SEC Filings


2467
  
Company Name Form Type SEC Filings
Nikko Asset Management Americas, Inc. N-PX
ONEFUND Trust NPORT-P
Krane Shares Trust CERT
BNY Mellon Absolute Insight Funds, Inc. 485BPOS
PUTNAM MASTER INTERMEDIATE INCOME TRUST NPORT-P
Sumitomo Mitsui Trust Asset Management Co., Ltd. N-PX
BNY MELLON STOCK FUNDS N-PX
Zentek Ltd. 6-K
Cheng Gena 4
NEW YORK MORTGAGE TRUST INC 4
Greenberg Audrey 4
Pendergast Lisa A 4
Norcutt Steven G 4
Clement Michael B. 4
Mumma Steven R 4
Tarlowe Rochelle M. 144
OMNICOM GROUP INC. 144 Financial Statements
Punch Card Capital, L.P. D/A
BANK 2017-BNK8 8-K
WINTRUST INVESTMENTS LLC N-PX
Baucum Terri 4
Texas Community Bancshares, Inc. 4
GOLD RESERVE INC 6-K
Spinnaker ETF Series NPORT-P
BNY MELLON OPPORTUNITY FUNDS N-PX
Hoffman Allison C 144
Phreesia, Inc. 144 Financial Statements
Bonaccorso Joe 144
Armed Forces Brewing Company, Inc. 1-K/A
First Trust Investment Solutions L.P. N-PX
SOUND SHORE FUND INC N-PX
HSBC USA INC /MD/ FWP
GRIID Infrastructure Inc. 8-K/A
Homegrown Growth LLC Series Jinya Ramen Bar 1 D
BNY MELLON HIGH YIELD STRATEGIES FUND N-PX
WAYCROSS PARTNERS, LLC N-PX
ALPS Series Trust NPORT-P
GREAT LAKES ADVISORS, LLC N-PX
ALIGHT SERIES TRUST N-PX
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-P5 10-D
COMMODORE CAPITAL LP N-PX
McCarthy Michael Paul 3
Franklin Lexington Private Markets Fund 3
Kohler Terry 144
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND NPORT-P
CHUGG JULIANA L 4
DARDEN RESTAURANTS INC 4 Financial Statements
Artemis Capital Partners IV, L.P. D
AMERICAN CENTURY INVESTMENT TRUST N-PX
Bishop & Co Investment Management, LLC N-PX
WILMOTT TIMOTHY J 4
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-P4 10-D
Amcor plc 4
Roegner Eric V 4
BNY Mellon Investment Funds IV, Inc. N-PX
Citigroup Commercial Mortgage Trust 2016-GC37 10-D
TRENT TAMMY M 4
LEGGETT & PLATT INC 4 Financial Statements
R.M. DUNCAN SECURITIES, INC. X-17A-5
PRUDENTIAL FINANCIAL INC 424B2 Financial Statements
SMITH ROBERT S JR 4
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-C2 10-D
PTASINSKI CHRISTINA 4
KLEIBOEKER RYAN MICHAEL 4
PUTNAM FUNDS TRUST NPORT-P
HAGALE JAMES TYSON 4
Tomsche David Scott 4
IMMUCELL CORP /DE/ 4 Financial Statements
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM N-PX
Federal Home Loan Bank of New York 8-K
SeaBridge Investment Advisors LLC N-PX
DAVIS JENNIFER JOY 4
USCF ETF Trust N-PX
BURNS BENJAMIN MICHAEL 4
David N. Bosserman Irrevocable Trust 144
CAVA GROUP, INC. 144
DM Trust Aggregator, LLC 4
Dutch Bros Inc. 4 Financial Statements
Porter Rahn K 4
ABRDN ASIA-PACIFIC INCOME FUND, INC. 4
BNY Mellon U.S. Mortgage Fund, Inc. N-PX
Citigroup Commercial Mortgage Trust 2016-C1 10-D
DM Individual Aggregator, LLC 4
TORONTO DOMINION BANK 424B2 Financial Statements
Rock Rail Forest Ltd D
PUTNAM TAX EXEMPT INCOME FUND NPORT-P
Boersma Travis 4
Citigroup Commercial Mortgage Trust 2015-GC35 10-D
Invest Ventures I, LP D/A
Franklin BSP Private Credit Fund SC 13D/A
FRANKLIN RESOURCES INC SC 13D/A Financial Statements
EPG Wealth Management LLC N-PX
Oppenheimer & Close, LLC N-PX
Adara Ventures II S.C.A., SICAR D/A
Morningstar Investment Management LLC N-PX
BNY Mellon Advantage Funds, Inc. N-PX
ExchangeRight Net-Leased Portfolio 68 DST D
RENAISSANCE CAPITAL GREENWICH FUNDS NPORT-P
Citigroup Commercial Mortgage Trust 2015-GC33 10-D
AGARWAL AMIT MOHAN SC 13G/A
Container Store Group, Inc. SC 13G/A Financial Statements
AMERICAN CENTURY WORLD MUTUAL FUNDS INC N-PX
FPC INVESTMENT ADVISORY, INC. N-PX
Continuum Technologies, Inc D
Citigroup Commercial Mortgage Trust 2015-GC31 10-D
Listed Funds Trust 485BPOS
SPROTT FUNDS TRUST 485BXT
Driveitaway Holdings, Inc. 10-Q
Citigroup Commercial Mortgage Trust 2015-GC29 10-D
Smead Funds Trust N-PX
Schutte John 4
Stock Yards Bancorp, Inc. 4 Financial Statements
AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. N-PX
LIBERTY STAR URANIUM & METALS CORP. 8-K
LATAILLE RONALD J 4
UFP TECHNOLOGIES INC 4 Financial Statements
ROYAL BANK OF CANADA 424B2 Financial Statements
BNY MELLON INVESTMENT PORTFOLIOS N-PX
Target Group Inc. 8-K
UBS AG 424B2
Datum One Series Trust NPORT-P
Saunier Edwin S 4
Clean Yield Group N-PX
BNY MELLON APPRECIATION FUND, INC. N-PX
BULLFINCH FUND INC N-PX
BAROMETER CAPITAL MANAGEMENT INC. N-PX
Citigroup Commercial Mortgage Trust 2015-GC27 10-D
Simplify Exchange Traded Funds 485BPOS
Krane Shares Trust 8-A12B
Alpha Core Strategies Fund NPORT-P
THOMPSON IM FUNDS INC N-PX
Krane Shares Trust 497J
WORLD EQUITY GROUP, INC. 13F-HR
Centre Funds NPORT-P
SHELTON WEALTH MANAGEMENT, LLC N-PX
Priebe Stephen M 4
Citigroup Commercial Mortgage Trust 2014-GC25 10-D
JOHNSON JENNIFER M 4
FRANKLIN RESOURCES INC 4 Financial Statements
AMERICAN CENTURY CAPITAL PORTFOLIOS INC N-PX
MADISON FUNDS 497
CYPRESS CREEK PRIVATE STRATEGIES TEI FUND, L.P. NPORT-P
Citigroup Commercial Mortgage Trust 2014-GC23 10-D
Thornburg Income Builder Opportunities Trust N-PX
CYPRESS CREEK PRIVATE STRATEGIES REGISTERED FUND L P NPORT-P
ALLIANZ LIFE VARIABLE ACCOUNT B 497
Future Vision II Acquisition Corp. S-1/A
Federated Hermes Adviser Series 497K
CYPRESS CREEK PRIVATE STRATEGIES MASTER FUND L P NPORT-P
BNY MELLON VARIABLE INVESTMENT FUND N-PX
NYIAX, INC. D
CYPRESS CREEK PRIVATE STRATEGIES INSTITUTIONAL FUND, L.P. NPORT-P
BARNES WARREN E. 144
HANOVER INSURANCE GROUP, INC. 144 Financial Statements
Epi One Inc C/A
THORNBURG INVESTMENT TRUST N-PX
PMF TEI Fund, L.P. NPORT-P
AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC N-PX
Citigroup Commercial Mortgage Trust 2013-GC17 10-D
AXAR OFFSHORE FUND, LTD. D/A
PMF Fund, L.P. NPORT-P
Vale S.A. 6-K Financial Statements
NAPCO SECURITY TECHNOLOGIES, INC 8-K Financial Statements
Endowment PMF Master Fund, L.P. NPORT-P
Myriad Uranium Corp. D
Ionetix Corp D
Here Collection LLC 1-U
CARILLON SERIES TRUST NPORT-P
Franklin Templeton ETF Trust NPORT-P
ARMSTRONG D GEOFFREY 144
NEXSTAR MEDIA GROUP, INC. 144 Financial Statements
Wakem Global Opportunities Fund LP D/A
Spiegel Reuven 4
Delek Logistics Partners, LP 4 Financial Statements
Evanly Bakes, LLC C
J.P. Morgan Exchange-Traded Fund Trust 485BXT
MultiSensor AI Holdings, Inc. 8-K
USEDC Opportunity Zone III LP D/A
IP3 Labs Inc. C
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA 424B3
Berger William J 4
Sunnova Energy International Inc. 4 Financial Statements
BNY MELLON MIDCAP INDEX FUND, INC. N-PX
EAM Global Investors LLC N-PX
Marblegate Acquisition Corp. DEF 14A
AQR Funds NPORT-P
Adgorithmics, Inc. D
Better Choice Co Inc. 8-K
AXAR ONSHORE FUND, LLC D/A
Flora Jun 2024 II a Series of PBC LLC D
Wilson John F 4
ROLLINS INC 4 Financial Statements
Equalize Community Development Fund N-PX
HAMMER FIBER OPTICS HOLDINGS CORP 10-Q
AMERICAN CENTURY VARIABLE PORTFOLIOS INC N-PX
BANCFIRST CORP /OK/ 8-K Financial Statements
AMERICAN CENTURY ETF TRUST N-PX
Mercer Funds 497
PUTNAM INTERNATIONAL EQUITY FUND NPORT-P
Haize Labs SPV Jun 2024 a Series of CGF2021 LLC D
Bickel Paul J III 4
Savoie Capital LLC N-PX
INDUS PARTNERS, LLC N-PX
Catholic Responsible Investments Funds N-PX
BNY MELLON SUSTAINABLE U.S. EQUITY PORTFOLIO, INC. N-PX
PUTNAM SUSTAINABLE LEADERS FUND NPORT-P
Medtronic plc 144 Financial Statements
PARKHILL KAREN L 144
INDUS CAPITAL PARTNERS, LLC N-PX
KIRR MARBACH & CO LLC /IN/ N-PX
Convergence Investment Partners, LLC N-PX
TeamOhana, Inc. D
Morningstar Funds Trust N-PX
Moeller Jon R 144
PROCTER & GAMBLE Co 144 Financial Statements
Michael Seth Isaac 4
OHIO VALLEY BANC CORP 4 Financial Statements
Array Labs Leonis 2 Jul 2024 a Series of CGF2021 LLC D
Chevedden John PX14A6G
FEDEX CORP PX14A6G Financial Statements
COMM 2015-CCRE25 Mortgage Trust 10-D
Richmond Hill Investments, LLC N-PX
FORD CREDIT FLOORPLAN MASTER OWNER TRUST A 10-D
WESTWOOD V LLC D
HSBC USA INC /MD/ 424B2
FIRST UNITED BANK & TRUST N-PX
GEFION CANADA INC. D
Ochoa Ellen 4
SERVICE CORP INTERNATIONAL 4 Financial Statements
JMAC ENTERPRISES LLC N-PX
Alternative Credit Income Fund N-PX
Clarke Andrew Paul 3
ABERCROMBIE & FITCH CO /DE/ 3 Financial Statements
Soar Health Inc. D
Advisors' Inner Circle Fund III N-PX
COMM 2015-CCRE22 Mortgage Trust 10-D
NOCD Jul 2024 a Series of CGF2021 LLC D
GPI CAPITAL, L.P. N-PX
WAVA Water Corp D
BNY Mellon Investment Funds V, Inc. N-PX
GigCapital7 Corp. S-1/A
ADVISORS' INNER CIRCLE FUND N-PX
Kimball Chad 4
FIRST MERCHANTS CORP 4 Financial Statements
Opportunistic Credit Interval Fund N-PX
COMM 2015-LC21 Mortgage Trust 10-D
Stewart Michael J 4
NORGEOT PETER S JR 144
ENTERGY CORP /DE/ 144 Financial Statements
Furthermore SIMPLi SPV Jul 2024 a Series of CGF2021 LLC D
COMM 2014-CCRE17 Mortgage Trust 10-D
Linqto Liquidshares LLC D
Tao Capital Management LP N-PX
AMERICAN CENTURY MUTUAL FUNDS, INC. N-PX
Jejurikar Shailesh 4
PROCTER & GAMBLE Co 4 Financial Statements
ITS Invest Fund, L.P. D
COMM 2014-CCRE14 Mortgage Trust 10-D
Constitution Capital Access Fund, LLC N-PX
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ 424B2 Financial Statements
Keith R. Alexandra 4
TIMOTHY PLAN N-PX
Otteni Peter V 4
BXP, Inc. 4 Financial Statements
COMM 2016-DC2 Mortgage Trust 10-D
Peterson Financial Group, Inc. 13F-HR/A
Carl P. Sherr & Co., LLC N-PX
Versus Capital Real Assets Fund LLC N-PX
COMM 2014-UBS4 Mortgage Trust 10-D
Pimentel Armando Jr 144
NEXTERA ENERGY INC 144 Financial Statements
BANK OF NOVA SCOTIA 424B2 Financial Statements
RBC Private Counsel N-PX
Capital Planning Advisors, LLC N-PX
Sumner R Nichole 144
OLIN Corp 144 Financial Statements
Pear Tree Funds N-PX
BNY Mellon Strategic Funds, Inc. N-PX
COMM 2014-UBS2 Mortgage Trust 10-D
JACK HENRY & ASSOCIATES INC 10-K Financial Statements
GOLDMAN SACHS VARIABLE INSURANCE TRUST 497
Versus Capital Real Estate Fund LLC N-PX
Versus Capital Infrastructure Income Fund N-PX
BOSTON TRUST WALDEN FUNDS NPORT-P
LIQUIDITY SERVICES INC 144 Financial Statements
ELLIS GEORGE H 144
Collaborative Investment Series Trust N-PX
COMM 2013-CCRE13 Mortgage Trust 10-D
ROWLANDMILLER & PARTNERS.ADV N-PX
Schramm Jude 144
FIFTH THIRD BANCORP 144 Financial Statements
Eagle Mountain Co-Investment, LP D
GYL FINANCIAL SYNERGIES, LLC N-PX
BLACKROCK FUNDS 485BPOS
COMM 2012-LC4 Mortgage Trust 10-D
Ming Shing Group Holdings Ltd 20-F
FT 11639 487
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2424 487
BayFirst Financial Corp. 4
Saravanos Anthony 4