SEC Filings


2122
  
Company Name Form Type SEC Filings
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC DEF 14A
NXG Cushing Midstream Energy Fund 40-17G
AB FIXED INCOME SHARES INC N-MFP3
Advisors' Inner Circle Fund III 485APOS
Six Flags Entertainment Corporation/NEW 8-K
DIALECTIC CAPITAL MANAGEMENT, LP SC 13G
DiaMedica Therapeutics Inc. SC 13G Financial Statements
WisdomTree Trust 497K
Tidal Trust II N-CSRS
VYB HoldCo, LLC D
EUROSEAS LTD. 6-K Financial Statements
Kindly Human, Inc. D
IntelGenx Technologies Corp. S-8 POS
iShares Ethereum Trust ETF S-1/A
TORTOISE ENERGY INFRASTRUCTURE CORP DEF 14A Financial Statements
Boltwood Capital Management 13F-HR
Westfield Select Growth Equity LP D/A
Rigel Resource Acquisition Corp. PRE 14A
Brand Engagement Network Inc. 424B3
Dragonfly Energy Holdings Corp. 424B3
ProFunds N-MFP3
BRASKEM SA 6-K Financial Statements
WisdomTree Trust 497
Conine Steven 144
AGRIFORCE GROWING SYSTEMS LTD. 8-K
Tidal ETF Trust N-CSR
Aloha LTD Income Fund, LLC D/A
Vivo Asia Opportunity Fund, L.P. D/A
SIFCO INDUSTRIES INC 8-K Financial Statements
Eos Energy Enterprises, Inc. 4
Kroeker Nathan 4
TORTOISE PIPELINE & ENERGY FUND, INC. DEF 14A
Tidal Trust II N-CSR
BRINKER INTERNATIONAL, INC 8-K Financial Statements
Advisors' Inner Circle Fund III N-14
AMERICAN HONDA FINANCE CORP FWP
Neuberger Berman Next Generation Connectivity Fund Inc. DEFA14A
WORLD TREE USA, LLC 1-SA
NEUBERGER BERMAN MUNICIPAL FUND INC. DEFA14A
Green Energy New Technology Investment Fund SCHEDULE 13G/A
NUSCALE POWER Corp SCHEDULE 13G/A
TORTOISE ENERGY INDEPENDENCE FUND, INC. DEFC14A
BANK OF MONTREAL /CAN/ 424B2 Financial Statements
CAPTERIS EQUIPMENT FINANCE, LLC ABS-15G
Altamira Therapeutics Ltd. POS AM
Correlate Energy Corp. 8-K
VANGUARD VARIABLE INSURANCE FUNDS N-MFP3
Novo Integrated Sciences, Inc. S-1
PALISADE BIO, INC. 8-K
VANGUARD NEW YORK TAX-FREE FUNDS N-MFP3
Apartment Income REIT Corp. 15-12G
Vivo Arrace Fund, L.P. D
Popular U.S. Government Money Market Fund, LLC N-MFP3
VANGUARD MUNICIPAL BOND FUNDS N-MFP3
PIPER SANDLER & CO. MA-I
Safety Shot, Inc. 8-K
TRANSAMERICA FUNDS N-MFP3
VANGUARD MONEY MARKET RESERVES N-MFP3
TRANSAMERICA SERIES TRUST N-MFP3
Briggs Teresa 4
Snowflake Inc. 4 Financial Statements
VANGUARD CMT FUNDS N-MFP3
NORTHERN INSTITUTIONAL FUNDS N-MFP3
NORTHERN FUNDS N-MFP3
VANGUARD CALIFORNIA TAX-FREE FUNDS N-MFP3
SKROL Capital, Inc. D
Richison Chad R. 4
Paycom Software, Inc. 4 Financial Statements
VANGUARD ADMIRAL FUNDS N-MFP3
Dolan Kristin A 4
Fosty Kevin 4
FIGS, Inc. 4 Financial Statements
Kleinerman Christian 4
Enveric Biosciences, Inc. S-3
Herold Advisors, Inc. N-PX
Shah Dharmesh 144
HUBSPOT INC 144 Financial Statements
Farrell Michael J. 144
Paramount Global 425 Financial Statements
Northern Lights Fund Trust N-CSR
SHELTON FUNDS N-MFP3
Fisher Ryan C. 4
Ingevity Corp 4 Financial Statements
PLAYSTUDIOS, Inc. 8-K
Olson Dustin 4
PureCycle Technologies, Inc. 4
Fidelity Ethereum Fund 8-A12B
HomeStake Northern Rockies Founders Fund, L.P. D
Business First Bancshares, Inc. 4 Financial Statements
Business First Bancshares, Inc. 3 Financial Statements
WestRock Co 4 Financial Statements
CREWS TERRELL K 4
Triple Play Investors, LLC D
LEHMAN KENNETH R SC 13D/A
BLUE RIDGE BANKSHARES, INC. SC 13D/A
SHAW THOMAS J 4
RETRACTABLE TECHNOLOGIES INC 4 Financial Statements
Kosmos Energy Ltd. 8-K Financial Statements
TILT Holdings Inc. 8-K
EWSB Bancorp, Inc. /MD/ 8-K
Harrington Robert Arthur 4
CYTOKINETICS INC 4 Financial Statements
Oaktree Strategic Credit Fund 8-K/A
EWSB Bancorp, Inc. /MD/ 424B3
Pioneer Infrastructure Partners II SCSp D
TELECOM ARGENTINA SA F-3ASR
Rice Adam 4
SWK Holdings Corp 4
Rice Adam 3
SWK Holdings Corp 3
NV REIT LLC 253G2
Tamboran Resources Corp SC 13G
Liberty Energy Inc. SC 13G Financial Statements
BLACKROCK FINANCIAL INSTITUTIONS SERIES TRUST N-MFP3
NV REIT LLC 1-U
BORETA RONALD S 4
GLOBAL ACQUISITIONS Corp 4
Boreta John Anthony 4
Carpenter Lonny J 4
NOVANTA INC 4 Financial Statements
BlackRock Funds III N-MFP3
McConnell Julia Ann 4
Series Portfolios Trust N-CSR
Fidelity Ethereum Fund S-1/A
YOWAN DAVID L. 4
NAVIENT CORP 4 Financial Statements
TCM CRE Credit Fund LP D/A
Stigers Thomas 4
Tonix Pharmaceuticals Holding Corp. 424B5 Financial Statements
Lostetter Vicki L 4
O'Neal John L 4
Hulit Barbara B. 4
Neubrand Markus 4
GUESS INC 4 Financial Statements
Nevels James E 4
abrdn Funds N-CSRS
WILSON ALAN D 4
LIFECORE BIOMEDICAL, INC. \DE\ PRE 14A Financial Statements
NEXPOINT DIVERSIFIED REAL ESTATE TRUST 4
LAFFER ARTHUR B 4
McArdle Grace 4
CHEETAH NET SUPPLY CHAIN SERVICE INC. 8-K
Elanco Animal Health Inc 4 Financial Statements
Sawyer Montgomery Julie A 3
DANAHER CORP /DE/ 3 Financial Statements
STOCKTON DMITRI L 4
MAGCP-RFM Investments I, LLC D
Howard Hughes Holdings Inc. 4
Verbinskaya Elena 4
iSpecimen Inc. 8-K Financial Statements
Nxu, Inc. DEFA14A
Dorchak Glenda 4
ANSYS INC 4 Financial Statements
Mauricio Maxine Lum 4
Sewell David B 4
Allan Donald 4
STANLEY BLACK & DECKER, INC. 4 Financial Statements
CEMTREX INC DEF 14C Financial Statements
Savage Jean 4
Walker Financial Services, Inc. N-PX
BROWN J POWELL 4
ABRDN JAPAN EQUITY FUND, INC. N-CSRS
Meer James M 4
Harrison Suzan F. 4
Owen Katherine Ann 4
MARTORE GRACIA C 4
Benchmark Wealth Management, LLC 13F-HR
RUSSELL CURREY M 4
Monetary Metals & Co. D/A
BERNLOHR TIMOTHY J 4
ABRDN AUSTRALIA EQUITY FUND, INC. N-CSRS
Arnold Colleen F. 4
Secor Thomas N 4
ASSURED GUARANTY LTD 8-K Financial Statements
Singleton Denise R 4
Emergent BioSolutions Inc. 8-K Financial Statements
Shoemaker Samuel W. 4
Morgan Stanley Direct Lending Fund 8-K
S3 SB Real Estate Capital Fund VI LP D
Pease Alexander W 4
Seiga Japan Long Opportunities Onshore Fund D/A
ABRDN GLOBAL INCOME FUND, INC. N-CSRS
Solomon Darlene J. S. 4
Rodriques Kelly 144
Forge Global Holdings, Inc. 144
Beryl Capital Management LLC SC 13G
Agile Asset Management LLC SC 13G
BP Commercial Funding Trust II, Series SPL-IV D/A
Zuckerberg Mark 144
Meta Platforms, Inc. 144 Financial Statements
BTCS Inc. 8-K
SEIGA JAPAN ONSHORE FUND D/A
Wilson Frank Anders 4
COMMVAULT SYSTEMS INC 8-K Financial Statements
MASTER INVESTMENT PORTFOLIO N-MFP3
NORTHERN LIGHTS FUND TRUST II N-CSRS
ABRDN ASIA-PACIFIC INCOME FUND, INC. N-CSRS
Silver Lake Partners V DE 4
Silver Lake Technology Associates V, L.P. 4
SLTA V 4
Silver Lake Technology Investors V, L.P. 4
Dell Technologies Inc. 4 Financial Statements
Nelson Christopher John 4
D-Wave Quantum Inc. 8-K
Davis Andrew S. 4
Silk Road Medical Inc 4 Financial Statements
HUANG JEN HSUN 144
NVIDIA CORP 144 Financial Statements
INVESTORS CASH TRUST N-MFP3
ALIGHT SERIES TRUST N-MFP3
Statics Inc. D
GOVERNMENT CASH MANAGEMENT PORTFOLIO N-MFP3
SLTA SPV-2 4
SLTA SPV-2, L.P. 4
SL SPV-2, L.P. 4
SLTA IV 4
Silver Lake Technology Associates IV, L.P. 4
Silver Lake Technology Investors IV, L.P. 4
Durban Egon 4
Silver Lake Partners IV, L.P. 4
Silver Lake Group, L.L.C. 4
abrdn Global Premier Properties Fund N-CSRS
Diameter Capital Partners LP SC 13D
DEUTSCHE DWS MONEY FUNDS N-MFP3
Ellington Credit Co 8-K Financial Statements
PUTNAM INVESTMENT FUNDS N-MFP3
Ellington Financial Inc. 8-K Financial Statements
Wells Fargo Commercial Mortgage Trust 2024-5C1 FWP
WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC FWP
DEUTSCHE DWS VARIABLE SERIES II N-MFP3
abrdn Total Dynamic Dividend Fund N-CSRS
DIANA SHIPPING INC. 6-K Financial Statements
DEUTSCHE DWS MONEY MARKET TRUST N-MFP3
GIBBONS THOMAS P 4
Ally Financial Inc. 4 Financial Statements
Day Christopher 144
AMBARELLA INC 144 Financial Statements
Integra Resources Corp. 6-K
CASH ACCOUNT TRUST N-MFP3
Wells Fargo Commercial Mortgage Trust 2024-5C1 424H
WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC 424H
abrdn Global Dynamic Dividend Fund N-CSRS
PUTNAM MONEY MARKET FUND N-MFP3
EOM INVESTMENT ADVISORS, LLC D/A
Reilly David 4
Gold Royalty Corp. F-3/A
Repay Holdings Corp 8-K Financial Statements
William Anderson Wittekind 4
RENOVARO INC. 4 Financial Statements
Hyzon Motors Inc. 424B3
Franklin Ethereum Trust S-1/A
BlackRock Credit Strategies Fund N-23C3A
DFA INVESTMENT DIMENSIONS GROUP INC N-CSRS
Whitney Grant 4
Sun Country Airlines Holdings, Inc. 4 Financial Statements
SILVER STAR PROPERTIES REIT, INC 8-K
Stardust Power Inc. 25-NSE
abrdn Income Credit Strategies Fund N-CSRS
Nasdaq Stock Market LLC 25-NSE
AerCap Holdings N.V. 6-K Financial Statements
LEAP THERAPEUTICS, INC. 8-K Financial Statements
ETF Series Solutions 485BPOS
CareCloud, Inc. DEF 14A Financial Statements
Reborn Coffee, Inc. 10-K/A Financial Statements
LiveRamp Holdings, Inc. DEFA14A Financial Statements
Allego N.V. 6-K
PAYCOR HCM, INC. 4 Financial Statements
Corr Jonathan 4
PUTNAM VARIABLE TRUST 497K
DFA INVESTMENT TRUST CO N-MFP3
Vincerx Pharma, Inc. DEF 14A
MUTUAL FUND SERIES TRUST 497
Waldencast plc 424B3
NEXGEL, INC. 8-K
Amprius Technologies, Inc. 424B3
NEW ECONOMY FUND NPORT-P
Avangrid, Inc. 8-K Financial Statements
Capital Group Central Fund Series II NPORT-P
CAPITAL WORLD GROWTH & INCOME FUND NPORT-P
AMERICAN FUNDS MORTGAGE FUND NPORT-P
AMERICAN FUNDS CORPORATE BOND FUND NPORT-P
LGAM Private Credit LLC 8-K
AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND NPORT-P
Kovelman Harry 4
MYOMO, INC. 4 Financial Statements
AerCap Holdings N.V. FWP Financial Statements
WILMINGTON FUNDS N-CSR
BLACK UNICORN FACTORY C
Wells Fargo Commercial Mortgage Trust 2024-5C1 ABS-EE
Liberty TripAdvisor Holdings, Inc. 8-K Financial Statements
WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC ABS-EE
Greenhouse Funds LLLP SC 13G/A
Clarus Corp SC 13G/A Financial Statements
DIMENSIONAL INVESTMENT GROUP INC N-CSRS
Bank & Trust Co 13F-HR
SCHEGERIN MARC 144
Morphic Holding, Inc. 144 Financial Statements
GOLDMAN SACHS TRUST N-MFP3
Penfund Prime Management Ltd. D
Penfund Prime U.S. Feeder LP D