| Company Name |
Form Type |
SEC Filings |
|
|
|
|
8701 Pinnacle LLC
|
D
|
|
|
GOMEZ SADES TABATA LORENA
|
4
|
|
|
NORTHRIM BANCORP INC
|
8-K
|
Financial Statements
|
|
CASE THURMAN K
|
4
|
|
|
LIBERTY ALL STAR GROWTH FUND INC.
|
N-30B-2
|
|
|
CARSON VINCENT D
|
4
|
|
|
Cunningham Danny L
|
4
|
|
|
ENERPAC TOOL GROUP CORP
|
4
|
|
|
Datta Sanjay
|
144
|
|
|
Upstart Holdings, Inc.
|
144
|
Financial Statements
|
|
Simmons Sidney S. II
|
4
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
497J
|
|
|
LIBERTY ALL STAR EQUITY FUND
|
N-30B-2
|
|
|
Variable Insurance Products Fund VI
|
N-1A
|
|
|
Ferland E James Jr
|
4
|
|
|
Embedding VC Fund I, LP
|
D
|
|
|
Riptide Poppy SPV III, a Series of Riptide Syndicate Master LP
|
D
|
|
|
MINELLA LYNN C
|
4
|
|
|
Kallo LLC
|
D
|
|
|
HARSHMAN ELLEN F
|
144
|
|
|
Post Holdings, Inc.
|
144
|
Financial Statements
|
|
Griffin Charles David
|
4
|
|
|
KonaTel, Inc.
|
4
|
|
|
Caimi Lara
|
144
|
|
|
Samsara Inc.
|
144
|
Financial Statements
|
|
OBERG ROBERT C JR
|
4
|
|
|
UNITED SECURITY BANCSHARES
|
4
|
Financial Statements
|
|
Phillips Dominic
|
144
|
|
|
NEIMAN FUNDS
|
N-CSR
|
|
|
REX AMERICAN RESOURCES Corp
|
10-Q
|
Financial Statements
|
|
Vernachio Joseph
|
144
|
|
|
Allbirds, Inc.
|
144
|
Financial Statements
|
|
PROCACCIANTI HOTEL REIT, INC.
|
8-K
|
|
|
SHNAYDERMAN EUGENE
|
4
|
|
|
GETTY REALTY CORP /MD/
|
4
|
Financial Statements
|
|
SENGSTACK GREGG C
|
4
|
|
|
FRANKLIN ELECTRIC CO INC
|
4
|
Financial Statements
|
|
Johnson Sarah A
|
144
|
|
|
Artisan Partners Asset Management Inc.
|
144
|
Financial Statements
|
|
Federated Hermes Total Return Series, Inc.
|
N-CEN
|
|
|
Oolitic Tiger 5 Well Program, LP
|
D
|
|
|
Federated Hermes Income Securities Trust
|
N-CEN
|
|
|
Allied Resource Partners Eva, LP
|
D
|
|
|
Federated Hermes Fixed Income Securities, Inc.
|
N-CEN
|
|
|
Metatech Holdings
|
D
|
|
|
IMA Tech Inc.
|
S-1/A
|
|
|
Federated Hermes Equity Funds
|
N-CEN
|
|
|
Sprott ESG Gold ETF
|
15-15D
|
|
|
SYMETRA RESOURCE VARIABLE ACCOUNT B
|
N-VP/A
|
|
|
Porter Clifton J II
|
4
|
|
|
Sabra Health Care REIT, Inc.
|
4
|
Financial Statements
|
|
Malehorn Jeffrey A.
|
4
|
|
|
Kono Ann
|
4
|
|
|
KATZMANN LYNNE S
|
4
|
|
|
FOSTER MICHAEL J
|
4
|
|
|
SYMETRA RESOURCE VARIABLE ACCOUNT B
|
497
|
|
|
Cusack Catherine
|
4
|
|
|
CLS Holdings USA, Inc.
|
8-K
|
|
|
SHUAA Partners Acquisition Corp I
|
15-12G
|
|
|
WAJSGRAS DAVID C
|
4
|
|
|
MARTIN MARIETTA MATERIALS INC
|
4
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B5
|
Financial Statements
|
|
Barbarosh Craig A.
|
4
|
|
|
Nevo-Hacohen Talya
|
4
|
|
|
Quillen Michael J
|
4
|
|
|
Linguastat, Inc.
|
C/A
|
|
|
Costa Michael Lourenco
|
4
|
|
|
CAGLE DAWN M
|
4
|
|
|
CENTRAL VALLEY COMMUNITY BANCORP
|
4
|
Financial Statements
|
|
MINISTRY PARTNERS INVESTMENT COMPANY, LLC
|
8-K
|
|
|
Pike Thomas
|
4
|
|
|
THORNBURG INVESTMENT TRUST
|
N-CEN
|
|
|
Thornburg Income Builder Opportunities Trust
|
N-CEN
|
|
|
MATROS RICHARD K
|
4
|
|
|
Keith R. Alexandra
|
4
|
|
|
PROCTER & GAMBLE Co
|
4
|
Financial Statements
|
|
Ankam, Inc.
|
8-K
|
|
|
MARTIN JEFFREY MICHAEL
|
4
|
|
|
KORALESKI JOHN J
|
4
|
|
|
Original Abstract Partners, LLC
|
D
|
|
|
VERIZON COMMUNICATIONS INC
|
424B2
|
Financial Statements
|
|
Wrobel Jill
|
4
|
|
|
BRUNSWICK CORP
|
4
|
Financial Statements
|
|
Mabuchi Motor Co., Ltd./ADR
|
F-6 POS
|
|
|
Citibank,N.A./ADR
|
F-6 POS
|
|
|
Beyer Leslie Ann
|
4
|
|
|
FORUM ENERGY TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
Stilwell Activist Investments, L.P.
|
4
|
|
|
Stilwell Activist Fund, L.P.
|
4
|
|
|
Stilwell Value Partners VII, L.P.
|
4
|
|
|
Sound Financial Bancorp, Inc.
|
4
|
Financial Statements
|
|
Stilwell Value LLC
|
4
|
|
|
STILWELL JOSEPH
|
4
|
|
|
STILWELL PARTNERS L P
|
4
|
|
|
RENAISSANCE CAPITAL GREENWICH FUNDS
|
N-CEN
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
PEOPLES FINANCIAL CORP /MS/
|
4
|
|
|
Staymenity LLC
|
C/A
|
|
|
Carter Thomas
|
144
|
|
|
NEXSTAR MEDIA GROUP, INC.
|
144
|
Financial Statements
|
|
NuLegacy Gold Corp
|
D
|
|
|
Klitzing Steven T.
|
4
|
|
|
1895 Bancorp of Wisconsin, Inc. /MD/
|
4
|
|
|
GTM Buddy, Inc.
|
D
|
|
|
O'Brien Timothy Patrick
|
4
|
|
|
Medalist Diversified REIT, Inc.
|
4
|
Financial Statements
|
|
WHALEN CHAD MICHAEL
|
144
|
|
|
F5, INC.
|
144
|
Financial Statements
|
|
Breed Fund I, LP
|
D/A
|
|
|
BNY MELLON MUNICIPAL FUNDS, INC.
|
AW
|
|
|
Weaver David Hudson
|
4
|
|
|
TRUIST FINANCIAL CORP
|
4
|
Financial Statements
|
|
Real Brokerage Inc
|
6-K
|
|
|
Crossings of Kenton SPE LLC
|
D
|
|
|
Thompson Joseph M
|
4
|
|
|
Moore-Wright Kimberly
|
4
|
|
|
PUTNAM INVESTMENT FUNDS
|
N-MFP2/A
|
|
|
DeMaio Denise M
|
4
|
|
|
Beyer Leslie Ann
|
3
|
|
|
FORUM ENERGY TECHNOLOGIES, INC.
|
3
|
Financial Statements
|
|
Hover Energy, LLC
|
D
|
|
|
International Media Acquisition Corp.
|
8-K
|
|
|
HOMEVEST.IO LLC
|
C/A
|
|
|
Case Scott
|
4
|
|
|
Enpro Inc.
|
8-K
|
Financial Statements
|
|
Booz Allen Hamilton Holding Corp
|
144
|
Financial Statements
|
|
ANDERSON KRISTINE
|
144
|
|
|
Handl Health, Inc.
|
D
|
|
|
LIFE AI Science Inc.
|
C/A
|
|
|
van Niekerk Teresa
|
4
|
|
|
Allison Transmission Holdings Inc
|
4
|
Financial Statements
|
|
Ottewell David A.
|
4
|
|
|
NOVAGOLD RESOURCES INC
|
4
|
Financial Statements
|
|
Shivram Krishna
|
4
|
|
|
Lang Gregory A.
|
4
|
|
|
Starlight Haven at Marble Falls LP
|
D
|
|
|
Scroggins Eric C.
|
4
|
|
|
TARASI ROCCO F III
|
144
|
|
|
CNO Financial Group, Inc.
|
144
|
Financial Statements
|
|
Uncharted Labs Inc.
|
D
|
|
|
Stein Kathryn Vanpelt
|
144
|
|
|
Genpact LTD
|
144
|
Financial Statements
|
|
CE Energy Acquisition Corp.
|
SEC STAFF ACTION
|
|
|
T20 HOLDINGS LTD.
|
SEC STAFF ACTION
|
|
|
Pittard Dana JH
|
4
|
|
|
HSBC BANK PLC
|
FWP
|
|
|
Perna Gustave
|
4
|
|
|
BRODSKY JEFFREY S
|
4
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
Voya Separate Portfolios Trust
|
N-CSRS
|
|
|
Ostojic Sasha
|
4
|
|
|
NABEL ELIZABETH G
|
4
|
|
|
White Tailed Ptarmigan, LP
|
D/A
|
|
|
Milburn Ryan A.
|
4
|
|
|
Voya FUNDS TRUST
|
N-CSRS
|
|
|
Grow Source Technologies, Inc.
|
C
|
|
|
LAVIN RICHARD P
|
4
|
|
|
HAZNEDAR CAROLANN I
|
4
|
|
|
Grau Dominique
|
4
|
|
|
AGILENT TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
Graziosi David S.
|
4
|
|
|
Kashin, Inc.
|
10-Q
|
|
|
Ancher-Jensen Henrik
|
4
|
|
|
BUBECK JAMES
|
4
|
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
4
|
Financial Statements
|
|
EVERITT DAVID C
|
4
|
|
|
Jewusiak Raymond
|
3
|
|
|
Hamilton Lane Private Assets Fund
|
3
|
|
|
Eifert Thomas
|
4
|
|
|
Kay Sabrina
|
144
|
|
|
EAST WEST BANCORP INC
|
144
|
Financial Statements
|
|
Carolin Roger Anthony
|
144
|
|
|
AMKOR TECHNOLOGY, INC.
|
144
|
Financial Statements
|
|
Coll John
|
4
|
|
|
Satellogic Inc.
|
6-K
|
|
|
TFLIC Pooled Account No. 44
|
N-30B-2
|
|
|
Tily Gil C.
|
144
|
|
|
Hunter Mark
|
144
|
|
|
TreeHouse Foods, Inc.
|
144
|
Financial Statements
|
|
Christman Philip J
|
4
|
|
|
McInerney Thomas J
|
144
|
|
|
GENWORTH FINANCIAL INC
|
144
|
Financial Statements
|
|
Franklin Templeton ETF Trust
|
N-CSR/A
|
|
|
GelSana Therapeutics, Inc.
|
D
|
|
|
Morgan Stanley ETF Trust
|
N-CEN
|
|
|
Barrysmith Mark
|
4
|
|
|
Unity Software Inc.
|
4
|
Financial Statements
|
|
AMG Funds I
|
497K
|
|
|
Bohley G Frederick
|
4
|
|
|
Separate Account VA FF
|
N-30B-2
|
|
|
Kern Randall F.
|
144
|
|
|
Marqeta, Inc.
|
144
|
Financial Statements
|
|
Gupta Anirma
|
4
|
|
|
Basso Rafael
|
4
|
|
|
STANDARD LITHIUM LTD.
|
6-K
|
|
|
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES
|
497J
|
|
|
Altmaier Judy L
|
4
|
|
|
AMG Funds I
|
497
|
|
|
WEED THADDEUS GERARD
|
144
|
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
144
|
Financial Statements
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
497J
|
|
|
Miller/Howard High Income Equity Fund
|
40-17G
|
|
|
FOSTER RONALD C
|
4
|
|
|
ADVANCED ENERGY INDUSTRIES INC
|
4
|
Financial Statements
|
|
BARBOUR D. SCOTT
|
4
|
|
|
RiverNorth Capital & Income Fund, Inc.
|
N-23C3A
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
497J
|
|
|
INVESTORS CASH TRUST
|
497J
|
|
|
DelSanto Anne
|
4
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
497J
|
|
|
Celyad Oncology SA
|
6-K
|
Financial Statements
|
|
Darden Thaddeus
|
4
|
|
|
Granite Ridge Resources, Inc.
|
4
|
|
|
DEUTSCHE DWS MONEY FUNDS
|
497J
|
|
|
SP-1016 Gaingels Fund I, a series of AngelList-GP-Funds-I, LP
|
D
|
|
|
DEUTSCHE DWS ASSET ALLOCATION TRUST
|
497J
|
|
|
SMOLYANSKY JULIE
|
4
|
|
|
Lifeway Foods, Inc.
|
4
|
Financial Statements
|
|
Catanese George
|
144
|
|
|
RAYMOND JAMES FINANCIAL INC
|
144
|
Financial Statements
|
|
Healthspan Capital Rolling Fund, LP - C1
|
D
|
|
|
Simon & Schuster Holding Co LLC
|
D/A
|
|
|
HEWITT MELISSA JOY
|
4
|
|
|
TRUPANION, INC.
|
4
|
Financial Statements
|
|
Lewis Fred Joseph
|
4
|
|
|
Capital Bancorp Inc
|
4
|
Financial Statements
|
|
WEINRAUCH STEVE
|
4
|
|
|
MOODY H. CRAIG
|
4
|
|
|
SECURITY NATIONAL FINANCIAL CORP
|
4
|
Financial Statements
|
|
Century DE Management Aggregator LLC
|
D
|
|
|
PROVIDENT FINANCIAL HOLDINGS INC
|
8-K
|
Financial Statements
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
MILLER BRIAN K
|
4
|
|
|
TYLER TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Two Roads Shared Trust
|
497K
|
|
|
Cowan Alister
|
3
|
|
|
Chemours Co
|
3
|
Financial Statements
|
|
AUGUSTAR VARIABLE INSURANCE PRODUCTS FUND INC
|
497
|
|
|
CAP8 HEIGHTS LLC
|
D
|
|
|
Better & Better Co.
|
D
|
|
|
International Finance Corp
|
DSTRBRPT
|
|
|
VE-0915 Fund I, a series of Lunch Pail Ventures, LP
|
D
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
Berry Tonya L
|
4
|
|
|
CMS ENERGY CORP
|
4
|
Financial Statements
|
|
NAZARENUS DEE ANN
|
4/A
|
|
|
ENERGY FUELS INC
|
4/A
|
Financial Statements
|
|
Yandell Keith
|
144/A
|
|
|
DoorDash, Inc.
|
144/A
|
Financial Statements
|
|
Bamboo Services, Inc.
|
C
|
|
|
BofA Finance LLC
|
FWP
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Sutton Mark S
|
4
|
|
|
KROGER CO
|
4
|
Financial Statements
|
|
SARGENT RONALD
|
4
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Gates Anne
|
4
|
|
|
Cabral Timothy S
|
4
|
|
|
VEEVA SYSTEMS INC
|
4
|
Financial Statements
|
|
Chao Elaine L.
|
4
|
|
|
Aufreiter Nora A
|
4
|
|
|
Walz Brian K.
|
4
|
|
|
Andersons, Inc.
|
4
|
Financial Statements
|
|
FLORNESS DANIEL L
|
4
|
|
|
FASTENAL CO
|
4
|
Financial Statements
|
|
Ancius Michael J
|
4
|
|
|
LI-0928 Fund II, a series of HyperGuap, LP
|
D
|
|
|
Berninger David
|
4
|
|
|
OCEANFIRST FINANCIAL CORP
|
4
|
Financial Statements
|
|
Pershing Edward
|
4
|
|
|
PROVECTUS BIOPHARMACEUTICALS, INC.
|
4
|
|
|
Witt John Wayne
|
144
|
|
|
KENNAMETAL INC
|
144
|
Financial Statements
|
|
Two Roads Shared Trust
|
497J
|
|
|
Sportbot Europe Ltd
|
D
|
|
|
Otis Gallery LLC
|
1-U
|
|
|
WGD MAPS SPV, LP
|
D
|
|
|
Philotimo Fund, LP
|
SC 13D/A
|
|
|
EGAIN Corp
|
SC 13D/A
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Salmon Tom
|
4
|
|
|
OLD NATIONAL BANCORP /IN/
|
4
|
Financial Statements
|
|
American Pain Consortium Holdings, LLC
|
D
|
|
|
XCel Brands, Inc.
|
8-K
|
Financial Statements
|
|
Merchants Capital Tax Credit Equity Fund 12, L.P.
|
D
|
|
|
GI-1025 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Open Heart Fund, LP
|
D/A
|
|
|
TIAA-CREF Tuition Financing, Inc.
|
MA-I/A
|
|
|
McMillan Wayde D.
|
144
|
|
|
INSULET CORP
|
144
|
Financial Statements
|
|
COPELAND DAVID L
|
4
|
|
|
FIRST FINANCIAL BANKSHARES INC
|
4
|
Financial Statements
|
|
Hub Cyber Security Ltd.
|
6-K
|
|
|
Garden Stage Ltd
|
424B4
|
|
|
RNP Capital Mechanized.ai SPV, a Series of Vauban Platform LP
|
D
|
|
|
Compassion International Inc
|
SC 13G/A
|
|
|
ShiftPixy, Inc.
|
SC 13G/A
|
Financial Statements
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
KAVANAUGH FRANK
|
4
|
|
|
OSS SPV LP
|
D
|
|
