| Company Name |
Form Type |
SEC Filings |
|
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Kaye David M
|
4
|
|
|
Midwest Energy Emissions Corp.
|
4
|
|
|
CG Parent Intermediate Holdings, Inc.
|
D
|
|
|
Kingsoft Cloud Holdings Ltd
|
6-K
|
Financial Statements
|
|
Grady's Cold Brew, Inc.
|
C-TR
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
Pavlish John
|
4
|
|
|
Two Roads Shared Trust
|
497
|
|
|
DriveWealth ETF Trust
|
N-CSRS
|
|
|
Orangewood Partners III-A, L.P.
|
D
|
|
|
WALFISH MARC JAY
|
4
|
|
|
AAR CORP
|
4
|
Financial Statements
|
|
Advisors' Inner Circle Fund II
|
497J
|
|
|
Ocean Power Technologies, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Paragon Technologies, Inc.
|
SC 13D/A
|
|
|
CG PARENT HOLDINGS, LLC
|
D
|
|
|
BRADSHAW STANLEY J
|
4
|
|
|
FIRST BUSEY CORP /NV/
|
4
|
Financial Statements
|
|
LEDUC ROBERT F
|
4
|
|
|
MongoDB, Inc.
|
144
|
Financial Statements
|
|
MERRIMAN DWIGHT A
|
144
|
|
|
Davis Reginald E
|
4
|
|
|
NEW YORK COMMUNITY BANCORP INC
|
4
|
Financial Statements
|
|
Redwood Bay Global Opportunity Fund, L.P.
|
D/A
|
|
|
BDS Parent Holdings, Inc.
|
D
|
|
|
UC EpiBone III SPV, a Series of Vauban Platform LP
|
D
|
|
|
Infobird Co., Ltd
|
6-K
|
Financial Statements
|
|
Orangewood Partners III, L.P.
|
D
|
|
|
PROOF II VI, LLC
|
D
|
|
|
WEED THADDEUS GERARD
|
4
|
|
|
Peters Stanley W III
|
144
|
|
|
CONMED Corp
|
144
|
Financial Statements
|
|
Petalfast Inc.
|
D
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Jushi Holdings Inc.
|
4/A
|
|
|
Cacioppo James
|
4/A
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Legion M Entertainment, Inc.
|
253G2
|
|
|
APx Acquisition Corp. I
|
DEFA14A
|
|
|
Kingsnake Partners LLC
|
C
|
|
|
Lawrence Kevin
|
144
|
|
|
BANCFIRST CORP /OK/
|
144
|
Financial Statements
|
|
Vision Marine Technologies Inc.
|
F-1/A
|
Financial Statements
|
|
GREEN HILL CONCENTRATED MICROCAP FUND, LLC
|
D
|
|
|
Smith Lee Matthew
|
4
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
FT 11117
|
487
|
|
|
Radoff Bradley Louis
|
4
|
|
|
HARTE HANKS INC
|
4
|
Financial Statements
|
|
SAMPLE JOHN G JR
|
4
|
|
|
Vanshap Capital Food Technology Fund I, LP
|
D/A
|
|
|
First Seacoast Bancorp, Inc.
|
4
|
|
|
Brannen James R.
|
4
|
|
|
R C Kemper Jr Charitable Trust & Foundation
|
144
|
|
|
UMB FINANCIAL CORP
|
144
|
Financial Statements
|
|
Blue Owl HomeCourt US Investors II LP
|
D/A
|
|
|
VANSHAP CAPITAL VALUE FUND, LP
|
D/A
|
|
|
MEHTA SHITAL ASHOK
|
4
|
|
|
MITCHELL ROBERT BRIAN
|
4
|
|
|
GLOBE LIFE INC.
|
4
|
|
|
Blue Owl HomeCourt Offshore Investors LP
|
D/A
|
|
|
FT 11116
|
487
|
|
|
UNITED COMMUNITY BANKS INC
|
8-K
|
Financial Statements
|
|
Invesco Unit Trusts Series 2331
|
497J
|
|
|
RUIZ STERNADT PAULO
|
144
|
|
|
Eaton Corp plc
|
144
|
Financial Statements
|
|
RIVERNORTH OPPORTUNITIES FUND, INC.
|
4
|
|
|
RIVERNORTH CAPITAL MANAGEMENT, LLC
|
4
|
|
|
DOW CHEMICAL CO /DE/
|
424B3
|
|
|
PROOF Acquisition Sponsor I, LLC
|
D
|
|
|
Blue Owl HomeCourt Partners LP
|
D/A
|
|
|
Davenport Bonnie
|
4
|
|
|
BNY Mellon Investment Funds VII, Inc.
|
497J
|
|
|
Tartara Diego
|
144
|
|
|
Globant S.A.
|
144
|
Financial Statements
|
|
Shanghai Yuanxin Enterprise Management Partnership
|
144
|
|
|
XPENG INC.
|
144
|
Financial Statements
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
485BXT
|
|
|
Blue Owl HomeCourt US Investors LP
|
D/A
|
|
|
Novo Integrated Sciences, Inc.
|
8-K
|
|
|
Antoine Robert
|
4
|
|
|
TERMINAL CITY CLUB INC.
|
D
|
|
|
Tidal Trust II
|
CERT
|
|
|
Moonwater Funder, Las Vegas NV LP
|
D
|
|
|
Brookstone Capital Management
|
SC 13G
|
|
|
Innovator ETFs Trust
|
SC 13G
|
|
|
TELUS CORP
|
6-K
|
Financial Statements
|
|
Coles Joanna
|
144
|
|
|
Sonos Inc
|
144
|
Financial Statements
|
|
Primark Private Equity Investments Fund
|
N-CSRS
|
|
|
Healthcare AI Acquisition Corp.
|
10-Q/A
|
|
|
GR SFR Fund II Ltd.
|
D/A
|
|
|
VICKERS BILLY R
|
3
|
|
|
WORTHINGTON ENTERPRISES, INC.
|
3
|
Financial Statements
|
|
Harden Technologies Inc.
|
F-1/A
|
|
|
EBERHART RALPH E
|
144
|
|
|
Spannos Jamie
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
ENERGIS PLC
|
REVOKED
|
|
|
McCarthy John Patrick
|
4
|
|
|
Starwood Real Estate Income Trust, Inc.
|
4
|
|
|
Pheffer Susanne
|
4
|
|
|
FIRST OF LONG ISLAND CORP
|
4
|
Financial Statements
|
|
R C Kemper Charitable Trust & Foundation
|
144
|
|
|
Carlyle Tactical Private Credit Fund
|
N-23C3A
|
|
|
Isner Joshua
|
144
|
|
|
AXON ENTERPRISE, INC.
|
144
|
|
|
Variable Insurance Products Fund VI
|
N-8A
|
|
|
DA-1102 Fund I, a series of The MBA VC Fund, LP
|
D
|
|
|
SPIRIT OF AMERICA INVESTMENT FUND INC
|
497
|
|
|
Stadler Tammy C.
|
144
|
|
|
ASSOCIATED BANC-CORP
|
144
|
Financial Statements
|
|
VARIABLE ANNUITY ACCOUNT A OF PROTECTIVE LIFE
|
497J
|
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Steele Creek Capital Corp
|
8-K
|
|
|
Glade Brook Private Investors XLI LP
|
D
|
|
|
Main Plumb, LLC
|
D
|
|
|
FT 11222
|
S-6
|
|
|
China Health Industries Holdings, Inc.
|
8-K
|
|
|
PLAIC Variable Annuity Account S
|
497VPU
|
|
|
Bit Digital, Inc
|
6-K
|
|
|
Milhaus QOZ Business XII, LLC
|
D
|
|
|
PLAIC Variable Annuity Account S
|
497VPI
|
|
|
SideChannel, Inc.
|
SC TO-I/A
|
|
|
PLAIC Variable Annuity Account S
|
497
|
|
|
Bebe & Crosby Kemper Foundation for the Arts
|
144
|
|
|
Heller Paul G
|
3
|
|
|
CONESTOGA FUNDS
|
N-CSR
|
|
|
BNY Mellon Alcentra Opportunistic Global Credit Income Fund
|
N-CEN
|
|
|
Eunoia LLC
|
C
|
|
|
Ningbo Zhenghe Trading Ltd
|
DRS
|
|
|
Orion Group Holdings Inc
|
8-K
|
Financial Statements
|
|
Mowry Kathleen
|
4
|
|
|
ALLIANCE RESOURCE PARTNERS LP
|
4
|
Financial Statements
|
|
Lovass Stephen
|
144
|
|
|
NORDSON CORP
|
144
|
Financial Statements
|
|
MOORE DAN T III
|
4
|
|
|
PARK OHIO HOLDINGS CORP
|
4
|
Financial Statements
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
VARIABLE ANNUITY ACCOUNT A OF PROTECTIVE LIFE
|
497
|
|
|
NORTHEAST INVESTORS TRUST
|
N-CSR
|
|
|
Rhove Real Estate 1, LLC
|
1-U
|
|
|
ALLSPRING FUNDS TRUST
|
497J
|
|
|
Link Michelle F.
|
144
|
|
|
MAXIMUS, INC.
|
144
|
Financial Statements
|
|
Putnam Target Date Funds
|
497J
|
|
|
ALLSPRING FUNDS TRUST
|
497
|
|
|
SIT MUTUAL FUNDS INC
|
40-24B2
|
|
|
SIT U S GOVERNMENT SECURITIES FUND INC
|
40-24B2
|
|
|
SIT MUTUAL FUNDS II INC
|
40-24B2
|
|
|
SIT MID CAP GROWTH FUND INC
|
40-24B2
|
|
|
SIT LARGE CAP GROWTH FUND INC
|
40-24B2
|
|
|
Churchill Capital Corp VI
|
25-NSE
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
GRAMPA JOHN D
|
4
|
|
|
Gibbons Peter D
|
4
|
|
|
3M CO
|
4
|
Financial Statements
|
|
MVP LS FUND CDXVII LLC
|
D/A
|
|
|
PUTNAM INVESTMENT FUNDS
|
497J
|
|
|
COHN JOHN D
|
4
|
|
|
Woodward, Inc.
|
4
|
Financial Statements
|
|
First American Funds Trust
|
DEFA14A
|
|
|
R C Kemper Marital Trust
|
144
|
|
|
Crank Media Inc
|
REVOKED
|
|
|
Sibanye Stillwater Ltd
|
6-K
|
|
|
Sixth Street Lending Partners
|
SC 13G/A
|
|
|
STATE OF MICHIGAN RETIREMENT SYSTEM
|
SC 13G/A
|
|
|
Shockley Marisa A.
|
4
|
|
|
FIRST UNITED CORP/MD/
|
4
|
Financial Statements
|
|
Kaufman Micha
|
144
|
|
|
Fiverr International Ltd.
|
144
|
Financial Statements
|
|
Clarke Victoria
|
4
|
|
|
PRICE LISA V
|
144
|
|
|
DOMINOS PIZZA INC
|
144
|
Financial Statements
|
|
AULETTA PATRICK V
|
4
|
|
|
Dynatrace, Inc.
|
144
|
Financial Statements
|
|
MCCONNELL RICK M
|
144
|
|
|
Clarke Victoria
|
3
|
|
|
3M CO
|
3
|
Financial Statements
|
|
Manager Directed Portfolios
|
497
|
|
|
MVP LS FUND CDIX LLC
|
D/A
|
|
|
Baker Hughes Co
|
144
|
Financial Statements
|
|
BORRAS MARIA C
|
144
|
|
|
Skybridge G II Fund, LLC
|
N-CSRS
|
|
|
SKYBRIDGE MULTI-ADVISER HEDGE FUND PORTFOLIOS LLC
|
N-CSRS
|
|
|
KENILWORTH SYSTEMS CORP
|
8-K
|
|
|
BURKE DONALD C
|
4
|
|
|
AVISTA CORP
|
4
|
Financial Statements
|
|
Webb Matthew
|
3
|
|
|
PROVIDENT FINANCIAL HOLDINGS INC
|
3
|
Financial Statements
|
|
AlmataBio, Inc.
|
D
|
|
|
IZEA Worldwide, Inc.
|
8-K
|
Financial Statements
|
|
Moloney Jacqueline F
|
4
|
|
|
MKS INSTRUMENTS INC
|
4
|
Financial Statements
|
|
Johnson Robert Matthew
|
144
|
|
|
SILICON LABORATORIES INC.
|
144
|
Financial Statements
|
|
Target Global Acquisition I Corp.
|
DEF 14A
|
|
|
Sabrina Sanders S
|
4
|
|
|
AT&T INC.
|
4
|
Financial Statements
|
|
DEPASQUALE MICHAEL W
|
4
|
|
|
BIO KEY INTERNATIONAL INC
|
4
|
Financial Statements
|
|
Amplitude Parent, LLC
|
D
|
|
|
McElfresh Jeffery S.
|
4
|
|
|
PROOF Acquisition Corp I
|
25-NSE
|
|
|
Lee Lori M
|
4
|
|
|
Red Cedar Strategic Income SRI, LP
|
D/A
|
|
|
Desroches Pascal
|
4
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
Arroyo F. Thaddeus
|
4
|
|
|
Hawley Brian
|
3
|
|
|
TUCKER ASSET MANAGEMENT LLC
|
13F-HR
|
|
|
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
|
4
|
|
|
Barnes Randall C
|
4
|
|
|
Crescent SCNOLA EB-5 Investment Fund, LLC
|
D/A
|
|
|
Bim Bam Boo Oct 2023 a Series of CGF2021 LLC
|
D
|
|
|
Showdme Inc.
|
D
|
|
|
Six Gldn Smooth Jun 2023 a Series of CGF2021 LLC
|
D
|
|
|
Daly Joseph Patrick
|
4
|
|
|
BUTLER NATIONAL CORP
|
4
|
|
|
RetinalGenix Technologies Inc.
|
8-K
|
|
|
Leo Holdings Corp. II
|
25-NSE
|
Financial Statements
|
|
INDIVIOR PLC
|
6-K
|
|
|
FI-0806 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Ash Wellness Nov 2023 a Series of CGF2021 LLC
|
D
|
|
|
Segall Bryant & Hamill Trust
|
497
|
|
|
BF Park Oct 2023 a Series of Manas Ecosystem Fund LLC
|
D
|
|
|
Coverbase Nov 2023 a Series of Party Round LLC
|
D
|
|
|
Texas County & District Retirement System
|
4
|
|
|
Fund II, a series of Great Circle Venture, LP
|
D
|
|
|
BERMAN STEVEN L
|
4
|
|
|
Dorman Products, Inc.
|
4
|
Financial Statements
|
|
SASOL LTD
|
6-K
|
Financial Statements
|
|
LKQ CORP
|
8-K
|
Financial Statements
|
|
FISHBACK DONALD R
|
4
|
|
|
MOOG INC.
|
4
|
|
|
Granata Bio Nov 2023 a Series of Vibe Bio Platform LLC
|
D
|
|
|
QUINN WILLIAM G
|
4
|
|
|
HIBBETT INC
|
4
|
Financial Statements
|
|
JOHN HANCOCK PREMIUM DIVIDEND FUND
|
424B3
|
|
|
METROPOLITAN WEST FUNDS
|
N-CSRS
|
|
|
Clean Earth Acquisitions Corp.
|
8-K
|
|
|
Desktop Metal, Inc.
|
4
|
Financial Statements
|
|
EBRAHIMI FARHAD FRED
|
4
|
|
|
ACKERMAN DENNIS
|
144
|
|
|
BEL FUSE INC /NJ
|
144
|
Financial Statements
|
|
SP Technology Payments II, LLC
|
D/A
|
|
|
Yuva Biosciences Oct 2023 a Series of TBD Angels Master LLC
|
D
|
|
|
NeuroReserve Inc.
|
D/A
|
|
|
RunPod, Inc.
|
D
|
|
|
JOHNSON RADY A
|
4
|
|
|
PFIZER INC
|
4
|
Financial Statements
|
|
DAMICO JENNIFER B.
|
4
|
|
|
BOURLA ALBERT
|
4
|
|
|
LeagueOS Oct 2023 a Series of CGF2021 LLC
|
D
|
|
|
IVY FUNDS
|
N-CSRS
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
SC 13D/A
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
Siyata Mobile Inc.
|
6-K
|
|
|
TMT Acquisition Corp.
|
425
|
|
|
TT1 Products, Inc
|
C
|
|
|
TMT Acquisition Corp.
|
8-K
|
|
|
BERNSTEIN DANIEL
|
144
|
|
|
Core Scientific, Inc./tx
|
8-K
|
|
|
Bedrock Analytics Fund a Series of CGF2021 LLC
|
D
|
|
|
General Motors Financial Company, Inc.
|
424B5
|
|
|
FORUM ENERGY TECHNOLOGIES, INC.
|
8-K
|
Financial Statements
|
|
FibroBiologics Inc.
|
S-1/A
|
|
|
AeroVironment Inc
|
8-K
|
Financial Statements
|
|
FF ValiCyber Fund LLC a Series of CGF2021 LLC
|
D
|
|
|
TWILIO INC
|
8-K
|
Financial Statements
|
|
BROOKFIELD Corp /ON/
|
6-K
|
|
|
Impact Shares Trust I
|
DEFA14A
|
|
|
BREMBO S.P.A.
|
CB/A
|
|
|
Kaspien Holdings Inc.
|
8-K
|
Financial Statements
|
|
ENDONOVO THERAPEUTICS, INC.
|
8-K
|
|
|
Plural2023-SW a Series of Plural Ventures Holdings II LLC
|
D
|
|
|
Dune Acquisition Corp
|
DEFA14A
|
|
|
Cheetah Mobile Inc.
|
6-K
|
Financial Statements
|
|
AMERICAN INTERNATIONAL GROUP, INC.
|
8-K
|
Financial Statements
|
|
O'Boyle Carolyn L.
|
4
|
|
|
BOSTON BEER CO INC
|
4
|
Financial Statements
|
|
BlackRock Capital Appreciation Fund, Inc.
|
497K
|
|
|
WOLFSPEED, INC.
|
8-K
|
|
|
AXIS CAPITAL HOLDINGS LTD
|
8-K
|
Financial Statements
|
|
BlackRock Variable Series Funds, Inc.
|
497K
|
|
|
DIA USIS LLC
|
D
|
|
|
MACOM Technology Solutions Holdings, Inc.
|
8-K
|
Financial Statements
|
|
CROWN CASTLE INC.
|
424B5
|
Financial Statements
|
|
BlackRock Health Sciences Term Trust
|
SC 13D/A
|
|
|
RGC RESOURCES INC
|
8-K
|
Financial Statements
|
|
Brookfield Renewable Corp
|
6-K
|
|
|
Brookfield Renewable Partners L.P.
|
6-K
|
Financial Statements
|
|
CarGurus, Inc.
|
8-K
|
Financial Statements
|
|
Kovelman Harry
|
144
|
|
|
MYOMO, INC.
|
144
|
Financial Statements
|
