| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Abacus Life, Inc.
|
3
|
|
|
Kirby Kevin Scott
|
3
|
|
|
McCauley William Hugh JR
|
3
|
|
|
Ganovsky Matthew
|
3
|
|
|
Jackson Jay J
|
3
|
|
|
Radka Karla
|
3
|
|
|
Schulte Mary Beth
|
3
|
|
|
Alpha Wealth Global Ltd
|
SC 13D
|
|
|
Uxin Ltd
|
SC 13D
|
Financial Statements
|
|
Platford Giles Richard
|
144
|
|
|
TAKEDA PHARMACEUTICAL CO LTD
|
144
|
Financial Statements
|
|
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD
|
6-K
|
Financial Statements
|
|
Williams Rowland Acquisition Corp.
|
PRER14A
|
|
|
Ganovsky Matthew
|
SC 13D
|
|
|
Abacus Life, Inc.
|
SC 13D
|
|
|
Greco Gerard M
|
144
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Japan Bank for International Cooperation
|
424B5
|
|
|
PROVINCE OF ALBERTA
|
18-K
|
|
|
Jiayin Group Inc.
|
6-K
|
Financial Statements
|
|
CHIPMOS TECHNOLOGIES INC
|
6-K
|
Financial Statements
|
|
McNealy Sean
|
SC 13D
|
|
|
Plump Andrew Stewart
|
144
|
|
|
MULLEN AUTOMOTIVE INC.
|
ARS
|
|
|
ONCOSEC MEDICAL Inc
|
25-NSE
|
Financial Statements
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
Oncorus, Inc.
|
25-NSE
|
Financial Statements
|
|
Pivotal Investment Corp III
|
PRER14A
|
|
|
POLARITYTE, INC.
|
25-NSE
|
Financial Statements
|
|
Jackson Jay J
|
SC 13D
|
|
|
UNICO AMERICAN CORP
|
25-NSE
|
|
|
Vera Leandro
|
4
|
|
|
Nano Magic Inc.
|
4
|
|
|
Kirby Kevin Scott
|
SC 13D
|
|
|
HTG MOLECULAR DIAGNOSTICS, INC
|
25-NSE
|
Financial Statements
|
|
Cyxtera Technologies, Inc.
|
25-NSE
|
|
|
Wejo Group Ltd
|
25-NSE
|
|
|
NOVARTIS AG
|
6-K
|
Financial Statements
|
|
BELLICUM PHARMACEUTICALS, INC
|
25-NSE
|
Financial Statements
|
|
Ricci Gabriele
|
144
|
|
|
QualTek Services Inc.
|
25-NSE
|
|
|
NanoString Technologies Inc
|
8-K
|
Financial Statements
|
|
Freedom Acquisition I Corp.
|
424B3
|
|
|
MULLEN AUTOMOTIVE INC.
|
DEF 14A
|
|
|
Greencity Acquisition Corp
|
25-NSE
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
BERMAN RONALD J
|
4
|
|
|
Nanobiotix S.A.
|
6-K
|
|
|
Athenex, Inc.
|
25-NSE
|
Financial Statements
|
|
Aptinyx Inc.
|
25-NSE
|
Financial Statements
|
|
Celyad Oncology SA
|
25-NSE
|
Financial Statements
|
|
Rickert Jeanne M
|
4
|
|
|
HUTCHMED
|
6-K
|
Financial Statements
|
|
ELBIT SYSTEMS LTD
|
6-K
|
Financial Statements
|
|
Opthea Ltd
|
6-K
|
|
|
Berman Tom J.
|
4
|
|
|
IMV Inc.
|
25-NSE
|
Financial Statements
|
|
Sagimet Biosciences Inc.
|
S-1/A
|
|
|
Vacasa, Inc.
|
4
|
Financial Statements
|
|
Terrill Chris
|
4
|
|
|
BED BATH & BEYOND INC
|
25-NSE
|
Financial Statements
|
|
National Energy Services Reunited Corp.
|
25-NSE
|
Financial Statements
|
|
Larsen Tad K
|
4
|
|
|
Indoor Harvest Corp
|
8-K
|
|
|
TRINITY BIOTECH PLC
|
6-K
|
Financial Statements
|
|
TOWER SEMICONDUCTOR LTD
|
6-K
|
Financial Statements
|
|
Alibaba Group Holding Ltd
|
6-K
|
Financial Statements
|
|
Puhui Wealth Investment Management Co., Ltd.
|
25-NSE
|
|
|
IPERIONX Ltd
|
6-K
|
|
|
Starco Brands, Inc.
|
8-K
|
|
|
Modular Medical, Inc.
|
8-K
|
|
|
ZTO Express
|
6-K
|
Financial Statements
|
|
Apogee Therapeutics, Inc.
|
S-1/A
|
|
|
HeadHunter Group PLC
|
S-8 POS
|
Financial Statements
|
|
TradeUP Acquisition Corp.
|
S-4/A
|
|
|
Sorrento Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Sportsmap Tech Acquisition Corp.
|
PRER14A
|
|
|
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
|
PRER14A
|
|
|
EMULATE THERAPEUTICS, INC.
|
S-1/A
|
|
|
Surface Oncology, Inc.
|
8-K
|
Financial Statements
|
|
Nubia Brand International Corp.
|
PRER14A
|
|
|
TREASURE GLOBAL INC
|
8-K
|
Financial Statements
|
|
Nxu, Inc.
|
S-1/A
|
|
|
REPUBLIC OF CHILE
|
FWP
|
|
|
Focus Impact Acquisition Corp.
|
10-K/A
|
|
|
Hanryu Holdings, Inc.
|
S-1/A
|
|
|
Desktop Metal, Inc.
|
SC 13D/A
|
Financial Statements
|
|
EBRAHIMI FARHAD FRED
|
SC 13D/A
|
|
|
Fusion Fuel Green PLC
|
424B5
|
|
|
OceanTech Acquisitions I Corp.
|
S-4
|
|
|
Rigel Resource Acquisition Corp.
|
PRER14A
|
|
|
Colombier Acquisition Corp.
|
DEFA14A
|
|
|
Quantum Computing Inc.
|
10-K/A
|
|
|
Colombier Acquisition Corp.
|
425
|
|
|
RC Investing Corp
|
D
|
|
|
Alpha Edison III, L.P.
|
D/A
|
|
|
ORGANIGRAM HOLDINGS INC.
|
6-K
|
|
|
Aerkomm Inc.
|
10-K
|
|
|
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
|
425
|
|
|
NEUBERGER BERMAN MUNICIPAL FUND INC.
|
425
|
|
|
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
|
425
|
|
|
Canterbury Private Income Fund I, L.P.
|
D/A
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
ECOPETROL S.A.
|
6-K
|
Financial Statements
|
|
Evofem Biosciences, Inc.
|
S-1
|
Financial Statements
|
|
Pacific Oak Strategic Opportunity REIT, Inc.
|
8-K
|
|
|
RealtyMogul Apartment Growth REIT, Inc.
|
253G2
|
|
|
Industry Ventures Secondary X, L.P.
|
D/A
|
|
|
Fulcrum Equity Management
|
13F-HR/A
|
|
|
Innopact Ventures, LLC - Series 4467
|
D/A
|
|
|
Luma Resources, LLC
|
C-U
|
|
|
Controladora Vuela Compania de Aviacion, S.A.B. de C.V.
|
6-K
|
Financial Statements
|
|
Acri Capital Acquisition Corp
|
8-K
|
|
|
MedMen Enterprises, Inc.
|
10-Q
|
|
|
Willow Neuroscience, Inc.
|
D/A
|
|
|
KalVista Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
RIOS LODGE, LLC
|
D
|
|
|
Rent the Runway, Inc.
|
SC TO-I/A
|
Financial Statements
|
|
GroGuru, Inc.
|
D
|
|
|
MAINVEST HOLDINGS CORP.
|
D/A
|
|
|
KalVista Pharmaceuticals, Inc.
|
10-K
|
Financial Statements
|
|
IMAGING DIAGNOSTIC SYSTEMS INC /FL/
|
425
|
|
|
IMAGING DIAGNOSTIC SYSTEMS INC /FL/
|
8-K
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
CROWN CRAFTS INC
|
ARS
|
Financial Statements
|
|
PALINGEN CO-INVEST I, LLC
|
D
|
|
|
Willow Funds Dhanjal Investors LLC
|
D
|
|
|
Bluerock Homes Trust, Inc.
|
FWP
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
BNY MELLON FUNDS TRUST
|
N-MFP2
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS
|
N-MFP2
|
|
|
GENERAL NEW YORK MUNICIPAL MONEY MARKET FUND
|
N-MFP2
|
|
|
Astor South Pref, LLC
|
D
|
|
|
GENERAL MUNICIPAL MONEY MARKET FUNDS, INC.
|
N-MFP2
|
|
|
Wallabing, Inc
|
C/A
|
|
|
NAUTILUS, INC.
|
8-K
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
AVEM CTFH Holding LLC
|
D
|
|
|
FIDELITY GARRISON STREET TRUST
|
N-MFP2
|
|
|
Fidelity Colchester Street Trust
|
N-MFP2
|
|
|
FIDELITY SALEM STREET TRUST
|
N-MFP2
|
|
|
FIDELITY PHILLIPS STREET TRUST
|
N-MFP2
|
|
|
FIDELITY HEREFORD STREET TRUST
|
N-MFP2
|
|
|
FIDELITY NEW YORK MUNICIPAL TRUST II
|
N-MFP2
|
|
|
NORTH CAROLINA CAPITAL MANAGEMENT TRUST
|
N-MFP2
|
|
|
Variable Insurance Products Fund V
|
N-MFP2
|
|
|
FIDELITY MASSACHUSETTS MUNICIPAL TRUST
|
N-MFP2
|
|
|
FIDELITY REVERE STREET TRUST
|
N-MFP2
|
|
|
FIDELITY UNION STREET TRUST II
|
N-MFP2
|
|
|
FIDELITY CALIFORNIA MUNICIPAL TRUST II
|
N-MFP2
|
|
|
Fidelity Newbury Street Trust
|
N-MFP2
|
|
|
FIDELITY COURT STREET TRUST II
|
N-MFP2
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
Re-Wilding Project Inc.
|
C
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
Wallabing, Inc
|
C
|
|
|
Avalon GloboCare Corp.
|
8-K
|
Financial Statements
|
|
HUMBL, INC.
|
8-K
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Kensington Point Community LLC
|
D
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
Brinker Capital Destinations Trust
|
497K
|
|
|
FIRST TRUST MLP & ENERGY INCOME FUND
|
N-CSRS/A
|
|
|
Nikola Corp
|
424B3
|
Financial Statements
|
|
PROMINENT DOMINY FAMILY WELL, L.P.
|
D
|
|
|
HDL THERAPEUTICS, INC.
|
D
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Masterworks 012, LLC
|
1-U
|
|
|
SPROTT FUNDS TRUST
|
497K
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Praetorian Wealth Management, Inc.
|
13F-HR
|
|
|
Financial Management Professionals, Inc.
|
13F-HR
|
|
|
Cox Capital Mgt LLC
|
13F-HR
|
|
|
Foster Group, Inc.
|
13F-HR
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
North Haven Private Equity Co-Investment Opportunities Fund III
|
D
|
|
|
100KM Ventures Fund I, LP
|
D
|
|
|
Origin Opportunity Zone Fund III, LLC
|
D
|
|
|
Two Roads Shared Trust
|
N-CSRS
|
|
|
Banyan Tree Short Duration Fund LP
|
D
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
Oaktree Real Estate Income Fund, L.P.
|
D/A
|
|
|
Gennette Jeffrey
|
144
|
|
|
Macy's, Inc.
|
144
|
Financial Statements
|
|
Stewardship Advisors, LLC
|
13F-HR
|
|
|
Loose Christopher R.
|
144
|
|
|
Frequency Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Quent Capital, LLC
|
13F-HR
|
|
|
OneAscent Wealth Management LLC
|
13F-HR
|
|
|
PROFESSIONAL ADVISORY SERVICES INC
|
13F-HR
|
|
|
Chu Wah-Hui
|
144
|
|
|
METTLER TOLEDO INTERNATIONAL INC/
|
144
|
Financial Statements
|
|
B.O.S.S. Retirement Advisors, LLC
|
13F-HR
|
|
|
BofA Finance LLC
|
FWP
|
|
|
Linqto Liquidshares LLC
|
D/A
|
|
|
Trust Co
|
13F-HR
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Axonic Alternative Income Fund
|
N-CSRS
|
|
|
TC ENERGY CORP
|
6-K
|
Financial Statements
|
|
Axonic Funds
|
N-CSRS
|
|
|
IRONWOOD WEALTH MANAGEMENT, INC.
|
13F-HR
|
|
|
Kelley Joseph P
|
4
|
|
|
NORDSON CORP
|
4
|
Financial Statements
|
|
Ceiley Glen
|
4
|
|
|
EACO CORP
|
4
|
|
|
Mosaic Capital Investors II SBIC, L.P.
|
D/A
|
|
|
Mosaic Capital Investors II, L.P.
|
D/A
|
|
|
Rise Advisors, LLC
|
13F-HR
|
|
|
AMERIPRISE FINANCIAL INC
|
SC 13G/A
|
Financial Statements
|
|
SYNAPTICS Inc
|
SC 13G/A
|
Financial Statements
|
|
EQUITY SHIFT, INC.
|
D
|
|
|
Garcia C Elisa D
|
144
|
|
|
Beam Global
|
DEFA14A
|
|
|
Bitewell, Inc.
|
D
|
|
|
The3rdBevco Inc.
|
1-A-W
|
|
|
JPMORGAN TRUST IV
|
N-MFP2
|
|
|
Mitra Diversified Fund I LP
|
D
|
|
|
VIQ Solutions Inc.
|
SC 13G/A
|
|
|
AWM Investment Company, Inc.
|
SC 13G/A
|
|
|
Shah Jai
|
4
|
|
|
LEGGETT & PLATT INC
|
4
|
Financial Statements
|
|
LIQTECH INTERNATIONAL INC
|
SC 13G/A
|
Financial Statements
|
|
RCP Fund XVIII Cayman Feeder, LP
|
D
|
|
|
Riffle Christopher J
|
4
|
|
|
First Northwest Bancorp
|
4
|
Financial Statements
|
|
JPMorgan Trust I
|
N-MFP2
|
|
|
NOBLE ROMANS INC
|
8-K
|
|
|
CARLEY THOMAS J
|
4
|
|
|
BARRETT BUSINESS SERVICES INC
|
4
|
Financial Statements
|
|
FirmPilot AI, Inc.
|
D
|
|
|
EDWARD JONES MONEY MARKET FUND
|
N-MFP2
|
|
|
Beam Global
|
DEF 14A
|
|
|
C21 Investments Inc.
|
6-K
|
|
|
ASTOR JUNCTION PREF 3201 LLC
|
D
|
|
|
ARMSTRONG HENRY H ASSOCIATES INC
|
13F-HR
|
|
|
MCCLANATHAN JOSEPH W
|
4
|
|
|
LEVEL FOUR ADVISORY SERVICES, LLC
|
13F-HR
|
|
|
DEINES MATTHEW
|
4
|
|
|
First Affirmative Financial Network
|
13F-HR
|
|
|
Winston Products LLC
|
D
|
|
|
UBS AG
|
424B2
|
|
|
PIMCO FUNDS
|
N-MFP2
|
|
|
LEGG MASON PARTNERS INSTITUTIONAL TRUST
|
N-MFP2
|
|
|
ES Landscape Partners LLC
|
D
|
|
|
FERNANDEZ MANUEL A
|
4
|
|
|
LEGG MASON PARTNERS MONEY MARKET TRUST
|
N-MFP2
|
|
|
Versant Capital Management, Inc
|
13F-HR
|
|
|
MASTER PORTFOLIO TRUST
|
N-MFP2
|
|
|
VILSACK ROBERT D
|
4
|
|
|
PARK OHIO HOLDINGS CORP
|
4
|
Financial Statements
|
|
FORUM FUNDS
|
DEF 14A
|
|
|
BTS Asset Management, Inc.
|
13F-HR
|
|
|
Brunner Robert E
|
4
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Cascadia Seaweed Corp.
|
D
|
|
|
USEDC 2023 Drilling Fund LP
|
D/A
|
|
|
FOGARTY PATRICK W
|
4
|
|
|
K Fund III, LP
|
D/A
|
|
|
INVO Bioscience, Inc.
|
424B3
|
|
|
Pure Financial Advisors, LLC
|
13F-HR
|
|
|
ARDELYX, INC.
|
SC 13G
|
Financial Statements
|
|
STATE STREET CORP
|
SC 13G
|
Financial Statements
|
|
DPIF IV REIT II LLC
|
D
|
|
|
T. Rowe Price Investment Management, Inc.
|
SC 13G/A
|
|
|
Ranger Energy Services, Inc.
|
SC 13G/A
|
Financial Statements
|
|
TRIUMPH GROUP INC
|
SC 13G/A
|
Financial Statements
|
|
Mallard Bay Outdoors, Inc.
|
D
|
|
|
City State Bank
|
13F-HR
|
|
|
Starship Ventures Fund II LP
|
D/A
|
|
|
ROSS STORES, INC.
|
SC 13G/A
|
Financial Statements
|
|
PRICE T ROWE ASSOCIATES INC /MD/
|
SC 13G
|
|
|
PRICE T ROWE ASSOCIATES INC /MD/
|
SC 13G/A
|
|
|
EQT Corp
|
SC 13G
|
Financial Statements
|
|
Abbasi Faraz
|
4
|
|
|
LAKELAND FINANCIAL CORP
|
4
|
Financial Statements
|
|
Health Precision Inc.
|
D
|
|
|
CRAWFORD MATTHEW V
|
4
|
|
|
JPMORGAN TRUST II
|
N-MFP2
|
|
|
DPIF IV REIT I LLC
|
D
|
|
|
Altimmune, Inc.
|
SC 13G/A
|
Financial Statements
|
|
STATE STREET CORP
|
SC 13G/A
|
Financial Statements
|
|
IndexIQ Active ETF Trust
|
24F-2NT
|
|
|
Christian Darrianne P
|
4
|
|
|
Toothaker Bradley J
|
4
|
|
|
Karyopharm Therapeutics Inc.
|
SC 13G/A
|
Financial Statements
|
|
MongoDB, Inc.
|
144
|
Financial Statements
|
|
MERRIMAN DWIGHT A
|
144
|
|
|
IndexIQ ETF Trust
|
24F-2NT
|
|
|
ARMSTRONG HENRY H ASSOCIATES INC
|
13F-HR/A
|
|
|
Advisers Investment Trust
|
N-MFP2
|
|
|
Augsburger Blake
|
4
|
|
|
Gevo, Inc.
|
SC 13G/A
|
Financial Statements
|
|
WorldQuant Millennium WMQS GEAE Offshore Fund
|
D/A
|
|
