| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Invesco Long Duration Corporate Bond Fund, a Series of Invesco Multi Series Funds II, LLC
|
D/A
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Aprea Therapeutics, Inc.
|
424B3
|
Financial Statements
|
|
RICE HALL JAMES & ASSOCIATES, LLC
|
13F-HR
|
|
|
Capital llc
|
D
|
|
|
TCWA Esperanza GoM, LLC
|
D
|
|
|
Forward Partners LLC
|
D
|
|
|
Intelligent Financial Strategies
|
13F-HR
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
RanMarine Technology B.V.
|
F-1/A
|
|
|
Newman Dignan & Sheerar, Inc.
|
13F-HR
|
|
|
HOGE FINANCIAL SERVICES, LLC
|
13F-HR
|
|
|
NALA Membranes, Inc.
|
D
|
|
|
Invesco Private Prime Fund, a Series of Invesco Multi Series Funds II, LLC
|
D/A
|
|
|
Capital Group Emerging Markets Employee Benefit Investment Trust
|
D
|
|
|
Argent Advisors, Inc.
|
13F-HR
|
|
|
Kiely Wealth Advisory Group, Inc.
|
13F-HR
|
|
|
SCI Growth & Income Fund IV LLC
|
D
|
|
|
Twin Lakes Capital Management, LLC
|
13F-HR
|
|
|
Sterling Investment Advisors, Ltd.
|
13F-HR
|
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
424B3
|
Financial Statements
|
|
Greenfire Resources Ltd.
|
6-K
|
|
|
Invesco Private Government Fund, a Series of Invesco Multi Series Funds II, LLC
|
D/A
|
|
|
PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV
|
13F-HR
|
|
|
Turtle Creek Trust Company, LTA
|
13F-NT
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
VIRGINIA WEALTH MANAGEMENT GROUP, INC.
|
13F-HR
|
|
|
Leelyn Smith, LLC
|
13F-HR
|
|
|
LOCALPAPER.COM LLC
|
D
|
|
|
MITCHELL & PAHL PRIVATE WEALTH, LLC
|
13F-HR
|
|
|
Turtle Creek Management, LLC
|
13F-NT
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
VISTA CAPITAL PARTNERS, INC.
|
13F-HR
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
TCTC Holdings, LLC
|
13F-HR
|
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
Boardwalk Pipeline Partners, LP
|
FWP
|
|
|
BOARDWALK PIPELINES LP
|
FWP
|
|
|
Efficient Frontier Advisors LLC
|
13F-HR
|
|
|
Walkabout Ventures SPV V, LP
|
D
|
|
|
Pegasus Asset Management, Inc.
|
13F-HR
|
|
|
Invesco Government Liquidity Fund, a Series of Invesco Multi Series Funds II, LLC
|
D/A
|
|
|
DALRADA FINANCIAL CORP
|
8-K
|
|
|
BGSF, INC.
|
8-K
|
Financial Statements
|
|
REZOLVE GROUP Ltd
|
425
|
|
|
Armada Acquisition Corp. I
|
425
|
|
|
Bioceres Crop Solutions Corp.
|
6-K
|
Financial Statements
|
|
Armada Acquisition Corp. I
|
8-K
|
|
|
Immuron Ltd
|
6-K
|
Financial Statements
|
|
Akerna Corp.
|
425
|
|
|
Longbow Finance SA
|
13F-HR
|
|
|
Akerna Corp.
|
8-K
|
|
|
Guardian Wealth Advisors, LLC
|
13F-HR
|
|
|
Takeoff Investment 2 Investors LLC
|
D
|
|
|
GM Financial Automobile Leasing Trust 2024-1
|
FWP
|
|
|
LIBERTY WEALTH MANAGEMENT LLC
|
13F-HR
|
|
|
Titan Capital Management, LLC /TX
|
13F-HR
|
|
|
JACOBSON & SCHMITT ADVISORS, LLC
|
13F-HR
|
|
|
FS VARIABLE SEPARATE ACCOUNT
|
497
|
|
|
HF Sinclair Corp
|
8-K
|
|
|
PEPSICO INC
|
8-K
|
Financial Statements
|
|
VARIABLE SEPARATE ACCOUNT
|
497
|
|
|
FSB PREMIER WEALTH MANAGEMENT, INC.
|
13F-HR
|
|
|
PEPSICO INC
|
10-K
|
Financial Statements
|
|
Bank of Marin
|
13F-HR
|
|
|
CENTURY CASINOS INC /CO/
|
8-K
|
Financial Statements
|
|
Intellipharmaceutics International Inc.
|
6-K
|
|
|
Sezzle Inc.
|
8-K
|
|
|
TAKE TWO INTERACTIVE SOFTWARE INC
|
10-Q
|
Financial Statements
|
|
GV Management Company, L.L.C.
|
13F-NT
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
CapitalG II LP
|
13F-NT
|
|
|
LATAM AIRLINES GROUP S.A.
|
6-K
|
|
|
Halys, Inc.
|
D
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Verily Life Sciences LLC
|
13F-NT
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
Mt Pleasant 108, LLC
|
D
|
|
|
Google LLC
|
13F-NT
|
|
|
Artemis Wealth Advisors, LLC
|
13F-HR
|
|
|
Alphabet Inc.
|
13F-HR
|
Financial Statements
|
|
CapitalG III LP
|
13F-NT
|
|
|
MKA Charitable Fund
|
13F-HR
|
|
|
Tamarack Advisers, LP
|
13F-HR
|
|
|
Liberty Energy Inc.
|
10-K
|
Financial Statements
|
|
XD Fund Trust
|
497K
|
|
|
Expedia Group, Inc.
|
10-K
|
Financial Statements
|
|
BARNES PETTEY FINANCIAL ADVISORS, LLC
|
13F-HR
|
|
|
Eppler Capital Funds Promisory Note Funds LLC
|
D
|
|
|
Stavtar Solutions, Inc.
|
D
|
|
|
CUMMINS INC
|
425
|
Financial Statements
|
|
XD Fund Trust
|
497
|
|
|
Maison Solutions Inc.
|
8-K
|
|
|
Akerna Corp.
|
S-8
|
|
|
Orin Green Financial, LLC
|
13F-HR
|
|
|
UBS AG
|
424B2
|
|
|
Invesco Exchange-Traded Self-Indexed Fund Trust
|
SC 13G/A
|
|
|
Bank of New York Mellon Corp
|
SC 13G/A
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Welner Justin
|
4
|
|
|
Spirit AeroSystems Holdings, Inc.
|
4
|
Financial Statements
|
|
JPMorgan Chase Bank, N.A.
|
ABS-15G/A
|
|
|
National Vision Holdings, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Clearbridge Investments, LLC
|
SC 13G/A
|
|
|
EMERGING MARKETS COUNTRY FUND
|
D/A
|
|
|
AIM ImmunoTech Inc.
|
8-K
|
|
|
Signorille-Browne Julie
|
4
|
|
|
NEW YORK COMMUNITY BANCORP INC
|
4
|
Financial Statements
|
|
WWCIP X, LLC
|
D
|
|
|
Ward Damon Christopher
|
4
|
|
|
AXS Investments LLC
|
13F-HR
|
|
|
GOODE GARY F
|
4
|
|
|
GENTEX CORP
|
4
|
Financial Statements
|
|
Franklin Templeton ETF Trust
|
SC 13G/A
|
|
|
Dalton John William
|
4
|
|
|
FIVE STAR BANCORP
|
4
|
Financial Statements
|
|
Ross Larry W
|
4
|
|
|
HOME BANCSHARES INC
|
4
|
Financial Statements
|
|
Young Alan W
|
4
|
|
|
Lee Michael Eugene
|
4
|
|
|
Legg Mason ETF Investment Trust
|
SC 13G/A
|
|
|
VALLEY FORGE INVESTMENT CONSULTANTS INC ADV
|
13F-HR
|
|
|
Ogilby Gary A
|
4
|
|
|
POWELL THOMAS W
|
144
|
|
|
POWELL INDUSTRIES INC
|
144
|
Financial Statements
|
|
CURTISS WRIGHT CORP
|
4
|
Financial Statements
|
|
Phoenix Capital Group Holdings, LLC
|
1-A POS
|
|
|
Luck Heather Christina
|
4
|
|
|
North Haven Private Income Fund LLC
|
D/A
|
|
|
ASSURANT, INC.
|
SC 13G/A
|
Financial Statements
|
|
CITIZENS & NORTHERN CORP
|
13F-HR
|
Financial Statements
|
|
COMMERCE BANCSHARES INC /MO/
|
13F-NT
|
Financial Statements
|
|
Ramirez-Medina Lydia Ann
|
4
|
|
|
FineMark National Bank & Trust
|
13F-HR
|
|
|
JOHN HANCOCK VARIABLE INSURANCE TRUST
|
40-17F2
|
|
|
RA Capital Planetary Health Fund, L.P.
|
D/A
|
|
|
MODEL N, INC.
|
SC 13G/A
|
Financial Statements
|
|
John Hancock Funds II
|
40-17F2
|
|
|
Bamford Lynn M
|
4
|
|
|
Cutshall Patrick L
|
4
|
|
|
ALLETE INC
|
4
|
Financial Statements
|
|
FIRST TRUST SERIES FUND
|
24F-2NT
|
|
|
Wait Brett Levi
|
4
|
|
|
WATTS WATER TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
COMMERCE BANK
|
13F-HR
|
|
|
Wetton Shelley Ronan
|
4
|
|
|
Johnson Nicole Renee
|
4
|
|
|
Fresenius Medical Care AG
|
6-K
|
Financial Statements
|
|
PROSPECTOR FUNDS, INC.
|
13F-NT
|
|
|
Bemidji Capital Partners LP
|
D
|
|
|
Rizzo Michael Anthony
|
4
|
|
|
Orion Office REIT Inc.
|
SC 13G/A
|
|
|
MORGAN STANLEY
|
SC 13G/A
|
Financial Statements
|
|
Tenable Holdings, Inc.
|
144
|
Financial Statements
|
|
SEAWELL A BROOKE
|
144
|
|
|
HOHIMER WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
PCA Preferred Access Partners, L.P. - Series ITC III-A
|
D
|
|
|
CyberArk Software Ltd.
|
SC 13G/A
|
Financial Statements
|
|
WASATCH ADVISORS LP
|
SC 13G/A
|
|
|
Concurrent Private Equity Opportunities Fund I, LLC
|
D
|
|
|
RA Capital Planetary Health International Fund, L.P.
|
D/A
|
|
|
Golub Capital Private Credit Fund
|
10-Q
|
|
|
Morris Steven Wayne
|
4
|
|
|
U.S. BANCORP INVESTMENTS, INC.
|
13F-NT
|
|
|
PCA Preferred Access Partners, L.P. - Series ITC III
|
D
|
|
|
Furlong Stephen
|
144
|
|
|
Neuronetics, Inc.
|
144
|
Financial Statements
|
|
Beckwith James Eugene
|
4
|
|
|
TIMKEN CO
|
S-8 POS
|
Financial Statements
|
|
US BANK NATIONAL ASSOCIATION
|
13F-NT
|
|
|
U.S. BANCORP ADVISORS, LLC
|
13F-NT
|
|
|
Owen Bethany M
|
4
|
|
|
Cassady Schiller Wealth Management, LLC
|
13F-HR
|
|
|
MASONITE INTERNATIONAL CORP
|
SC 13G/A
|
Financial Statements
|
|
UNITED BANCORP INC /OH/
|
SC 13G/A
|
Financial Statements
|
|
DOYLE JULIE P
|
4
|
|
|
BANK OF THE JAMES FINANCIAL GROUP INC
|
4
|
Financial Statements
|
|
PFM Asset Management LLC
|
13F-NT
|
|
|
1785 Capital Partners, LP
|
D/A
|
|
|
First Capital Holdings LLC
|
4
|
|
|
SOBR Safe, Inc.
|
4
|
|
|
IN-0110 Fund I, a series of AngelList-GP-Funds-I, LP
|
D
|
|
|
MARK SHEPTOFF FINANCIAL PLANNING, LLC
|
13F-HR
|
|
|
Love Charles R
|
4
|
|
|
SOUTHERN MISSOURI BANCORP, INC.
|
4
|
Financial Statements
|
|
Oscher Ronald J
|
144
|
|
|
AMETEK INC/
|
144
|
Financial Statements
|
|
Farkas K Christopher
|
4
|
|
|
Thickens Margaret A
|
4
|
|
|
HIGHMARK CAPITAL MANAGEMENT INC/CA
|
13F-NT
|
|
|
BANC FUNDS CO LLC
|
SC 13G/A
|
|
|
UNITY BANCORP INC /NJ/
|
SC 13G/A
|
Financial Statements
|
|
US BANCORP \DE\
|
13F-HR
|
Financial Statements
|
|
Masterworks 289, LLC
|
1-U
|
|
|
SAFEGUARD SCIENTIFICS INC
|
POS AM
|
Financial Statements
|
|
GS Finance Corp.
|
FWP
|
|
|
Generation Asia I Acquisition Ltd
|
SC 13G/A
|
|
|
UBS OCONNOR LLC
|
SC 13G/A
|
|
|
Outset Medical, Inc.
|
SC 13G
|
|
|
MORGAN STANLEY
|
SC 13G
|
Financial Statements
|
|
Skelton Joshua John
|
4
|
|
|
JWCCC, LLC
|
C-U
|
|
|
BCU Wealth Advisors, LLC
|
13F-HR
|
|
|
BNY Mellon Absolute Insight Funds, Inc.
|
497
|
|
|
Klaviyo, Inc.
|
SC 13G
|
|
|
Clearbridge Investments, LLC
|
SC 13G
|
|
|
Globant S.A.
|
SC 13G/A
|
Financial Statements
|
|
Watts John C
|
4
|
|
|
PROSPECTOR PARTNERS LLC
|
13F-HR
|
|
|
Cambridge Investment Research Advisors, Inc.
|
13F-HR
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
OAK HARBOR WEALTH PARTNERS, LLC
|
13F-HR
|
|
|
Hoovel Catherine A.
|
4
|
|
|
MCDONALDS CORP
|
4
|
Financial Statements
|
|
Masterworks 286, LLC
|
1-U
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
485BXT
|
|
|
DBRS, Inc.
|
NRSRO-UPD
|
|
|
Trans American Aquaculture, Inc
|
S-1/A
|
|
|
Ferdenzi Paul J
|
4
|
|
|
Proteus Real Estate Non-Core Fund I, LLC
|
D
|
|
|
Kornit Digital Ltd.
|
SC 13G/A
|
Financial Statements
|
|
Masterworks 285, LLC
|
1-U
|
|
|
H&E Equipment Services, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Northern Lights Fund Trust
|
497K
|
|
|
ML & R WEALTH MANAGEMENT LLC
|
13F-HR
|
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
424B2
|
Financial Statements
|
|
Greenbacker Renewable Energy Co LLC
|
8-K
|
|
|
Electra Battery Materials Corp
|
6-K
|
|
|
Hildene-CCC Depositor, LLC
|
ABS-15G
|
|
|
Masterworks 282, LLC
|
1-U
|
|
|
KEYSTONE CAPITAL FUND III-A, LP
|
D
|
|
|
Winthrop Capital Management, LLC
|
13F-HR
|
|
|
Rayment Kevin
|
4
|
|
|
UBS AG
|
FWP
|
|
|
TC BioPharm
|
PRE 14A
|
|
|
JONES LANG LASALLE SECURITIES, LLC
|
MA/A
|
|
|
J.P. Morgan Securities LLC
|
ABS-15G
|
|
|
PORTER JONATHAN
|
4
|
|
|
REINSURANCE GROUP OF AMERICA INC
|
4
|
Financial Statements
|
|
KEYSTONE CAPITAL FUND III, LP
|
D
|
|
|
J.P. Morgan Commercial Mortgage Inc.
|
ABS-15G
|
|
|
Bryant Pedro A
|
4
|
|
|
REPUBLIC BANCORP INC /KY/
|
4
|
Financial Statements
|
|
Calamos Aksia Alternative Credit & Income Fund
|
4
|
|
|
Behan Robert
|
4
|
|
|
Masterworks 278, LLC
|
1-U
|
|
|
Eastern Bankshares, Inc.
|
SC 13G/A
|
|
|
PRINCIPAL FINANCIAL GROUP INC
|
SC 13G/A
|
Financial Statements
|
|
Doximity, Inc.
|
SC 13G/A
|
Financial Statements
|
|
JP MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES CORP
|
ABS-15G
|
|
|
Nasdaq Private Market, LLC
|
D
|
|
|
MagLev Aero Inc.
|
D/A
|
|
|
First Chicago Capital Corp
|
ABS-15G
|
|
|
YCG Funds
|
N-CEN
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Masterworks 274, LLC
|
1-U
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
RWT Holdings, Inc.
|
ABS-15G
|
|
|
PetVivo Holdings, Inc.
|
8-K
|
|
|
TRUIST BANK /NC/
|
ABS-15G
|
|
|
Gaingels Holdings Core 2023 LLC
|
D/A
|
|
|
Wainwright Simon
|
4
|
|
|
Gesher I Acquisition Corp.
|
SC 13G/A
|
|
|
AMC Networks Inc.
|
SC 13G/A
|
Financial Statements
|
|
Masterworks 254, LLC
|
1-U
|
|
|
SOUTHERN FIRST BANCSHARES INC
|
SC 13G/A
|
Financial Statements
|
|
Virginia National Bankshares Corp
|
4
|
|
|
Keyser Jay B
|
4
|
|
|
VERUS CAPITAL PARTNERS, LLC
|
13F-HR
|
|
|
Freda Robert F
|
4
|
|
|
Moelis & Co
|
SC 13G/A
|
Financial Statements
|
|
Park Street Companies Inc.
|
C/A
|
|
|
COLELLA GERARD G
|
144
|
|
|
MKS INSTRUMENTS INC
|
144
|
Financial Statements
|
|
BROWN ADVISORY INC
|
SC 13G/A
|
|
|
NEOGENOMICS INC
|
SC 13G/A
|
Financial Statements
|
|
PCG Academic Loan Group, Inc.
|
ABS-15G
|
|
|
Lionscrest TailPro US Equity LP
|
D/A
|
|
|
LStar Depositor, LLC
|
ABS-15G
|
|
|
Infinera Corp
|
SC 13G/A
|
Financial Statements
|
|
BROWN ADVISORY INC
|
SC 13G
|
|
|
HARBOR BANKSHARES CORP
|
SC 13G
|
|
|
Proteus Real Estate Core Fund I, LLC
|
D
|
|
|
ESTABLISHMENT LABS HOLDINGS INC.
|
SC 13G/A
|
Financial Statements
|
|
Clarus Corp
|
SC 13G/A
|
Financial Statements
|
|
Accolade, Inc.
|
SC 13G/A
|
Financial Statements
|
|
BRIGHT HORIZONS FAMILY SOLUTIONS INC.
|
SC 13G/A
|
Financial Statements
|
|
HARBOUR INVESTMENT MANAGEMENT LLC
|
13F-HR
|
|
|
ORTHOPEDIATRICS CORP
|
SC 13G/A
|
Financial Statements
|
|
KRAFT ASSET MANAGEMENT, LLC
|
13F-HR
|
|
|
Glen Capital Partners Focus Fund, L.P.
|
D/A
|
|
|
Phreesia, Inc.
|
SC 13G/A
|
Financial Statements
|
|
PROS Holdings, Inc.
|
SC 13G
|
Financial Statements
|
|
Royalty Pharma plc
|
SC 13G/A
|
Financial Statements
|
|
BBB FOODS INC
|
424B1
|
|
|
SI-BONE, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Boykin Jennifer R.
|
144
|
|
