| Company Name |
Form Type |
SEC Filings |
|
|
|
|
AMERICAN BALANCED FUND
|
N-CSRS
|
|
|
Voleon International Investors, Ltd.
|
D/A
|
|
|
Voleon Investors Fund LP
|
D/A
|
|
|
UBS AG
|
FWP
|
|
|
RYSE Inc.
|
253G2
|
|
|
AMERICAN FUNDS INSURANCE SERIES
|
N-CSRS
|
|
|
BMO 2022-C3 Mortgage Trust
|
10-D
|
|
|
GEN Restaurant Group, Inc.
|
3
|
|
|
Polar Asset Management Partners Inc.
|
3
|
|
|
BMO 2022-C3 Mortgage Trust
|
ABS-EE
|
|
|
Sun Country Airlines Holdings, Inc.
|
4
|
Financial Statements
|
|
VOGEL JENNIFER L
|
4
|
|
|
Westech Holdings, Inc.
|
D
|
|
|
Sound Point Euro CLO Management, LP
|
D/A
|
|
|
BBCMS Mortgage Trust 2022-C16
|
10-D
|
|
|
Jackson Credit Opportunities Fund
|
40-APP
|
|
|
Societal CDMO, Inc.
|
SC 13G
|
|
|
LYTTON LAURENCE W
|
SC 13G
|
|
|
DELAWARE GROUP INCOME FUNDS
|
N-PX
|
|
|
BBCMS Mortgage Trust 2017-C1
|
10-D
|
|
|
BBCMS Mortgage Trust 2022-C16
|
ABS-EE
|
|
|
BBR ALO Fund, LLC
|
N-PX
|
|
|
GREIF, INC
|
10-Q
|
Financial Statements
|
|
BMO 2022-C1 Mortgage Trust
|
10-D
|
|
|
EMERGING MARKETS GROWTH FUND INC
|
485BPOS
|
|
|
BBCMS Mortgage Trust 2017-C1
|
ABS-EE
|
|
|
FT 10914
|
487
|
|
|
Ratnakar Raj
|
144
|
|
|
DuPont de Nemours, Inc.
|
144
|
Financial Statements
|
|
BMO 2022-C1 Mortgage Trust
|
ABS-EE
|
|
|
Sahana Offshore Fund LP
|
D/A
|
|
|
Sahana Onshore Fund LP
|
D/A
|
|
|
SMITH MIDLAND CORP
|
8-K
|
|
|
FT 10913
|
487
|
|
|
FT 10935
|
487
|
|
|
Symetryx Corp
|
SC 13D
|
|
|
NeuBase Therapeutics, Inc.
|
SC 13D
|
Financial Statements
|
|
Provident Bancorp, Inc. /MD/
|
4
|
Financial Statements
|
|
Stilwell Activist Investments, L.P.
|
4
|
|
|
Stilwell Activist Fund, L.P.
|
4
|
|
|
Stilwell Value LLC
|
4
|
|
|
STILWELL JOSEPH
|
4
|
|
|
STILWELL PARTNERS L P
|
4
|
|
|
JPMORGAN TRUST IV
|
N-PX
|
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
JPMORGAN TRUST II
|
N-PX
|
|
|
UNDISCOVERED MANAGERS FUNDS
|
N-PX
|
|
|
Popular High Grade Fixed-Income Fund, Inc.
|
N-PX
|
|
|
BBCMS Mortgage Trust 2021-C12
|
10-D
|
|
|
Cryomass Technologies, Inc.
|
8-K
|
|
|
Skyline Champion Corp
|
8-K
|
Financial Statements
|
|
BANK 2019-BNK24
|
10-D
|
|
|
BBCMS Mortgage Trust 2021-C12
|
ABS-EE
|
|
|
BANK 2019-BNK24
|
ABS-EE
|
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C24
|
10-D
|
|
|
LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND
|
N-CSR
|
|
|
Affinius Capital Employees 2023 LP
|
D
|
|
|
SE-0302 Fund I, a series of Unpopular VC, LP
|
D
|
|
|
SE-0302 Fund I AL Vehicle, a series of Unpopular VC, LP
|
D
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Voleon Composition Domestic Fund, LP
|
D/A
|
|
|
LANE CHARLES G
|
4
|
|
|
BANK OF SOUTH CAROLINA CORP
|
4
|
Financial Statements
|
|
Focus Financial Partners Inc.
|
POSASR
|
Financial Statements
|
|
SATURNA INVESTMENT TRUST
|
N-PX
|
|
|
Ederington L. Benjamin
|
4
|
|
|
Wainwright Renaissance Fund 1, L.P.
|
D/A
|
|
|
Chao Albert
|
4
|
|
|
Voleon Institutional Strategies International, Ltd.
|
D/A
|
|
|
VOLEON INSTITUTIONAL STRATEGIES FUND LP
|
D/A
|
|
|
Popular Income Plus Fund, Inc.
|
N-PX
|
|
|
BBCMS 2023-C20
|
10-D
|
|
|
Buesinger Robert F.
|
4
|
|
|
Janus Detroit Street Trust
|
N-PX
|
|
|
DAVIS COMMODITIES Ltd
|
F-1/A
|
|
|
Focus Financial Partners Inc.
|
S-8 POS
|
Financial Statements
|
|
FT 10936
|
497J
|
|
|
BBCMS Mortgage Trust 2022-C15
|
10-D
|
|
|
Blue Owl Real Estate Net Lease Trust
|
D/A
|
|
|
FT 10923
|
497J
|
|
|
BBCMS 2023-C20
|
ABS-EE
|
|
|
TRADEOFF GROWTH, LLC
|
D
|
|
|
Clayton Street Trust
|
N-PX
|
|
|
BBCMS Mortgage Trust 2022-C15
|
ABS-EE
|
|
|
Temerity Strategic Partners Fund, LP
|
D
|
|
|
KKR Real Estate Select Trust Inc.
|
N-CSRS
|
|
|
ISRAEL, STATE OF
|
FWP
|
|
|
JANUS INVESTMENT FUND
|
N-PX
|
|
|
FT 10901
|
497J
|
|
|
BMO 2023-C5 Mortgage Trust
|
10-D
|
|
|
BBCMS Mortgage Trust 2021-C11
|
10-D
|
|
|
PACIFIC SELECT FUND
|
N-CSRS
|
|
|
JPMORGAN INSURANCE TRUST
|
N-PX
|
|
|
JNL SERIES TRUST
|
N-CSRS
|
|
|
BMO 2023-C5 Mortgage Trust
|
ABS-EE
|
|
|
ThredX Inc.
|
D
|
|
|
JANUS ASPEN SERIES
|
N-PX
|
|
|
BBCMS Mortgage Trust 2021-C11
|
ABS-EE
|
|
|
Skye Bioscience, Inc.
|
4/A
|
|
|
DHILLON PUNIT
|
4/A
|
|
|
POPULAR TOTAL RETURN FUND INC
|
N-PX
|
|
|
Gaingels Arintra LLC
|
D
|
|
|
Westlake Chemical Partners LP
|
4
|
Financial Statements
|
|
Kenner Andrew
|
4
|
|
|
AMANA MUTUAL FUNDS TRUST
|
N-PX
|
|
|
CSAIL 2016-C6 Commercial Mortgage Trust
|
10-D
|
|
|
PPM Funds
|
N-CSRS
|
|
|
RetinalGenix Technologies Inc.
|
144
|
|
|
BAYERN STEVEN
|
144
|
|
|
DRIEHAUS MUTUAL FUNDS
|
N-CSRS
|
|
|
JNL INVESTORS SERIES TRUST
|
N-CSRS
|
|
|
Stanland Angelia K.
|
4
|
|
|
LANDMARK BANCORP INC
|
4
|
Financial Statements
|
|
True Partner Volatility U.S. Fund, LP
|
D/A
|
|
|
JAFFE SETH
|
144
|
|
|
LEVI STRAUSS & CO
|
144
|
Financial Statements
|
|
Chang Robert
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
WB Burgers Asia, Inc.
|
10-Q
|
|
|
BNY MELLON STOCK FUNDS
|
497
|
|
|
BNY MELLON MUNICIPAL FUNDS, INC.
|
497
|
|
|
BNY Mellon Strategic Funds, Inc.
|
497
|
|
|
BNY Mellon New York Tax Exempt Bond Fund, Inc.
|
497
|
|
|
BNY MELLON CALIFORNIA AMT-FREE MUNICIPAL BOND FUND, INC.
|
497
|
|
|
BNY Mellon Intermediate Municipal Bond Fund, Inc.
|
497
|
|
|
BNY Mellon Municipal Bond Funds, Inc.
|
497
|
|
|
Visily Inc.
|
D
|
|
|
Rocco Steven F
|
4
|
|
|
Lord Abbett Credit Opportunities Fund
|
4
|
|
|
BBCMS Mortgage Trust 2020-C7
|
10-D
|
|
|
Lord Abbett Floating Rate High Income Fund
|
4
|
|
|
Harris Parker
|
144
|
|
|
Salesforce, Inc.
|
144
|
Financial Statements
|
|
BBCMS Mortgage Trust 2020-C7
|
ABS-EE
|
|
|
ETF Series Solutions
|
497J
|
|
|
Ruby Bio, Inc.
|
D/A
|
|
|
BBCMS Mortgage Trust 2021-C10
|
10-D
|
|
|
Fundrise West Coast Opportunistic REIT, LLC
|
1-U
|
|
|
BBCMS Mortgage Trust 2023-C19
|
10-D
|
|
|
Fianu Labs, Inc.
|
D
|
|
|
ETF Series Solutions
|
497K
|
|
|
BBCMS Mortgage Trust 2019-C5
|
10-D
|
|
|
BBCMS Mortgage Trust 2021-C10
|
ABS-EE
|
|
|
BBCMS Mortgage Trust 2023-C19
|
ABS-EE
|
|
|
BBCMS Mortgage Trust 2019-C5
|
ABS-EE
|
|
|
RENN Fund, Inc.
|
4
|
|
|
RCG Longview CenterSquare Debt Fund VII, L.P.
|
D/A
|
|
|
Harmon Cyrus
|
144
|
|
|
Olema Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
FlowStone Opportunity Fund
|
SC TO-I
|
|
|
BBCMS Mortgage Trust 2022-C14
|
10-D
|
|
|
Rouf Henrik
|
SC 13D/A
|
|
|
Nordicus Partners Corp
|
SC 13D/A
|
|
|
BBCMS Mortgage Trust 2020-C6
|
10-D
|
|
|
BLACKLINE, INC.
|
144
|
Financial Statements
|
|
Unterman Thomas
|
144
|
|
|
True Partner Volatility Fund
|
D/A
|
|
|
BBCMS Mortgage Trust 2022-C14
|
ABS-EE
|
|
|
12885 RBP LP Investors, LLC
|
D
|
|
|
BBCMS Mortgage Trust 2020-C6
|
ABS-EE
|
|
|
RCG Longview CenterSquare
|
D/A
|
|
|
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
DEFA14A
|
|
|
PUTNAM MANAGED MUNICIPAL INCOME TRUST
|
DEFA14A
|
|
|
BREMBO S.P.A.
|
CB/A
|
|
|
Gigaland Fund 1 LLC
|
D/A
|
|
|
Baab Jason P
|
144
|
|
|
BBCMS Mortgage Trust 2019-C4
|
10-D
|
|
|
Health Cost IQ Inc.
|
D/A
|
|
|
ASIAN DEVELOPMENT BANK
|
DSTRBRPT
|
|
|
BBCMS Mortgage Trust 2019-C4
|
ABS-EE
|
|
|
Milhaus QOZ Fund VII, LLC
|
D
|
|
|
Masterworks Vault 3, LLC
|
1-U
|
|
|
Masterworks Vault 2, LLC
|
1-U
|
|
|
Masterworks Vault 1, LLC
|
1-U
|
|
|
Gaingels Next Trucking LLC
|
D/A
|
|
|
NICHOLAS EQUITY INCOME FUND, INC.
|
N-PX
|
|
|
BBCMS Mortgage Trust 2019-C3
|
10-D
|
|
|
Kelly Jason R
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
BBCMS Mortgage Trust 2019-C3
|
ABS-EE
|
|
|
Energy Security Fund, LP
|
D/A
|
|
|
Calamos Aksia Alternative Credit & Income Fund
|
4
|
|
|
CI&T Inc
|
SC 13G
|
Financial Statements
|
|
BC Gestao de Recursos Ltda.
|
SC 13G
|
|
|
Behan Robert
|
4
|
|
|
DDK Developments, L.L.C.
|
144
|
|
|
SkyWater Technology, Inc
|
144
|
Financial Statements
|
|
Capitol Series Trust
|
N-PX
|
|
|
Lane Hugh C Jr
|
4
|
|
|
Cliffwater Enhanced Lending Fund
|
N-PX
|
|
|
Cytium Investment Management Special Situations Fund, LP
|
D
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
NICHOLAS Ltd EDITION, INC.
|
N-PX
|
|
|
Total Fund Solution
|
497J
|
|
|
Ironwood Institutional Multi-Strategy Fund LLC
|
N-PX
|
|
|
BARTH CARIN MARCY
|
4
|
|
|
GROUP 1 AUTOMOTIVE INC
|
4
|
Financial Statements
|
|
BNY Mellon Opportunistic Municipal Securities Fund
|
497K
|
|
|
Engine No. 1 ETF Trust
|
DEF 14A
|
|
|
Fauber Robert
|
144
|
|
|
MOODYS CORP /DE/
|
144
|
Financial Statements
|
|
Express Burlesque Ltd Liability Co
|
D
|
|
|
Cliffwater Corporate Lending Fund
|
N-PX
|
|
|
Ironwood Multi-Strategy Fund LLC
|
N-PX
|
|
|
Emerging Variant Partners A LP
|
D/A
|
|
|
NICHOLAS II, INC
|
N-PX
|
|
|
ADVISORS SERIES TRUST
|
N-PX
|
|
|
PUTNAM FUNDS TRUST
|
POS EX
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
POS EX
|
|
|
SS&C FinTech Services India Private Ltd
|
TA-2/A
|
|
|
Rouf Henrik
|
4
|
|
|
Nordicus Partners Corp
|
4
|
|
|
Canton Barry
|
144
|
|
|
VEGG, Inc.
|
D
|
|
|
SEGER THOMAS W
|
4
|
|
|
Managed Portfolio Series
|
497J
|
|
|
Saba Capital Management, L.P.
|
SC 13G
|
|
|
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
|
SC 13G
|
|
|
Ark Venture Fund
|
N-23C3A
|
|
|
NEW AMERICA HIGH INCOME FUND INC
|
SC 13G
|
|
|
NICHOLAS FUND, INC.
|
N-PX
|
|
|
T. Rowe Price Financial Services Fund, Inc.
|
N-PX
|
|
|
Che Austin
|
144
|
|
|
T. Rowe Price Inflation Protected Bond Fund, Inc.
|
N-PX
|
|
|
Barings Private Equity Opportunities & Commitments Fund
|
N-PX
|
|
|
FT 11028
|
S-6
|
|
|
United PRB #1, LP
|
D
|
|
|
Citymark Capital U.S. Apartment Fund III L.P.
|
D/A
|
|
|
ML OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT A
|
N-30B-2
|
|
|
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT A
|
N-30B-2
|
|
|
ML OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT C
|
N-30B-2
|
|
|
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT B
|
N-30B-2
|
|
|
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT D
|
N-30B-2
|
|
|
MERRILL LYNCH LIFE VARIABLE ANNUNITY SEPARATE ACCOUNT
|
N-30B-2
|
|
|
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT C
|
N-30B-2
|
|
|
ML OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT B
|
N-30B-2
|
|
|
Series Portfolios Trust
|
N-PX
|
|
|
ML OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT D
|
N-30B-2
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C29
|
10-D
|
|
|
WOMBLE DUSTIN R
|
144
|
|
|
TYLER TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Gramercy Special Situations Opportunity I LP
|
D
|
|
|
T. Rowe Price Reserve Investment Funds, Inc.
|
N-PX
|
|
|
T. Rowe Price Dividend Growth Fund, Inc.
|
N-PX
|
|
|
Freidman Daniel R
|
144
|
|
|
CALERES INC
|
144
|
Financial Statements
|
|
T. Rowe Price Credit Opportunities Fund, Inc.
|
N-PX
|
|
|
Electrovaya Inc.
|
6-K
|
|
|
Evanston Credit Opportunities Fund, Ltd.
|
D/A
|
|
|
T. Rowe Price Equity Funds, Inc.
|
N-PX
|
|
|
ARROW FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
Pacer Funds Trust
|
497J
|
|
|
T. Rowe Price Diversified Mid-Cap Growth Fund, Inc.
|
N-PX
|
|
|
T. Rowe Price Value Fund, Inc.
|
N-PX
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
NewtekOne, Inc.
|
8-K
|
Financial Statements
|
|
T. Rowe Price U.S. Treasury Funds, Inc.
|
N-PX
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
DEBOER SIDNEY B
|
144
|
|
|
LITHIA MOTORS INC
|
144
|
Financial Statements
|
|
T. Rowe Price U.S. Large-Cap Core Fund, Inc.
|
N-PX
|
|
|
TRANSAMERICA LIFE INSURANCE Co SEPARATE ACCOUNT VUL-6
|
N-30B-2
|
|
|
ML OF NEW YORK VARIABLE LIFE SEPARATE ACCOUNT II
|
N-30B-2
|
|
|
SEPARATE ACCOUNT VUL 3
|
N-30B-2
|
|
|
TRANSAMERICA LIFE INSURANCE CO Separate Account VUL-2
|
N-30B-2
|
|
|
ML OF NEW YORK VARIABLE LIFE SEPARATE ACCOUNT
|
N-30B-2
|
|
|
TRANSAMERICA LIFE INSURANCE CO Separate Account VUL-1
|
N-30B-2
|
|
|
TRANSAMERICA LIFE INSURANCE CO SEPARATE ACCOUNT VL
|
N-30B-2
|
|
|
WRL Series Life Account G
|
N-30B-2
|
|
|
TFLIC SERIES LIFE ACCOUNT
|
N-30B-2
|
|
|
SEPARATE ACCOUNT VL E
|
N-30B-2
|
|
|
WRL SERIES LIFE ACCOUNT
|
N-30B-2
|
|
|
TRANSAMERICA LIFE INS CO SEPARATE ACCOUNT VUL-5
|
N-30B-2
|
|
|
TRANSAMERICA LIFE INS CO Separate Account VUL-4
|
N-30B-2
|
|
|
MERRILL LYNCH LIFE VARIABLE LIFE SEPARATE ACCOUNT II
|
N-30B-2
|
|
|
MERRILL LYNCH VARIABLE LIFE SEPARATE ACCOUNT
|
N-30B-2
|
|
|
VARIABLE LIFE ACCOUNT A
|
N-30B-2
|
|
|
MORGAN STANLEY VARIABLE INVESTMENT SERIES
|
N-CSRS
|
|
|
SEPARATE ACCOUNT VUL-A
|
N-30B-2
|
|
|
BroadArch Long/Short Fund
|
D/A
|
|
|
Jefferies Financial Group Inc.
|
424B2
|
Financial Statements
|
|
T. Rowe Price Retirement Funds, Inc.
|
N-PX
|
|
|
SEPARATE ACCOUNT VA Q
|
N-30B-2
|
|
|
SEPARATE ACCOUNT VA-1
|
N-30B-2
|
|
|
PFL VARIABLE ANNUITY FUND II
|
N-30B-2
|
|
|
TFLIC SERIES ANNUITY ACCOUNT
|
N-30B-2
|
|
|
SEPARATE ACCOUNT VA B
|
N-30B-2
|
|
|
TFLIC Separate Account VNY
|
N-30B-2
|
|
|
SEPARATE ACCOUNT VA BNY
|
N-30B-2
|
|
|
SEPARATE ACCOUNT FUND C
|
N-30B-2
|
|
|
SEPARATE ACCOUNT FUND B
|
N-30B-2
|
|
|
Separate Account VA AA
|
N-30B-2
|
|
|
SEPARATE ACCOUNT VA 7
|
N-30B-2
|
|
|
SEPARATE ACCOUNT VA-6
|
N-30B-2
|
|
|
SEPARATE ACCOUNT VA U
|
N-30B-2
|
|
|
TFLIC SEPARATE ACCOUNT B
|
N-30B-2
|
|
|
SEPARATE ACCOUNT VA DD
|
N-30B-2
|
|