| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Pearce Rebecca
|
4
|
|
|
ADDICOTT VIRGINIA C.
|
4
|
|
|
LOCY PETER R
|
4
|
|
|
NELMS DAVID W
|
4
|
|
|
Swedish Joseph
|
4
|
|
|
Grier Kelly J
|
4
|
|
|
MIRALLES ALBERT JOSEPH JR
|
4
|
|
|
LEAHY CHRISTINE A
|
4
|
|
|
Jones Marc Ellis
|
4
|
|
|
CLARIZIO LYNDA M
|
4
|
|
|
ShoulderUP Technology Acquisition Corp.
|
DEF 14A
|
|
|
BELL JAMES A
|
4
|
|
|
Foxx Anthony R
|
4
|
|
|
ZARCONE DONNA F
|
4
|
|
|
OrbiMed Capital GP VIII LLC
|
4
|
|
|
OrbiMed Genesis GP LLC
|
4
|
|
|
OrbiMed Capital GP VI LLC
|
4
|
|
|
ORBIMED ADVISORS LLC
|
4
|
|
|
HACKETT ANN F
|
4
|
|
|
CAPITAL ONE FINANCIAL CORP
|
4
|
Financial Statements
|
|
DYKSTRA KAREN E
|
3
|
|
|
GARTNER INC
|
3
|
Financial Statements
|
|
DWS STRATEGIC MUNICIPAL INCOME TRUST
|
4
|
|
|
LaPrade,III Frank G.
|
4
|
|
|
Penner Gregory Boyd
|
4
|
|
|
Walmart Inc.
|
4
|
Financial Statements
|
|
Safian Craig
|
4
|
|
|
GARTNER INC
|
4
|
Financial Statements
|
|
Bevirt JoeBen
|
4
|
|
|
Joby Aviation, Inc.
|
4
|
Financial Statements
|
|
Saluja Dipender
|
4
|
|
|
TEMPLETON GLOBAL INCOME FUND
|
4
|
|
|
Chang John B.
|
144
|
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
144
|
Financial Statements
|
|
Chesky Brian
|
4
|
|
|
Airbnb, Inc.
|
4
|
Financial Statements
|
|
WALTON JIM C
|
4
|
|
|
Kirkley David T.
|
144
|
|
|
HOME BANCORP, INC.
|
144
|
Financial Statements
|
|
Ashiya Mona
|
4
|
|
|
Federated Hermes Premier Municipal Income Fund
|
4
|
|
|
CASTLE BIOSCIENCES INC
|
4
|
Financial Statements
|
|
MAETZOLD DEREK J
|
4
|
|
|
MICRON TECHNOLOGY INC
|
4
|
Financial Statements
|
|
HACKETT ANN F
|
144
|
|
|
CAPITAL ONE FINANCIAL CORP
|
144
|
Financial Statements
|
|
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND
|
4
|
|
|
Horn Margaret A
|
144
|
|
|
Apostolou Stephanie L
|
4
|
|
|
Koppers Holdings Inc.
|
4
|
Financial Statements
|
|
EATON VANCE NEW YORK MUNICIPAL BOND FUND
|
4
|
|
|
DM Trust Aggregator, LLC
|
144
|
|
|
Dutch Bros Inc.
|
144
|
Financial Statements
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
DM Individual Aggregator, LLC
|
144
|
|
|
Benioff Marc
|
4
|
|
|
Salesforce, Inc.
|
4
|
Financial Statements
|
|
SMITH GARY B
|
4
|
|
|
CIENA CORP
|
4
|
Financial Statements
|
|
Yeh Shu-Hua
|
144
|
|
|
APPLIED OPTOELECTRONICS, INC.
|
144
|
Financial Statements
|
|
BRADBURY DANIEL
|
4
|
|
|
MSD PRIVATE CREDIT OPPORTUNITY
|
4
|
|
|
MSD PCOF Partners LXXIII, LLC
|
4
|
|
|
Independence Contract Drilling, Inc.
|
4
|
Financial Statements
|
|
MSD Credit Opportunity Master Fund, L.P.
|
4
|
|
|
MSD Partners, L.P.
|
4
|
|
|
ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001
|
4
|
|
|
Vertex, Inc.
|
4
|
Financial Statements
|
|
Fusion Pharmaceuticals Inc.
|
144
|
Financial Statements
|
|
Khuong Chau Quang
|
144
|
|
|
Cuneo Andrew
|
144
|
|
|
Viatris Inc
|
144
|
Financial Statements
|
|
BNY MELLON MUNICIPAL INCOME, INC.
|
4
|
Financial Statements
|
|
TD SYNNEX CORP
|
8-K
|
Financial Statements
|
|
Priority Income Fund, Inc.
|
424B3
|
|
|
Star Equity Fund GP, LLC
|
4
|
|
|
Star Investment Management LLC
|
4
|
|
|
Star Value Investments, LLC
|
4
|
|
|
Star Equity Fund, LP
|
4
|
|
|
Eberwein Jeffrey E.
|
4
|
|
|
Firsthand Technology Value Fund, Inc.
|
4
|
|
|
STAR EQUITY HOLDINGS, INC.
|
4
|
|
|
Walt Disney Co
|
DFAN14A
|
Financial Statements
|
|
TRIAN FUND MANAGEMENT, L.P.
|
DFAN14A
|
|
|
BCP Fund III-A, LP
|
D/A
|
|
|
CITY NATIONAL ROCHDALE FUNDS
|
N-CEN
|
|
|
Tribal Rides International Corp.
|
10-Q
|
|
|
TORONTO DOMINION BANK
|
FWP
|
Financial Statements
|
|
WisdomTree Trust
|
497
|
|
|
Independent Bank Group, Inc.
|
S-8 POS
|
Financial Statements
|
|
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST
|
4
|
|
|
SP Funds Trust
|
497
|
|
|
Rubi Laboratories, Inc.
|
D
|
|
|
WisdomTree Trust
|
497J
|
|
|
SANDERS COREY IAN
|
4
|
|
|
MGM Resorts International
|
4
|
Financial Statements
|
|
Sweeney Joseph Edward
|
144
|
|
|
AMERIPRISE FINANCIAL INC
|
144
|
Financial Statements
|
|
Vizi Bradley
|
4
|
|
|
RCM TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
Grandey Gerald W
|
4
|
|
|
RARE ELEMENT RESOURCES LTD
|
4
|
|
|
Pineapple Financial Inc.
|
10-K
|
|
|
Liberty Bell-H REIT, LLC
|
D/A
|
|
|
BlackRock Health Sciences Term Trust
|
4
|
|
|
DocGo Inc.
|
4
|
|
|
TRAVERS JAMES M
|
4
|
|
|
Surgery Partners, Inc.
|
424B7
|
Financial Statements
|
|
Rothenstein David M
|
4
|
|
|
Integrated Wellness Acquisition Corp
|
8-K
|
|
|
APx Acquisition Corp. I
|
8-K
|
|
|
Eos Energy Enterprises, Inc.
|
424B5
|
|
|
BlackRock Innovation & Growth Term Trust
|
4
|
|
|
FIRST INTERSTATE BANCSYSTEM INC
|
8-K
|
Financial Statements
|
|
Power & Digital Infrastructure Acquisition II Corp.
|
425
|
|
|
ShiftPixy, Inc.
|
10-K
|
Financial Statements
|
|
ARGIRAKIS BRETT
|
144
|
|
|
MINERALS TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Phipps Jason
|
4
|
|
|
ROETKEN RICK
|
144
|
|
|
Hayward Holdings, Inc.
|
144
|
Financial Statements
|
|
PRINCETON CAPITAL CORP
|
8-K
|
|
|
Seanergy Maritime Holdings Corp.
|
FWP
|
Financial Statements
|
|
ORGANIGRAM HOLDINGS INC.
|
6-K
|
|
|
PETRIK ANDREW C
|
4
|
|
|
ASA Gold & Precious Metals Ltd
|
4
|
Financial Statements
|
|
Slam Corp.
|
4
|
|
|
Slam Sponsor, LLC
|
4
|
|
|
Power & Digital Infrastructure Acquisition II Corp.
|
8-K
|
|
|
CytoDyn Inc.
|
8-K
|
|
|
O'Connor Casey
|
4
|
|
|
Stitch Fix, Inc.
|
4
|
Financial Statements
|
|
ROBERTS EIRY
|
4
|
|
|
NEUROCRINE BIOSCIENCES INC
|
4
|
Financial Statements
|
|
KOUNINIS EFSTATHIOS A
|
144
|
|
|
PEGASYSTEMS INC
|
144
|
Financial Statements
|
|
Adika Dan
|
144
|
|
|
WalkMe Ltd.
|
144
|
Financial Statements
|
|
COASTAL QP GROWTH FUND, LLC
|
D/A
|
|
|
Bell Institutional Subsidiary VII, LLC
|
D/A
|
|
|
Cox Jeremy
|
144
|
|
|
Hewlett Packard Enterprise Co
|
144
|
Financial Statements
|
|
MOYLAN JAMES E JR
|
4
|
|
|
Andreessen Horowitz LSV Fund I, L.P.
|
144
|
|
|
Samsara Inc.
|
144
|
Financial Statements
|
|
WinVest Acquisition Corp.
|
8-K
|
|
|
Biodexa Pharmaceuticals Plc
|
F-1/A
|
|
|
TC BioPharm
|
F-1/A
|
|
|
Motus GI Holdings, Inc.
|
S-1/A
|
Financial Statements
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
485BXT
|
|
|
ATN International, Inc.
|
8-K
|
Financial Statements
|
|
Wakefield Stephen E
|
144
|
|
|
AAON, INC.
|
144
|
Financial Statements
|
|
SCHULTZ ALEX P
|
4
|
|
|
LINDBLAD EXPEDITIONS HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Slam Corp.
|
3
|
|
|
Nemirovsky Julian
|
3
|
|
|
Puerto Rico Residents Tax-Free Fund, Inc.
|
PREC14A
|
|
|
Engine Fund I SPV-D, LLC
|
D
|
|
|
Valkyrie ETF Trust II
|
485BXT
|
|
|
Aufderhaar David
|
4
|
|
|
Kosaraju Sheela
|
4
|
|
|
SinglePoint Inc.
|
CERT
|
|
|
Bell Institutional Subsidiary VI, LLC
|
D/A
|
|
|
Yearley Douglas C. Jr.
|
144
|
|
|
Toll Brothers, Inc.
|
144
|
Financial Statements
|
|
Sweetgreen, Inc.
|
8-K
|
Financial Statements
|
|
Tontine Associates, LLC
|
4
|
|
|
TONTINE ASSET ASSOCIATES, L.L.C.
|
4
|
|
|
TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P.
|
4
|
|
|
Tontine Capital Overseas GP, LLC
|
4
|
|
|
TONTINE CAPITAL PARTNERS L P
|
4
|
|
|
TONTINE CAPITAL MANAGEMENT LLC
|
4
|
|
|
TONTINE MANAGEMENT LLC
|
4
|
|
|
IES Holdings, Inc.
|
4
|
Financial Statements
|
|
GENDELL JEFFREY L ET AL
|
4
|
|
|
BALL M LEROY
|
4
|
|
|
STREAMLINE HEALTH SOLUTIONS INC.
|
10-Q
|
Financial Statements
|
|
Gage Brodie
|
4
|
|
|
Smedra Ira
|
4
|
|
|
MILLICOM INTERNATIONAL CELLULAR SA
|
6-K
|
|
|
WESSEL RICK L
|
4
|
|
|
FirstCash Holdings, Inc.
|
4
|
Financial Statements
|
|
Pangaea Logistics Solutions Ltd.
|
4
|
Financial Statements
|
|
ROSENFELD ERIC
|
4
|
|
|
Barkema Sarah
|
4
|
|
|
Bell Fund VII Westford Holdings, LLC
|
D/A
|
|
|
Amandla MK Trust
|
4
|
|
|
NATIONAL RESEARCH CORP
|
4
|
Financial Statements
|
|
BCP Fund III, LP
|
D/A
|
|
|
Puerto Rico Residents Bond Fund I
|
N-CEN
|
|
|
AMTECH SYSTEMS INC
|
8-K
|
Financial Statements
|
|
Rise Gold Corp.
|
8-K
|
|
|
MACOM Technology Solutions Holdings, Inc.
|
4
|
Financial Statements
|
|
Hwang Donghyun Thomas
|
4
|
|
|
WisdomTree Trust
|
485BPOS
|
|
|
Broadcom Inc.
|
S-8
|
Financial Statements
|
|
MCCOLLAM SHARON
|
4
|
|
|
CONDUIT PHARMACEUTICALS INC.
|
4
|
|
|
Lewis-Hall Freda C
|
4
|
|
|
NEW YORK MORTGAGE TRUST INC
|
8-K
|
|
|
SA19 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Herren Richard Scott
|
144
|
|
|
CISCO SYSTEMS, INC.
|
144
|
Financial Statements
|
|
Sarcos Technology & Robotics Corp
|
4
|
|
|
FINN BRIAN D
|
4
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Bell Fund VII Charlotte Uptown Holdings, LLC
|
D/A
|
|
|
Clara Daniel
|
144
|
|
|
electroCore, Inc.
|
8-K
|
Financial Statements
|
|
ASBURY AUTOMOTIVE GROUP INC
|
144
|
Financial Statements
|
|
Phillips Jack
|
4
|
|
|
Accelerate Diagnostics, Inc
|
4
|
Financial Statements
|
|
Dowd Joseph P
|
4
|
|
|
DiPerna Dino
|
4
|
|
|
Saba Capital Management, L.P.
|
144
|
|
|
Saba Capital Income & Opportunities Fund
|
144
|
|
|
Mohan Neal
|
4
|
|
|
VASHOVSKY STANLEY
|
4
|
|
|
Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc.
|
PREC14A
|
|
|
Patience David
|
4
|
|
|
Browning West SPV 3 LP
|
D/A
|
|
|
Blue Bird Corp
|
FWP
|
Financial Statements
|
|
Honest Company, Inc.
|
144
|
Financial Statements
|
|
Institutional Venture Partners XIII, L.P.
|
144
|
|
|
CHEGG, INC
|
4
|
Financial Statements
|
|
ROSENSWEIG DANIEL
|
4
|
|
|
Amoo-Gottfried Kofi Owusu
|
4
|
|
|
Leite Etalvina
|
4
|
|
|
ALICO, INC.
|
8-K
|
Financial Statements
|
|
Cumello Joseph
|
4
|
|
|
Netcapital Inc.
|
8-K
|
|
|
Hyde Leslie S
|
4
|
|
|
BROWN ANDREW J
|
4
|
|
|
DEBRUNNER DAVID J
|
144
|
|
|
Ally Financial Inc.
|
144
|
Financial Statements
|
|
Western Uranium & Vanadium Corp.
|
SC 13G
|
|
|
MMCAP International Inc. SPC
|
SC 13G
|
|
|
Johnson Boyd C.
|
4
|
|
|
Spire Global, Inc.
|
4
|
|
|
Sgro David
|
4
|
|
|
Berry Corp
|
144
|
Financial Statements
|
|
Hunter Danielle E.
|
144
|
|
|
Schultz Nathan J.
|
4
|
|
|
Waltz William E Jr.
|
4
|
|
|
Atkore Inc.
|
4
|
Financial Statements
|
|
Burdiek Michael J
|
4
|
|
|
Williams Elizabeth Goodman
|
4
|
|
|
Coste Catherine
|
4
|
|
|
BIOMERICA INC
|
4
|
Financial Statements
|
|
Kenny John P.
|
4
|
|
|
MOATAZEDI DAVID
|
4
|
|
|
SinglePoint Inc.
|
8-A12B
|
|
|
Emerson Jane
|
4
|
|
|
Lu Gary
|
4
|
|
|
BARBIERI ALLEN
|
4
|
|
|
Irani Zackary S.
|
4
|
|
|
NIOCORP DEVELOPMENTS LTD
|
8-K
|
|
|
Diez-Canseco Russell
|
4
|
|
|
Vital Farms, Inc.
|
4
|
Financial Statements
|
|
Cibus, Inc.
|
4
|
Financial Statements
|
|
Mistretta Nancy G.
|
144
|
|
|
RIGGS RORY B
|
4
|
|
|
SCOTTS MIRACLE-GRO CO
|
144
|
Financial Statements
|
|
Saxonov Serge
|
144
|
|
|
10x Genomics, Inc.
|
144
|
Financial Statements
|
|
Hirano Patricia C
|
144
|
|
|
SOLENO THERAPEUTICS INC
|
144
|
Financial Statements
|
|
CUMBERLAND PHARMACEUTICALS INC
|
S-3
|
Financial Statements
|
|
McManus John
|
4
|
|
|
Trier Clayton
|
4
|
|
|
U S PHYSICAL THERAPY INC /NV
|
4
|
Financial Statements
|
|
LIBARLE DANIEL G
|
4
|
|
|
HENNESSY ADVISORS INC
|
4
|
Financial Statements
|
|
Bell Fund VII Avalon Holdings, LLC
|
D/A
|
|
|
Schatz Scott
|
144
|
|
|
Townsquare Media, Inc.
|
144
|
Financial Statements
|
|
Telomir Pharmaceuticals, Inc.
|
S-1/A
|
|
|
HOOPER MICHELE J
|
4
|
|
|
UNITEDHEALTH GROUP INC
|
4
|
Financial Statements
|
|
KATZ STEVEN
|
4
|
|
|
RED RIVER BANCSHARES INC
|
8-K
|
Financial Statements
|
|
WITTY ANDREW
|
4
|
|
|
RTX Corp
|
8-K
|
|
|
Webb Mark W.
|
4
|
|
|
J.Jill, Inc.
|
4
|
Financial Statements
|
|
THOMPSON BRIAN R
|
4
|
|
|
Saffire Joseph
|
4
|
|
|
Extra Space Storage Inc.
|
4
|
Financial Statements
|
|
Banyan Acquisition Corp
|
425
|
|
|
McMahon Dirk C
|
4
|
|
|
11.2 Capital III, L.P.
|
D/A
|
|
|
Noseworthy John H
|
4
|
|
|
ARIEL INVESTMENT TRUST
|
N-CEN
|
|
|
HEMSLEY STEPHEN J
|
4
|
|
|
VERDE BIO HOLDINGS, INC.
|
S-1/A
|
|
|
ROOS THOMAS E
|
4
|
|
|
First Savings Financial Group, Inc.
|
NT 10-K
|
Financial Statements
|
|
Aadi Bioscience, Inc.
|
8-K
|
|
