| Company Name |
Form Type |
SEC Filings |
|
|
|
|
EUROPEAN EQUITY FUND, INC / MD
|
NPORT-P
|
|
|
Exeter Automobile Receivables Trust 2022-1
|
10-D
|
|
|
Exeter Automobile Receivables Trust 2021-4
|
10-D
|
|
|
JOHN HANCOCK SOVEREIGN BOND FUND
|
24F-2NT
|
|
|
Exeter Automobile Receivables Trust 2021-3
|
10-D
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Carmack Karen K
|
4
|
|
|
FRANKLIN FINANCIAL SERVICES CORP /PA/
|
4
|
|
|
Exeter Automobile Receivables Trust 2021-2
|
10-D
|
|
|
Exeter Automobile Receivables Trust 2021-1
|
10-D
|
|
|
MELLON INVESTMENTS Corp
|
N-PX
|
|
|
Exeter Automobile Receivables Trust 2020-3
|
10-D
|
|
|
Apollo Diversified Credit Fund
|
N-PX
|
|
|
Krane Shares Trust
|
485BPOS
|
|
|
RIEMER JOSEPH
|
4
|
|
|
Weaver C. Barksdale & Associates, Inc.
|
N-PX
|
|
|
Linqto Liquidshares LLC
|
D/A
|
|
|
Caine Mitter & Associates Inc
|
MA-I
|
|
|
Signet Investment Advisory Group, Inc.
|
N-PX
|
|
|
Zhang Hong
|
3
|
|
|
Estrella Immunopharma, Inc.
|
3
|
|
|
UNION SAVINGS BANK
|
N-PX
|
|
|
AIM VARIABLE INSURANCE FUNDS
|
N-CSRS
|
|
|
Duke Energy CORP
|
144/A
|
Financial Statements
|
|
JANSON JULIA S
|
144/A
|
|
|
Kearny Financial Corp.
|
10-K
|
Financial Statements
|
|
Tortoise Capital Series Trust
|
N-1A
|
|
|
CMI Oxbow Partners, LLC
|
144
|
|
|
SkyWater Technology, Inc
|
144
|
Financial Statements
|
|
BEACON INVESTMENT ADVISORY SERVICES, INC.
|
N-PX
|
|
|
Waith.io, Inc.
|
D
|
|
|
HASKELL ERIC
|
4
|
|
|
Fundrise Growth Tech Fund, LLC
|
497AD
|
|
|
BIG POPPY HOLDINGS, INC.
|
D
|
|
|
GoodHaven Funds Trust
|
N-PX
|
|
|
Apollo Diversified Real Estate Fund
|
N-PX
|
|
|
GRUPO FINANCIERO GALICIA SA
|
6-K
|
Financial Statements
|
|
Private Investments LLC - Series RSQ Z 1
|
D
|
|
|
Ibotta, Inc.
|
3/A
|
|
|
SONSINI LARRY W
|
3/A
|
|
|
ID Fund - Series 22, a series of ID Funds 3 LLC
|
D
|
|
|
GABELLI UTILITY TRUST
|
497AD
|
|
|
O'DONNELL CAROL A
|
4
|
|
|
Dymon Asia Capital
|
N-PX
|
|
|
SHELTON FUNDS
|
497
|
|
|
DYMON ASIA CAPITAL
|
N-PX
|
|
|
CAZ Strategic Opportunities Fund
|
486APOS
|
|
|
LKCM Funds
|
N-PX
|
|
|
ALLSPRING FUNDS TRUST
|
485BPOS
|
|
|
Tidal Trust III
|
485BPOS
|
|
|
AB VARIABLE PRODUCTS SERIES FUND, INC.
|
N-CSRS
|
|
|
Principal Private Credit Fund I
|
NPORT-P
|
|
|
JOHN HANCOCK MUNICIPAL SECURITIES TRUST
|
24F-2NT
|
|
|
SevenBridge Financial Group, LLC
|
N-PX
|
|
|
Fundrise Real Estate Interval Fund, LLC
|
497AD
|
|
|
PRINCIPAL VARIABLE CONTRACTS FUNDS INC
|
NPORT-P
|
|
|
Famadas Nelson
|
4
|
|
|
Dolphin Entertainment, Inc.
|
4
|
Financial Statements
|
|
Christy Capital Management
|
N-PX
|
|
|
GPS Funds II
|
N-PX
|
|
|
NorthView Acquisition Corp
|
PRE 14A
|
|
|
MUTUAL FUND SERIES TRUST
|
485APOS
|
|
|
BUCKLE INC
|
8-K
|
Financial Statements
|
|
Coller Secondaries Private Equity Opportunities Fund
|
NPORT-P
|
|
|
DQI Holdings Inc.
|
SC 13G
|
|
|
T Stamp Inc
|
SC 13G
|
|
|
Apis Cor Inc.
|
C/A
|
|
|
HOLLOWAY ANNE M
|
4
|
|
|
AMERICAN STATES WATER CO
|
4
|
Financial Statements
|
|
JOHN HANCOCK CALIFORNIA TAX-FREE INCOME FUND
|
24F-2NT
|
|
|
Schoolcraft Capital LLC
|
N-PX
|
|
|
DAVIS MICHAEL A /
|
4
|
|
|
CYANOTECH CORP
|
4
|
Financial Statements
|
|
Silver Heights Capital Management Inc
|
N-PX
|
|
|
Gabriel, Roeder, Smith & Co Holdings, Inc.
|
D
|
|
|
ADVISORS SERIES TRUST
|
N-PX
|
|
|
Datum One Series Trust
|
N-PX
|
|
|
ALT5 Sigma Corp
|
424B5
|
|
|
Malaga Cove Capital, LLC
|
N-PX
|
|
|
Strasburg Philip A
|
4
|
|
|
Iceberg Ahead Pty Ltd
|
D
|
|
|
Trexquant Investment LP
|
N-PX
|
|
|
FS Credit Income Fund
|
424B3
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
ALT5 Sigma Corp
|
8-K
|
|
|
Bank of New York Mellon Corp
|
N-PX
|
Financial Statements
|
|
PIER 88 INVESTMENT PARTNERS LLC
|
N-PX
|
|
|
Kuhn Robert
|
4
|
|
|
APTARGROUP, INC.
|
4
|
Financial Statements
|
|
NEOS ETF Trust
|
N-PX
|
|
|
TCW ETF Trust
|
485APOS
|
|
|
SARVADI PAUL J
|
144
|
|
|
INSPERITY, INC.
|
144
|
Financial Statements
|
|
Octagon Capital Advisors LP
|
N-PX
|
|
|
SRS Investment Management, LLC
|
N-PX
|
|
|
ClariVest Asset Management LLC
|
N-PX
|
|
|
Fidelity Ethereum Fund
|
10-Q
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
Managed Portfolio Series
|
N-PX
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
N-PX
|
|
|
Bagley Stephen James
|
4
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
NHIT: Intermediate Duration Fixed Income Trust
|
D/A
|
|
|
UBS AG
|
424B2
|
|
|
KANGAS EDWARD A
|
144
|
|
|
HOVNANIAN ENTERPRISES INC
|
144
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
NPORT-P
|
|
|
NHIT: CORE FIXED INCOME TRUST
|
D/A
|
|
|
MoA Funds Corp
|
497K
|
|
|
Powers Shawn A.
|
144
|
|
|
TTM TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Muse Organic, LLC
|
D
|
|
|
Oliver Luxxe Assets LLC
|
N-PX
|
|
|
Powers Shawn A.
|
4
|
|
|
TTM TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Halcium Energy Inc.
|
C-AR
|
|
|
VELA Funds
|
N-PX
|
|
|
Kuha Maria T
|
4
|
|
|
MoA Funds Corp
|
497
|
|
|
TCW ETF Trust
|
497
|
|
|
Buck Sherry
|
144
|
|
|
LENNOX INTERNATIONAL INC
|
144
|
Financial Statements
|
|
Bent Tree Funds LLC
|
D
|
|
|
Pragli, Inc.
|
D
|
|
|
LEE DAVID CH
|
144
|
|
|
Tri Pointe Homes, Inc.
|
144
|
Financial Statements
|
|
Shepherd's Finance, LLC
|
424B3
|
|
|
Endless Labs, Inc.
|
D
|
|
|
ArrowMark Financial Corp.
|
N-CSRS
|
Financial Statements
|
|
AMERICAN CENTURY VARIABLE PORTFOLIOS INC
|
N-CSRS
|
|
|
Shannon Thomas F.
|
144
|
|
|
SEMrush Holdings, Inc.
|
144
|
Financial Statements
|
|
abrdn ETFs
|
40-17G
|
|
|
Pear Tree Funds
|
NPORT-P
|
|
|
MCP Johns Creek Holdings, LLC
|
D/A
|
|
|
AB GLOBAL BOND FUND, INC.
|
NPORT-P
|
|
|
Bernstein Fund Inc
|
NPORT-P
|
|
|
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC
|
NPORT-P
|
|
|
BERNSTEIN SANFORD C FUND INC
|
NPORT-P
|
|
|
AB VARIABLE PRODUCTS SERIES FUND, INC.
|
NPORT-P
|
|
|
AB CAP FUND, INC.
|
NPORT-P
|
|
|
AB SUSTAINABLE INTERNATIONAL THEMATIC FUND INC
|
NPORT-P
|
|
|
AB Multi-Manager Alternative Fund
|
NPORT-P
|
|
|
BERNSTEIN SANFORD C FUND II INC
|
NPORT-P
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
HACS Funding I, LLC
|
D
|
|
|
Perretta Christopher
|
144
|
|
|
NETSCOUT SYSTEMS INC
|
144
|
Financial Statements
|
|
CYANOTECH CORP
|
8-K
|
Financial Statements
|
|
COCCIO CHRISTOPHER L
|
4
|
|
|
HERZOG DANIEL R
|
4
|
|
|
Clearfield, Inc.
|
4
|
Financial Statements
|
|
Shelton Ventures Inc.
|
N-PX
|
|
|
Hartmann Alexis
|
4
|
|
|
SOCKET MOBILE, INC.
|
4
|
Financial Statements
|
|
PROGRESSIVE CORP/OH/
|
8-K
|
Financial Statements
|
|
Grujic Alan
|
4
|
|
|
GUIDED THERAPEUTICS INC
|
4
|
|
|
Hill John P
|
4
|
|
|
PGIM Rock ETF Trust
|
497K
|
|
|
Capitol Family Office, Inc.
|
N-PX
|
|
|
CHILTON INVESTMENT CO INC.
|
N-PX
|
|
|
Braslyn Ltd.
|
N-PX
|
|
|
PGIM Rock ETF Trust
|
497
|
|
|
MONTAG & CALDWELL, LLC
|
N-PX/A
|
|
|
Beranek Cheryl
|
4
|
|
|
FORD CREDIT AUTO RECEIVABLES TWO LLC
|
FWP
|
|
|
Aviva Holdings Ltd.
|
N-PX
|
|
|
Reliant Holdings, Inc.
|
DEF 14A
|
|
|
Divco West Real Estate Services, LLC
|
N-PX
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
JETER JAMES J
|
144
|
|
|
RB GLOBAL INC.
|
144
|
Financial Statements
|
|
HARSHBARGER R STEPHEN
|
4
|
|
|
S3 Markets, Inc.
|
D
|
|
|
NEW SOUTH CAPITAL MANAGEMENT INC
|
N-PX
|
|
|
Simplify Exchange Traded Funds
|
485BXT
|
|
|
Wells Richard J.
|
N-PX
|
|
|
MANN JENNIFER K
|
4
|
|
|
COCA COLA CO
|
4
|
Financial Statements
|
|
JPMDB Commercial Mortgage Securities Trust 2020-COR7
|
10-D
|
|
|
Investment Managers Series Trust
|
N-PX
|
|
|
Schoor Kalman
|
N-PX
|
|
|
Field Darren P.
|
4
|
|
|
HUNT J B TRANSPORT SERVICES INC
|
4
|
Financial Statements
|
|
Starwood Capital Group Management, L.L.C.
|
N-PX
|
|
|
MUTUAL OF AMERICA SEPARATE ACCOUNT NO 2
|
497VPU
|
|
|
Elishis Isser
|
N-PX
|
|
|
AIR T INC
|
8-K
|
Financial Statements
|
|
JPMDB Commercial Mortgage Securities Trust 2020-COR7
|
ABS-EE
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
497K
|
|
|
Boggs Catherine J
|
4/A
|
|
|
HECLA MINING CO/DE/
|
4/A
|
Financial Statements
|
|
Waterton Global Resource Management, Inc.
|
N-PX
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
497
|
|
|
Hoffman Edward J
|
144
|
|
|
RADIAN GROUP INC
|
144
|
Financial Statements
|
|
Giverny Capital Inc.
|
13F-HR/A
|
|
|
WCP HEALTHCARE PARTNERS I, L.P.
|
D/A
|
|
|
HILLTOP SECURITIES INC.
|
MA-I
|
|
|
Midas Lenexa Holdings, LLC
|
D
|
|
|
Quincey James
|
4
|
|
|
WCP HEALTHCARE PARTNERS I-A, L.P.
|
D/A
|
|
|
SG BENEFIT PROVIDERS INC
|
D
|
|
|
Cichetti Christopher
|
4
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
NPORT-P
|
|
|
EA Series Trust
|
POS EX
|
|
|
Atlas Wealth LLC
|
N-PX
|
|
|
GK Partners ApS
|
SC 13D/A
|
|
|
Nordicus Partners Corp
|
SC 13D/A
|
|
|
GK Partners ApS
|
4
|
|
|
Nordicus Partners Corp
|
4
|
|
|
SEPARATE ACCOUNT I OF NATIONAL INTEGRITY LIFE INS CO
|
497
|
|
|
Paradis Paul
|
144
|
|
|
Sezzle Inc.
|
144
|
|
|
MUTUAL OF AMERICA SEPARATE ACCOUNT NO 2
|
497VPI
|
|
|
Thirdline Real Estate Income Fund
|
40-17G
|
|
|
Stellantis N.V.
|
6-K
|
|
|
SEPARATE ACCOUNT I OF INTEGRITY LIFE INSURANCE CO
|
497
|
|
|
BLACKROCK EMERGING MARKETS FUND, INC.
|
485BPOS
|
|
|
Sverha Csaba
|
144
|
|
|
Fabrinet
|
144
|
Financial Statements
|
|
Lane Generational LLC
|
N-PX
|
|
|
Wilson Michael A
|
4
|
|
|
AMES NATIONAL CORP
|
4
|
Financial Statements
|
|
JPMCC Commercial Mortgage Securities Trust 2019-COR5
|
10-D
|
|
|
DriveWealth ETF Trust
|
N-PX
|
|
|
VELA Funds
|
497
|
|
|
Frank Edward H.
|
144
|
|
|
ANALOG DEVICES INC
|
144
|
Financial Statements
|
|
JPMCC Commercial Mortgage Securities Trust 2019-COR5
|
ABS-EE
|
|
|
BLACKROCK EQUITY DIVIDEND FUND
|
485BPOS
|
|
|
Taylor Richard Kirby
|
3
|
|
|
Black Spade Acquisition II Co
|
3
|
|
|
TAM CHI WAI DENNIS
|
3
|
|
|
Ng Shing Joe Kester
|
3
|
|
|
Van Eaton William Jason
|
4
|
|
|
SOUTHWEST AIRLINES CO
|
4
|
Financial Statements
|
|
WESPAC Advisors SoCal, LLC
|
N-PX
|
|
|
Signature Wealth Management Partners, LLC
|
N-PX
|
|
|
EUROPEAN BANK FOR RECONSTRUCTION & DEVELOPMENT
|
DSTRBRPT
|
|
|
Moore Robert Steven
|
3
|
|
|
Bain Capital Public Equity Management II, LLC
|
N-PX
|
|
|
Hsieh Wing Hong Sammy
|
3
|
|
|
Emprise Bank
|
N-PX
|
|
|
Galbut Russell W
|
3
|
|
|
Columbia Funds Series Trust II
|
497
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
497
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497
|
|
|
Chan Po Yi Patsy
|
3
|
|
|
Capitol Series Trust
|
N-PX
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Republic of Indonesia
|
18-K/A
|
|
|
Foster Victor Wealth Advisors, LLC
|
N-PX
|
|
|
Paradigm, Strategies in Wealth Management, LLC
|
N-PX
|
|
|
Black Spade Sponsor LLC II
|
3
|
|
|
Tortoise Capital Series Trust
|
N-8A
|
|
|
TCW FUNDS INC
|
N-PX
|
|
|
Senkypl Dusan
|
N-PX
|
|
|
Lloyd Advisory Services, LLC.
|
N-PX
|
|
|
Barta Jan
|
N-PX
|
|
|
GreenWood Builders Fund II, LP
|
D/A
|
|
|
Churchill David K
|
144
|
|
|
CoreCivic, Inc.
|
144
|
Financial Statements
|
|
Pale Fire Capital SE
|
N-PX
|
|
|
HILLTOP VILLAS LLC
|
D
|
|
|
FIDUCIENT ADVISORS LLC
|
N-PX
|
|
|
MUTUAL OF AMERICA SEPARATE ACCOUNT NO 2
|
497
|
|
|
Gorla Gerard J.
|
4
|
|
|
SPIRE INC
|
4
|
Financial Statements
|
|
CHARTWELL INVESTMENT PARTNERS, LLC
|
N-PX
|
|
|
UNIFIED SERIES TRUST
|
485APOS
|
|
|
JPMDB Commercial Mortgage Securities Trust 2019-COR6
|
10-D
|
|
|
LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT R
|
N-6
|
|
|
CENTERSQUARE INVESTMENT MANAGEMENT LLC
|
N-PX
|
|
|
JPMDB Commercial Mortgage Securities Trust 2019-COR6
|
ABS-EE
|
|
|
EMERALD ADVISERS, LLC
|
N-PX
|
|
|
NFT Global Pro Inc
|
D
|
|
|
North Coast Venture Fund III, L.P.
|
D
|
|
|
USCA All Terrain Fund
|
SC TO-I/A
|
|
|
USCA All Terrain Fund
|
SC TO-I
|
|
|
Strategies Wealth Advisors, LLC
|
N-PX
|
|
|
Aeon Industries LLC
|
D
|
|
|
Lodging Fund REIT III, Inc.
|
10-Q
|
|
|
POLEN CAPITAL MANAGEMENT LLC
|
N-PX
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2440
|
S-6
|
|
|
Durable Capital Partners LP
|
N-PX
|
|
|
SAPPHIRE VENTURES, L.L.C.
|
N-PX
|
|
|
NexPoint Small Bay II DST
|
D/A
|
|
|
CHARLES STREET SECTOR ANALYSIS FUND, L.P.
|
D/A
|
|
|
Global Innovative Platforms Inc.
|
10-K
|
|
|
SOURCE CAPITAL INC /DE/
|
N-PX
|
Financial Statements
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
Stellus Credit Offshore Fund IV DBM, LLC
|
D
|
|
|
PFS FUNDS
|
485APOS
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND II
|
NPORT-P
|
|
|
Stellar Wealth Partners India Fund I, LP
|
D/A
|
|
|
PINNACLE FINANCIAL CORP
|
D
|
|
|
Bolt Projects Holdings, Inc.
|
SC 13G
|
|
|
Top Tier Venture Velocity Fund, L.P.
|
SC 13G
|
|
