| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Fintech Ecosystem Development Corp.
|
8-K
|
|
|
Xia Howard H.
|
4
|
|
|
COHERENT CORP.
|
4
|
Financial Statements
|
|
Lucerne Nordic Fund, L.P.
|
D/A
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT E
|
497VPU
|
|
|
Trust for Advised Portfolios
|
N-CEN
|
|
|
Jordan Gregory B.
|
4
|
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
4
|
Financial Statements
|
|
HIGHLAND GLOBAL ALLOCATION FUND
|
N-CEN
|
|
|
NEXPOINT FUNDS II
|
N-CEN
|
|
|
LANDY JAMES J
|
4
|
|
|
WEBSTER FINANCIAL CORP
|
4
|
Financial Statements
|
|
Seacoast Service Partners, LLC
|
D
|
|
|
Spinnaker ETF Series
|
N-CEN
|
|
|
McEvoy Ashley
|
3
|
|
|
PROCTER & GAMBLE Co
|
3
|
Financial Statements
|
|
Rosgaard Ole G
|
4
|
|
|
Desktop Metal, Inc.
|
4
|
Financial Statements
|
|
EBRAHIMI FARHAD FRED
|
4
|
|
|
CLEARWATER INVESTMENT TRUST
|
40-17G
|
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
JOHN HANCOCK INVESTMENT TRUST II
|
N-CSR
|
|
|
Me Global App Inc.
|
C/A
|
|
|
JOHN HANCOCK CAPITAL SERIES
|
N-CSR
|
|
|
MUTUAL FUND SERIES TRUST
|
N-CEN
|
|
|
LINCOLN LIFE VARIABLE ANNUITY ACCOUNT N
|
485BPOS
|
|
|
LI-1109 Fund II, a series of Climate Capital Deals, LP
|
D
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
JOHN HANCOCK INVESTMENT TRUST
|
N-CSR
|
|
|
Aspiration Funds
|
N-CEN
|
|
|
PROSHARES TRUST
|
485BXT
|
|
|
ALVAREZ & MARSAL CAPITAL
|
D/A
|
|
|
Siemers William R
|
4
|
|
|
QUEBEC
|
18-K/A
|
|
|
Minnix Lanesha
|
4
|
|
|
ADVANCED ENERGY INDUSTRIES INC
|
4
|
Financial Statements
|
|
Mullaney Patrick Gerard
|
4
|
|
|
Citizens Bank, National Association
|
144
|
|
|
CITIZENS FINANCIAL GROUP INC/RI
|
144
|
Financial Statements
|
|
WHITE FOX VENTURES, INC.
|
C
|
|
|
CMAP Macro GM Fund Ltd
|
D
|
|
|
ALVAREZ & MARSAL PARTNERS FUND III, LP
|
D/A
|
|
|
JOHNSTON STEPHEN
|
144
|
|
|
TEREX CORP
|
144
|
Financial Statements
|
|
Tilly Edward T
|
144
|
|
|
Cboe Global Markets, Inc.
|
144
|
Financial Statements
|
|
AUGUSTA GOLD CORP.
|
8-K
|
|
|
BMC FUND INC
|
NPORT-P
|
|
|
Nuveen Global Cities REIT, Inc.
|
424B3
|
|
|
DBX ETF TRUST
|
8-A12B
|
|
|
Hou Montaque
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Wan Tim M
|
144
|
|
|
Asana, Inc.
|
144
|
Financial Statements
|
|
McVey J. Kyle
|
4
|
|
|
FIRST FINANCIAL BANKSHARES INC
|
4
|
Financial Statements
|
|
EIP INVESTMENT TRUST
|
NPORT-P
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT E
|
485BPOS
|
|
|
Brill Steven D.
|
3
|
|
|
Global Water Resources, Inc.
|
3
|
Financial Statements
|
|
YERBAE BRANDS CORP.
|
D
|
|
|
Storlytics LLC
|
D
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT H
|
485BPOS
|
|
|
MARTZ GARY R
|
4
|
|
|
Eco-Shelter Inc.
|
D
|
|
|
Berchtold Joe
|
144
|
|
|
Live Nation Entertainment, Inc.
|
144
|
Financial Statements
|
|
TRP Minerals III LLC
|
D
|
|
|
Nuveen Global Cities REIT, Inc.
|
POS EX
|
|
|
Enova International, Inc.
|
144
|
Financial Statements
|
|
Fisher David
|
144
|
|
|
Chord Energy Corp
|
144
|
|
|
KORUS PAUL
|
144
|
|
|
Inner Loop Capital Fund II, LP
|
D/A
|
|
|
NASCA DAVID J
|
4
|
|
|
EVANS BANCORP INC
|
4
|
Financial Statements
|
|
Smart Response Technologies, Inc.
|
D/A
|
|
|
Krabill Anthony John
|
4
|
|
|
BERNSTEIN SETH P
|
4
|
|
|
Blosser Michael W
|
144
|
|
|
LOUISIANA-PACIFIC CORP
|
144
|
Financial Statements
|
|
Mueller Water Products, Inc.
|
10-K
|
Financial Statements
|
|
SANTA FE POINTE PARTNERS, LLC
|
D
|
|
|
BorrowMoney.com, Inc.
|
10-K
|
|
|
ESSA Bancorp, Inc.
|
10-K
|
Financial Statements
|
|
JOHNSON CHARLES B
|
4
|
|
|
FRANKLIN RESOURCES INC
|
4
|
Financial Statements
|
|
ALVAREZ & MARSAL PARTNERS BUYOUT FUND III, LP
|
D/A
|
|
|
CAMPFIELD SUSAN
|
4
|
|
|
NORWOOD FINANCIAL CORP
|
4
|
Financial Statements
|
|
Baylinson Ilene R.
|
4
|
|
|
BANCO SANTANDER CHILE
|
6-K
|
Financial Statements
|
|
Donnelly James O
|
4
|
|
|
Kellermann Kimberly Anne
|
4
|
|
|
Archrock, Inc.
|
4
|
Financial Statements
|
|
Aron Doug S
|
4
|
|
|
Brinton Jon
|
4
|
|
|
Crexendo, Inc.
|
4
|
|
|
Hilsheimer Lawrence A.
|
4
|
|
|
Qorvo, Inc.
|
144
|
Financial Statements
|
|
CREVISTON STEVEN E
|
144
|
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
497K
|
|
|
AXSYS Capital Fund I, LP
|
D
|
|
|
TANJI KENNETH
|
144
|
|
|
PRUDENTIAL FINANCIAL INC
|
144
|
Financial Statements
|
|
Navios Maritime Holdings Inc.
|
25-NSE
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
497
|
|
|
O'Bell Vincent
|
4
|
|
|
TH-1116 Fund III, a series of Heron Rock AL Access Funds, LP
|
D
|
|
|
Matergia Ralph A
|
4
|
|
|
Cognitive Space, Inc.
|
D
|
|
|
Eichmann Matthew Douglas
|
4
|
|
|
age1 Fund I, LP
|
D/A
|
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
Series 3-1, a series of StartEngine Private LLC
|
D
|
|
|
Advisors Disciplined Trust 2216
|
497J
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Irazu Oncology, LLC
|
D
|
|
|
Claros Technologies, Inc.
|
D
|
|
|
Engaged Capital Co-Invest XVI-A, LP
|
D
|
|
|
PATTON JAMES ANTHONY
|
4
|
|
|
Mangata Networks, Inc.
|
D/A
|
|
|
Bouet Vivian
|
4
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Hungerford Meg L
|
4
|
|
|
Brown Jason David
|
4
|
|
|
NBT BANCORP INC
|
4
|
Financial Statements
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
8-K
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
PHILLIPS KENNETH A
|
4
|
|
|
Build Funds Trust
|
N-CEN
|
|
|
HARTFORD MUTUAL FUNDS INC/CT
|
497
|
|
|
HARTFORD MUTUAL FUNDS II INC
|
497
|
|
|
LANCE WILLIAM S
|
4
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
CATERPILLAR INC
|
8-K
|
Financial Statements
|
|
BLUESTONE RENEWABLES HOLDING LLC
|
D
|
|
|
Sway Ventures III Access Fund, L.P.
|
D
|
|
|
McNab Paul
|
4
|
|
|
VIAVI SOLUTIONS INC.
|
4
|
Financial Statements
|
|
Fluid Power Employee Holdings, LLC
|
D
|
|
|
Provident Mutual Funds, Inc.
|
N-CEN
|
|
|
Tray Thomas
|
4
|
|
|
INCYTE CORP
|
4
|
Financial Statements
|
|
WNY Asset Management, LLC
|
13F-HR
|
|
|
Bergwall Timothy
|
4
|
|
|
Tolson Laurie Z.
|
144
|
|
|
Delek US Holdings, Inc.
|
144
|
Financial Statements
|
|
Federal Home Loan Bank of San Francisco
|
8-K
|
|
|
Groman Dan
|
144
|
|
|
Enfusion, Inc.
|
144
|
Financial Statements
|
|
Loyal Foundry Holdings, Inc.
|
D/A
|
|
|
Zacks Trust
|
485BXT
|
|
|
Fleming John Turman
|
4
|
|
|
USANA HEALTH SCIENCES INC
|
4
|
Financial Statements
|
|
Manager Directed Portfolios
|
N-CEN
|
|
|
Cannabis Bioscience International Holdings, Inc.
|
8-K
|
|
|
Miromatrix Medical Inc.
|
3
|
Financial Statements
|
|
UNITED THERAPEUTICS Corp
|
3
|
Financial Statements
|
|
Gifford Jeffrey S
|
4
|
|
|
Finnovate Acquisition Corp.
|
10-Q
|
|
|
Canton Barry
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Tseng Saria
|
4
|
|
|
MONOLITHIC POWER SYSTEMS INC
|
4
|
Financial Statements
|
|
FORTE ANDREW
|
4
|
|
|
GUSTAFSON MICHAEL B
|
4
|
|
|
PDF SOLUTIONS INC
|
4
|
Financial Statements
|
|
Listed Funds Trust
|
25-NSE
|
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
CRITELLI LEWIS J
|
4
|
|
|
Penzance Real Estate Fund III LP
|
D
|
|
|
Techpoint, Inc.
|
8-K
|
|
|
VANGUARD MALVERN FUNDS
|
N-CEN
|
|
|
Dar Zavain
|
144
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Lafayette Square USA, Inc.
|
8-K
|
|
|
Krane Shares Trust
|
N-CEN/A
|
|
|
VEON Ltd.
|
6-K
|
Financial Statements
|
|
SEABRIDGE GOLD INC
|
6-K
|
Financial Statements
|
|
CARMODY JOHN F
|
4
|
|
|
Wotton Paul K
|
144
|
|
|
Vericel Corp
|
144
|
Financial Statements
|
|
Bluerock High Income Institutional Credit Fund
|
N-CEN
|
|
|
Ward Patrick Joseph
|
4
|
|
|
WSFS FINANCIAL CORP
|
4
|
Financial Statements
|
|
Ressler Michelle
|
144
|
|
|
Real Brokerage Inc
|
144
|
|
|
HUM Inc.
|
C
|
|
|
WESTERN ASSET INFLATION-LINKED INCOME FUND
|
3
|
Financial Statements
|
|
Karpus Management, Inc.
|
3
|
|
|
LAMONT KEVIN M
|
4
|
|
|
Presto Automation Inc.
|
8-K
|
|
|
ADAMS JOSEPH W
|
4
|
|
|
Ramp Business Corp
|
D
|
|
|
Peloria, P.B.C.
|
D
|
|
|
Nolan Alexandra K
|
4
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
Ftiz Roy MC1, LLC
|
D
|
|
|
G2 REVERSE LOGISTICS INC.
|
D
|
|
|
Pimentel Armando Jr
|
144
|
|
|
NEXTERA ENERGY INC
|
144
|
Financial Statements
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
24F-2NT
|
|
|
C21 Investments Inc.
|
6-K
|
|
|
Teslake, Inc.
|
C/A
|
|
|
Tsao Jeff
|
4
|
|
|
ROGERS CORP
|
4
|
Financial Statements
|
|
CANADIAN NATURAL RESOURCES LTD
|
6-K
|
Financial Statements
|
|
Assaderaghi Fariborz
|
144
|
|
|
SITIME Corp
|
144
|
Financial Statements
|
|
Northern Lights Fund Trust
|
N-CEN
|
|
|
DBX ETF TRUST
|
497K
|
|
|
Wright Lori R
|
144
|
|
|
PACIFIC PREMIER BANCORP INC
|
144
|
Financial Statements
|
|
Frazier Life Sciences Public Fund, L.P.
|
SC 13D/A
|
|
|
KalVista Pharmaceuticals, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Musa Capital Fund I, LP
|
D
|
|
|
Artis TechBio II, L.P.
|
D/A
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT H
|
485APOS
|
|
|
DBX ETF TRUST
|
497
|
|
|
ARTISAN PARTNERS FUNDS INC
|
N-CEN
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Delaware Ivy High Income Opportunities Fund
|
N-CEN
|
|
|
Dowd Joseph P
|
144
|
|
|
Koppers Holdings Inc.
|
144
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
485APOS
|
|
|
One River Asset Management, LLC
|
13F-HR
|
|
|
Federated Hermes ETF Trust
|
40-17G/A
|
|
|
Federated Hermes Adviser Series
|
40-17G/A
|
|
|
Federated Hermes Project & Trade Finance Tender Fund
|
40-17G/A
|
|
|
Federated Hermes Core Trust III
|
40-17G/A
|
|
|
Federated Hermes MDT Series
|
40-17G/A
|
|
|
Federated Hermes Managed Pool Series
|
40-17G/A
|
|
|
Federated Hermes Premier Municipal Income Fund
|
40-17G/A
|
|
|
FEDERATED HERMES CORE TRUST
|
40-17G/A
|
|
|
Federated Hermes Total Return Government Bond Fund
|
40-17G/A
|
|
|
Federated Hermes Institutional Trust
|
40-17G/A
|
|
|
Federated Hermes World Investment Series, Inc.
|
40-17G/A
|
|
|
Federated Hermes Total Return Series, Inc.
|
40-17G/A
|
|
|
FEDERATED HERMES INSURANCE SERIES
|
40-17G/A
|
|
|
Federated Hermes Investment Series Funds, Inc.
|
40-17G/A
|
|
|
Federated Hermes Fixed Income Securities, Inc.
|
40-17G/A
|
|
|
Federated Hermes Municipal Securities Income Trust
|
40-17G/A
|
|
|
Federated Hermes Index Trust
|
40-17G/A
|
|
|
Federated Hermes Money Market Obligations Trust
|
40-17G/A
|
|
|
Federated Hermes Equity Income Fund, Inc.
|
40-17G/A
|
|
|
Federated Hermes Income Securities Trust
|
40-17G/A
|
|
|
Federated Hermes Adjustable Rate Securities Trust
|
40-17G/A
|
|
|
Federated Hermes Intermediate Municipal Trust
|
40-17G/A
|
|
|
Federated Hermes Equity Funds
|
40-17G/A
|
|
|
Federated Hermes High Yield Trust
|
40-17G/A
|
|
|
Federated Hermes International Series, Inc.
|
40-17G/A
|
|
|
Federated Hermes Short-Term Government Trust
|
40-17G/A
|
|
|
Federated Hermes Short-Intermediate Government Trust
|
40-17G/A
|
|
|
Federated Hermes Government Income Trust
|
40-17G/A
|
|
|
Federated Hermes Government Income Securities, Inc.
|
40-17G/A
|
|
|
Federated Hermes Short-Intermediate Duration Municipal Trust
|
40-17G/A
|
|
|
Federated Hermes Sustainable High Yield Bond Fund, Inc.
|
40-17G/A
|
|
|
Federated Hermes Municipal Bond Fund, Inc.
|
40-17G/A
|
|
|
Federated Hermes Global Allocation Fund
|
40-17G/A
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 8
|
497J
|
|
|
BECTON DICKINSON & CO
|
ARS
|
Financial Statements
|
|
PRUDENTIAL JENNISON SMALL CO FUND, INC.
|
497J
|
|
|
ANGELSDECK SMARTSPRAY LLC
|
D
|
|
|
MPV 2023 LLC
|
D
|
|
|
USEDC 2023 Drilling Fund LP
|
D/A
|
|
|
RIVERPARK FUNDS TRUST
|
N-CEN
|
|
|
AIM COUNSELOR SERIES TRUST
|
485BPOS
|
|
|
JLLX Diversified III, DST
|
D
|
|
|
Univoice Corp
|
C-AR
|
|
|
Artis TechBio II
|
D/A
|
|
|
Grayscale Bitcoin Trust
|
FWP
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Sandlot Partners Yield & Income Fund LLC
|
D
|
|
|
Angelsdeck SPC DUO LLC
|
D
|
|
|
DoubleLine Yield Opportunities Fund
|
N-CEN
|
|
|
DoubleLine Income Solutions Fund
|
N-CEN
|
|
|
DoubleLine Opportunistic Credit Fund
|
N-CEN
|
|
|
Juel Carol
|
144
|
|
|
Synchrony Financial
|
144
|
Financial Statements
|
|
Deloache Capital Fund II LP
|
D/A
|
|
|
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND
|
N-CEN
|
Financial Statements
|
|
Brookfield Investment Funds
|
N-CEN
|
|
|
Listed Funds Trust
|
NPORT-P
|
|
|
BECTON DICKINSON & CO
|
DEFA14A
|
Financial Statements
|
|
ANGELSDECK FO, LLC
|
D
|
|
|
BECTON DICKINSON & CO
|
DEF 14A
|
Financial Statements
|
|
Sandlot Partners Yield & Income QP Fund LLC
|
D
|
|
|
Berman Michael B
|
144
|
|
|
Skyline Champion Corp
|
144
|
Financial Statements
|
|
R&R Pallidus Holdings II LLC
|
D
|
|
|
SEI INSTITUTIONAL MANAGED TRUST
|
N-CEN
|
|
|
SEI INSTITUTIONAL INTERNATIONAL TRUST
|
N-CEN
|
|
|
LeHan Anthony L
|
4
|
|
|
SiriusPoint Ltd
|
4
|
|
|
IP Copperleaf, LLC
|
D
|
|
