| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BRIGGS MAX
|
4
|
|
|
Kesslen Jay H
|
4
|
|
|
Malan Daniel H
|
4
|
|
|
ALAMOS GOLD INC
|
6-K
|
Financial Statements
|
|
CLEAN HARBORS INC
|
10-K
|
Financial Statements
|
|
Westin Fredrik
|
4
|
|
|
Postscript Capital, L.P.
|
D/A
|
|
|
Arbuckle Stuart A
|
144
|
|
|
VERTEX PHARMACEUTICALS INC / MA
|
144
|
Financial Statements
|
|
Kelsey Gary E
|
4
|
|
|
Lake David G.
|
4
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
Trail Ridge Power Executive Holdings, L.P.
|
D
|
|
|
CAPITAL ONE SECURITIES, INC.
|
X-17A-5
|
|
|
AI Abstract a series of Angeles Investors Master LLC
|
D
|
|
|
LOCKHART LAURA S
|
4
|
|
|
Trail Ridge Power, L.P.
|
D
|
|
|
ISQ EBC Investment Holdings, LLC
|
D
|
|
|
New Gold Inc. /FI
|
40-F
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
Magyar Bancorp, Inc.
|
4
|
Financial Statements
|
|
LOMBARDI MICHAEL F
|
4
|
|
|
Dupree Timothy L
|
4
|
|
|
Fiera Capital Private Alternatives Series LP - Fiera Infrastructure Fund Series
|
D/A
|
|
|
Lapaseotes Pete
|
4
|
|
|
Where Food Comes From, Inc.
|
4
|
|
|
HARLEY DAVIDSON CREDIT CORP
|
ABS-15G
|
|
|
Anderson Mark Guthrie
|
4
|
|
|
Burke & Herbert Financial Services Corp.
|
4
|
|
|
Morgan Stanley China A Share Fund, Inc.
|
SC TO-I/A
|
|
|
Garde Capital, Inc.
|
13F-HR
|
|
|
Wharf IC LLC
|
D
|
|
|
Browning Tammy L
|
4
|
|
|
Jonas Partners, L.P.
|
D/A
|
|
|
Adams Robbin B.
|
4
|
|
|
GEOSPACE TECHNOLOGIES CORP
|
4
|
Financial Statements
|
|
Two Roads Shared Trust
|
CERT
|
|
|
Capitol Federal Financial, Inc.
|
4
|
Financial Statements
|
|
Jackson Rick C
|
4
|
|
|
WAGMI 65 - WAGMI Master LLC
|
D
|
|
|
Ocugen, Inc.
|
8-K
|
|
|
ETF Series Solutions
|
24F-2NT
|
|
|
SEI INSTITUTIONAL INVESTMENTS TRUST
|
NPORT-P/A
|
|
|
REDDIN THOMAS
|
144
|
|
|
TANGER INC.
|
144
|
Financial Statements
|
|
Adroit Compliance, LLC
|
13F-HR/A
|
|
|
Fox Kevin
|
4
|
|
|
HREX Multifamily II, DST
|
D/A
|
|
|
IONIS PHARMACEUTICALS INC
|
8-K
|
Financial Statements
|
|
Vizsla Silver Corp.
|
6-K
|
|
|
Stephenson Dave
|
144
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
Shepherd's Finance, LLC
|
8-K
|
|
|
WAGMI 71 - WAGMI Master LLC
|
D
|
|
|
Austin Wealth Management, LLC
|
13F-HR
|
|
|
Calkins-Mazur Christina
|
4
|
|
|
Clearthink Capital Partners, LLC
|
SC 13G
|
|
|
Item 9 Labs Corp.
|
SC 13G
|
|
|
Relay Financial Technologies Inc.
|
D
|
|
|
NewAmsterdam Pharma Co N.V.
|
SC 13D/A
|
|
|
Frazier Life Sciences X, L.P.
|
SC 13D/A
|
|
|
BROOKLANDS CAPITAL STRATEGIES BD, LP
|
X-17A-5
|
|
|
Bankwell Financial Group, Inc.
|
8-K
|
Financial Statements
|
|
FIDELITY COVINGTON TRUST
|
497K
|
|
|
Scheske Michael J
|
144
|
|
|
Ingersoll Rand Inc.
|
144
|
Financial Statements
|
|
Millrace Capital, LP
|
D/A
|
|
|
Mertens Steve
|
4
|
|
|
NEUROONE MEDICAL TECHNOLOGIES Corp
|
4
|
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
9AMHEALTH INC.
|
D
|
|
|
Dextra Co-investment VII
|
D
|
|
|
Altera Silas Growth Fund, LLC
|
D/A
|
|
|
Cho Michael
|
144
|
|
|
DREIBELBIS MARTIN L
|
4
|
|
|
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
MA-I/A
|
|
|
Bay Area Brewing Co, LLC
|
C-U
|
|
|
IVY FUNDS
|
24F-2NT
|
|
|
HSBC USA INC /MD/
|
424B3
|
|
|
Ultranative SPV 6 SpaceX, LLC
|
D
|
|
|
WAGMI 73 - WAGMI Master LLC
|
D
|
|
|
Capital Group Fixed Income ETF Trust
|
NPORT-P
|
|
|
Capital Group Core Balanced ETF
|
NPORT-P
|
|
|
MSS Series Trust
|
24F-2NT
|
|
|
J&J Pizza, LLC
|
C-U
|
|
|
GERDAU S.A.
|
6-K
|
Financial Statements
|
|
Woodhams Mark
|
144
|
|
|
BLACKLINE, INC.
|
144
|
Financial Statements
|
|
FLOWERS FOODS INC
|
10-K
|
Financial Statements
|
|
Fortress Credit BSL XVI Ltd
|
40-APP
|
|
|
Fortress Credit BSL XX Ltd
|
40-APP
|
|
|
Fortress Credit BSL XIX Ltd
|
40-APP
|
|
|
Fortress Credit BSL XIV Ltd
|
40-APP
|
|
|
Fortress Credit Opportunities XV CLO Ltd
|
40-APP
|
|
|
Fortress Credit BSL IX Ltd
|
40-APP
|
|
|
Fortress Credit BSL VIII Ltd
|
40-APP
|
|
|
Fortress Credit BSL VII Ltd
|
40-APP
|
|
|
Fortress Credit BSL XVIII Ltd
|
40-APP
|
|
|
Fortress Credit BSL XV Ltd
|
40-APP
|
|
|
Fortress Legal Assets Fund II
|
40-APP
|
|
|
Fortress Credit Corp.
|
40-APP
|
|
|
Fortress Credit Opportunities Fund V Expansion
|
40-APP
|
|
|
Fortress Credit BSL XXIII Ltd
|
40-APP
|
|
|
Fortress Credit BSL XXII Ltd
|
40-APP
|
|
|
Fortress Credit BSL XXI Ltd
|
40-APP
|
|
|
Fortress Credit BSL X Ltd
|
40-APP
|
|
|
Fortress Credit BSL XI Ltd
|
40-APP
|
|
|
Fortress Credit BSL XII Ltd
|
40-APP
|
|
|
Fortress Credit BSL XIII Ltd
|
40-APP
|
|
|
Fortress Credit Opportunities Fund V Expansion MA-C L.P.
|
40-APP
|
|
|
Fortress Credit Opportunities Fund V Expansion
|
40-APP
|
|
|
Drawbridge Special Opportunities Fund Ltd
|
40-APP
|
|
|
Fortress Credit Opportunities VIII CLO LLC
|
40-APP
|
|
|
Fortress Credit Opportunities XXI CLO LLC
|
40-APP
|
|
|
Fortress Intellectual Property Opportunities Fund II
|
40-APP
|
|
|
Fortress Credit Opportunities XXIII CLO LLC
|
40-APP
|
|
|
Fortress Lending III Holdings L.P.
|
40-APP
|
|
|
Fortress Private Lending Fund
|
40-APP
|
|
|
Fortress Lending Fund III
|
40-APP
|
|
|
Fortress Lending Fund III
|
40-APP
|
|
|
FPLF Management LLC
|
40-APP
|
|
|
FLF III AB Holdings Finance L.P.
|
40-APP
|
|
|
FLF III-IV MA-CRPTF Holdings Finance L.P.
|
40-APP
|
|
|
FLF III GMS Holdings Finance L.P.
|
40-APP
|
|
|
FLF III BAM Holdings Finance L.P.
|
40-APP
|
|
|
FLF III Holdings Finance L.P.
|
40-APP
|
|
|
FLF III SM Holdings Finance L.P.
|
40-APP
|
|
|
Super FCO MA III L.P.
|
40-APP
|
|
|
Fortress Legal Assets Fund II
|
40-APP
|
|
|
Fortress Legal Assets Fund II
|
40-APP
|
|
|
DBD Credit Funding LLC
|
40-APP
|
|
|
DBDB Funding LLC
|
40-APP
|
|
|
FCO MA V L.P.
|
40-APP
|
|
|
Fortress Credit Opportunities XIX CLO Ltd
|
40-APP
|
|
|
Fortress Credit BSL XVII Ltd
|
40-APP
|
|
|
Fortress Credit Opportunities IX CLO Ltd
|
40-APP
|
|
|
Fortress Credit Europe BSL 202X-1 DAC
|
40-APP
|
|
|
Fortress Credit BSL XXIV Ltd
|
40-APP
|
|
|
FDF V Ltd
|
40-APP
|
|
|
Fortress Credit Opportunities Fund VI
|
40-APP
|
|
|
Fortress Credit Opportunities Fund VI
|
40-APP
|
|
|
Fortress Credit Opportunities Fund VI
|
40-APP
|
|
|
Fortress Credit Opportunities Fund VI
|
40-APP
|
|
|
Fortress Credit Opportunities Fund VI
|
40-APP
|
|
|
Fortress Credit Opportunities Fund VI
|
40-APP
|
|
|
Fortress Lending Fund IV
|
40-APP
|
|
|
Fortress Lending Fund IV
|
40-APP
|
|
|
Fortress Lending IV Holdings L.P.
|
40-APP
|
|
|
Fortress Lending Fund IV
|
40-APP
|
|
|
Fortress Lending Fund IV
|
40-APP
|
|
|
Fortress Lending Fund III-IV MA-CRPTF LP
|
40-APP
|
|
|
Fortress Lending Fund III
|
40-APP
|
|
|
Fortress Lending Fund III
|
40-APP
|
|
|
FORT CRE 2022-FL3 Issuer LLC
|
40-APP
|
|
|
Fortress Intellectual Property Opportunities Fund II
|
40-APP
|
|
|
Fortress Intellectual Property Opportunities Fund II
|
40-APP
|
|
|
Fortress Intellectual Property Opportunities Fund II
|
40-APP
|
|
|
Fortress Legal Assets Fund I
|
40-APP
|
|
|
Fortress Credit Opportunities Fund V Expansion MA-CRPTF LP
|
40-APP
|
|
|
FCO MA Centre Street II EXP
|
40-APP
|
|
|
FCO MA Centre Street II EXP
|
40-APP
|
|
|
FCO MA Centre Street II EXP
|
40-APP
|
|
|
Fortress Legal Assets Fund I
|
40-APP
|
|
|
Fortress Legal Assets Fund I
|
40-APP
|
|
|
Fortress Credit Opportunities Fund V Expansion
|
40-APP
|
|
|
Fortress Credit Opportunities Fund V Expansion
|
40-APP
|
|
|
Fortress Credit Opportunities Fund V Expansion
|
40-APP
|
|
|
Fortress Credit Opportunities Fund V Expansion
|
40-APP
|
|
|
Fortress Credit Opportunities Fund V Expansion
|
40-APP
|
|
|
Fortress Credit Opportunities Fund V Expansion
|
40-APP
|
|
|
FIG LLC
|
40-APP
|
|
|
Drawbridge Special Opportunities Fund LP
|
40-APP
|
|
|
Jarlegren Magnus
|
4
|
|
|
FIDELITY COVINGTON TRUST
|
485BPOS
|
|
|
UBS AG
|
424B3
|
|
|
J. Johnson & Company, LLC
|
C-W
|
|
|
DELAWARE GROUP EQUITY FUNDS IV
|
24F-2NT
|
|
|
DELAWARE GROUP FOUNDATION FUNDS
|
24F-2NT
|
|
|
SEI DAILY INCOME TRUST /MA/
|
NPORT-P/A
|
|
|
Grande Anthony L
|
144
|
|
|
CoreCivic, Inc.
|
144
|
Financial Statements
|
|
CL-1222 Fund I, a series of CCL Funds, LP
|
D
|
|
|
Buffington Michael A.
|
4
|
|
|
Braeden Lichti
|
SC 13D
|
|
|
Elevai Labs Inc.
|
SC 13D
|
|
|
McClurg Ronald W.
|
4
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
497K
|
|
|
Tishman Speyer European Real Estate Venture IX SCSp, SICAV-RAIF
|
D/A
|
|
|
Almacenes Exito S.A.
|
6-K
|
|
|
Tesla, Inc.
|
144
|
Financial Statements
|
|
DENHOLM ROBYN M
|
144
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
497
|
|
|
DELAWARE GROUP CASH RESERVE
|
24F-2NT
|
|
|
Atkinson Edward Morrow III
|
144
|
|
|
FIDELITY MT VERNON STREET TRUST
|
24F-2NT
|
|
|
SMITH SHELLNUT WILSON LLC /ADV
|
13F-HR
|
|
|
Chernick Rose M
|
144
|
|
|
PUBLIC SERVICE ENTERPRISE GROUP INC
|
144
|
Financial Statements
|
|
Ladin Felicia I
|
4
|
|
|
CYANOTECH CORP
|
4
|
Financial Statements
|
|
Naughton Colin
|
4
|
|
|
Olsavsky Brian T
|
144
|
|
|
FIDELITY COURT STREET TRUST II
|
24F-2NT
|
|
|
PRUDENTIAL DISCOVERY PREMIER GROUP VARIABLE CONTRACT ACCOUNT
|
497
|
|
|
First Capital Holdings LLC
|
4
|
|
|
SOBR Safe, Inc.
|
4
|
|
|
Cysewski Gerald R
|
4
|
|
|
PRUDENTIAL FINANCIAL INC
|
10-K
|
Financial Statements
|
|
Putnam ETF Trust
|
497K
|
|
|
Gildan Activewear Inc.
|
6-K
|
Financial Statements
|
|
Wolf Michael W.
|
4
|
|
|
Cheval Brand Investors LLC
|
D
|
|
|
Novak & Powell Financial Services, Inc.
|
13F-HR
|
|
|
Newbury Street Acquisition Corp
|
425
|
|
|
FIDELITY SALEM STREET TRUST
|
24F-2NT
|
|
|
Christianson Mark
|
4
|
|
|
Tatsis Ourania
|
144
|
|
|
Jensen Glenn
|
4
|
|
|
Saba Capital Management, L.P.
|
DFAN14A
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
|
DFAN14A
|
|
|
BlackRock Health Sciences Term Trust
|
DFAN14A
|
|
|
Johansen Jennifer M.
|
4
|
|
|
FIDELITY FINANCIAL TRUST
|
24F-2NT
|
|
|
PUTNAM FUNDS TRUST
|
497K
|
|
|
Newbury Street Acquisition Corp
|
8-K
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
DFAN14A
|
|
|
Trinity Art Works, LP
|
D/A
|
|
|
CPG Focused Access Fund, LLC
|
POS AMI
|
|
|
Kakuk Collette Nicole
|
4
|
|
|
BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC.
|
DFAN14A
|
|
|
Evoke Real Estate Credit Fund I, LP
|
D
|
|
|
Bridgewater All Weather Portfolio II@15, Ltd.
|
D
|
|
|
BlackRock Capital Allocation Term Trust
|
DFAN14A
|
|
|
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST
|
DFAN14A
|
|
|
BARBER MARCIE A
|
4
|
|
|
Pryor Paula A.
|
144
|
|
|
Walker & Dunlop, Inc.
|
144
|
Financial Statements
|
|
FIDELITY COURT STREET TRUST
|
24F-2NT
|
|
|
West Monroe Capital Fund III-Parallel A, LLC
|
D
|
|
|
Hartmann Charles Jason
|
4
|
|
|
BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC.
|
DFAN14A
|
|
|
AIM ImmunoTech Inc.
|
D/A
|
|
|
PNM RESOURCES INC
|
4
|
Financial Statements
|
|
COLLAWN PATRICIA K
|
4
|
|
|
COMMUNITY BANCORP /VT
|
8-K
|
|
|
Mesquita Jorge S.
|
4
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
DFAN14A
|
|
|
HUMANA INC
|
4
|
Financial Statements
|
|
Nordin Amy Beth
|
4
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
497K
|
|
|
BlackRock Science & Technology Term Trust
|
DFAN14A
|
|
|
West Monroe Capital Fund III, LLC
|
D
|
|
|
Nocturne, LP
|
D
|
|
|
BlackRock Innovation & Growth Term Trust
|
DFAN14A
|
|
|
FIDELITY CONCORD STREET TRUST
|
24F-2NT
|
|
|
Swahn Christian
|
4
|
|
|
BRADFORD DEBRA A
|
4
|
|
|
DELUXE CORP
|
4
|
Financial Statements
|
|
FIDELITY COMMONWEALTH TRUST
|
24F-2NT
|
|
|
Zoeller Johnathan Stevan
|
4
|
|
|
WESTLAKE CORP
|
4
|
Financial Statements
|
|
Putnam ETF Trust
|
497
|
|
|
Putnam Target Date Funds
|
497
|
|
|
PUTNAM FUNDS TRUST
|
497
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
497
|
|
|
ANCORA TRUST
|
NPORT-P
|
|
|
Janssens Thomas J.
|
4
|
|
|
HARLEY-DAVIDSON CUSTOMER FUNDING CORP.
|
ABS-15G
|
|
|
Ederington L. Benjamin
|
4
|
|
|
WINMARK CORP
|
8-K
|
Financial Statements
|
|
FIDELITY ADVISOR SERIES I
|
24F-2NT/A
|
|
|
Chao James
|
4
|
|
|
Zint William C
|
4
|
|
|
Chao Albert
|
4
|
|
|
Buesinger Robert F.
|
4
|
|
|
OP-0103 Fund I, a series of Seachange Fund Syndicate AL, LP
|
D
|
|
|
Bender Mark Steven
|
4
|
|
|
Reed Michael Aaron
|
4
|
|
|
Singhal Priya
|
144
|
|
|
BIOGEN INC.
|
144
|
Financial Statements
|
|
FIDELITY ADVISOR SERIES IV
|
24F-2NT
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
Centre Funds
|
NPORT-P
|
|
|
Blue Bird Corp
|
4
|
Financial Statements
|
|
BEDI GURMINDER S
|
4
|
|
|
Yih Sng
|
4
|
|
|
Siokas Grigorios
|
4
|
|
|
Cosmos Health Inc.
|
4
|
|
|
BMO 2023-C7 Mortgage Trust
|
8-K
|
|
|
Phoenix Hospitality LLC
|
C
|
|
|
SHERMAN OPPORTUNITY-B LP
|
D
|
|
|
Nomadx Strategy, LP
|
D/A
|
|
|
DERITO JOHN A
|
144
|
|
|
CITY HOLDING CO
|
144
|
Financial Statements
|
|
HSBC USA INC /MD/
|
S-3ASR
|
|
|
Lazzaretti Kristopher D
|
4
|
|
|
CQS RCR Fund I Master
|
D/A
|
|
|
ALTSHULER DAVID
|
144
|
|
