| Company Name |
Form Type |
SEC Filings |
|
|
|
|
WuDunn Sheryl
|
4
|
|
|
Berset Mark S
|
4
|
|
|
Berset Derek Steven
|
4
|
|
|
Snow Lake Management LP
|
N-PX
|
|
|
Harris Alexander Octavius
|
4
|
|
|
Six Circles Trust
|
NPORT-P
|
|
|
RARE ELEMENT RESOURCES LTD
|
3
|
|
|
SAXTON PAMELA L
|
3
|
|
|
MVP LS FUND CDLV LLC
|
D/A
|
|
|
Hill Investment Group Partners, LLC
|
N-PX
|
|
|
DBX ETF TRUST
|
24F-2NT
|
|
|
PFS FUNDS
|
NPORT-P
|
|
|
MiTec, PBC
|
CFPORTAL/A
|
|
|
Mink Brook Partners LP
|
D/A
|
|
|
Journey A 2024 a Series of What If Ventures Master LLC
|
D
|
|
|
FRANKLIN REAL ESTATE SECURITIES TRUST
|
485BPOS
|
|
|
DARBY JEFFERY
|
144
|
|
|
Dorman Products, Inc.
|
144
|
Financial Statements
|
|
Manitou Investment Management Ltd.
|
N-PX
|
|
|
ROBIN-CAPLAN AMANDINE
|
4
|
|
|
Travel & Leisure Co.
|
4
|
Financial Statements
|
|
BOEHM WILLIAM T
|
4
|
|
|
NEOGEN CORP
|
4
|
Financial Statements
|
|
Galibier Capital Management Ltd.
|
N-PX
|
|
|
MILESTONE ASSET MANAGEMENT, LLC
|
N-PX
|
|
|
ACHELOUS PARTNERS, LLC
|
X-17A-5
|
|
|
EQ ADVISORS TRUST
|
NPORT-P
|
|
|
UBS Commercial Mortgage Trust 2017-C5
|
8-K
|
|
|
Federated Hermes Adviser Series
|
485BPOS
|
|
|
Leaselot, Inc.
|
D
|
|
|
D. SCOTT NEAL, INC.
|
N-PX
|
|
|
Streamkap, Inc.
|
D
|
|
|
Blue Bird Corp
|
4
|
Financial Statements
|
|
Horlock Phil
|
4
|
|
|
Sassafras LLC
|
C/A
|
|
|
Adirondack Funds
|
497
|
|
|
GSBackers Spot AI Fund II a Series of CGF2021 LLC
|
D
|
|
|
Abich Financial Wealth Management LLC
|
N-PX
|
|
|
Man Funds XI SPC, on behalf of & for the account of Man AHL Pure Momentum Plus
|
D
|
|
|
EAM Investors, LLC
|
N-PX
|
|
|
Bennie Jul 2024 a Series of CGF2021 LLC
|
D
|
|
|
Coyle Financial Counsel LLC
|
N-PX
|
|
|
Hasenstab Michael J
|
3
|
|
|
THRIVENT SERIES FUND INC
|
N-CSRS
|
|
|
Betz Stephen F.
|
144
|
|
|
Crinetics Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
VETAMER CAPITAL MANAGEMENT, LP
|
N-PX
|
|
|
BHK Investment Advisors, LLC
|
N-PX
|
|
|
Battery Global Advisors, LLC
|
N-PX
|
|
|
GSBackers Pika Fund I a Series of CGF2021 LLC
|
D
|
|
|
BlackRock Strategic Global Bond Fund, Inc.
|
NPORT-P
|
|
|
BLACKROCK CREDIT ALLOCATION INCOME TRUST
|
NPORT-P
|
|
|
iSHARES TRUST
|
NPORT-P
|
|
|
BlackRock Multi-Sector Income Trust
|
NPORT-P
|
|
|
BLACKROCK CORE BOND TRUST
|
NPORT-P
|
|
|
BlackRock Funds III
|
NPORT-P
|
|
|
BlackRock 2037 Municipal Target Term Trust
|
NPORT-P
|
|
|
BLACKROCK INDEX FUNDS, INC.
|
NPORT-P
|
|
|
MASTER INVESTMENT PORTFOLIO
|
NPORT-P
|
|
|
BlackRock Funds VI
|
NPORT-P
|
|
|
BlackRock Resources & Commodities Strategy Trust
|
NPORT-P
|
|
|
BLACKROCK DEBT STRATEGIES FUND, INC.
|
NPORT-P
|
|
|
BLACKROCK EUROFUND
|
NPORT-P
|
|
|
BlackRock Health Sciences Term Trust
|
NPORT-P
|
|
|
BLACKROCK FUNDS
|
NPORT-P
|
|
|
BLACKROCK MUNICIPAL BOND FUND, INC.
|
NPORT-P
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
NPORT-P
|
|
|
BlackRock Funds IV
|
NPORT-P
|
|
|
BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST
|
NPORT-P
|
|
|
BlackRock Science & Technology Term Trust
|
NPORT-P
|
|
|
Master Investment Portfolio II
|
NPORT-P
|
|
|
BlackRock Science & Technology Trust
|
NPORT-P
|
|
|
BlackRock Enhanced Equity Dividend Trust
|
NPORT-P
|
|
|
BLACKROCK FLOATING RATE INCOME TRUST
|
NPORT-P
|
Financial Statements
|
|
BLACKROCK Ltd DURATION INCOME TRUST
|
NPORT-P
|
|
|
BlackRock Enhanced International Dividend Trust
|
NPORT-P
|
Financial Statements
|
|
BlackRock Innovation & Growth Term Trust
|
NPORT-P
|
|
|
BlackRock Enhanced Global Dividend Trust
|
NPORT-P
|
Financial Statements
|
|
BlackRock Credit Strategies Fund
|
NPORT-P
|
|
|
QUANTITATIVE MASTER SERIES LLC
|
NPORT-P
|
|
|
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.
|
NPORT-P
|
|
|
BLACKROCK INCOME TRUST, INC.
|
NPORT-P
|
|
|
BlackRock Health Sciences Trust
|
NPORT-P
|
|
|
BlackRock Energy & Resources Trust
|
NPORT-P
|
|
|
BLACKROCK CORPORATE HIGH YIELD FUND, INC.
|
NPORT-P
|
|
|
BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC.
|
NPORT-P
|
|
|
BlackRock Utilities, Infrastructure & Power Opportunities Trust
|
NPORT-P
|
|
|
BlackRock Enhanced Government Fund, Inc.
|
NPORT-P
|
|
|
BlackRock Capital Allocation Term Trust
|
NPORT-P
|
|
|
BlackRock Private Investments Fund
|
NPORT-P
|
|
|
BLACKROCK ADVANTAGE GLOBAL FUND, INC.
|
NPORT-P
|
|
|
BlackRock Taxable Municipal Bond Trust
|
NPORT-P
|
|
|
BNY Mellon Investment Funds VII, Inc.
|
N-PX
|
|
|
UPRIGHT INVESTMENTS TRUST
|
N-PX
|
|
|
UBS Commercial Mortgage Trust 2017-C4
|
8-K
|
|
|
BEAR CREEK DEBT WAREHOUSE, LLC
|
D/A
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C34
|
8-K
|
|
|
PennBuff Janet LLC
|
D
|
|
|
LeddarTech Holdings Inc.
|
SC 13D/A
|
|
|
Investissement Quebec
|
SC 13D/A
|
|
|
Finepoint Capital LP
|
N-PX
|
|
|
MASSMUTUAL PREMIER FUNDS
|
497K
|
|
|
MASSMUTUAL PREMIER FUNDS
|
497
|
|
|
DRIEHAUS MUTUAL FUNDS
|
NPORT-P
|
|
|
HansaCapital Pika Fund II a Series of CGF2021 LLC
|
D
|
|
|
AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio
|
D/A
|
|
|
LOOMIS SAYLES & CO L P
|
N-PX
|
|
|
Covenant Partners, LLC
|
N-PX
|
|
|
Benchmark 2020-B21 Mortgage Trust
|
8-K
|
|
|
Magnifi Holdings Inc.
|
D/A
|
|
|
Phienx, Inc.
|
D
|
|
|
FORUM FUNDS
|
485BPOS
|
|
|
Baltimore-Washington Financial Advisors, Inc.
|
N-PX
|
|
|
BNY MELLON INDEX FUNDS, INC.
|
N-PX
|
|
|
Dreamward Event Fund 1 Jun 2024 a Series of CGF2021 LLC
|
D
|
|
|
Value Line Core Bond Fund
|
NPORT-P
|
|
|
VALUE LINE ASSET ALLOCATION FUND INC
|
NPORT-P
|
|
|
Value Line Small Cap Opportunities Fund, Inc.
|
NPORT-P
|
|
|
VALUE LINE CAPITAL APPRECIATION FUND INC
|
NPORT-P
|
|
|
Value Line Select Growth Fund, Inc.
|
NPORT-P
|
|
|
Value Line Larger Companies Focused Fund, Inc.
|
NPORT-P
|
|
|
LuxyList Inc.
|
C
|
|
|
Value Line Mid Cap Focused Fund, Inc.
|
NPORT-P
|
|
|
DOW CHEMICAL CO /DE/
|
424B3
|
|
|
MN8 Energy, Inc.
|
SEC STAFF ACTION
|
|
|
AMERICAN CENTURY GROWTH FUNDS, INC.
|
N-PX
|
|
|
Rail 2 2024 08 a Series of Story Capital Growth Vehicle LLC
|
D
|
|
|
Wagner Wealth Management, LLC
|
N-PX
|
|
|
FORESTER LYNN
|
4
|
|
|
ESTEE LAUDER COMPANIES INC
|
4
|
Financial Statements
|
|
Fahmy Sameh
|
4
|
|
|
NORFOLK SOUTHERN CORP
|
4
|
Financial Statements
|
|
IAMS WEALTH MANAGEMENT, LLC
|
N-PX
|
|
|
BLACKROCK MID-CAP VALUE SERIES, INC.
|
485BPOS
|
|
|
DW OKLAHOMA #41 LP
|
D
|
|
|
Rail 2024 07 a Series of Story Capital Growth Vehicle LLC
|
D
|
|
|
Cambria ETF Trust
|
AW
|
|
|
BlackRock Alpha Strategies Fund
|
NPORT-P
|
|
|
BEXIL INVESTMENT TRUST
|
NPORT-P
|
|
|
Midas Series Trust
|
NPORT-P
|
|
|
FOXBY CORP.
|
NPORT-P
|
|
|
Wells Fargo Commercial Mortgage Trust 2020-C56
|
8-K
|
|
|
ALPS ADVISORS INC
|
N-PX
|
|
|
GOLD FIELDS LTD
|
6-K
|
Financial Statements
|
|
THRIVENT MUTUAL FUNDS
|
N-CSRS
|
|
|
Rally Point Grille Franchising, LLC
|
C-W
|
|
|
Center For Asset Management LLC
|
N-PX
|
|
|
American Portfolios Advisors
|
N-PX
|
|
|
Burke & Herbert Financial Services Corp.
|
4
|
|
|
HINKLE GARY L
|
4
|
|
|
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY
|
13F-HR
|
|
|
Texas Capital Funds Trust
|
N-PX
|
|
|
Humboldt Fund SPV I, LP
|
D
|
|
|
Schulman Brett
|
144
|
|
|
Osaic Advisory Services, LLC
|
N-PX
|
|
|
Murphy J Andrew
|
4
|
|
|
EDISON INTERNATIONAL
|
4
|
Financial Statements
|
|
PLUSTICK MANAGEMENT LLC
|
N-PX
|
|
|
Buch Anand
|
4
|
|
|
Crexendo, Inc.
|
4
|
|
|
RMB INVESTORS TRUST
|
N-PX
|
|
|
Factorial Partners, LLC
|
N-PX
|
|
|
Kuhn Robert
|
4
|
|
|
APTARGROUP, INC.
|
4
|
Financial Statements
|
|
HEINTZMAN DAVID P
|
144
|
|
|
Stock Yards Bancorp, Inc.
|
144
|
Financial Statements
|
|
ARBOR POINT ADVISORS, LLC
|
N-PX
|
|
|
ASSET MANAGEMENT FUND
|
NPORT-P
|
|
|
Bulletpitch Plus 5 a Series of 1528 Invest LLC
|
D
|
|
|
Lansing Street Real Estate Fund LLC - Series AS
|
D
|
|
|
AmeriCann, Inc.
|
8-K
|
|
|
TECTONIC ADVISORS LLC
|
N-PX
|
|
|
Potrero Capital Research LLC
|
N-PX
|
|
|
BLACKROCK NATURAL RESOURCES TRUST
|
485BPOS
|
|
|
OSAIC WEALTH, INC.
|
N-PX
|
|
|
Arrow Investments Trust
|
N-PX
|
|
|
Fortress Credit Opportunities VI Private Investors Offshore, L.P.
|
D
|
|
|
Legg Mason ETF Investment Trust
|
NPORT-P
|
|
|
CSAIL 2020-C19 Commercial Mortgage Trust
|
8-K
|
|
|
Volcon, Inc.
|
4
|
Financial Statements
|
|
SABBY MANAGEMENT, LLC
|
4
|
|
|
Stifel North Atlantic AM-Forward, LP
|
D
|
|
|
Willis Casey Jonathan
|
4
|
|
|
UTG INC
|
4
|
|
|
Steamboat Capital Partners, LLC
|
N-PX
|
|
|
REKT BRANDS INC.
|
D
|
|
|
Franklin ETF Trust
|
NPORT-P
|
|
|
Legg Mason Global Asset Management Trust
|
NPORT-P
|
|
|
Legg Mason ETF Investment Trust II
|
NPORT-P
|
|
|
Bornite Capital Management LP
|
N-PX
|
|
|
Roboligent, Inc.
|
D
|
|
|
LINDELL ANDREA R
|
4
|
|
|
CHEMED CORP
|
4
|
Financial Statements
|
|
Fiduciary Planning LLC
|
N-PX
|
|
|
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
|
NPORT-P
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
NPORT-P
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
NPORT-P
|
|
|
Aidium, Inc.
|
D/A
|
|
|
Brown Ross Peter
|
SCHEDULE 13D
|
|
|
Digital Brands Group, Inc.
|
SCHEDULE 13D
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
Victory Portfolios II
|
NPORT-P
|
|
|
VICTORY PORTFOLIOS
|
NPORT-P
|
|
|
VICTORY VARIABLE INSURANCE FUNDS
|
NPORT-P
|
|
|
LYALL JONATHAN WADE
|
4
|
|
|
Champion Homes, Inc.
|
4
|
Financial Statements
|
|
Camp Friends Development Ltd Liability Co
|
D
|
|
|
Estee Capital LLC
|
D
|
|
|
Federated Hermes Short-Intermediate Duration Municipal Trust
|
497K
|
|
|
PDS Equities, LLC
|
D
|
|
|
CLEARWATER INVESTMENT TRUST
|
NPORT-P
|
|
|
CHESTNUT STREET EXCHANGE FUND
|
NPORT-P
|
|
|
Cabrera Ivonne M
|
144
|
|
|
DOVER Corp
|
144
|
Financial Statements
|
|
HEINZMANN DAVID W
|
4
|
|
|
LITTELFUSE INC /DE
|
4
|
Financial Statements
|
|
STIFEL NICOLAUS & CO INC \MO\
|
N-PX
|
|
|
GATEWAY INVESTMENT ADVISERS LLC
|
N-PX
|
|
|
JETER JAMES J
|
4
|
|
|
RB GLOBAL INC.
|
4
|
Financial Statements
|
|
Motmot, Inc.
|
D
|
|
|
Trifecta Capital Advisors, LLC
|
N-PX
|
|
|
Felicitas Private Markets Fund
|
N-PX
|
|
|
CRA Financial Services, LLC
|
N-PX
|
|
|
GLAUS, PYLE, SCHOMER, BURNS & DEHAVEN, INC.
|
D
|
|
|
GPD SERVICES COMPANY, INC.
|
D
|
|
|
GPD GROUP, PROFESSIONAL Corp
|
D
|
|
|
GPD Group, Inc.
|
D
|
|
|
Olosky Michael
|
144
|
|
|
Simpson Manufacturing Co., Inc.
|
144
|
Financial Statements
|
|
Scalia Christopher M
|
144
|
|
|
HERSHEY CO
|
144
|
Financial Statements
|
|
FIRST HAWAIIAN BANK
|
N-PX
|
|
|
Total Fund Solution
|
NPORT-P
|
|
|
BioNexus Gene Lab Corp
|
8-K
|
|
|
Andersen Michael
|
144
|
|
|
Cross Staff Investments Inc
|
N-PX
|
|
|
Great Mountain Partners LLC
|
N-PX
|
|
|
Daymark Health, Inc.
|
D
|
|
|
USCF Advisers LLC
|
N-PX
|
|
|
AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS
|
N-PX
|
|
|
METHANEX CORP
|
6-K
|
Financial Statements
|
|
AMERICAN CENTURY MUNICIPAL TRUST
|
N-PX
|
|
|
Sugar House Station, LLC
|
D
|
|
|
AMERICAN CENTURY TARGET MATURITIES TRUST
|
N-PX
|
|
|
INTERNATIONAL BANK FOR RECONSTRUCTION & DEVELOPMENT
|
DSTRBRPT
|
|
|
Cannabis Bioscience International Holdings, Inc.
|
NT 10-K
|
|
|
AMERICAN CENTURY GOVERNMENT INCOME TRUST
|
N-PX
|
|
|
LIU DON H
|
144
|
|
|
TARGET CORP
|
144
|
Financial Statements
|
|
AMERICAN CENTURY INTERNATIONAL BOND FUNDS
|
N-PX
|
|
|
HARBOUR INVESTMENT MANAGEMENT LLC
|
N-PX
|
|
|
Perks Edward
|
3
|
|
|
BNY Mellon Worldwide Growth Fund, Inc.
|
N-PX
|
|
|
Bates Jon Christian
|
4
|
|
|
Nutex Health, Inc.
|
4
|
|
|
AMERICAN CENTURY VARIABLE PORTFOLIOS II INC
|
N-PX
|
|
|
Bojarski Olivier
|
4
|
|
|
BRADY CORP
|
4
|
Financial Statements
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
BNY Mellon Sustainable U.S. Equity Fund, Inc.
|
N-PX
|
|
|
ETF Series Solutions
|
497
|
|
|
Hawk Don
|
144
|
|
|
TechTarget Inc
|
144
|
Financial Statements
|
|
Poleg Tamir
|
144
|
|
|
Real Brokerage Inc
|
144
|
|
|
WEITZ FUNDS
|
NPORT-P
|
|
|
ARIEL INVESTMENT TRUST
|
NPORT-P
|
|
|
AB CarVal Credit Opportunities Fund
|
NPORT-P
|
|
|
RYANAIR HOLDINGS PLC
|
424B3
|
Financial Statements
|
|
Capital Group Dividend Growers ETF
|
24F-2NT
|
|
|
Capital Group International Focus Equity ETF
|
24F-2NT
|
|
|
Capital Group International Equity ETF
|
24F-2NT
|
|
|
Capital Group Dividend Value ETF
|
24F-2NT
|
|
|
Capital Group Growth ETF
|
24F-2NT
|
|
|
Capital Group Global Growth Equity ETF
|
24F-2NT
|
|
|
SORA INVESTORS LLC
|
N-PX
|
|
|
Adamas One Corp.
|
10-Q
|
|
|
Goldman Sachs Private Credit Corp.
|
SC TO-I
|
|
|
FT 11638
|
497J
|
|
|
BLACKROCK FUNDS VII, INC.
|
485BPOS
|
|
|
McInerney Thomas J
|
144
|
|
|
GENWORTH FINANCIAL INC
|
144
|
Financial Statements
|
|
BNY Mellon Large Cap Securities Fund, Inc.
|
N-PX
|
|
|
Mynaric AG
|
6-K
|
Financial Statements
|
|
CAMBER ENERGY, INC.
|
10-K/A
|
Financial Statements
|
|
KKR Credit Opportunities Portfolio
|
424B3
|
|
|
Financial Gravity Companies, Inc.
|
8-K
|
|
|
Somnio Financial Group, LLC
|
N-PX
|
|
|
Socha Financial Group, LLC
|
N-PX
|
|
|
Bank of Montreal Europe Plc
|
N-PX
|
|
|
Investment Managers Series Trust II
|
NPORT-P
|
|
|
Allianz Investment Management U.S. LLC
|
13F-HR/A
|
|
|
Stonepine Capital Management, LLC
|
N-PX
|
|
|
Bear Creek Warehouse, LLC
|
D/A
|
|
|
BIP Ventures Joymo Equity II, LLC
|
D
|
|
|
Capital Group Core Equity ETF
|
24F-2NT
|
|
|
ShoreView Capital Partners V, L.P.
|
D
|
|
|
Granite Ridge Resources, Inc.
|
4
|
|
