| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Soroye Olumide
|
4
|
|
|
Definitive Healthcare Corp.
|
8-K
|
Financial Statements
|
|
Strategic Financial Partners, Ltd.
|
13F-HR
|
|
|
Saintil Merline
|
4
|
|
|
Gitlab Inc.
|
4
|
Financial Statements
|
|
Rogers Bruce
|
144
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
497K
|
|
|
O'GRADY NICHOLAS L.
|
144
|
|
|
NORTHERN OIL & GAS, INC.
|
144
|
Financial Statements
|
|
Hogenson Kathleen A
|
4
|
|
|
RBC FUNDS TRUST
|
N-MFP3
|
|
|
National Storage Affiliates Trust
|
8-K
|
|
|
Tidal Trust II
|
CERT
|
|
|
DIMENSIONAL EMERGING MARKETS VALUE FUND
|
N-CSRS
|
|
|
SpendCare, Inc.
|
D
|
|
|
Arsov Robert
|
4
|
|
|
Rumble Inc.
|
4
|
|
|
Kymera Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Victory Portfolios II
|
8-A12B
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
497K
|
|
|
Miller Perkins
|
3
|
|
|
HERBALIFE LTD.
|
3
|
Financial Statements
|
|
Victory Portfolios II
|
497K
|
|
|
Hagerty, Inc.
|
144
|
|
|
KAUFFMAN ROBERT I
|
144
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
497K
|
|
|
Victory Portfolios II
|
497
|
|
|
Credo Technology Group Holding Ltd
|
144
|
Financial Statements
|
|
Walden Technology Ventures II, L.P.
|
144
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
497K
|
|
|
Grayscale Ethereum Trust
|
S-3/A
|
|
|
DRIL-QUIP INC
|
10-Q/A
|
Financial Statements
|
|
HELIOS TECHNOLOGIES, INC.
|
8-K
|
|
|
Ingevity Corp
|
8-K
|
Financial Statements
|
|
Cowan Elvia
|
144
|
|
|
Vaxcyte, Inc.
|
144
|
|
|
Sanford Glenn Darrel
|
144
|
|
|
EXP World Holdings, Inc.
|
144
|
Financial Statements
|
|
Voya Financial, Inc.
|
8-K
|
Financial Statements
|
|
Dimensional ETF Trust
|
N-CSRS
|
|
|
KELLOGG W K FOUNDATION TRUST
|
144
|
|
|
KELLANOVA
|
144
|
Financial Statements
|
|
DeVaul William
|
144
|
|
|
Ohm Health, Inc.
|
D
|
|
|
Payoneer Global Inc.
|
144
|
|
|
Galit Scott H.
|
144
|
|
|
Mercer Patrick
|
4
|
|
|
IRIDEX CORP
|
4
|
Financial Statements
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
497K
|
|
|
Kirk Jennifer M
|
4
|
|
|
SEMPRA
|
4
|
Financial Statements
|
|
Kapani Mayur
|
144
|
|
|
Intercontinental Exchange, Inc.
|
144
|
Financial Statements
|
|
PUTNAM HIGH YIELD FUND
|
497K
|
|
|
Couchbase, Inc.
|
144
|
Financial Statements
|
|
Carpenter Carol W.
|
144
|
|
|
Logos Partners, L.P.
|
D/A
|
|
|
Barron Melissa
|
4
|
|
|
ADVANCED DRAINAGE SYSTEMS, INC.
|
8-K
|
Financial Statements
|
|
Valaris Ltd
|
4
|
|
|
WENTWORTH KORY JAMES
|
144
|
|
|
Entrada Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Tracy John R.
|
3
|
|
|
QUANTUM CORP /DE/
|
3
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
497K
|
|
|
De Madre Armelle
|
144
|
|
|
Datadog, Inc.
|
144
|
Financial Statements
|
|
Bonnot Lionel
|
144
|
|
|
Unis Gregory
|
4
|
|
|
Victoria's Secret & Co.
|
4
|
Financial Statements
|
|
CARGO Therapeutics, Inc.
|
8-K
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
497K
|
|
|
PIONEER MONEY MARKET TRUST
|
N-MFP3
|
|
|
Sevalia Piyush B
|
144
|
|
|
Copper Property CTL Pass Through Trust
|
8-K
|
|
|
Corvino Frank
|
144
|
|
|
HEALTHEQUITY, INC.
|
144
|
Financial Statements
|
|
Barretto Ryan Paul
|
144
|
|
|
Sprout Social, Inc.
|
144
|
Financial Statements
|
|
Miller Deborah Ann
|
144
|
|
|
Nuvalent, Inc.
|
144
|
Financial Statements
|
|
PUTNAM TAX FREE INCOME TRUST
|
497K
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
SC 13G
|
Financial Statements
|
|
RA CAPITAL MANAGEMENT, L.P.
|
SC 13G
|
|
|
Workday, Inc.
|
144
|
Financial Statements
|
|
DUFFIELD DAVID A
|
144
|
|
|
DOLAN MICHAEL J
|
144
|
|
|
MATTEL INC /DE/
|
144
|
Financial Statements
|
|
Tan Anthony Ping Yeow
|
144
|
|
|
Grab Holdings Ltd
|
144
|
|
|
Sauer Richard Harry
|
144
|
|
|
Baliff Jonathan
|
4
|
|
|
Field Matthew
|
144
|
|
|
Joby Aviation, Inc.
|
144
|
Financial Statements
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
497K
|
|
|
Choate Anne F
|
144
|
|
|
ICF International, Inc.
|
144
|
Financial Statements
|
|
NATIONWIDE MUTUAL FUNDS
|
N-MFP3
|
|
|
TLGY ACQUISITION CORP
|
8-K
|
|
|
PUTNAM NEW YORK TAX EXEMPT INCOME FUND
|
497K
|
|
|
Kraft Jennifer
|
4
|
|
|
FOOT LOCKER, INC.
|
4
|
Financial Statements
|
|
VACCINEX, INC.
|
424B3
|
Financial Statements
|
|
DEVON ENERGY CORP/DE
|
8-K
|
Financial Statements
|
|
Edmunds Chris
|
4
|
|
|
Saeed Muhammad Azhar
|
SC 13G
|
|
|
GlobalTech Corp
|
SC 13G
|
|
|
ESCO TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
STMicroelectronics N.V.
|
6-K
|
Financial Statements
|
|
Mahzi Therapeutics Inc.
|
D/A
|
|
|
GD Culture Group Ltd
|
10-K/A
|
|
|
DRIL-QUIP INC
|
10-K/A
|
Financial Statements
|
|
Medicus Pharma Ltd.
|
D/A
|
|
|
Syed Babar Ali
|
SC 13G
|
|
|
KORE Group Holdings, Inc.
|
8-K
|
|
|
GREENBRIER COMPANIES INC
|
10-Q
|
Financial Statements
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
497K
|
|
|
PSQ Holdings, Inc.
|
8-K
|
|
|
Silo Pharma, Inc.
|
8-K
|
|
|
Williams Steven W
|
4
|
|
|
Alcoa Corp
|
4
|
Financial Statements
|
|
Coop Kevin
|
4
|
|
|
Definitive Healthcare Corp.
|
4
|
Financial Statements
|
|
Guthrie Michael
|
4
|
|
|
Roblox Corp
|
4
|
Financial Statements
|
|
Brady Stephen R
|
4
|
|
|
Tempest Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Roclawski Cory Anne
|
4
|
|
|
Kodiak Gas Services, Inc.
|
4
|
|
|
Lenamon William Chad
|
4
|
|
|
Ferry Charles Parker
|
4
|
|
|
DUOS TECHNOLOGIES GROUP, INC.
|
4
|
|
|
Goldfarb Adrian Graham
|
4
|
|
|
Hamilton Ewan William
|
4
|
|
|
Eureka Acquisition Corp
|
8-K
|
|
|
Battle Kelly Michelle
|
4
|
|
|
McKee Robert Michael
|
4
|
|
|
Griggs John
|
4
|
|
|
Wallbox N.V.
|
6-K
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
497K
|
|
|
Duran Ryan H
|
4
|
|
|
LM FUNDING AMERICA, INC.
|
4
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
497K
|
|
|
Seneca Foods Corp
|
DEF 14A
|
Financial Statements
|
|
Payoneer Global Inc.
|
4
|
|
|
Galit Scott H.
|
4
|
|
|
Axenson Tanya Joy
|
4
|
|
|
AMERICAN PUBLIC EDUCATION INC
|
4
|
Financial Statements
|
|
PUTNAM MONEY MARKET FUND
|
497K
|
|
|
Grayscale Ethereum Mini Trust
|
S-1/A
|
|
|
HF Direct Investments Pool, LLC
|
144
|
|
|
Westrock Coffee Co
|
144
|
|
|
PUTNAM INCOME FUND
|
497K
|
|
|
SolarWinds Corp
|
4
|
Financial Statements
|
|
Ramakrishna Sudhakar
|
4
|
|
|
Seadrill Ltd
|
6-K
|
|
|
Gournay Thibault Mathieu
|
3
|
|
|
Baron Yale Jacob
|
3
|
|
|
Anchorage Advisor Holdings Management, L.P.
|
3
|
|
|
Anchorage Advisor Holdings GP, L.L.C.
|
3
|
|
|
Anchorage Capital Advisors, L.P.
|
3
|
|
|
Anchorage Collateral Management, L.L.C.
|
3
|
|
|
Wetouch Technology Inc.
|
8-K
|
|
|
Liberty Global Ltd.
|
425
|
Financial Statements
|
|
Accenture plc
|
4
|
Financial Statements
|
|
Burgum Melissa A
|
4
|
|
|
KKR Real Estate Partners Europe III
|
D/A
|
|
|
PULSE BIOSCIENCES, INC.
|
8-K
|
Financial Statements
|
|
Managed Portfolio Series
|
N-CSRS
|
|
|
DE GEUS AART
|
144
|
|
|
SYNOPSYS INC
|
144
|
Financial Statements
|
|
Shook Ellyn
|
4
|
|
|
McClure Kathleen R
|
4
|
|
|
CRYSTAL ROCK FUND, LLC
|
D/A
|
|
|
Sharma Manish
|
4
|
|
|
Scaringe Robert J
|
144
|
|
|
Rivian Automotive, Inc. / DE
|
144
|
Financial Statements
|
|
Walsh John F
|
4
|
|
|
FS Credit Opportunities Corp.
|
8-K
|
|
|
Pomel Olivier
|
144
|
|
|
Unruch Joel
|
4
|
|
|
Ben Volkow
|
4
|
|
|
Urgent.ly Inc.
|
4
|
|
|
NATIONWIDE VARIABLE INSURANCE TRUST
|
N-MFP3
|
|
|
Sweet Julie Spellman
|
4
|
|
|
Framil Leonardo
|
4
|
|
|
Serve Robotics Inc. /DE/
|
424B3
|
|
|
Medicine Man Technologies, Inc.
|
8-K
|
|
|
PROSPECT CAPITAL CORP
|
424B2
|
Financial Statements
|
|
Arcadia Biosciences, Inc.
|
8-K
|
Financial Statements
|
|
Silicon Motion Technology CORP
|
6-K
|
Financial Statements
|
|
STEELE JEANNA
|
144
|
|
|
Sunrun Inc.
|
144
|
Financial Statements
|
|
Sciammas Maurice
|
144
|
|
|
MONOLITHIC POWER SYSTEMS INC
|
144
|
Financial Statements
|
|
JNL SERIES TRUST
|
N-MFP3
|
|
|
DRIL-QUIP INC
|
8-K
|
Financial Statements
|
|
Nuveen Preferred & Income Term Fund
|
DEFA14A
|
|
|
Powell Mary
|
144
|
|
|
Bruce David
|
4
|
|
|
ARGA Emerging Markets Equity Fund, a series of ARGA Funds Trust
|
D/A
|
|
|
RARE ELEMENT RESOURCES LTD
|
ARS
|
|
|
Bobby Patrick
|
144/A
|
|
|
Vision Marine Technologies Inc.
|
144/A
|
Financial Statements
|
|
FLEXPOINT SENSOR SYSTEMS INC
|
10-Q
|
|
|
SOLAREDGE TECHNOLOGIES, INC.
|
8-K
|
Financial Statements
|
|
Aldous Alexandros
|
144
|
|
|
Chefs' Warehouse, Inc.
|
144
|
Financial Statements
|
|
Waterfall Eagle Fund, LLC
|
D/A
|
|
|
Dickson Paul S.
|
144
|
|
|
Fischer Anika
|
3
|
|
|
DiamondRock Hospitality Co
|
3
|
Financial Statements
|
|
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
DEFA14A
|
Financial Statements
|
|
Integer Holdings Corp
|
8-K
|
Financial Statements
|
|
KKR Real Estate Partners Europe III
|
D/A
|
|
|
Healthcare Realty Trust Inc
|
8-K
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
Putnam ETF Trust
|
497
|
|
|
Putnam Target Date Funds
|
497
|
|
|
PUTNAM FUNDS TRUST
|
497
|
|
|
PUTNAM INVESTMENT FUNDS
|
497
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
497
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
497
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
497
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
497
|
|
|
PUTNAM VARIABLE TRUST
|
497
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
497
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
497
|
|
|
PUTNAM HIGH YIELD FUND
|
497
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
497
|
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
497
|
|
|
PUTNAM NEW YORK TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
497
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
497
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM INCOME FUND
|
497
|
|
|
GEORGE PUTNAM BALANCED FUND
|
497
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
497
|
|
|
PUTNAM MONEY MARKET FUND
|
497
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
497
|
|
|
Abajian Danny
|
144
|
|
|
SOUTHWEST AIRLINES CO
|
CERT
|
Financial Statements
|
|
Star Equity Fund, LP
|
SC 13D/A
|
|
|
Superior Drilling Products, Inc.
|
SC 13D/A
|
Financial Statements
|
|
GREATAMERICA FINANCIAL SERVICES Corp
|
ABS-15G
|
|
|
Reynoso Jamie L.
|
4
|
|
|
CLOVER HEALTH INVESTMENTS, CORP. /DE
|
4
|
|
|
Datta Sanjay
|
144
|
|
|
Upstart Holdings, Inc.
|
144
|
Financial Statements
|
|
Equitybee 22-58054, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
RARE ELEMENT RESOURCES LTD
|
DEFA14A
|
|
|
IGC Pharma, Inc.
|
DEF 14A
|
|
|
Blue Like An Orange Sustainable Capital Fund SICAV-SIF SCS
|
D/A
|
|
|
DIORIO CHRIS PH.D.
|
144
|
|
|
IMPINJ INC
|
144
|
Financial Statements
|
|
Mallinckrodt plc
|
SC 13D/A
|
|
|
Silver Point Capital L.P.
|
SC 13D/A
|
|
|
ORTHWEIN PETER BUSCH
|
4
|
|
|
THOR INDUSTRIES INC
|
4
|
Financial Statements
|
|
PROGRESS SOFTWARE CORP /MA
|
10-Q
|
Financial Statements
|
|
Core & Main, Inc.
|
8-K
|
Financial Statements
|
|
Invik S.A.
|
13F-NT
|
|
|
SANUWAVE Health, Inc.
|
PRE 14A
|
|
|
MODEL N, INC.
|
15-12G
|
Financial Statements
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
N-23C-2
|
|
|
Anchorage Capital Advisors, L.P.
|
SC 13D
|
|
|
RARE ELEMENT RESOURCES LTD
|
DEF 14A
|
|
|
SWK Holdings Corp
|
8-K
|
|
|
Pineapple Energy Inc.
|
DEFA14A
|
|
|
Orgenesis Inc.
|
8-K
|
Financial Statements
|
|
Fortress Net Lease REIT
|
8-K
|
|
|
TripAdvisor, Inc.
|
8-K
|
Financial Statements
|
|
MCKESSON CORP
|
DEFA14A
|
Financial Statements
|
|
FENNEC PHARMACEUTICALS INC.
|
4
|
Financial Statements
|
|
RALLIS CHRIS A
|
4
|
|
|
Durso-Bumpus Debra
|
4
|
|
|
MDxHealth SA
|
6-K
|
Financial Statements
|
|
World Funds Trust
|
N-CSRS
|
|
|
Kinnevik AB
|
13F-HR
|
|
|
Oxford Lane Capital Corp.
|
8-A12B
|
Financial Statements
|
|
TYLER BRIAN S.
|
4
|
|
|
MCKESSON CORP
|
4
|
Financial Statements
|
|
Dorchak Glenda
|
144
|
|
|
ANSYS INC
|
144
|
Financial Statements
|
|
UBS Series Funds
|
N-MFP3
|
|
|
Alemany Ellen R
|
4
|
|
|
FIRST CITIZENS BANCSHARES INC /DE/
|
4
|
Financial Statements
|
|
Paradis Paul
|
4
|
|
|
Sezzle Inc.
|
4
|
|
|
Hut 8 Corp.
|
SC 13G
|
|
|
COATUE MANAGEMENT LLC
|
SC 13G
|
|
|
Vocxi Health, Inc.
|
D
|
|
|
Marvell Technology, Inc.
|
144
|
Financial Statements
|
|
Hussain Muhammad Raghib
|
144
|
|
|
Huang Jane
|
4
|
|
