Inc.
|
CERT
|
|
|
AB PORTFOLIOS
|
NPORT-P
|
|
|
AB MUNICIPAL INCOME FUND II
|
NPORT-P
|
|
|
AB CAP FUND, INC.
|
NPORT-P
|
|
|
AB MUNICIPAL INCOME FUND, INC.
|
NPORT-P
|
|
|
AB Active ETFs, Inc.
|
NPORT-P
|
|
|
AB TRUST
|
NPORT-P
|
|
|
AB GLOBAL REAL ESTATE INVESTMENT FUND INC
|
NPORT-P
|
|
|
AB EQUITY INCOME FUND INC
|
NPORT-P
|
|
|
AB GLOBAL RISK ALLOCATION FUND, INC.
|
NPORT-P
|
|
|
AB CORE OPPORTUNITIES FUND, INC.
|
NPORT-P
|
|
|
Trustees of Dartmouth College
|
13F-HR
|
|
|
Forethought Variable Insurance Trust
|
497K
|
|
|
Zentek Ltd.
|
6-K
|
|
|
BNY Mellon New York Tax Exempt Bond Fund, Inc.
|
N-PX
|
|
|
CXJ GROUP CO., Ltd
|
10-Q
|
|
|
Travel & Leisure Co.
|
10-Q
|
Financial Statements
|
|
Cafe Guarani LLC
|
C/A
|
|
|
EXCELSIOR INVESTMENT HIGH DELTA FUND L.P.
|
D/A
|
|
|
WestBridge Capital US Advisors, LP
|
13F-NT
|
|
|
WestBridge Crossover Fund, LLC
|
13F-NT
|
|
|
WestBridge Capital Management, LLC
|
13F-HR
|
|
|
Chadha Sumir
|
13F-NT
|
|
|
BNY MELLON NEW YORK AMT-FREE MUNICIPAL BOND FUND
|
N-PX
|
|
|
Forethought Variable Insurance Trust
|
497
|
|
|
Singhal Sandeep
|
13F-NT
|
|
|
MEXICAN ECONOMIC DEVELOPMENT INC
|
6-K
|
Financial Statements
|
|
NATIONAL STEEL CO
|
6-K
|
Financial Statements
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
6-K
|
Financial Statements
|
|
Wendell Peter C
|
13F-NT
|
|
|
Shenoy Muralidhar
|
13F-NT
|
|
|
MoneyHero Ltd
|
6-K
|
|
|
BW Bozeman I, LLC
|
D
|
|
|
CNS Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
Greenleaf Investment Partners L118, LLC
|
D
|
|
|
TEXAS INSTRUMENTS INC
|
10-Q
|
Financial Statements
|
|
La Rosa Holdings Corp.
|
424B3
|
|
|
Redspur, Inc.
|
D
|
|
|
SILICON LABORATORIES INC.
|
10-Q
|
Financial Statements
|
|
Suncoast Equity Management
|
13F-HR
|
|
|
Alkermes plc.
|
10-Q
|
Financial Statements
|
|
Electronic Lab Logs, Inc.
|
D
|
|
|
Capitol Federal Financial, Inc.
|
8-K
|
Financial Statements
|
|
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
|
N-PX
|
|
|
PROG Holdings, Inc.
|
10-Q
|
|
|
Allego N.V.
|
SC 14D9/A
|
|
|
RBB FUND, INC.
|
NPORT-P/A
|
|
|
Leung Don
|
4
|
|
|
MetroCity Bankshares, Inc.
|
4
|
Financial Statements
|
|
SOUTHEAST AIRPORT GROUP
|
6-K
|
Financial Statements
|
|
Constellation Acquisition Corp I
|
8-K
|
|
|
AIM SECTOR FUNDS
|
24F-2NT
|
|
|
HT Partners LLC
|
13F-HR
|
|
|
DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS
|
N-PX
|
|
|
Neuberger Berman ETF Trust
|
497K
|
|
|
Family Legacy, Inc.
|
13F-HR
|
|
|
Infinity Square Digital LLC
|
D/A
|
|
|
Edible Garden AG Inc
|
8-K
|
|
|
T-Mobile US, Inc.
|
8-K
|
Financial Statements
|
|
Silvaco Group, Inc.
|
8-K
|
|
|
Neuberger Berman ETF Trust
|
497
|
|
|
Atlassian Corp
|
8-K
|
Financial Statements
|
|
EQMC Partners LP
|
D/A
|
|
|
AIM VARIABLE INSURANCE FUNDS
|
497K
|
|
|
AIM INVESTMENT SECURITIES FUNDS
|
497K
|
|
|
INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST
|
497K
|
|
|
OLD DOMINION FREIGHT LINE, INC.
|
8-K
|
Financial Statements
|
|
BNY MELLON NEW JERSEY MUNICIPAL BOND FUND, INC.
|
N-PX
|
|
|
Transcode Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Iridium Communications Inc.
|
8-K
|
|
|
INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST
|
497
|
|
|
AIM VARIABLE INSURANCE FUNDS
|
497
|
|
|
AIM INVESTMENT SECURITIES FUNDS
|
497
|
|
|
John Marshall Bancorp, Inc.
|
8-K
|
|
|
Zen & Now Wellness Apothecary, LLC
|
C
|
|
|
Bitfufu Inc.
|
424B3
|
|
|
Bitfufu Inc.
|
6-K
|
|
|
Watson David Hibbert
|
144
|
|
|
ARGAN INC
|
144
|
Financial Statements
|
|
BNY MELLON MUNICIPAL INCOME, INC.
|
N-PX
|
Financial Statements
|
|
Quintet Private Bank
|
13F-HR
|
|
|
Amprius Technologies, Inc.
|
SC TO-I/A
|
|
|
Commercial Holdings Escrow, LLC
|
D
|
|
|
Epcon Lake Davidson, LLC
|
D
|
|
|
ATLANTIC INTERNATIONAL CORP.
|
8-K/A
|
|
|
Alan B Lancz & Associates, Inc.
|
13F-HR
|
|
|
Sterling Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
Village Bank & Trust Financial Corp.
|
8-K
|
|
|
INTERPUBLIC GROUP OF COMPANIES, INC.
|
8-K
|
Financial Statements
|
|
Covista Capital Corp.
|
SC 13G
|
|
|
DallasNews Corp
|
SC 13G
|
|
|
ArcelorMittal
|
6-K
|
Financial Statements
|
|
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
|
N-PX
|
|
|
Panoramic Offshore, Ltd.
|
D/A
|
|
|
HBT Financial, Inc.
|
8-K
|
Financial Statements
|
|
Genius Group Ltd
|
6-K
|
Financial Statements
|
|
NaaS Technology Inc.
|
6-K
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
485BXT
|
|
|
Stratos Investment Management, LLC
|
13F-HR
|
|
|
Panoramic Qualified Partners, L.P.
|
D/A
|
|
|
Stratos Wealth Advisors, LLC
|
13F-HR
|
|
|
GLOBAL PARTNERS LP
|
8-K
|
Financial Statements
|
|
Stratos Wealth Partners, LTD.
|
13F-HR
|
|
|
Panoramic Partners LP
|
D/A
|
|
|
Sonnet BioTherapeutics Holdings, Inc.
|
8-K
|
|
|
HomeTrust Bancshares, Inc.
|
8-K
|
Financial Statements
|
|
Lamb Weston Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Pantechnicon Advisors LLP
|
13F-HR
|
|
|
Liberty Sirius XM Holdings Inc.
|
425
|
|
|
Liberty Media Corp
|
425
|
Financial Statements
|
|
GM Financial Consumer Automobile Receivables Trust 2024-2
|
10-D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2024-1
|
10-D
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN
|
N-VP/A
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-4
|
10-D
|
|
|
ROGERS COMMUNICATIONS INC
|
6-K
|
Financial Statements
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN
|
N-VP/A
|
|
|
COMMUNITY TRUST BANCORP INC /KY/
|
8-K
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-3
|
10-D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-2
|
10-D
|
|
|
UNITED COMMUNITY BANKS INC
|
8-K
|
Financial Statements
|
|
GM Financial Consumer Automobile Receivables Trust 2023-1
|
10-D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2022-4
|
10-D
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN
|
497VPU
|
|
|
Liberty Media Corp
|
8-K
|
Financial Statements
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN
|
497
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN
|
497
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN
|
497VPU
|
|
|
GM Financial Consumer Automobile Receivables Trust 2022-3
|
10-D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2022-2
|
10-D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2022-1
|
10-D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2021-4
|
10-D
|
|
|
PROG Holdings, Inc.
|
8-K
|
|
|
SMITH WILLIAM W JR
|
4
|
|
|
SMITH MICRO SOFTWARE, INC.
|
4
|
Financial Statements
|
|
GM Financial Consumer Automobile Receivables Trust 2021-3
|
10-D
|
|
|
BloomZ Inc.
|
CERT
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SIX
|
N-VP/A
|
|
|
GM Financial Consumer Automobile Receivables Trust 2021-2
|
10-D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2021-1
|
10-D
|
|
|
Kempton James M
|
4
|
|
|
GM Financial Consumer Automobile Receivables Trust 2020-4
|
10-D
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN
|
N-VP/A
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT TEN
|
N-VP/A
|
|
|
GM Financial Consumer Automobile Receivables Trust 2020-3
|
10-D
|
|
|
Transcode Therapeutics, Inc.
|
424B5
|
Financial Statements
|
|
NorthEast Community Bancorp, Inc./MD/
|
8-K
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT TEN
|
497
|
|
|
Assure Holdings Corp.
|
8-K
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT TEN
|
497VPU
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN
|
497
|
|
|
Nova Minerals Ltd
|
CERT
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN
|
497VPU
|
|
|
CAPITAL ONE FINANCIAL CORP
|
424B5
|
Financial Statements
|
|
GENERAL DYNAMICS CORP
|
8-K
|
Financial Statements
|
|
Invech Holdings, Inc.
|
S-1/A
|
|
|
FLEX LTD.
|
8-K
|
Financial Statements
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT THREE
|
N-VP/A
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE
|
N-VP/A
|
|
|
Baozun Inc.
|
6-K
|
Financial Statements
|
|
FinTrust Capital Advisors, LLC
|
13F-HR
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT THREE
|
497
|
|
|
WHITE MARK BRIAN
|
4
|
|
|
FOXO TECHNOLOGIES INC.
|
4
|
|
|
WARD MARTIN CHRISTOPHER
|
4
|
|
|
S&T BANCORP INC
|
8-K
|
Financial Statements
|
|
FOXO TECHNOLOGIES INC.
|
SC 13D/A
|
|
|
WHITE MARK BRIAN
|
SC 13D/A
|
|
|
Christopher Spencer C
|
SC 13D/A
|
|
|
WARD MARTIN CHRISTOPHER
|
SC 13D/A
|
|
|
Sharp Robert P.
|
4
|
|
|
GUARANTY BANCSHARES INC /TX/
|
4
|
Financial Statements
|
|
Allegiance Financial Group Advisory Services LLC
|
13F-HR
|
|
|
MCNALLY KATHLEEN
|
4
|
|
|
RICHARDSON ELECTRONICS, LTD.
|
4
|
Financial Statements
|
|
MAINSTAY FUNDS TRUST
|
497J
|
|
|
Lavender Kevin P
|
144
|
|
|
Cloud Title Partners LLC
|
1-A
|
|
|
iSHARES TRUST
|
NPORT-P
|
|
|
GS MORTGAGE SECURITIES CORP II
|
ABS-15G
|
|
|
BIOHARVEST SCIENCES INC.
|
20FR12G/A
|
|
|
Jones Ray E
|
4
|
|
|
FIRST COMMUNITY CORP /SC/
|
4
|
Financial Statements
|
|
Soundview Equity Partners LP
|
D/A
|
|
|
Ben Robert J
|
4
|
|
|
BLUM HOLDINGS, INC.
|
8-K
|
|
|
GoAhead Ventures III, L.P.
|
D/A
|
|
|
RB Investor III LLC
|
D
|
|
|
Odin Fund I LP - Series 1
|
D
|
|
|
Blackburne & Sons Realty Capital Corp
|
D
|
|
|
Diddell Wendy
|
4
|
|
|
DT Cloud Star Acquisition Corp
|
CERT
|
|
|
RRW II Growth
|
D/A
|
|
|
Manager Directed Portfolios
|
485BXT
|
|
|
HILLTOP SECURITIES INC.
|
MA-I/A
|
|
|
PIPER SANDLER & CO.
|
MA-I/A
|
|
|
MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS
|
N-MFP2/A
|
|
|
Pomona Investment Fund
|
486BPOS
|
|
|
DiPerna & Company, LLC
|
MA-I/A
|
|
|
Inverness Graham Green Light Fund D, L.P.
|
D/A
|
|
|
Inverness Graham Green Light Fund C, L.P.
|
D/A
|
|
|
Inverness Graham Green Light Fund, L.P.
|
D/A
|
|
|
Inverness Graham Green Light Fund A, L.P.
|
D/A
|
|
|
Inverness Graham Green Light Fund B, L.P.
|
D/A
|
|
|
Nachiappan Venkatachalam
|
144
|
|
|
Arhaus, Inc.
|
144
|
Financial Statements
|
|
Joseph P. Lucia & Associates, LLC
|
13F-HR
|
|
|
PUTNAM VARIABLE TRUST
|
N-MFP3/A
|
|
|
HORIZON BANCORP INC /IN/
|
13F-HR
|
Financial Statements
|
|
PUTNAM INVESTMENT FUNDS
|
N-MFP3/A
|
|
|
Fundrise Income Real Estate Fund, LLC
|
40-17G
|
|
|
Koa Wealth Management, LLC
|
N-PX
|
|
|
CAP Growth II Co-Investment, L.P.
|
D/A
|
|
|
East Bay Permanent Real Estate Cooperative
|
1-U
|
|
|
DAVEY TREE EXPERT CO
|
8-K
|
|
|
Cove Private Wealth, LLC
|
13F-HR
|
|
|
MSS Series Trust
|
NPORT-P
|
|
|
PUTNAM MONEY MARKET FUND
|
N-MFP3/A
|
|
|
Traynor Capital Management, Inc.
|
13F-HR
|
|
|
ePallet, Inc.
|
D/A
|
|
|
Kelso Thomas E
|
4
|
|
|
US BANCORP \DE\
|
424B2
|
Financial Statements
|
|
Slow Capital, Inc.
|
13F-HR
|
|
|
Cingulate Inc.
|
EFFECT
|
|
|
Standard & Poor's Financial Services LLC
|
EFFECT
|
|
|
S&P Global Inc.
|
EFFECT
|
Financial Statements
|
|
Lineage, Inc.
|
EFFECT
|
|
|
Concentra Group Holdings Parent, Inc.
|
EFFECT
|
|
|
CHARLES SCHWAB FAMILY OF FUNDS
|
EFFECT
|
|
|
SOPHiA GENETICS SA
|
EFFECT
|
Financial Statements
|
|
Asset Entities Inc.
|
EFFECT
|
Financial Statements
|
|
ARCA biopharma, Inc.
|
EFFECT
|
Financial Statements
|
|
DT Cloud Star Acquisition Corp
|
EFFECT
|
|
|
YIELD10 BIOSCIENCE, INC.
|
EFFECT
|
Financial Statements
|
|
ORANGEKLOUD TECHNOLOGY INC.
|
EFFECT
|
|
|
NeuroBo Pharmaceuticals, Inc.
|
EFFECT
|
|
|
Astra Space, Inc.
|
EFFECT
|
|
|
Pinstripes Holdings, Inc.
|
EFFECT
|
|
|
trivago N.V.
|
EFFECT
|
Financial Statements
|
|
Aspira Women's Health Inc.
|
EFFECT
|
|
|
SMOLYANSKY LUDMILA
|
4
|
|
|
Lifeway Foods, Inc.
|
4
|
Financial Statements
|
|
Gehl Jeff Patrick
|
4
|
|
|
Super League Enterprise, Inc.
|
4
|
Financial Statements
|
|
TKO Group Holdings, Inc.
|
4
|
|
|
Khan Nick
|
4
|
|
|
KKR Group Co. Inc.
|
3
|
|
|
OneStream, Inc.
|
3
|
|
|
KKR Holdco LLC
|
3
|
|
|
KKR & Co. GP LLC
|
3
|
|
|
KKR Group Holdings Corp.
|
3
|
|
|
KKR Group Partnership L.P.
|
3
|
|
|
KKR Management LLP
|
3
|
|
|
KKR & Co. Inc.
|
3
|
Financial Statements
|
|
Kohlberg Kravis Roberts & Co. L.P.
|
3
|
|
|
ROBERTS GEORGE R
|
3
|
|
|
KRAVIS HENRY R
|
3
|
|
|
K-PRIME GP LLC
|
3
|
|
|
K-PRIME Aggregator L.P.
|
3
|
|
