| Company Name |
Form Type |
SEC Filings |
|
|
|
|
TCW Direct Lending VIII LLC
|
40-17G
|
|
|
Clover Ventures Corp
|
D
|
|
|
Scolnick Kathryn R.
|
144
|
|
|
FIRST WATER-2760 WILLAMETTE ST LLC
|
D
|
|
|
Trajectory Capital Fund I, LP
|
D
|
|
|
Silvercore Multi-Strategy Fund I of Fundviews Series LLC
|
D
|
|
|
Advisors Disciplined Trust 2203
|
487
|
|
|
Farfetch Ltd
|
6-K
|
Financial Statements
|
|
Victory Portfolios II
|
8-A12B
|
|
|
MCCANN JAMES F
|
4
|
|
|
Karlinsky Fred Evan
|
3
|
|
|
Global Indemnity Group, LLC
|
3
|
Financial Statements
|
|
Brazeal Mark David
|
144
|
|
|
MASONITE INTERNATIONAL CORP
|
8-K
|
Financial Statements
|
|
MVP LS FUND CDLXIX LLC
|
D
|
|
|
Zavery Amit
|
4
|
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
4
|
Financial Statements
|
|
Nazareth Annette L.
|
4
|
|
|
MURRAY EILEEN K
|
4
|
|
|
KELLER BRETT
|
4
|
|
|
IR-0901 Fund I, a series of Fundomo Syndicates, LP
|
D
|
|
|
Bowman Consulting Group Ltd.
|
144
|
Financial Statements
|
|
Labovitz Bruce J
|
144
|
|
|
ELECTRAMECCANICA VEHICLES CORP.
|
4
|
Financial Statements
|
|
KROLL JERRY
|
4
|
|
|
National Western Life Group, Inc.
|
4
|
Financial Statements
|
|
Pribyl Brian Mark
|
4
|
|
|
Koopmans Chris
|
4
|
|
|
AdvisorFinder, LLC
|
D
|
|
|
Gaingels Grayce LLC
|
D
|
|
|
FT 11242
|
S-6
|
|
|
Halevi-Davidov Naama
|
4
|
|
|
KALTURA INC
|
4
|
Financial Statements
|
|
LUXURBAN HOTELS INC.
|
8-K
|
Financial Statements
|
|
FT 11238
|
S-6
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-4
|
ABS-EE
|
|
|
Spann Rick
|
4
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
4
|
Financial Statements
|
|
FT 11237
|
S-6
|
|
|
MVP LS FUND CDLXXI LLC
|
D
|
|
|
NATIONWIDE MUTUAL FUNDS
|
497
|
|
|
IM-0929 Fund II, a series of Roll Up Vehicles, LP
|
D
|
|
|
FT 11193
|
S-6
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-3
|
ABS-EE
|
|
|
Jenkins Brent
|
3
|
|
|
Clarion Partners Real Estate Income Fund Inc.
|
3
|
|
|
Lavelle Capital Opportunity LP - Series 3
|
D/A
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-2
|
ABS-EE
|
|
|
FT 11241
|
S-6
|
|
|
Linares Carlos G.
|
4
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-1
|
ABS-EE
|
|
|
Keisari Yona
|
144
|
|
|
Alpha Tau Medical Ltd.
|
144
|
|
|
Hou Montaque
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
FT 11236
|
S-6
|
|
|
MVP LS FUND CDLXVIII LLC
|
D
|
|
|
Hooker Carlen
|
4
|
|
|
MCCANN CHRISTOPHER G
|
4
|
|
|
DENISON MINES CORP.
|
6-K
|
Financial Statements
|
|
GM Financial Consumer Automobile Receivables Trust 2022-4
|
ABS-EE
|
|
|
Roma Green Finance Ltd
|
CERT
|
|
|
Consistent Daily Inc.
|
D
|
|
|
ADVISORS SERIES TRUST
|
24F-2NT
|
|
|
Nushares ETF Trust
|
485APOS
|
|
|
GM Financial Consumer Automobile Receivables Trust 2022-3
|
ABS-EE
|
|
|
Cortlandt Street Holdings, Inc
|
C/A
|
|
|
FARRELL MATTHEW
|
4
|
|
|
U.S. Lighting Group, Inc.
|
8-K
|
|
|
SQRL Syndicate of Fundviews Series LLC
|
D
|
|
|
KRC Co-Invest LLC Series - RAI, a Series of KRC Co-Invest LLC
|
D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2022-2
|
ABS-EE
|
|
|
GM Financial Consumer Automobile Receivables Trust 2022-1
|
ABS-EE
|
|
|
Dierker Richard A
|
4
|
|
|
GM Financial Consumer Automobile Receivables Trust 2021-4
|
ABS-EE
|
|
|
GM Financial Consumer Automobile Receivables Trust 2021-3
|
ABS-EE
|
|
|
QQSA INVESTMENTS, LLC
|
D
|
|
|
DE MAYNADIER PATRICK D
|
4
|
|
|
GM Financial Consumer Automobile Receivables Trust 2021-2
|
ABS-EE
|
|
|
GM Financial Consumer Automobile Receivables Trust 2021-1
|
ABS-EE
|
|
|
WeCapital Holdings, Inc.
|
10-Q
|
|
|
GM Financial Consumer Automobile Receivables Trust 2020-4
|
ABS-EE
|
|
|
SEI INVESTMENTS CO
|
8-K
|
Financial Statements
|
|
Pallidus, Inc.
|
D
|
|
|
TIFF INVESTMENT PROGRAM
|
497
|
|
|
GM Financial Consumer Automobile Receivables Trust 2020-3
|
ABS-EE
|
|
|
THAEDER JOHN M
|
4
|
|
|
ARTESIAN RESOURCES CORP
|
4
|
Financial Statements
|
|
Johnson William
|
4
|
|
|
Commercial Vehicle Group, Inc.
|
4
|
Financial Statements
|
|
Buchert Brian D
|
4
|
|
|
GM Financial Consumer Automobile Receivables Trust 2020-2
|
ABS-EE
|
|
|
Plei, Inc.
|
C-U
|
|
|
SAN JUAN BASIN ROYALTY TRUST
|
8-K
|
|
|
Federal Home Loan Bank of Chicago
|
8-K/A
|
|
|
Vertex, Inc.
|
144
|
Financial Statements
|
|
SCHWAB JOHN R
|
144
|
|
|
Tidal ETF Trust
|
497K
|
|
|
Gibbs David W
|
4
|
|
|
YUM BRANDS INC
|
4
|
Financial Statements
|
|
Bruno Barry A.
|
4
|
|
|
Bruner James Russell
|
4
|
|
|
SMITH MIDLAND CORP
|
4
|
|
|
TAYLOR WESLEY A
|
4
|
|
|
Gerhardt Richard
|
4
|
|
|
SMITH RODNEY I
|
4
|
|
|
Arbtrust Venture LLC
|
D
|
|
|
Johnson William
|
3
|
|
|
Commercial Vehicle Group, Inc.
|
3
|
Financial Statements
|
|
Mustang Fund LP
|
D/A
|
|
|
ELMORE LEONARD J
|
4
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
HINES GLOBAL INCOME TRUST, INC.
|
8-K
|
|
|
Limoneira CO
|
SC 13D/A
|
Financial Statements
|
|
NOLAN PETER J
|
SC 13D/A
|
|
|
Litify Holdings Inc.
|
D
|
|
|
BlueBay Destra International Event-Driven Credit Fund
|
N-23C3A
|
|
|
KNAVISH TIMOTHY M
|
4
|
|
|
PPG INDUSTRIES INC
|
4
|
Financial Statements
|
|
Martin William Scott
|
4
|
|
|
BANCFIRST CORP /OK/
|
4
|
Financial Statements
|
|
Topalian Leon J
|
144
|
|
|
Braun Kevin D.
|
4
|
|
|
60 DEGREES PHARMACEUTICALS, INC.
|
SC 13G
|
|
|
KNIGHT THERAPEUTICS INTERNATIONAL SA
|
SC 13G
|
|
|
DeMark Eugene F
|
4
|
|
|
AQR Funds
|
24F-2NT
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
Principal Real Asset Fund
|
424B3
|
|
|
Principal Exchange-Traded Funds
|
497
|
|
|
Godbole Pete
|
144
|
|
|
SMARTSHEET INC
|
144
|
Financial Statements
|
|
PRINCIPAL VARIABLE CONTRACTS FUNDS INC
|
497
|
|
|
KEENE HAROLD L
|
4
|
|
|
NEW PEOPLES BANKSHARES INC
|
4
|
|
|
PRINCIPAL FUNDS, INC.
|
497
|
|
|
LINCOLN LIFE VARIABLE ANNUITY ACCOUNT N
|
497J
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT H
|
497J
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT E
|
497J
|
|
|
Living the Dream Investments, LP
|
D
|
|
|
Trencher Daniel
|
144
|
|
|
Teladoc Health, Inc.
|
144
|
Financial Statements
|
|
Zuckerman Steven J
|
4
|
|
|
Customers Bancorp, Inc.
|
4
|
Financial Statements
|
|
Way T Lawrence
|
4
|
|
|
ROTHERMEL DANIEL K
|
4
|
|
|
Date Rajeev V
|
4
|
|
|
Mackay Robert Neil
|
4
|
|
|
BUFORD ROBERT J
|
4
|
|
|
Banks Bernard Bennett
|
4
|
|
|
Allon Andrea R.
|
4
|
|
|
BYND CANNASOFT ENTERPRISES INC.
|
6-K
|
|
|
Large Peter
|
144
|
|
|
TRIMBLE INC.
|
144
|
Financial Statements
|
|
Zomedica Corp.
|
4/A
|
Financial Statements
|
|
POWERS JOHNNY D
|
4/A
|
|
|
Omega Flex, Inc.
|
4
|
Financial Statements
|
|
REED STEWART B
|
4
|
|
|
Sharon Elad
|
144
|
|
|
Cognyte Software Ltd.
|
144
|
|
|
Hank's Cinnamon Buns LLC
|
C-U
|
|
|
Tharimmune, Inc.
|
4
|
Financial Statements
|
|
MILBY RANDY
|
4
|
|
|
Halcyon Tech, Inc.
|
D
|
|
|
Colombo Dina M.
|
4
|
|
|
John Hancock Exchange-Traded Fund Trust
|
497J
|
|
|
Two Roads Shared Trust
|
NPORT-P
|
|
|
MILLER ROBERT G JR
|
4
|
|
|
EVANS BANCORP INC
|
4
|
Financial Statements
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Dirt Capital Partners 2023, LLC
|
D
|
|
|
Daly Joseph Patrick
|
4
|
|
|
BUTLER NATIONAL CORP
|
4
|
|
|
MASSMUTUAL SELECT FUNDS
|
497
|
|
|
HARMONY GOLD MINING CO LTD
|
6-K
|
Financial Statements
|
|
TCW Star Direct Lending LLC
|
40-17G
|
|
|
Hanft Adam
|
4
|
|
|
Hillebrand James A
|
4
|
|
|
Stock Yards Bancorp, Inc.
|
4
|
Financial Statements
|
|
American Lithium Corp.
|
6-K
|
|
|
Donovan Allison
|
4
|
|
|
Aridis Pharmaceuticals, Inc.
|
DEFA14A
|
Financial Statements
|
|
CAM GROUP, INC.
|
1-A/A
|
|
|
Aridis Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
Butera Salvatore Thomas
|
4
|
|
|
VOLITIONRX LTD
|
4
|
Financial Statements
|
|
Cassens Michael David
|
4
|
|
|
FIRST BUSEY CORP /NV/
|
4
|
Financial Statements
|
|
APA Corp
|
SC 13D/A
|
Financial Statements
|
|
Kinetik Holdings Inc.
|
SC 13D/A
|
|
|
ORGANIGRAM HOLDINGS INC.
|
6-K
|
|
|
Zarin Larry
|
4
|
|
|
MassMutual Advantage Funds
|
497
|
|
|
SAB Biotherapeutics, Inc.
|
DEF 14A
|
|
|
Cama Commercial Group, Corp.
|
SC TO-T
|
|
|
Almacenes Exito S.A.
|
SC TO-T
|
|
|
BARCLAYS PLC
|
6-K
|
Financial Statements
|
|
Pender Real Estate Credit Fund
|
N-23C3A
|
|
|
TCW Direct Lending VII LLC
|
40-17G
|
|
|
WERT JAMES W
|
4
|
|
|
PARK OHIO HOLDINGS CORP
|
4
|
Financial Statements
|
|
Rail Vision Ltd.
|
6-K
|
|
|
RMG Acquisition Corp. III
|
S-4/A
|
|
|
Apache Midstream LLC
|
4
|
|
|
Kinetik Holdings Inc.
|
4
|
|
|
APACHE CORP
|
4
|
|
|
Blue Bird Corp
|
144/A
|
Financial Statements
|
|
Horlock Phil
|
144/A
|
|
|
INDIVIOR PLC
|
6-K
|
|
|
VivoPower International PLC
|
6-K
|
Financial Statements
|
|
TCW Direct Lending LLC
|
40-17G
|
|
|
RMG Acquisition Corp. III
|
425
|
|
|
60 DEGREES PHARMACEUTICALS, INC.
|
3
|
|
|
Knight Therapeutics Inc
|
3
|
|
|
KNIGHT THERAPEUTICS INTERNATIONAL SA
|
3
|
|
|
Tidal ETF Trust
|
497J
|
|
|
ALUMINUM CORP OF CHINA LTD
|
6-K
|
|
|
KELSO TECHNOLOGIES INC
|
6-K
|
Financial Statements
|
|
RMG Acquisition Corp. III
|
8-K
|
|
|
Eos Energy Enterprises, Inc.
|
424B5
|
|
|
Cadeler A/S
|
SC TO-T/A
|
|
|
ENETI INC.
|
SC TO-T/A
|
Financial Statements
|
|
Zomedica Corp.
|
4
|
Financial Statements
|
|
POWERS JOHNNY D
|
4
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND TRUST
|
497K
|
|
|
MASSMUTUAL PREMIER FUNDS
|
497
|
|
|
Fresh Tracks Therapeutics, Inc.
|
DEFA14A
|
|
|
Castor Maritime Inc.
|
6-K
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND TRUST
|
497
|
|
|
Investcorp Europe Acquisition Corp I
|
8-K
|
|
|
PGT Innovations, Inc.
|
8-K
|
Financial Statements
|
|
Brown Celia
|
4
|
|
|
Tremor International Ltd.
|
6-K
|
Financial Statements
|
|
Morgan Stanley ETF Trust
|
425
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND TRUST
|
425
|
|
|
Chacko David M.
|
4
|
|
|
Erasca, Inc.
|
4
|
Financial Statements
|
|
Garner Ebun
|
4
|
|
|
Zalatoris II Acquisition Corp
|
8-K
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
485BXT
|
|
|
TrimTabs ETF Trust
|
NPORT-P
|
|
|
OurCrowd
|
D
|
|
|
Coupang, Inc.
|
8-K
|
|
|
Shim Christina
|
4
|
|
|
ILLUMINA, INC.
|
DFAN14A
|
Financial Statements
|
|
ICAHN CARL C
|
DFAN14A
|
|
|
AMEREN CORP
|
424B3
|
Financial Statements
|
|
Buck Robert M
|
4
|
|
|
TopBuild Corp
|
4
|
Financial Statements
|
|
Machado Luis Francisco
|
4
|
|
|
SP Plus Corp
|
DEFA14A
|
Financial Statements
|
|
EA Series Trust
|
497K
|
|
|
T. Rowe Price Retirement Funds, Inc.
|
485BPOS
|
|
|
EA Series Trust
|
497J
|
|
|
Slam Corp.
|
DEFA14A
|
|
|
CarMax Auto Owner Trust 2019-4
|
15-15D
|
|
|
SP Plus Corp
|
8-K
|
Financial Statements
|
|
VERU INC.
|
8-K
|
Financial Statements
|
|
MicroAlgo Inc.
|
F-3
|
|
|
COMSCORE, INC.
|
8-K
|
Financial Statements
|
|
Energy Services of America CORP
|
8-K
|
|
|
CSL Energy Opportunity GP II, LLC
|
4
|
|
|
Leykum Charles S.
|
4
|
|
|
Ranger Energy Services, Inc.
|
4
|
Financial Statements
|
|
Cosmic Forward Ltd
|
SC 13D/A
|
|
|
Professional Diversity Network, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Slam Corp.
|
425
|
|
|
CADIZ INC
|
8-K
|
Financial Statements
|
|
MFS SERIES TRUST XVI
|
497K
|
|
|
Raney Steven M
|
4
|
|
|
JAMES THOMAS A
|
4
|
|
|
Fitell Corp
|
6-K
|
|
|
MFS SERIES TRUST XVI
|
497
|
|
|
Presidio Property Trust, Inc.
|
8-K
|
|
|
Moleculin Biotech, Inc.
|
8-K
|
Financial Statements
|
|
Slam Corp.
|
8-K
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
SC 13D/A
|
|
|
IRSA INVESTMENTS & REPRESENTATIONS INC
|
6-K
|
Financial Statements
|
|
TEMPLETON GLOBAL INCOME FUND
|
SC 13D/A
|
|
|
Skeena Resources Ltd
|
6-K
|
|
|
Banzai International, Inc.
|
8-K
|
|
|
SUNPOWER CORP
|
8-K
|
Financial Statements
|
|
Empire Village at Pleasant River & San Tan, LLC
|
D/A
|
|
|
Prospector Capital Corp.
|
425
|
|
|
NEUBERGER BERMAN MUNICIPAL FUND INC.
|
SC 13D/A
|
|
|
COMCAST CORP
|
4
|
Financial Statements
|
|
ROBERTS BRIAN L
|
4
|
|
|
Prospector Capital Corp.
|
8-K
|
|
|
SUNPOWER CORP
|
IRANNOTICE
|
Financial Statements
|
|
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO-SABESP
|
6-K
|
|
|
Chicken Soup for the Soul Entertainment, Inc.
|
8-K
|
Financial Statements
|
|
SYNCHRONOSS TECHNOLOGIES INC
|
SC 13D/A
|
Financial Statements
|
|
180 DEGREE CAPITAL CORP. /NY/
|
SC 13D/A
|
Financial Statements
|
|
Limoneira CO
|
8-K
|
Financial Statements
|
|
Lanvin Group Holdings Ltd
|
SC 13D/A
|
|
|
Fosun International Ltd
|
SC 13D/A
|
|
|
Medigus Ltd.
|
6-K
|
Financial Statements
|
|
LEWIS JOEL
|
4
|
|