| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Investment Managers Series Trust III
|
N-PX
|
|
|
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
|
N-CSRS
|
|
|
Montano Juan
|
144
|
|
|
REPUBLIC BANCORP INC /KY/
|
144
|
Financial Statements
|
|
Fortress Credit Opportunities VI Private Investors, LLC
|
D
|
|
|
Tributary Capital Management, LLC
|
N-PX
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
ASPIRIANT RISK-MANAGED REAL ASSETS FUND
|
N-PX
|
|
|
Hypermedia Inc
|
D
|
|
|
Learn CW Investment Corp
|
CERT
|
|
|
Power Hero Corp.
|
C/A
|
|
|
Shaffer David M
|
144
|
|
|
EnerSys
|
144
|
Financial Statements
|
|
H2Plus, LLC
|
D
|
|
|
MAST VACATION PARTNERS, INC.
|
D
|
|
|
SKYBRIDGE OPPORTUNITY FUND LLC
|
N-PX
|
|
|
Skybridge G II Fund, LLC
|
N-PX
|
|
|
ASPIRIANT RISK-MANAGED CAPITAL APPRECIATION FUND
|
N-PX
|
|
|
WAFD INC
|
8-K
|
Financial Statements
|
|
Hicke Ryan
|
4
|
|
|
SEI INVESTMENTS CO
|
4
|
Financial Statements
|
|
BASS CHARLIE
|
SC 13D/A
|
|
|
SOCKET MOBILE, INC.
|
SC 13D/A
|
Financial Statements
|
|
Exeter Automobile Receivables Trust 2024-4
|
ABS-EE
|
|
|
Michael R. Odell
|
144
|
|
|
Meritage Homes CORP
|
144
|
Financial Statements
|
|
Investment Managers Series Trust II
|
N-PX
|
|
|
SSGA Active Trust
|
485APOS
|
|
|
TRUCK CAPITAL VIETNAM OPPORTUNITY PARTNERS LP
|
D/A
|
|
|
Rudius Management LP
|
N-PX
|
|
|
Exeter Automobile Receivables Trust 2024-3
|
ABS-EE
|
|
|
Angel Oak Mortgage Trust I, LLC
|
ABS-15G
|
|
|
Springer Jon
|
144
|
|
|
UNIVERSAL INSURANCE HOLDINGS, INC.
|
144
|
Financial Statements
|
|
MASSMUTUAL TRUST CO FSB/ADV
|
N-PX
|
|
|
Trellis Wealth Advisors LLC
|
N-PX
|
|
|
DR REDDYS LABORATORIES LTD
|
6-K
|
Financial Statements
|
|
NEW GERMANY FUND INC
|
N-PX
|
|
|
EUROPEAN EQUITY FUND, INC / MD
|
N-PX
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497K
|
|
|
SHAH CAPITAL MANAGEMENT
|
N-PX
|
|
|
Truck Capital Partners LP
|
D/A
|
|
|
Lake Anna Village LLC
|
D
|
|
|
CENTRAL & EASTERN EUROPE FUND, INC.
|
N-PX
|
|
|
Northeast Financial Group, Inc.
|
N-PX
|
|
|
Insight North America LLC
|
N-PX
|
|
|
Exeter Automobile Receivables Trust 2024-2
|
ABS-EE
|
|
|
LB Partners LLC
|
N-PX
|
|
|
GOLD FIELDS LTD
|
6-K
|
Financial Statements
|
|
DWS STRATEGIC MUNICIPAL INCOME TRUST
|
N-PX
|
|
|
Haleon plc
|
6-K
|
|
|
DWS MUNICIPAL INCOME TRUST
|
N-PX
|
|
|
SOUND SHORE FUND INC
|
N-CSRS
|
|
|
INVESTORS CASH TRUST
|
N-PX
|
|
|
Duke Energy CORP
|
144
|
Financial Statements
|
|
JANSON JULIA S
|
144
|
|
|
DEUTSCHE DWS VARIABLE SERIES I
|
N-PX
|
|
|
PIMCO Equity Series
|
485APOS
|
|
|
Clermont Ralph W
|
144
|
|
|
National Bank Holdings Corp
|
144
|
Financial Statements
|
|
PANAGORA ASSET MANAGEMENT INC
|
N-PX
|
|
|
DEUTSCHE DWS TAX FREE TRUST
|
N-PX
|
|
|
Exeter Automobile Receivables Trust 2024-1
|
ABS-EE
|
|
|
Pine Valley Investments Ltd Liability Co
|
N-PX
|
|
|
DEUTSCHE DWS MONEY FUNDS
|
N-PX
|
|
|
Exeter Automobile Receivables Trust 2023-5
|
ABS-EE
|
|
|
DEUTSCHE DWS INVESTMENTS VIT FUNDS
|
N-PX
|
|
|
HELEN SUZANNE L
|
144
|
|
|
MOHAWK INDUSTRIES INC
|
144
|
Financial Statements
|
|
BNY Mellon Trust of Delaware
|
N-PX
|
|
|
AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC.
|
N-CSR
|
|
|
Pines at Athens Apartments LLC
|
D
|
|
|
BLACKROCK FUNDS
|
485BPOS
|
|
|
Gameday Management L.P.
|
D
|
|
|
Pilgrim Global ICAV
|
D/A
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
497K
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
N-PX
|
|
|
Somnio Financial Group, LLC
|
13F-HR
|
|
|
Exeter Automobile Receivables Trust 2023-4
|
ABS-EE
|
|
|
Investment Managers Series Trust II
|
NPORT-P
|
|
|
Gameday Intermediate Inc.
|
D
|
|
|
Red River Energy Partners II, LLC
|
D
|
|
|
EMERALD EMERSON ESTATES, LLC
|
D
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
N-PX
|
|
|
BNY MELLON N.A.
|
N-PX
|
|
|
NATIONAL BANK OF CANADA /FI/
|
N-PX
|
|
|
FT 11718
|
487
|
|
|
Exeter Automobile Receivables Trust 2023-3
|
ABS-EE
|
|
|
Invesco Unit Trusts Series 2327
|
24F-2NT
|
|
|
Canyon OZF FSU L.P.
|
D/A
|
|
|
Alpha Square Group S LLC
|
N-PX
|
|
|
GOLDMAN SACHS TRUST
|
NPORT-P
|
|
|
Invesco Unit Trusts Series 2321
|
24F-2NT
|
|
|
Variant Alternative Income Fund
|
N-23C3A
|
|
|
TOMS Capital Investment Management LP
|
N-PX
|
|
|
Goldman Sachs Real Estate Diversified Income Fund
|
NPORT-P
|
|
|
ExcelFin Acquisition Corp.
|
425
|
|
|
Invesco Unit Trusts Series 2320
|
24F-2NT
|
|
|
SPDR S&P MIDCAP 400 ETF TRUST
|
NPORT-P
|
|
|
Insight Select Income Fund
|
NPORT-P
|
|
|
Shoker Investment Counsel, Inc.
|
N-PX
|
|
|
Invesco Unit Trusts Series 2318
|
24F-2NT
|
|
|
Invesco Unit Trusts Series 2309
|
24F-2NT
|
|
|
Moore Patrick R.
|
144
|
|
|
National Vision Holdings, Inc.
|
144
|
Financial Statements
|
|
Hymas Pte. Ltd.
|
4
|
|
|
Hyzon Motors Inc.
|
4
|
|
|
HORIZON FUEL CELL TECHNOLOGIES PTE LTD
|
4
|
|
|
Invesco Unit Trusts Series 2308
|
24F-2NT
|
|
|
Exeter Automobile Receivables Trust 2023-2
|
ABS-EE
|
|
|
ALPS Variable Investment Trust
|
NPORT-P
|
|
|
ExcelFin Acquisition Corp.
|
8-K
|
|
|
Invesco Unit Trusts Series 2307
|
24F-2NT
|
|
|
Invesco Unit Trusts Series 2306
|
24F-2NT
|
|
|
RCP LEHMAN PIPE CO-INVEST, L.P.
|
D
|
|
|
Damson Co-Invest, L.P.
|
D
|
|
|
Invesco Unit Trusts Series 2305
|
24F-2NT
|
|
|
Eiben Lawrence Scott
|
4
|
|
|
Thirdline Real Estate Income Fund
|
4
|
|
|
Invesco Unit Trusts Taxable Income Series 509
|
24F-2NT
|
|
|
Invesco Unit Trusts Taxable Income Series 478
|
24F-2NT
|
|
|
Invesco Unit Trusts Taxable Income Series 473
|
24F-2NT
|
|
|
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
|
N-PX
|
|
|
Invesco Unit Trusts Taxable Income Series 453
|
24F-2NT
|
|
|
UNIVERSITY OF UTAH VENTURES
|
D
|
|
|
Van Kampen Unit Trusts Taxable Income Series 410
|
24F-2NT
|
|
|
Exeter Automobile Receivables Trust 2023-1
|
ABS-EE
|
|
|
Van Kampen Unit Trusts Taxable Income Series 409
|
24F-2NT
|
|
|
Blue Ocean Acquisition Corp
|
8-K
|
|
|
Variant Impact Fund
|
N-23C3A
|
|
|
Van Kampen Unit Trusts Taxable Income Series 406
|
24F-2NT
|
|
|
PIONEER SERIES TRUST XIV
|
NPORT-P
|
|
|
PIONEER HIGH INCOME FUND, INC.
|
NPORT-P
|
|
|
PIONEER SERIES TRUST X
|
NPORT-P
|
|
|
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
|
NPORT-P
|
|
|
Van Kampen Unit Trusts Taxable Income Series 405
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 334
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 270
|
24F-2NT
|
|
|
JBS S.A.
|
6-K
|
|
|
BNY Mellon Securities Corp
|
N-PX
|
|
|
Van Kampen Unit Trusts Taxable Income Series 269
|
24F-2NT
|
|
|
AB CarVal Asset Based Fund A LP
|
D
|
|
|
VAN KAMPEN FOCUS PORTFOLIOS TAXABLE INCOME SERIES 63
|
24F-2NT
|
|
|
VAN KAMPEN FOCUS PORTFOLIOS TAXABLE INCOME SERIES 15
|
24F-2NT
|
|
|
EDWARD JONES MONEY MARKET FUND
|
N-PX
|
|
|
GARFINKLE DAVID
|
144
|
|
|
Exeter Automobile Receivables Trust 2022-6
|
ABS-EE
|
|
|
VAN KAMPEN FOCUS PORTFOLIOS TAXABLE INCOME SERIES 13
|
24F-2NT
|
|
|
Invesco Unit Trusts, Municipal Series 1356
|
24F-2NT
|
|
|
Laser Photonics Corp
|
8-K
|
Financial Statements
|
|
Invesco Unit Trusts, Municipal Series 1320
|
24F-2NT
|
|
|
Invesco Unit Trusts, Municipal Series 1297
|
24F-2NT
|
|
|
Invesco Unit Trusts, Municipal Series 1293
|
24F-2NT
|
|
|
Exp Eq Pave 1 LLC
|
D
|
|
|
Exeter Automobile Receivables Trust 2022-5
|
ABS-EE
|
|
|
Versus Capital Advisors LLC
|
N-PX
|
|
|
Invesco Unit Trusts, Municipal Series 1267
|
24F-2NT
|
|
|
Grant Jerome Alan
|
144
|
|
|
UNIVERSAL TECHNICAL INSTITUTE INC
|
144
|
Financial Statements
|
|
Invesco Unit Trusts, Municipal Series 1239
|
24F-2NT
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
Iuka Investor Group, Inc.
|
D
|
|
|
Eagle Point Core Income Fund US LP
|
D/A
|
|
|
Exeter Automobile Receivables Trust 2022-4
|
ABS-EE
|
|
|
ETF Opportunities Trust
|
485BXT
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND INC
|
NPORT-P
|
|
|
Munson Paul E.
|
144
|
|
|
TRAVELERS COMPANIES, INC.
|
144
|
Financial Statements
|
|
One Team Insurance LLC
|
D
|
|
|
Rose Dennis E Jr
|
144
|
|
|
PREMIER FINANCIAL CORP
|
144
|
|
|
VanEck ETF Trust
|
8-A12B
|
|
|
Exeter Automobile Receivables Trust 2022-3
|
ABS-EE
|
|
|
James Hardie Industries plc
|
6-K
|
Financial Statements
|
|
GM Financial Automobile Leasing Trust 2024-2
|
ABS-EE
|
|
|
Exeter Automobile Receivables Trust 2022-2
|
ABS-EE
|
|
|
GM Financial Automobile Leasing Trust 2024-1
|
ABS-EE
|
|
|
Hall Hotel Fund VI, LP
|
D/A
|
|
|
Walter Scott & Partners Ltd
|
N-PX
|
|
|
GM Financial Automobile Leasing Trust 2023-3
|
ABS-EE
|
|
|
Frye Daniel Edward
|
144
|
|
|
FIRST BANCORP /PR/
|
144
|
Financial Statements
|
|
Exeter Automobile Receivables Trust 2022-1
|
ABS-EE
|
|
|
Kwon David
|
144
|
|
|
AUTOMATIC DATA PROCESSING INC
|
144
|
Financial Statements
|
|
Covestor Ltd
|
N-PX
|
|
|
GM Financial Automobile Leasing Trust 2023-2
|
ABS-EE
|
|
|
HARDING LOEVNER LP
|
N-PX
|
|
|
Altus Wealth Group LLC
|
N-PX
|
|
|
GM Financial Automobile Leasing Trust 2023-1
|
ABS-EE
|
|
|
Alpha Core Strategies Fund
|
40-17G
|
|
|
Exeter Automobile Receivables Trust 2021-4
|
ABS-EE
|
|
|
AmeriCredit Automobile Receivables Trust 2024-1
|
ABS-EE
|
|
|
Bear Creek Warehouse, LLC
|
D/A
|
|
|
NICHOLAS FINANCIAL INC
|
DEF 14A
|
Financial Statements
|
|
Field Darren P.
|
144
|
|
|
HUNT J B TRANSPORT SERVICES INC
|
144
|
Financial Statements
|
|
GM Financial Automobile Leasing Trust 2022-3
|
ABS-EE
|
|
|
Venator Management LLC
|
N-PX
|
|
|
SPDR SERIES TRUST
|
485APOS
|
|
|
Exeter Automobile Receivables Trust 2021-3
|
ABS-EE
|
|
|
GM Financial Automobile Leasing Trust 2022-2
|
ABS-EE
|
|
|
360 Funds
|
485BPOS
|
|
|
MRC GLOBAL INC.
|
144
|
Financial Statements
|
|
CHURAY DANIEL J
|
144
|
|
|
AmeriCredit Automobile Receivables Trust 2023-2
|
ABS-EE
|
|
|
Arcadia Biosciences, Inc.
|
8-K/A
|
Financial Statements
|
|
TORNO CAPITAL, LLC
|
N-PX
|
|
|
Benchmark App LLC
|
D
|
|
|
Ward Chicares Elizabeth
|
4
|
|
|
BARINGS CORPORATE INVESTORS
|
4
|
Financial Statements
|
|
AmeriCredit Automobile Receivables Trust 2023-1
|
ABS-EE
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
PICTET ASSET MANAGEMENT SA
|
N-PX
|
|
|
NexPoint Capital, Inc.
|
SC TO-I
|
|
|
STERLING CAPITAL FUNDS
|
497
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND TRUST
|
NPORT-P
|
|
|
Merritt Sears
|
4
|
|
|
Exeter Automobile Receivables Trust 2021-2
|
ABS-EE
|
|
|
Foley Michael Christopher
|
3
|
|
|
Franklin Lexington Private Markets Fund
|
3
|
|
|
Patrick Kristin
|
144
|
|
|
ChromaDex Corp.
|
144
|
Financial Statements
|
|
Lafayette Square USA, Inc.
|
8-K
|
|
|
BlueMar Capital Management, LLC
|
N-PX
|
|
|
Tenayo Foods LLC
|
D/A
|
|
|
GS Gamma Investments Ltd
|
D/A
|
|
|
Emery Christina
|
4
|
|
|
Keady Robert J.
|
4
|
|
|
WILLIS LEASE FINANCE CORP
|
4
|
Financial Statements
|
|
Insight Folios Inc
|
N-PX
|
|
|
VANJIA CORP
|
10-K/A
|
|
|
CORNERSTONE PARTNERS CAPITAL MANAGEMENT, LLC
|
N-PX
|
|
|
GTS Systematic Equity Index Feeder Fund LP
|
D/A
|
|
|
Exeter Automobile Receivables Trust 2021-1
|
ABS-EE
|
|
|
AmeriCredit Automobile Receivables Trust 2022-2
|
ABS-EE
|
|
|
MORGAN STANLEY VARIABLE INSURANCE FUND INC.
|
NPORT-P
|
|
|
Investment Managers Series Trust III
|
NPORT-P
|
|
|
AmeriCredit Automobile Receivables Trust 2022-1
|
ABS-EE
|
|
|
Morgan Stanley China A Share Fund, Inc.
|
NPORT-P
|
|
|
MORGAN STANLEY INDIA INVESTMENT FUND, INC.
|
NPORT-P
|
|
|
KP Co-Invest Navy, L.P.
|
D
|
|
|
Romslo Erik J.
|
144
|
|
|
NORTHERN OIL & GAS, INC.
|
144
|
Financial Statements
|
|
MORGAN STANLEY EMERGING MARKETS DEBT FUND INC
|
NPORT-P
|
|
|
AmeriCredit Automobile Receivables Trust 2021-3
|
ABS-EE
|
|
|
D. E. Shaw U.S. Large Cap Core Enhanced Offshore Fund, L.P.
|
D/A
|
|
|
AmeriCredit Automobile Receivables Trust 2021-2
|
ABS-EE
|
|
|
BLUE SQUARE ASSET MANAGEMENT, LLC
|
N-PX
|
|
|
Tollette Wylie
|
3
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
Brookfield Infrastructure Income Fund Inc.
|
SC TO-I
|
|
|
MCDONNELL PADRAIG
|
4
|
|
|
AGILENT TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
Exeter Automobile Receivables Trust 2020-3
|
ABS-EE
|
|
|
2023 ETF Series Trust
|
485APOS
|
|
|
AmeriCredit Automobile Receivables Trust 2021-1
|
ABS-EE
|
|
|
HST Ventures, LLC
|
N-PX
|
|
|
AmeriCredit Automobile Receivables Trust 2020-3
|
ABS-EE
|
|
|
Reeves Donald L. III
|
4
|
|
|
ITRON, INC.
|
4
|
Financial Statements
|
|
Bare Financial Services, Inc
|
N-PX
|
|
|
GMO TRUST
|
40-17G
|
|
|
Morgan Stanley Insight Fund
|
NPORT-P
|
|
|
AmeriCredit Automobile Receivables Trust 2020-2
|
ABS-EE
|
|
|
Morgan Stanley Long Duration Government Opportunities Fund
|
NPORT-P
|
|
|
Linse Capital LLC
|
N-PX
|
|
|
Six Circles Trust
|
485BXT
|
|
|
Johnson Cheryl H
|
4
|
|
|
CATERPILLAR INC
|
4
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
497
|
|
|
D. E. Shaw U.S. Large Cap Core Enhanced Special Fund
|
D/A
|
|
|
D. E. Shaw U.S. Large Cap Core Enhanced Fund, L.L.C.
|
D/A
|
|
|
FT 11661
|
S-6
|
|
|
NEXPOINT REAL ESTATE STRATEGIES FUND
|
N-23C3A
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
485BPOS
|
|
|
PICTET ASSET MANAGEMENT
|
N-PX
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
GOLDMAN SACHS TRUST
|
497J
|
|
|
D. E. Shaw World Alpha Extension Custom Fund, L.L.C.
|
D/A
|
|
|
JPMORGAN TRUST IV
|
497K
|
|
|
MINOR ANASTASIA
|
144
|
|
|
ENTERGY CORP /DE/
|
144
|
Financial Statements
|
|
Intorio, Corp.
|
10-Q
|
|
|
Pictet Asset Management
|
N-PX
|
|
|
Mason Investment Advisory Services, Inc.
|
N-PX
|
|
|
SAVA Capital Inc.
|
D/A
|
|
|
Microvast Holdings, Inc.
|
8-K
|
|
|
SPROTT FUNDS TRUST
|
NPORT-P
|
|
|
Giannetti Thomas
|
3
|
|
|
D. E. Shaw World Alpha Extension Offshore Fund, L.P.
|
D/A
|
|
|
D. E. Shaw U.S. Large Cap Core Alpha Extension Fund, L.L.C.
|
D/A
|
|
|
FT 11743
|
S-6
|
|
|
LOCORR INVESTMENT TRUST
|
NPORT-P
|
|
|
Bain Capital Public Equity, LP
|
N-PX
|
|
|
Pictet Asset Management
|
N-PX
|
|
|
FT 11766
|
S-6
|
|
|
D. E. Shaw World Alpha Extension Fund, L.L.C.
|
D/A
|
|
|
Wellcoming Holdings, LLC
|
D
|
|
|
UPRIGHT INVESTMENTS TRUST
|
NPORT-P
|
|