| Company Name |
Form Type |
SEC Filings |
|
|
|
|
MDU RESOURCES GROUP INC
|
8-K
|
Financial Statements
|
|
ShareBite, Inc.
|
D
|
|
|
Brown Roger A
|
4
|
|
|
Catlett Janet Anne
|
4
|
|
|
Love Lisa Anne
|
4
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
COWARD D SCOTT
|
144
|
|
|
EXACT SCIENCES CORP
|
144
|
Financial Statements
|
|
GUGGENHEIM INVESTOR SERVICES, LLC
|
X-17A-5
|
|
|
KELLINGTON JOHN S
|
4
|
|
|
Soloria Steven Anthony
|
4
|
|
|
Sewell Michael J
|
4
|
|
|
LEBOVITZ MICHAEL I
|
4
|
|
|
CBL & ASSOCIATES PROPERTIES INC
|
4
|
Financial Statements
|
|
Conroy Kevin T
|
144
|
|
|
JOHNSTON STEVEN J
|
4
|
|
|
KSL Capital Partners VI TE-A, L.P.
|
D/A
|
|
|
Kelly Brian H
|
4
|
|
|
Elliott Jeffrey Thomas
|
144
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
DAVID CAPITAL PARTNERS OPPORTUNITY FUND, LP
|
D/A
|
|
|
SBB Research Group Polysight Odin LLC
|
D/A
|
|
|
Marroquin Victor
|
144
|
|
|
KELLANOVA
|
144
|
Financial Statements
|
|
XCEL ENERGY INC
|
10-K
|
Financial Statements
|
|
Victory Portfolios II
|
497
|
|
|
REILLY SEAN M
|
4
|
|
|
Victory Portfolios II
|
497K
|
|
|
Taylor Morrison Home Corp
|
10-K
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
6-K
|
|
|
Murphy Timothy F.
|
4
|
|
|
LEBOVITZ ALAN L.
|
4
|
|
|
SBB RESEARCH GROUP CPS FUND XI LLC
|
D/A
|
|
|
van der Kolk Robert J.
|
144
|
|
|
nVent Electric plc
|
144
|
Financial Statements
|
|
Bluefox Private Debt Fund, LLC
|
D
|
|
|
CapStar Financial Holdings, Inc.
|
425
|
Financial Statements
|
|
THALMAN WILLIAM M
|
4
|
|
|
Condella Sarah
|
144
|
|
|
Khalili Joseph
|
4
|
|
|
CapStar Financial Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Voyager Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Sandrock Alfred
|
144
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
Herriott James
|
144
|
|
|
PFREUNDSCHUH PETER P.
|
144
|
|
|
JENSEN MICHAEL WOLFF
|
144
|
|
|
Ascendis Pharma A/S
|
144
|
Financial Statements
|
|
Connect2Co, Inc.
|
D/A
|
|
|
Sweater Inc
|
C-U
|
|
|
Swartz Robin
|
144
|
|
|
SBB Research Group Polysight I LLC
|
D/A
|
|
|
Treacy William
|
4
|
|
|
Cardio Diagnostics Holdings, Inc.
|
4
|
|
|
Luqman Elisa V
|
4
|
|
|
NELSON DENNIS H
|
4
|
|
|
BUCKLE INC
|
4
|
Financial Statements
|
|
Bosway William T
|
4
|
|
|
ORVILLE JACOB A
|
144
|
|
|
Carter Todd Alfred
|
144
|
|
|
Sauer Michael
|
144
|
|
|
ENTEGRIS INC
|
144
|
Financial Statements
|
|
Ryan Scott P
|
4
|
|
|
GENTEX CORP
|
4
|
Financial Statements
|
|
Jaenicke Benjamin W
|
4
|
|
|
Abdullahi Khullani
|
4
|
|
|
Quincey James
|
144
|
|
|
COCA COLA CO
|
144
|
Financial Statements
|
|
David Shay
|
4
|
|
|
KALTURA INC
|
4
|
Financial Statements
|
|
OLD NATIONAL BANCORP /IN/
|
425
|
Financial Statements
|
|
Baranick Brian
|
144
|
|
|
LORD ABBETT SERIES FUND INC
|
N-CSR
|
|
|
SBB Research Group Polysight III, LLC
|
D/A
|
|
|
SALT CAPITAL GROUP, L.P.
|
D
|
|
|
PI-0130 Gaingels Fund II, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
Nash Kevin C
|
4
|
|
|
Vystar Corp
|
8-K
|
|
|
Philibert Robert
|
4
|
|
|
Chiodo Matthew
|
4
|
|
|
Collaborative Investment Series Trust
|
NPORT-P
|
|
|
NELSON DENNIS H
|
5
|
|
|
BUCKLE INC
|
5
|
Financial Statements
|
|
Grody Howard B.
|
4
|
|
|
PSG Investors, LLC
|
D
|
|
|
Short Term Investment Fund for Puerto Rico Residents, Inc.
|
NPORT-P
|
|
|
U.S. Monthly Income Fund for Puerto Rico Residents, Inc.
|
NPORT-P
|
|
|
Activate Ventures III LP
|
D
|
|
|
STOPKO JEFFREY A
|
4
|
|
|
AMERISERV FINANCIAL INC /PA/
|
4
|
Financial Statements
|
|
Downing Steven R
|
4
|
|
|
POMINSKI LISA
|
4
|
|
|
WILSON BANK HOLDING CO
|
4
|
|
|
Hosseinion Warren
|
4
|
|
|
SBB Research Group Investors II LLC
|
D/A
|
|
|
BARCLAYS PLC
|
6-K
|
Financial Statements
|
|
Aclarion, Inc.
|
S-1/A
|
|
|
Boehm Neil
|
4
|
|
|
OREILLY LAWRENCE P
|
144
|
|
|
O REILLY AUTOMOTIVE INC
|
144
|
Financial Statements
|
|
FIVE STAR BANCORP
|
8-K
|
Financial Statements
|
|
Tronox Holdings plc
|
10-K
|
Financial Statements
|
|
OLD NATIONAL BANCORP /IN/
|
8-K
|
Financial Statements
|
|
LIFEQUEST WORLD CORP.
|
1-A POS
|
|
|
Curry Jeffery V.
|
4
|
|
|
Dogan Timur
|
4
|
|
|
KAYSER KRAIG H
|
4
|
|
|
MOOG INC.
|
4
|
|
|
ADAMS ERIC A
|
4
|
|
|
InMed Pharmaceuticals Inc.
|
4
|
|
|
PETRO USA, INC.
|
10-Q
|
|
|
SBB RESEARCH GROUP POLYSIGHT II LLC
|
D/A
|
|
|
Eaton Vance National Municipal Opportunities Trust
|
424B3
|
|
|
Eaton Vance Risk-Managed Diversified Equity Income Fund
|
424B3
|
|
|
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
|
424B3
|
|
|
Eaton Vance Tax-Managed Diversified Equity Income Fund
|
424B3
|
|
|
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
|
424B3
|
Financial Statements
|
|
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
|
424B3
|
Financial Statements
|
|
Eaton Vance Tax-Managed Buy-Write Income Fund
|
424B3
|
|
|
Eaton Vance Enhanced Equity Income Fund II
|
424B3
|
|
|
Eaton Vance Enhanced Equity Income Fund
|
424B3
|
|
|
Eaton Vance Floating-Rate Income Trust
|
424B3
|
|
|
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
|
424B3
|
Financial Statements
|
|
EATON VANCE SENIOR FLOATING RATE TRUST
|
424B3
|
|
|
EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND
|
424B3
|
|
|
EATON VANCE MUNICIPAL INCOME TRUST
|
424B3
|
|
|
EATON VANCE SENIOR INCOME TRUST
|
424B3
|
|
|
Phoenician Offshore Fund Ltd.
|
D/A
|
|
|
Eaton Vance Floating-Rate Opportunities Fund
|
424B3
|
|
|
PNFP CAPITAL MARKETS, INC.
|
X-17A-5
|
|
|
Kryger Event Fund LP
|
D/A
|
|
|
ELLINGTON INCOME OPPORTUNITIES FUND
|
N-23C3A
|
|
|
Dogan Meeshanthini
|
4
|
|
|
Eaton Vance Series Fund, Inc
|
497
|
|
|
EATON VANCE VARIABLE TRUST
|
497
|
|
|
EATON VANCE MUNICIPALS TRUST II
|
497
|
|
|
EATON VANCE INVESTMENT TRUST
|
497
|
|
|
EATON VANCE MUNICIPALS TRUST
|
497
|
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
497
|
|
|
EATON VANCE GROWTH TRUST
|
497
|
|
|
EATON VANCE SERIES TRUST II
|
497
|
|
|
EATON VANCE SPECIAL INVESTMENT TRUST
|
497
|
|
|
Fasanella David
|
4
|
|
|
Northfield Bancorp, Inc.
|
4
|
Financial Statements
|
|
Cope Jennifer
|
4
|
|
|
Lefkowitz Robin
|
4
|
|
|
Phoenician Offshore Master Fund Ltd.
|
D/A
|
|
|
Tate Granville Jr
|
4
|
|
|
TRUSTMARK CORP
|
4
|
Financial Statements
|
|
Sugay Maria Luisa
|
4
|
|
|
Jacobs William R.
|
4
|
|
|
Advantage Advisers Xanthus Fund, L.L.C.
|
NPORT-P
|
|
|
SBB RESEARCH GROUP CPS I LLC
|
D/A
|
|
|
Stevens Wayne A
|
4
|
|
|
CL-1218 Fund I, a series of CCL Funds, LP
|
D
|
|
|
Owens Thomas C
|
4
|
|
|
SPROTT INC.
|
6-K
|
|
|
Harvey Robert B
|
4
|
|
|
Kovler Jordan
|
4
|
|
|
Greenidge Generation Holdings Inc.
|
4
|
|
|
DEWEY DUANE A
|
4
|
|
|
Klein Steven M
|
4
|
|
|
TRIDENT PARTNERS LTD.
|
X-17A-5
|
|
|
MCDEARMAN JOHN
|
4
|
|
|
Day Monica A
|
4
|
|
|
RiverNorth Managed Duration Municipal Income Fund II, Inc.
|
N-2/A
|
|
|
Chambers George T. Jr.
|
4
|
|
|
XR SECURITIES LLC
|
X-17A-5/A
|
|
|
KSL Capital Partners VI TE, L.P.
|
D/A
|
|
|
Cobb Andrew Franklin
|
4
|
|
|
NexPoint Life Sciences III DST
|
D/A
|
|
|
Bolus Mark J.
|
144
|
|
|
COMMUNITY BANK SYSTEM, INC.
|
144
|
Financial Statements
|
|
Wheelock Street Real Estate Long Term Value Fund, LP
|
D/A
|
|
|
DiVincenzo Jonathan P.
|
144
|
|
|
LABORATORY CORP OF AMERICA HOLDINGS
|
144
|
Financial Statements
|
|
May Gary Stephen
|
144
|
|
|
Leidos Holdings, Inc.
|
144
|
Financial Statements
|
|
SBB Research Group Investors III LLC
|
D/A
|
|
|
Fang Li
|
144
|
|
|
CORNING INC /NY
|
144
|
Financial Statements
|
|
KSL Capital Partners VI-A, L.P.
|
D/A
|
|
|
BFF DB Co-Invest Ltd
|
D
|
|
|
Layden Mickey
|
4
|
|
|
FIRST COMMUNITY CORP /SC/
|
4
|
Financial Statements
|
|
Wittmeyer Michael R.
|
4
|
|
|
A-Mark Precious Metals, Inc.
|
4
|
Financial Statements
|
|
SONENSHINE JACOB
|
4
|
|
|
First Foundation Inc.
|
4
|
Financial Statements
|
|
CITIGROUP INC
|
424B3
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B3
|
|
|
ROSENBERG MITCHELL M.
|
4
|
|
|
Foster` John
|
4
|
|
|
WNY Asset Management, LLC
|
13F-HR
|
|
|
Vazquez Gabriel V.
|
4
|
|
|
PACIFIC SELECT FUND
|
NPORT-P
|
|
|
KSL Capital Partners VI, L.P.
|
D/A
|
|
|
Rubin Diane M.
|
4
|
|
|
Raleigh Capital Management Inc.
|
13F-HR
|
|
|
Red Rock Resorts, Inc.
|
10-K
|
Financial Statements
|
|
Hilton Julia A
|
4
|
|
|
IDACORP INC
|
4
|
Financial Statements
|
|
Invesco Ltd.
|
10-K
|
Financial Statements
|
|
AQUAS FINANCIAL, LLC
|
X-17A-5
|
|
|
NELSON MARK JON
|
4
|
|
|
LATTICE SEMICONDUCTOR CORP
|
4
|
Financial Statements
|
|
O'Rourke Glenn
|
4
|
|
|
Texas Roadhouse, Inc.
|
144
|
Financial Statements
|
|
MOORE GREGORY N
|
144
|
|
|
Wealth Forward, LLC
|
13F-HR
|
|
|
PAGLIARINI ELIZABETH A.
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Luther Sherri R
|
4
|
|
|
Invitation Homes Inc.
|
10-K
|
Financial Statements
|
|
FAN XIANZHI SEAN
|
4
|
|
|
RAMBUS INC
|
4
|
Financial Statements
|
|
TCW STRATEGIC INCOME FUND INC
|
N-CEN
|
|
|
Elashmawi Esam
|
4
|
|
|
Richins Adam J
|
4
|
|
|
Malmen Jeffrey L
|
4
|
|
|
GUGGENHEIM FUNDS TRUST
|
497K
|
|
|
Shaw Amy I
|
4
|
|
|
Douglass Stephen
|
4
|
|
|
My City Builders, Inc.
|
8-K/A
|
|
|
StepStone Private Venture & Growth Fund
|
NPORT-P
|
|
|
BROWNING PETER C
|
144
|
|
|
SCANSOURCE, INC.
|
144
|
Financial Statements
|
|
ANDERSON JAMES ROBERT
|
4
|
|
|
USCA All Terrain Fund
|
SC TO-I/A
|
|
|
Selipsky Adam
|
144
|
|
|
AMAZON COM INC
|
144
|
Financial Statements
|
|
LEGG MASON PARTNERS VARIABLE INCOME TRUST
|
N-CSR
|
|
|
Safi Transfer Services, Inc.
|
D
|
|
|
GUGGENHEIM FUNDS TRUST
|
497
|
|
|
Peterson Lynne Elizabeth
|
SC 13D/A
|
|
|
ELECTRO SENSORS INC
|
SC 13D/A
|
Financial Statements
|
|
Agent Capital Fund III LP
|
D
|
|
|
Reeves Donald L. III
|
4
|
|
|
ITRON, INC.
|
4
|
Financial Statements
|
|
USCA All Terrain Fund
|
SC TO-I
|
|
|
Lazard Core Fixed Income Portfolio, a series of Lazard Fixed Income Funds, LLC
|
D/A
|
|
|
Brown Caroline Tulenko
|
3
|
|
|
V F CORP
|
3
|
|
|
Grow Lisa A
|
4
|
|
|
Satterthwaite Tony
|
4
|
|
|
CUMMINS INC
|
4
|
Financial Statements
|
|
Hanchey James Bo D
|
4
|
|
|
Pulatie-Hahn Laurie Ann
|
4
|
|
|
PAKT World, Inc.
|
D
|
|
|
LEGG MASON PARTNERS VARIABLE EQUITY TRUST
|
N-CSR
|
|
|
Sosebee Jane S
|
4
|
|
|
American Water Works Company, Inc.
|
424B2
|
Financial Statements
|
|
American Water Capital Corp.
|
424B2
|
|
|
ALLSTATE CORP
|
10-K
|
Financial Statements
|
|
Patrick Justin K
|
4
|
|
|
Adelman Ryan
|
4
|
|
|
Sculptor Diversified Real Estate Income Trust, Inc.
|
8-K
|
|
|
Hastings Jonathan J
|
4
|
|
|
MINERALS TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
ROLLINS GARY W
|
4
|
|
|
ROLLINS INC
|
4
|
Financial Statements
|
|
Marcolini John F.
|
4
|
|
|
KfW
|
FWP
|
|
|
Buckham Brian R
|
4
|
|
|
Lazard ESC US Short Duration Portfolio, a series of Lazard ESC Funds LLC
|
D/A
|
|
|
BURKHOLDER EDWARD RAY
|
4
|
|
|
F&M BANK CORP
|
4
|
|
|
SC-1215 Fund II, a series of Climate Collective, LP
|
D
|
|
|
AB VARIABLE PRODUCTS SERIES FUND, INC.
|
N-CSR
|
|
|
Fitell Corp
|
F-1
|
|
|
Lazard ESC US Equity Concentrated Portfolio, a series of Lazard ESC Funds LLC
|
D/A
|
|
|
Hooper Joan S
|
4
|
|
|
Colburn Mitchel D
|
4
|
|
|
Griffin Sarah E
|
4
|
|
|
Wilson John F
|
4
|
|
|
Lazard ESC Global Equity Select Portfolio, a series of Lazard ESC Funds LLC
|
D/A
|
|
|
Fairway America Rescue Capital Fund - Fund XIII LLC
|
D
|
|
|
HOLDER H RANDOLPH JR
|
4
|
|
|
Oak Valley Bancorp
|
4
|
Financial Statements
|
|
Cudahy Theresa Ellen
|
4
|
|
|
CuriosityStream Inc.
|
4
|
|
|
Deitrich Thomas
|
4
|
|
|
Gahlhoff Jerry Jr.
|
4
|
|
|
Lazard ESC International Strategic Equity Portfolio, a series of Lazard ESC Funds LLC
|
D/A
|
|
|
Krause Kenneth D.
|
4
|
|
|
Xperi Inc.
|
SC 13D/A
|
Financial Statements
|
|
Rubric Capital Management LP
|
SC 13D/A
|
|
|
RiverNorth Opportunistic Municipal Income Fund, Inc.
|
POS 8C
|
|
|
Lazard ESC Global Listed Infrastructure Portfolio, a series of Lazard ESC Funds LLC
|
D/A
|
|
|
Chandler Elizabeth B
|
4
|
|
|
SIEBERT FINANCIAL CORP
|
ARS
|
Financial Statements
|
|
Tesh Thomas D
|
4
|
|
|
GoldMining Inc.
|
6-K
|
|
|
IVY FUNDS
|
497K
|
|
|
Lazard ESC Emerging Markets Equity Portfolio, a series of Lazard ESC Funds LLC
|
D/A
|
|
|
Hornfeck Traci
|
4
|
|
|
Love Michael A
|
144
|
|
|
Boot Barn Holdings, Inc.
|
144
|
Financial Statements
|
|
TODD RODERICK M JR
|
4
|
|
|
CU-1010 Fund II, a series of Lightning Ventures, LP
|
D
|
|
