| Company Name |
Form Type |
SEC Filings |
|
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
497J
|
|
|
HSREP IX Co-Investment F1, L.P.
|
D/A
|
|
|
HSREP IX Co-Investment F2, L.P.
|
D/A
|
|
|
HSREP IX Co-Investment, L.P.
|
D/A
|
|
|
Sturmer Michael E
|
144
|
|
|
Prescott Wm Gordon
|
4
|
|
|
BERKSHIRE HILLS BANCORP INC
|
4
|
Financial Statements
|
|
Ivy Peak Co-Invest II LLC
|
D
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
Tippit James P
|
4
|
|
|
Independent Bank Group, Inc.
|
4
|
Financial Statements
|
|
Courtwright Jacqueline
|
4
|
|
|
Lindenmuth Gregory D
|
4
|
|
|
Blue Bird Corp
|
8-K
|
Financial Statements
|
|
FT 11328
|
S-6
|
|
|
Montgomery Brenda K
|
4
|
|
|
CVI Investments, Inc.
|
SC 13G
|
|
|
RedHill Biopharma Ltd.
|
SC 13G
|
Financial Statements
|
|
Katapult Holdings, Inc.
|
424B3
|
|
|
PGIM Rock ETF Trust
|
497K
|
|
|
FT 11327
|
S-6
|
|
|
Tulchiner Ellen
|
4
|
|
|
CONCORDE FUNDS INC
|
497J
|
|
|
FT 11326
|
S-6
|
|
|
TAYLOR VALUE CAPITAL PARTNERS, L.P.
|
D/A
|
|
|
MARSON DEBORAH
|
144
|
|
|
IRON MOUNTAIN INC
|
144
|
Financial Statements
|
|
Brown James Cannon
|
4
|
|
|
FT 11325
|
S-6
|
|
|
Gulf Coast Ultra Deep Royalty Trust
|
SC 13G/A
|
|
|
SUBIN NEIL S
|
SC 13G/A
|
|
|
LiquidVineyards LLC
|
C/A
|
|
|
Invesco Unit Trusts Series 2341
|
S-6/A
|
|
|
FT 11332
|
S-6
|
|
|
Gray Sean
|
4
|
|
|
PGIM Rock ETF Trust
|
497
|
|
|
Compass Therapeutics, Inc.
|
SC 13G
|
|
|
JANUS HENDERSON GROUP PLC
|
SC 13G
|
Financial Statements
|
|
FT 11331
|
S-6
|
|
|
SCHWEITZER JEFFREY M
|
5
|
|
|
UNIVEST FINANCIAL Corp
|
5
|
Financial Statements
|
|
Rosato R David
|
4
|
|
|
VOYA CREDIT INCOME FUND
|
N-23C3A
|
|
|
Langdale Paul B
|
4
|
|
|
Conn Kevin
|
4
|
|
|
Santana Megan D
|
5
|
|
|
Significant Wealth Partners LLC
|
13F-HR
|
|
|
Mhatre Nitin J.
|
4
|
|
|
Hobbs Michael B
|
4
|
|
|
Diversified, LLC
|
13F-HR
|
|
|
Bellomia Lucia
|
4
|
|
|
Sanad Fund for MSME - Debt Sub-Fund
|
D/A
|
|
|
Richardson Brian J
|
5
|
|
|
Brooks David R
|
4
|
|
|
Fidelity Private Credit Fund
|
SC TO-I
|
|
|
Schoenberg Mark
|
144
|
|
|
UroGen Pharma Ltd.
|
144
|
Financial Statements
|
|
JLLX Townlake of Coppell, DST
|
D
|
|
|
O'NEIL PATRICK R.
|
144/A
|
|
|
Onslow Bay Funding LLC
|
ABS-15G
|
|
|
Marlette Pass-Through Depositor Trust
|
ABS-15G
|
|
|
Monios Eleni S
|
5
|
|
|
SUMMIT WEALTH & RETIREMENT PLANNING, INC.
|
13F-HR
|
|
|
Marlette Funding Depositor Trust
|
ABS-15G
|
|
|
Brooks Daniel W
|
4
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
12727 Salado, LP
|
D
|
|
|
Minnesota Life Individual Variable Universal Life Account
|
497
|
|
|
MACC Transferor, LLC
|
ABS-15G
|
|
|
AG Mortgage Investment Trust, Inc.
|
CERT
|
|
|
McCormick Patrick C
|
5
|
|
|
Bow River Capital Evergreen Fund
|
40-17G
|
|
|
Tolman Sarah
|
4
|
|
|
First Bancorp, Inc /ME/
|
4
|
Financial Statements
|
|
Hixson Holdings Inc
|
D
|
|
|
Keim Michael S
|
5
|
|
|
VARIABLE ANNUITY ACCOUNT
|
497
|
|
|
Open Door Capital Fund 11, LLC
|
D
|
|
|
NATIONWIDE VLI SEPARATE ACCOUNT 4
|
497
|
|
|
Selipsky Adam
|
144
|
|
|
AMAZON COM INC
|
144
|
Financial Statements
|
|
NEXPOINT FUNDS II
|
497J
|
|
|
Armbruster Capital Management, Inc.
|
13F-HR
|
|
|
Harbor ETF Trust
|
485APOS
|
|
|
CHEMED CORP
|
8-K
|
Financial Statements
|
|
JENNISON ASSOCIATES LLC
|
13F-HR
|
|
|
CCAP PARTNERS, L.P.
|
D/A
|
|
|
Eslinger Lisa M
|
5
|
|
|
AMES NATIONAL CORP
|
5
|
Financial Statements
|
|
Federal Home Loan Bank of Indianapolis
|
8-K
|
|
|
VICUS CAPITAL
|
13F-HR
|
|
|
ING GROEP NV
|
6-K
|
Financial Statements
|
|
BION ENVIRONMENTAL TECHNOLOGIES INC
|
D
|
|
|
Lambrecht Austen
|
144
|
|
|
Gallatin Trading LLC
|
D/A
|
|
|
GAMA MORINGA BRANDS LLC
|
C-W
|
|
|
Elastic N.V.
|
SC 13G/A
|
Financial Statements
|
|
General Motors Financial of Canada, Ltd.
|
ABS-15G
|
|
|
CAPITAL MANAGEMENT CORP /VA
|
13F-HR
|
|
|
Smith Jason Drew
|
144
|
|
|
ROTE WILLIAM E.
|
144
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
AMERICREDIT FINANCIAL SERVICES INC
|
ABS-15G
|
|
|
TMG Halley Rise REIT, L.L.C.
|
D
|
|
|
JLLX Taunton Distribution Center, DST
|
D
|
|
|
SVAP IV REIT, LLC
|
D
|
|
|
Pacer Funds Trust
|
25-NSE
|
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
Sanofi
|
6-K
|
Financial Statements
|
|
BRES Dianthus REIT LLC
|
D
|
|
|
Snow Frederick Philip
|
144
|
|
|
FACTSET RESEARCH SYSTEMS INC
|
144
|
Financial Statements
|
|
BRES Daphne REIT LLC
|
D
|
|
|
National Cooperative Bank, N.A.
|
ABS-15G
|
|
|
NATIONAL CONSUMER COOPERATIVE BANK /DC/
|
ABS-15G
|
|
|
Moneda S.A. Administradora General de Fondos
|
13F-HR
|
|
|
BTC II HOLDCO LLC
|
D
|
|
|
PALATIN TECHNOLOGIES INC
|
424B5
|
Financial Statements
|
|
LPG Capital Partners LP
|
D/A
|
|
|
Fengate Towers US II, LLC
|
D
|
|
|
BTC I REIT A LLC
|
D
|
|
|
SIRIUS XM HOLDINGS INC.
|
10-K
|
Financial Statements
|
|
LORD ABBETT MUNICIPAL INCOME FUND INC
|
497J
|
|
|
Runway Healthcare Fund II, L.P.
|
D
|
|
|
DIV REIT IV, LLC
|
D/A
|
|
|
Federal Home Loan Bank of Atlanta
|
8-K
|
|
|
Cassabaum Michelle R
|
4
|
|
|
AMES NATIONAL CORP
|
4
|
Financial Statements
|
|
Saba Capital Management, L.P.
|
PREC14A
|
|
|
ADAMS DIVERSIFIED EQUITY FUND, INC.
|
PREC14A
|
|
|
AIM COUNSELOR SERIES TRUST
|
497K
|
|
|
Handelsbanken Fonder AB
|
13F-HR
|
|
|
WestRock Co
|
425
|
Financial Statements
|
|
Frasca & Associates, LLC
|
MA-I/A
|
|
|
Katapult Holdings, Inc.
|
8-K
|
|
|
AIM COUNSELOR SERIES TRUST
|
497
|
|
|
Walt Disney Co
|
PRRN14A
|
Financial Statements
|
|
Blackwells Capital LLC
|
PRRN14A
|
|
|
SOUTHERN FARM BUREAU LIFE VARIABLE LIFE ACCOUNT
|
N-CEN
|
|
|
AIM TAX-EXEMPT FUNDS
|
497K
|
|
|
Cheniere Energy Partners, L.P.
|
CERT
|
Financial Statements
|
|
LRT Capital Management, LLC
|
13F-HR
|
|
|
Hirtle Callaghan Select Equity Fund II, LP
|
D/A
|
|
|
Klaviyo, Inc.
|
SC 13G
|
|
|
Accomplice Fund I, L.P.
|
SC 13G
|
|
|
LOWENTHAL ALBERT G
|
4
|
|
|
OPPENHEIMER HOLDINGS INC
|
4
|
Financial Statements
|
|
COMSCORE, INC.
|
SC 13D/A
|
Financial Statements
|
|
180 DEGREE CAPITAL CORP. /NY/
|
SC 13D/A
|
Financial Statements
|
|
Cassabaum Michelle R
|
5
|
|
|
AIM TAX-EXEMPT FUNDS
|
497
|
|
|
Lowenthal Robert S
|
4
|
|
|
FS Capital Partners VI, LLC
|
13F-HR
|
|
|
INDIVIOR PLC
|
6-K
|
|
|
McNAMARA DENNIS P
|
4
|
|
|
Benham James
|
4
|
|
|
RICHARDSON ELECTRONICS, LTD.
|
4
|
Financial Statements
|
|
NIO Inc.
|
SC TO-I/A
|
Financial Statements
|
|
Cheniere Energy, Inc.
|
CERT
|
Financial Statements
|
|
OUGHTRED A WINN
|
4/A
|
|
|
OPPENHEIMER HOLDINGS INC
|
4/A
|
Financial Statements
|
|
Evaxion Biotech A/S
|
6-K
|
Financial Statements
|
|
ILLINOIS TOOL WORKS INC
|
8-K
|
Financial Statements
|
|
SOUTHERN FARM BUREAU LIFE VARIABLE ACCOUNT
|
N-CEN
|
|
|
Liberty Resources Acquisition Corp.
|
DEF 14A
|
|
|
TIAA-CREF FUNDS
|
N-CSRS
|
|
|
Bain Capital Private Credit
|
SC TO-I
|
|
|
EHRHARDT WILLIAM
|
4/A
|
|
|
CWM, LLC
|
13F-HR
|
|
|
NexImmune, Inc.
|
8-K
|
Financial Statements
|
|
COMSCORE, INC.
|
DFAN14A
|
Financial Statements
|
|
180 DEGREE CAPITAL CORP. /NY/
|
DFAN14A
|
Financial Statements
|
|
Jeffs' Brands Ltd
|
6-K
|
|
|
Slater Todd A
|
4
|
|
|
OLIN Corp
|
4
|
Financial Statements
|
|
First Command Advisory Services, Inc.
|
13F-HR
|
|
|
Ispire Technology Inc.
|
S-1
|
|
|
AFB Ltd
|
S-1/A
|
|
|
Hirtle Callaghan Select Equity Fund, LP
|
D/A
|
|
|
WPP plc
|
6-K
|
Financial Statements
|
|
Brenmiller Energy Ltd.
|
6-K
|
|
|
Super Micro Computer, Inc.
|
8-K
|
|
|
Sizzle Acquisition Corp.
|
425
|
|
|
Sizzle Acquisition Corp.
|
8-K
|
|
|
Evofem Biosciences, Inc.
|
8-K
|
Financial Statements
|
|
Rocket Companies, Inc.
|
8-K
|
Financial Statements
|
|
Alexandria Real Estate Equities, L.P.
|
424B5
|
|
|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
|
424B5
|
Financial Statements
|
|
Schneider National, Inc.
|
8-K
|
Financial Statements
|
|
Epcon Robinson Church, LLC
|
D
|
|
|
RAVE RESTAURANT GROUP, INC.
|
8-K
|
Financial Statements
|
|
Bigger Capital, LLC
|
SC 13G/A
|
|
|
Tivic Health Systems, Inc.
|
SC 13G/A
|
Financial Statements
|
|
KOREA DEVELOPMENT BANK
|
424B5
|
|
|
INVO Bioscience, Inc.
|
8-K
|
|
|
William Penn Bancorporation
|
10-Q
|
|
|
Avant Credit Card Master Trust
|
ABS-15G
|
|
|
Avant Loans Funding Trust 2023-REV1
|
ABS-15G
|
|
|
Avant Loans Funding Trust 2021-REV1
|
ABS-15G
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Avant Warehouse Trust I
|
ABS-15G
|
|
|
Avant Loans Funding Trust 2022-REV1
|
ABS-15G
|
|
|
RAVE RESTAURANT GROUP, INC.
|
10-Q
|
Financial Statements
|
|
GAN Ltd
|
DEFA14A
|
Financial Statements
|
|
EXP World Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Prestige Wealth Inc.
|
6-K
|
|
|
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
|
13F-NT
|
|
|
Jackson, Grant Investment Advisers, Inc.
|
13F-HR
|
|
|
KULICKE & SOFFA INDUSTRIES INC
|
10-Q
|
Financial Statements
|
|
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
|
13F-NT
|
|
|
Cetus Capital Acquisition Corp.
|
425
|
|
|
SECURITY INVESTORS LLC
|
13F-NT
|
|
|
Pegasus Medical Holdings, Inc.
|
REVOKED
|
|
|
FEDERAL HOME LOAN MORTGAGE CORP
|
8-K
|
|
|
CARDINAL HEALTH INC
|
10-Q
|
Financial Statements
|
|
EATON VANCE GROWTH TRUST
|
497K
|
|
|
Cetus Capital Acquisition Corp.
|
8-K
|
|
|
De Rubertis Francesco
|
13F-NT
|
|
|
Aquamarine Zurich AG
|
13F-HR
|
|
|
EATON VANCE GROWTH TRUST
|
497
|
|
|
Secured Fixed Income Fund, LLC
|
D/A
|
|
|
Centre Funds
|
497J
|
|
|
Alexandria Real Estate Equities, L.P.
|
S-3ASR
|
|
|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
|
S-3ASR
|
Financial Statements
|
|
Medicxi Ventures Management
|
13F-HR
|
|
|
Smith & Howard Wealth Management, LLC
|
13F-HR
|
|
|
Franklin High Income Trust
|
497K
|
|
|
FRANKLIN MANAGED TRUST
|
497K
|
|
|
Cheniere Energy Partners, L.P.
|
8-A12B
|
Financial Statements
|
|
Cheniere Energy, Inc.
|
8-A12B
|
Financial Statements
|
|
Eos Energy Enterprises, Inc.
|
8-K
|
|
|
Okta, Inc.
|
8-K
|
Financial Statements
|
|
Verde Servicos Internacionais S.A.
|
13F-HR
|
|
|
ZKH Group Ltd
|
SC 13G
|
|
|
Private Capital Management, LLC
|
SC 13G/A
|
|
|
MOTORCAR PARTS OF AMERICA INC
|
SC 13G/A
|
Financial Statements
|
|
Central Park Group Activist Fund, LLC
|
D/A
|
|
|
Matthew 25 Management Corp
|
13F-HR
|
|
|
QUAINT OAK BANCORP INC
|
8-K
|
|
|
Legion Partners Asset Management, LLC
|
SC 13D/A
|
|
|
Clear Channel Outdoor Holdings, Inc.
|
SC 13D/A
|
Financial Statements
|
|
UGI CORP /PA/
|
8-K
|
Financial Statements
|
|
ENZO BIOCHEM INC
|
8-K
|
Financial Statements
|
|
Troops, Inc. /Cayman Islands/
|
6-K
|
|
|
Finley John David
|
4
|
|
|
PALISADE BIO, INC.
|
4
|
|
|
Innovation Pharmaceuticals Inc.
|
8-K
|
|
|
Williams Donald Allen
|
4
|
|
|
Pyxis Tankers Inc.
|
6-K
|
Financial Statements
|
|
DONEGAL GROUP INC
|
8-K
|
Financial Statements
|
|
SS Innovations International, Inc.
|
8-K
|
|
|
Business First Bancshares, Inc.
|
8-K
|
Financial Statements
|
|
NeuroBo Pharmaceuticals, Inc.
|
8-K
|
|
|
Adient plc
|
8-K
|
Financial Statements
|
|
Salinas Anushka
|
144
|
|
|
Rent the Runway, Inc.
|
144
|
Financial Statements
|
|
Semper Paratus Acquisition Corp
|
425
|
|
|
Andretti Acquisition Corp.
|
425
|
|
|
Semper Paratus Acquisition Corp
|
8-K
|
|
|
Johnson John S. III
|
4
|
|
|
Johnson BF, LLC
|
4
|
|
|
BuzzFeed, Inc.
|
4
|
|
|
CGI INC
|
6-K
|
Financial Statements
|
|
BALL Corp
|
8-K
|
|
|
Energy Vault Holdings, Inc.
|
8-K
|
|
|
SURMODICS INC
|
10-Q
|
Financial Statements
|
|
Compass Diversified Holdings
|
8-K
|
Financial Statements
|
|
Compass Group Diversified Holdings LLC
|
8-K
|
|
|
ROGERS COMMUNICATIONS INC
|
6-K
|
Financial Statements
|
|
CHINA INVESTMENT CORP
|
SC 13G/A
|
|
|
TECK RESOURCES LTD
|
SC 13G/A
|
Financial Statements
|
|
SunCoke Energy, Inc.
|
8-K
|
Financial Statements
|
|
Sullivan Michele
|
3
|
|
|
COMMUNITY BANK SYSTEM, INC.
|
3
|
Financial Statements
|
|
Alpha Technology Group Ltd
|
6-K
|
|
|
ETSY INC
|
8-K
|
Financial Statements
|
|
Phoenix Holdings Ltd.
|
SC 13G
|
|
|
TEVA PHARMACEUTICAL INDUSTRIES LTD
|
SC 13G
|
Financial Statements
|
|
Crocs, Inc.
|
8-K
|
Financial Statements
|
|
CROWN RIBBON LLC
|
1-A/A
|
|
|
PARKER HANNIFIN CORP
|
8-K
|
Financial Statements
|
|
INVIVO THERAPEUTICS HOLDINGS CORP.
|
8-K
|
Financial Statements
|
|
Johnson Marc
|
4
|
|
|
ADM ENDEAVORS, INC.
|
4
|
|
|
HNR Acquisition Corp.
|
8-K
|
|
|
Organic Agricultural Co Ltd
|
8-K
|
|
|
SPIRE INC
|
8-K
|
Financial Statements
|
|
Garden Stage Ltd
|
6-K
|
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
8-K
|
Financial Statements
|
|
SILICOM LTD.
|
6-K
|
Financial Statements
|
|
MOGU Inc.
|
6-K
|
Financial Statements
|
|
SIRIUS XM HOLDINGS INC.
|
8-K
|
Financial Statements
|
|
Lantheus Alpha Therapy, LLC
|
3
|
|
|
Lantheus Holdings, Inc.
|
3
|
Financial Statements
|
|
Perspective Therapeutics, Inc.
|
3
|
Financial Statements
|
|
GRAN TIERRA ENERGY INC.
|
8-K
|
Financial Statements
|
|
TRACTOR SUPPLY CO /DE/
|
8-K
|
Financial Statements
|
|
ARROW FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
Dayforce, Inc.
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8-K
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Financial Statements
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