| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Invesco Exchange-Traded Fund Trust II
|
497J
|
|
|
BANK 2020-BNK25
|
ABS-EE
|
|
|
Psionic, LLC
|
D
|
|
|
Cool Co Ltd.
|
6-K
|
|
|
Grover Vikram P
|
4
|
|
|
FOMO WORLDWIDE, INC.
|
4
|
|
|
Macbeck Technologies LLC
|
D
|
|
|
Harbor ETF Trust
|
485BPOS
|
|
|
TIAA REAL ESTATE ACCOUNT
|
424B3
|
|
|
EquityZen Growth Opportunity Fund IX LLC - Series 1
|
D/A
|
|
|
INVESCO EXCHANGE-TRADED FUND TRUST
|
497J
|
|
|
Wells Fargo Commercial Mortgage Trust 2020-C57
|
10-D
|
|
|
RBB Fund Trust
|
POS EX
|
|
|
OPUS INVESTMENT MANAGEMENT INC
|
13F-HR/A
|
|
|
Aronowitz Jay
|
3
|
|
|
Wells Fargo Commercial Mortgage Trust 2020-C57
|
ABS-EE
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-RB1
|
10-D
|
|
|
Lewis Mitchell B
|
144
|
|
|
BlueLinx Holdings Inc.
|
144
|
Financial Statements
|
|
TIAA REAL ESTATE ACCOUNT
|
8-K
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-RB1
|
ABS-EE
|
|
|
Digital Wildcatters, Inc.
|
D
|
|
|
AB CAP FUND, INC.
|
N-CSR
|
|
|
Anderson Keith A
|
4
|
|
|
Skyline Champion Corp
|
4
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
F-N
|
Financial Statements
|
|
Sigelock Systems, LLC
|
D
|
|
|
Moody National REIT II, Inc.
|
DEF 14A
|
|
|
AMERICAN BEACON SELECT FUNDS
|
497J
|
|
|
Regents Park Equity Fund LP
|
D/A
|
|
|
Dale Eric J
|
4
|
|
|
Bankwell Financial Group, Inc.
|
4
|
Financial Statements
|
|
FORUM FUNDS
|
N-CSR
|
|
|
Talofa Corp
|
D
|
|
|
BARINGS PARTICIPATION INVESTORS
|
N-PX
|
Financial Statements
|
|
BARINGS CORPORATE INVESTORS
|
N-PX
|
Financial Statements
|
|
Ares Dynamic Credit Allocation Fund, Inc.
|
N-CSRS
|
|
|
Dunne Jeffrey R
|
4
|
|
|
KAYES HENRY M JR
|
3
|
|
|
UNITED BANKSHARES INC/WV
|
3
|
Financial Statements
|
|
SWISS HELVETIA FUND, INC.
|
N-PX
|
|
|
ERNST TIMOTHY S
|
4
|
|
|
BIO-RAD LABORATORIES, INC.
|
4
|
Financial Statements
|
|
Tema ETF Trust
|
485BXT
|
|
|
AB SUSTAINABLE INTERNATIONAL THEMATIC FUND INC
|
N-CSR
|
|
|
Elevation Home Energy Solutions, Inc.
|
D
|
|
|
BARTLETT MARK S.
|
4
|
|
|
FTI CONSULTING, INC
|
4
|
Financial Statements
|
|
WINTER P CLINTON
|
4
|
|
|
UNITED BANKSHARES INC/WV
|
4
|
Financial Statements
|
|
Abri SPAC I, Inc.
|
425
|
|
|
EQT Exeter Real Estate Income Trust, Inc.
|
10-Q
|
|
|
Porto Carl M
|
4
|
|
|
Flynn Peter J.
|
144
|
|
|
KADANT INC
|
144
|
Financial Statements
|
|
Zhen Marianne
|
4
|
|
|
Innoviva, Inc.
|
4
|
Financial Statements
|
|
Ivy Variable Insurance Portfolios
|
N-PX
|
|
|
Garnett James M Jr
|
4
|
|
|
Abri SPAC I, Inc.
|
8-K
|
|
|
Hernandez Mark Anthony
|
4
|
|
|
EASTERN CO
|
4
|
Financial Statements
|
|
SEIDMAN LAWRENCE B
|
4
|
|
|
Delaware Ivy High Income Opportunities Fund
|
N-PX
|
|
|
Farmers & Merchants Bancshares, Inc.
|
8-K
|
|
|
Munn William J
|
144
|
|
|
NELNET INC
|
144
|
Financial Statements
|
|
Medley Diane B
|
4
|
|
|
GERMAN AMERICAN BANCORP, INC.
|
4
|
Financial Statements
|
|
CONCENTRIC CAPITAL STRATEGIES FUND, LP
|
D/A
|
|
|
Enclave Whisper Ridge, LLC
|
D
|
|
|
Silva Francisco
|
4
|
|
|
BioRestorative Therapies, Inc.
|
4
|
|
|
IVY FUNDS
|
N-PX
|
|
|
MYERS FRANKLIN
|
144
|
|
|
COMFORT SYSTEMS USA INC
|
144
|
Financial Statements
|
|
Deshaies Robert Joseph
|
144
|
|
|
WEX Inc.
|
144
|
Financial Statements
|
|
Bitwise Funds Trust
|
AW
|
|
|
Macquarie Global Infrastructure Total Return Fund Inc.
|
N-PX
|
|
|
WASATCH FUNDS TRUST
|
N-PX
|
|
|
Yu Gary
|
4
|
|
|
DIODES INC /DEL/
|
4
|
Financial Statements
|
|
OPTIMUM FUND TRUST
|
N-PX
|
|
|
DODGE & COX FUNDS
|
N-CSRS
|
|
|
Kineticos Disruptor Fund XM11, LLC
|
D
|
|
|
Delaware Enhanced Global Dividend & Income Fund
|
N-PX
|
|
|
Brandt Bryan K
|
144
|
|
|
DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC
|
N-PX
|
|
|
JAGODINSKI W T
|
144
|
|
|
CENTRUS ENERGY CORP
|
144
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
US GLOBAL INVESTORS FUNDS
|
N-CSRS
|
|
|
VOYAGEUR TAX FREE FUNDS
|
N-PX
|
|
|
FORUM FUNDS II
|
N-CSRS
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
MSS Series Trust
|
N-PX
|
|
|
VOYAGEUR MUTUAL FUNDS III
|
N-PX
|
|
|
Apollo S3 Private Markets Fund
|
N-2/A
|
|
|
BNY Mellon Worldwide Growth Fund, Inc.
|
497
|
|
|
GENERAL NEW YORK MUNICIPAL MONEY MARKET FUND
|
497
|
|
|
BNY MELLON NEW YORK AMT-FREE MUNICIPAL BOND FUND
|
497
|
|
|
GENERAL MUNICIPAL MONEY MARKET FUNDS, INC.
|
497
|
|
|
GENERAL MONEY MARKET FUND, INC.
|
497
|
|
|
BNY MELLON APPRECIATION FUND, INC.
|
497
|
|
|
Morgan Stanley China A Share Fund, Inc.
|
N-CSRS
|
|
|
VOYAGEUR MUTUAL FUNDS II
|
N-PX
|
|
|
IVY FUNDS
|
497K
|
|
|
VOYAGEUR MUTUAL FUNDS
|
N-PX
|
|
|
RENTLER BARBARA
|
4
|
|
|
ROSS STORES, INC.
|
4
|
Financial Statements
|
|
Snappable, Inc.
|
D
|
|
|
VOYAGEUR INTERMEDIATE TAX FREE FUNDS
|
N-PX
|
|
|
BBCMS Mortgage Trust 2022-C18
|
10-D
|
|
|
IVY FUNDS
|
497
|
|
|
VOYAGEUR INSURED FUNDS
|
N-PX
|
|
|
NouvEau Inc.
|
D
|
|
|
BBCMS Mortgage Trust 2022-C18
|
ABS-EE
|
|
|
Blackstone Real Estate Income Trust, Inc.
|
8-K
|
|
|
DELAWARE VIP TRUST
|
N-PX
|
|
|
Ko Hyuk Joon
|
3
|
|
|
EXICURE, INC.
|
3
|
|
|
Conner Laurie Catherine
|
4
|
|
|
Managed Portfolio Series
|
N-PX
|
|
|
Lee Dongho
|
3
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Lee Hojoon
|
3
|
|
|
DELAWARE GROUP TAX FREE FUND
|
N-PX
|
|
|
Fiera Global Diversified Lending Fund, L.P.
|
D/A
|
|
|
Pruitt William D
|
4
|
|
|
DELAWARE GROUP LIMITED-TERM GOVERNMENT FUNDS
|
N-PX
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
DELAWARE GROUP STATE TAX-FREE INCOME TRUST
|
N-PX
|
|
|
VSV Co-Invest VIII LLC
|
D
|
|
|
Global X Funds
|
N-PX
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
John Hancock Collateral Trust
|
N-CSRS
|
|
|
DELAWARE GROUP GLOBAL & INTERNATIONAL FUNDS
|
N-PX
|
|
|
Pack Michael E
|
4
|
|
|
OSHKOSH CORP
|
4
|
Financial Statements
|
|
DELAWARE GROUP GOVERNMENT FUND
|
N-PX
|
|
|
SCHWAB ANNUITY PORTFOLIOS
|
N-CSRS
|
|
|
Rivernorth SPAC Arbitrage Fund, LP
|
D/A
|
|
|
FUNDRISE GROWTH EREIT VII, LLC
|
253G2
|
|
|
Vaillancourt Eric A.
|
4
|
|
|
ENPRO INDUSTRIES, INC
|
4
|
Financial Statements
|
|
DELAWARE GROUP EQUITY FUNDS IV
|
N-PX
|
|
|
BBCMS Mortgage Trust 2022-C17
|
10-D
|
|
|
TrimTabs ETF Trust
|
N-PX
|
|
|
SCHWAB STRATEGIC TRUST
|
N-CSRS
|
|
|
BBCMS Mortgage Trust 2022-C17
|
ABS-EE
|
|
|
Geek Ventures Foodready SPV, a series of Decile SPV, LLC
|
D
|
|
|
CX Courts of Avalon, DST
|
D/A
|
|
|
LITMAN GREGORY FUNDS TRUST
|
N-CSRS
|
|
|
QMA JP Emerging Markets All Cap Offshore Fund, Ltd.
|
D/A
|
|
|
FUNDRISE GROWTH EREIT VII, LLC
|
1-U
|
|
|
CHARLES SCHWAB FAMILY OF FUNDS
|
N-CSRS
|
|
|
DELAWARE GROUP EQUITY FUNDS II
|
N-PX
|
|
|
Pacer Funds Trust
|
DEFA14A
|
|
|
Rizvi Energy LLC
|
D
|
|
|
DELAWARE GROUP EQUITY FUNDS I
|
N-PX
|
|
|
RiverNorth Institutional Partners, L.P.
|
D/A
|
|
|
VICTORY VARIABLE INSURANCE FUNDS
|
N-CSRS
|
|
|
HORMEL FOODS CORP /DE/
|
10-Q
|
Financial Statements
|
|
WisdomTree Digital Trust
|
N-CSR
|
|
|
QMA JP Emerging Markets All Cap Onshore Fund, L.P.
|
D/A
|
|
|
SCHWAB CAPITAL TRUST
|
N-CSRS
|
|
|
DELAWARE GROUP CASH RESERVE
|
N-PX
|
|
|
Farrugia Marc
|
4
|
|
|
SUN COMMUNITIES INC
|
4
|
Financial Statements
|
|
Johnson James W.
|
144
|
|
|
Fundrise Growth eREIT II, LLC
|
253G2
|
|
|
Brijjit Medical, Inc.
|
D
|
|
|
PERU RAMIRO G
|
144
|
|
|
SM Energy Co
|
144
|
Financial Statements
|
|
Securian Funds Trust
|
N-CSRS
|
|
|
DELAWARE GROUP EQUITY FUNDS V
|
N-PX
|
|
|
Fundrise Growth eREIT II, LLC
|
1-U
|
|
|
Treasure & Shipwreck Recovery, Inc.
|
10-K
|
|
|
DELAWARE POOLED TRUST
|
N-PX
|
|
|
AIR FRANCE-KLM /FI
|
424B3
|
|
|
Fundrise Growth eREIT III, LLC
|
1-U
|
|
|
RiverNorth Institutional Partners Offshore, Ltd.
|
D/A
|
|
|
Riojas Jose David
|
4
|
|
|
Burke & Herbert Financial Services Corp.
|
4
|
|
|
Okray Thomas B
|
144
|
|
|
Eaton Corp plc
|
144
|
Financial Statements
|
|
Redwood Enhanced Income Corp.
|
DEF 14A
|
|
|
AEI NET LEASE PORTFOLIO 22 DST
|
D
|
|
|
DELAWARE GROUP FOUNDATION FUNDS
|
N-PX
|
|
|
Macquarie Infrastructure Partners VI, L.P.
|
D/A
|
|
|
BLACKROCK FUNDS
|
497
|
|
|
ALIXO-YOLLOO CORP.
|
S-1/A
|
|
|
Fundrise Development eREIT, LLC
|
253G2
|
|
|
RREEF Property Trust, Inc.
|
8-K
|
|
|
JOHN HANCOCK LIFE INSURANCE CO
|
485APOS
|
|
|
Jam & Tea Studios, Inc.
|
D
|
|
|
Held Amy C
|
144
|
|
|
J M SMUCKER Co
|
144
|
Financial Statements
|
|
Invesco Real Estate Income Trust Inc.
|
8-K
|
|
|
BLACKROCK MID-CAP VALUE SERIES, INC.
|
497K
|
|
|
Mansueto Joseph D
|
4
|
|
|
Morningstar, Inc.
|
4
|
Financial Statements
|
|
Fundrise Development eREIT, LLC
|
1-U
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Fassino Anthony D.
|
4
|
|
|
CATERPILLAR INC
|
4
|
Financial Statements
|
|
Janus Christopher
|
4
|
|
|
Brookfield Real Assets Income Fund Inc.
|
4
|
|
|
BBCMS Mortgage Trust 2021-C9
|
10-D
|
|
|
DELAWARE GROUP ADVISER FUNDS
|
N-PX
|
|
|
JPMorgan Trust I
|
N-PX
|
|
|
MO-0608 Fund I, a series of SilverCircle One, LP
|
D
|
|
|
BBCMS Mortgage Trust 2021-C9
|
ABS-EE
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Allora Health Inc.
|
D
|
|
|
Carobene Mauro
|
4
|
|
|
Kaleyra, Inc.
|
4
|
|
|
Fundrise Equity REIT, LLC
|
253G2
|
|
|
AB CORPORATE SHARES
|
NPORT-P/A
|
|
|
AB BOND FUND, INC.
|
NPORT-P/A
|
|
|
AB HIGH INCOME FUND INC
|
NPORT-P/A
|
|
|
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
|
NPORT-P/A
|
|
|
Starboard Investment Trust
|
N-PX
|
|
|
Villaverde Vanessa
|
3
|
|
|
SAFE & GREEN HOLDINGS CORP.
|
3
|
Financial Statements
|
|
COLELLA GERARD G
|
144
|
|
|
MKS INSTRUMENTS INC
|
144
|
Financial Statements
|
|
Leong Yew Poh
|
4
|
|
|
FingerMotion, Inc.
|
4
|
|
|
Fundrise Equity REIT, LLC
|
1-U
|
|
|
HU-0720 Fund I, a series of New Vista Private Capital Funds, LP
|
D
|
|
|
GuideStone Funds
|
N-CSRS
|
|
|
Signing Day Sports, Inc.
|
D
|
|
|
AIM SECTOR FUNDS
|
497J
|
|
|
FUNDRISE BALANCED EREIT II, LLC
|
1-U
|
|
|
Leonard Daniel J
|
4
|
|
|
Oak Valley Bancorp
|
4
|
Financial Statements
|
|
ARTISAN PARTNERS FUNDS INC
|
N-PX
|
|
|
Invesco Multi-Alternative Growth Fund L.P.
|
D/A
|
|
|
BMO 2023-C4 Mortgage Trust
|
10-D
|
|
|
JP MORGAN MUTUAL FUND INVESTMENT TRUST
|
N-PX
|
|
|
BMO 2023-C4 Mortgage Trust
|
ABS-EE
|
|
|
VVF Okee73 Farms LLC
|
D
|
|
|
BMO 2022-C2 Mortgage Trust
|
10-D
|
|
|
BAIRD FUNDS INC
|
N-PX/A
|
|
|
Invesco Multi-Alternative Growth Fund
|
D/A
|
|
|
JPMorgan Chase Bank, N.A. - ADR Depositary
|
F-6
|
|
|
NOVO NORDISK A S
|
F-6
|
Financial Statements
|
|
Fundsmith Equity Fund, L.P.
|
D/A
|
|
|
Neuberger Berman Next Generation Connectivity Fund Inc.
|
N-PX
|
|
|
Carter Thomas
|
144
|
|
|
NEXSTAR MEDIA GROUP, INC.
|
144
|
Financial Statements
|
|
Thomson Andrew Justin Mackenzie
|
4
|
|
|
PRICE T ROWE GROUP INC
|
4
|
Financial Statements
|
|
BMO 2022-C2 Mortgage Trust
|
ABS-EE
|
|
|
ROWLAND DAVID
|
4
|
|
|
DOLLAR GENERAL CORP
|
4
|
Financial Statements
|
|
Dyer Jay
|
4
|
|
|
Origin Bancorp, Inc.
|
4
|
Financial Statements
|
|
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC
|
N-PX
|
|
|
EA Series Trust
|
N-PX
|
|
|
ONESPAWORLD HOLDINGS Ltd
|
4
|
|
|
HEYER ANDREW R
|
4
|
|
|
Neuberger Berman Energy Infrastructure & Income Fund Inc.
|
N-PX
|
|
|
BLACKROCK FUNDS
|
497K
|
|
|
BBCMS Mortgage Trust 2020-C8
|
10-D
|
|
|
INTERNATIONAL GROWTH & INCOME FUND
|
497K
|
|
|
BBCMS Mortgage Trust 2020-C8
|
ABS-EE
|
|
|
NEIMAN FUNDS
|
497
|
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
Fundrise East Coast Opportunistic REIT, LLC
|
253G2
|
|
|
GuideStone Funds
|
N-PX
|
|
|
INTERNATIONAL GROWTH & INCOME FUND
|
485BPOS
|
|
|
Sound Point Tactical Loan Opportunity Fund I, LP
|
D/A
|
|
|
Fundrise East Coast Opportunistic REIT, LLC
|
1-U
|
|
|
Drake Hattiesburg LLC
|
D
|
|
|
Voleon Composition International Fund, Ltd.
|
D/A
|
|
|
Golden Meryl S.
|
4
|
|
|
KINGSTONE COMPANIES, INC.
|
4
|
Financial Statements
|
|
RANGER FUNDS INVESTMENT TRUST
|
N-PX
|
|
|
BBCMS Mortgage Trust 2018-C2
|
10-D
|
|
|
CAPITAL WORLD BOND FUND
|
N-CSRS
|
|
|
AMERICAN FUNDS STRATEGIC BOND FUND
|
N-CSRS
|
|
|
American Funds Multi-Sector Income Fund
|
N-CSRS
|
|
|
ABS Long/Short Strategies Fund
|
N-PX
|
|
|
INTERNATIONAL GROWTH & INCOME FUND
|
N-CSR
|
|
|
BBCMS Mortgage Trust 2018-C2
|
ABS-EE
|
|
|
INVESTMENT CO OF AMERICA
|
N-CSRS
|
|
|
Golden Meryl S.
|
4/A
|
|
|
KINGSTONE COMPANIES, INC.
|
4/A
|
Financial Statements
|
|
AMERICAN FUNDS FUNDAMENTAL INVESTORS
|
N-CSRS
|
|
|
SmartGate Seed Fund II, L.P.
|
D
|
|
|
PROSPERA FINANCIAL SERVICES, INC.
|
X-17A-5
|
|
|
EMERGING MARKETS GROWTH FUND INC
|
N-CSR
|
|
|
Sound Point Tactical Loan Opportunity Offshore Fund I, LP
|
D/A
|
|
|
American Funds Emerging Markets Bond Fund
|
N-CSRS
|
|
|
Capital Group Fixed Income ETF Trust
|
N-CSRS
|
|
|
BOND FUND OF AMERICA
|
N-CSRS
|
|
|
Linder Mountain Prospect Partners
|
D/A
|
|
