| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Combes Genevieve Claire
|
4
|
|
|
Grove Carbon Fund I LP
|
D
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
BioCertica, Inc.
|
C-U
|
|
|
CITIGROUP INC
|
424B3
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B3
|
|
|
Otonomo Technologies Ltd.
|
F-4/A
|
|
|
Schuth Alexander O.
|
144
|
|
|
Denali Therapeutics Inc.
|
144
|
Financial Statements
|
|
Aboaf Eric W.
|
144
|
|
|
STATE STREET CORP
|
144
|
Financial Statements
|
|
Langhans Jarrod
|
144
|
|
|
Celsius Holdings, Inc.
|
144
|
Financial Statements
|
|
Diddell Wendy
|
4
|
|
|
RICHARDSON ELECTRONICS, LTD.
|
4
|
Financial Statements
|
|
Ho Carole
|
144
|
|
|
Interroll Holding AG/ADR
|
F-6 POS
|
|
|
Citibank,N.A./ADR
|
F-6 POS
|
|
|
Krognes Steve E.
|
144
|
|
|
Monroe Capital Income Plus Corp
|
ABS-15G
|
|
|
Azul 3D, Inc.
|
D
|
|
|
Watts Ryan J.
|
144
|
|
|
MCNALLY KATHLEEN
|
4
|
|
|
Blue Edge Capital, LLC
|
13F-HR
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
VERIZON COMMUNICATIONS INC
|
424B2
|
Financial Statements
|
|
VitalStone Financial, LLC
|
13F-HR
|
|
|
RMB INVESTORS TRUST
|
NPORT-P
|
|
|
Deputy Christine
|
144
|
|
|
PINTEREST, INC.
|
144
|
Financial Statements
|
|
Stellar Cyber Inc.
|
D
|
|
|
PALMER VICKI R
|
144
|
|
|
HAVERTY FURNITURE COMPANIES INC
|
144
|
Financial Statements
|
|
Benchmark 2023-V2 Mortgage Trust
|
8-K/A
|
|
|
ATHERSYS, INC / NEW
|
424B4
|
Financial Statements
|
|
Bright Health Group Inc.
|
SC 13D/A
|
Financial Statements
|
|
New Enterprise Associates 15, L.P.
|
SC 13D/A
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
GroupSense, Inc.
|
D
|
|
|
PERMIAN BASIN ROYALTY TRUST
|
8-K
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
JOHNSON MUTUAL FUNDS TRUST
|
485BXT
|
|
|
Sensory Health Inc
|
C/A
|
|
|
Benchmark 2023-B39 Mortgage Trust
|
8-K/A
|
|
|
BOKF, NA
|
13F-HR
|
|
|
DIAMOND HILL FUNDS
|
N-PX
|
|
|
BW-IGC, Inc.
|
D
|
|
|
Hodgson Curtis Drew
|
144
|
|
|
Legacy Housing Corp
|
144
|
Financial Statements
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
CYTTA CORP.
|
10-Q
|
|
|
Cannonau Corp.
|
10-Q
|
|
|
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
|
13F-NT
|
|
|
Digital Brands Group, Inc.
|
10-Q
|
|
|
SUIC Worldwide Holdings Ltd.
|
10-Q
|
|
|
THUMZUP MEDIA Corp
|
10-Q
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
New Century Logistics
|
F-1
|
|
|
Future Cardia, Inc.
|
C/A
|
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
4
|
Financial Statements
|
|
DALY RICHARD J
|
4
|
|
|
HECLA MINING CO/DE/
|
8-K
|
Financial Statements
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
VOSB Acquisition Corp I
|
RW
|
|
|
FundVantage Trust
|
NPORT-P
|
|
|
FIRST TRUST COMBINED SERIES 627
|
497J
|
|
|
NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST
|
NPORT-P
|
|
|
AQUILA MUNICIPAL TRUST
|
NPORT-P
|
|
|
Exchange Listed Funds Trust
|
NPORT-P
|
|
|
Franklin ETF Trust
|
NPORT-P
|
|
|
HAWAIIAN TAX FREE TRUST
|
NPORT-P
|
|
|
TAIWAN FUND INC
|
N-PX
|
|
|
Better Place Forests Co.
|
D
|
|
|
Alger ETF Trust
|
N-CEN/A
|
|
|
SAND MICHAEL R
|
144
|
|
|
TIMBERLAND BANCORP INC
|
144
|
Financial Statements
|
|
PFS Bancorp, Inc.
|
424B3
|
|
|
PARADIGM FUNDS
|
NPORT-P
|
|
|
CLEMONS V GORDON
|
144
|
|
|
CORVEL CORP
|
144
|
Financial Statements
|
|
GraniteShares ETF Trust
|
CERT
|
|
|
SPINDLETOP OIL & GAS CO
|
10-Q
|
|
|
Manager Directed Portfolios
|
497
|
|
|
BitNile Metaverse, Inc.
|
10-Q
|
|
|
Mastantuono Gina
|
144
|
|
|
ServiceNow, Inc.
|
144
|
Financial Statements
|
|
LINCOLN NEW YORK ACCOUNT N FOR VARIABLE ANNUITIES
|
497J
|
|
|
LINCOLN LIFE VARIABLE ANNUITY ACCOUNT N
|
497J
|
|
|
SusGlobal Energy Corp.
|
4
|
|
|
Hazout Marc
|
4
|
|
|
LORD ABBETT SERIES FUND INC
|
N-CSRS
|
|
|
SURGICAL CENTER OF SOUTH JERSEY LP
|
D
|
|
|
Benjamin David J
|
144
|
|
|
BLACKBAUD INC
|
144
|
Financial Statements
|
|
Value Exchange International, Inc.
|
10-Q
|
|
|
GS Finance Corp.
|
FWP
|
|
|
CCD-CIF Holdings, L.P.
|
D
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Miniman Jonathan D
|
4
|
|
|
CBRE GLOBAL REAL ESTATE INCOME FUND
|
4
|
|
|
SenesTech, Inc.
|
8-K
|
Financial Statements
|
|
Homes for the Hopeful Fund I LP
|
D
|
|
|
CCM INVESTMENT ADVISERS LLC
|
13F-HR
|
|
|
Cottonwood Communities, Inc.
|
8-K
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
PRF Offshore Fund I, LP
|
D/A
|
|
|
CCD-CIF Co-Investment, L.P.
|
D
|
|
|
McGill Jim
|
4
|
|
|
ADDVANTAGE TECHNOLOGIES GROUP INC
|
4
|
Financial Statements
|
|
Finnovate Acquisition Corp.
|
425
|
|
|
Arena Investors LP
|
SC 13D
|
|
|
Charge Enterprises, Inc.
|
SC 13D
|
|
|
Streeterville Capital LLC
|
SC 13G
|
|
|
Applied UV, Inc.
|
SC 13G
|
Financial Statements
|
|
NIKA PHARMACEUTICALS, INC
|
10-Q
|
|
|
NX Prenatal Inc.
|
D/A
|
|
|
Nocturne Acquisition Corp
|
10-Q
|
|
|
Abingworth Clinical Co-Development Co-Investment Fund, L.P.
|
D
|
|
|
Chang Robert
|
144
|
|
|
Grizzle Victor
|
4
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
FRANKLIN ELECTRIC CO INC
|
4
|
Financial Statements
|
|
PETERSON RENEE J
|
4
|
|
|
Stem Holdings, Inc.
|
10-Q
|
|
|
SHERMAN JENNIFER L
|
4
|
|
|
KID CASTLE EDUCATIONAL CORP
|
10-Q
|
|
|
Masterworks 038, LLC
|
1-U
|
|
|
VERHAGE THOMAS R
|
4
|
|
|
Deason Mark
|
4
|
|
|
Starwood Real Estate Income Trust, Inc.
|
4
|
|
|
Primark Private Equity Investments Fund
|
N-PX
|
|
|
Villavarayan Chris
|
4
|
|
|
UNIFIED SERIES TRUST
|
24F-2NT
|
|
|
Wathen David M
|
4
|
|
|
Managed Portfolio Series
|
N-PX
|
|
|
AXIM BIOTECHNOLOGIES, INC.
|
10-Q
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Denlinger Michael
|
4
|
|
|
MainStay MacKay DefinedTerm Municipal Opportunities Fund
|
4
|
|
|
Weaver Nathan D.
|
4
|
|
|
FULLER H B CO
|
4
|
Financial Statements
|
|
East James J.
|
4
|
|
|
Corkrean John J
|
4
|
|
|
New Found Gold Corp.
|
6-K
|
|
|
US NUCLEAR CORP.
|
10-Q
|
|
|
NX Prenatal Inc.
|
D
|
|
|
Campe Heather
|
4
|
|
|
Cai Zhiwei
|
4
|
|
|
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY
|
13F-HR
|
|
|
Attract Medical LLC
|
D
|
|
|
X Metaverse Inc.
|
10-Q
|
|
|
SIT MUTUAL FUNDS II INC
|
NPORT-P
|
|
|
SIT U S GOVERNMENT SECURITIES FUND INC
|
NPORT-P
|
|
|
UC Asset LP
|
1-SA
|
|
|
WILLIAMSBURG INVESTMENT TRUST
|
NPORT-P
|
|
|
KIRR MARBACH PARTNERS FUNDS INC
|
NPORT-P
|
|
|
PIMCO Energy & Tactical Credit Opportunities Fund
|
4
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
PIEDMONT BANCORP, INC.
|
D
|
|
|
Global Co-Investment Opportunity Fund II, LP
|
D/A
|
|
|
CHINOOK THERAPEUTICS, INC.
|
15-12G
|
|
|
MATTHEW 25 FUND
|
N-CSRS
|
|
|
Capital World Investors
|
3
|
|
|
DIEBOLD NIXDORF, Inc
|
3
|
Financial Statements
|
|
Campus Seattle LLC
|
D
|
|
|
Nuveen Core Plus Impact Fund
|
4
|
|
|
Catanzaro Christine S
|
3
|
|
|
Polen Credit Opportunities Fund
|
3
|
|
|
Flow Environmental Systems, Inc.
|
D
|
|
|
Strategic Environmental & Energy Resources, Inc.
|
10-Q
|
|
|
MLG/LF Norhardt Co-Investor LLC
|
D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-3
|
ABS-EE
|
|
|
Mansur Iqbal
|
3
|
|
|
Weiss Joel L
|
3
|
|
|
Marsini Nicholas M Jr.
|
3
|
|
|
Nuveen Multi-Asset Income Fund
|
4
|
|
|
Element3 Health, Inc.
|
D
|
|
|
Wolcott Nancy B
|
3
|
|
|
Christian Robert J
|
3
|
|
|
DWS STRATEGIC MUNICIPAL INCOME TRUST
|
4
|
|
|
Gutierrez-Ramos Jose-Carlos
|
144
|
|
|
DANAHER CORP /DE/
|
144
|
Financial Statements
|
|
A.L. Sarroff Fund, LLC
|
SC 13G
|
|
|
PetVivo Holdings, Inc.
|
SC 13G
|
|
|
Wynne Stephen M
|
3
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-2
|
ABS-EE
|
|
|
Alford Christine
|
3/A
|
|
|
Alford Tony L
|
3/A
|
|
|
LION COPPER & GOLD CORP.
|
3/A
|
|
|
Tera-Rise Creekside LLC
|
D
|
|
|
Langwell Dennis J.
|
4
|
|
|
SAFETY INSURANCE GROUP INC
|
4
|
Financial Statements
|
|
Polen Capital Credit, LLC
|
3
|
|
|
Marinalife, Inc.
|
D
|
|
|
Quality Industrial Corp.
|
10-KT
|
|
|
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND
|
4
|
|
|
Sherman John William
|
3
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
4
|
|
|
Santonelli Benjamin
|
3
|
|
|
Flewber Global Inc.
|
D
|
|
|
A.L. Sarroff Fund, LLC
|
3
|
|
|
PetVivo Holdings, Inc.
|
3
|
|
|
Capital World Investors
|
SC 13D
|
|
|
DIEBOLD NIXDORF, Inc
|
SC 13D
|
Financial Statements
|
|
Yong Bai Chao New Retail Corp
|
10-Q
|
|
|
Hamilton Beach Brands Holding Co
|
4/A
|
Financial Statements
|
|
RANKIN CHLOE O
|
4/A
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
CATO CORP
|
8-K
|
Financial Statements
|
|
EntrepreneurShares Series Trust
|
N-PX
|
|
|
ClearBridge MLP & Midstream Fund Inc.
|
4
|
|
|
UPRIGHT INVESTMENTS TRUST
|
N-PX
|
|
|
Cellebration Life Sciences, Inc.
|
D/A
|
|
|
RANKIN ALFRED M ET AL
|
4/A
|
|
|
VanEck ETF Trust
|
497J
|
|
|
Westwin Elements Inc
|
D
|
|
|
Monteagle Funds
|
497
|
|
|
Baird Medical Investment Holdings Ltd
|
F-4
|
|
|
KICAZ011 LLC
|
C
|
|
|
Woodhams Mark
|
144
|
|
|
BLACKLINE, INC.
|
144
|
Financial Statements
|
|
Owlet, Inc.
|
3/A
|
|
|
Stoll Marc F
|
3/A
|
|
|
EQUITABLE FINANCIAL LIFE INSURANCE CO OF AMERICA
|
10-Q
|
|
|
EAD NexGenix LLC
|
D/A
|
|
|
DONEGAL MUTUAL INSURANCE CO
|
4
|
|
|
DONEGAL GROUP INC
|
4
|
Financial Statements
|
|
Kingfish Holding Corp
|
8-K
|
|
|
Ridgewood Investments LLC
|
D
|
|
|
Veritus Capital SG SPV LLC
|
D/A
|
|
|
HUSSMAN INVESTMENT TRUST
|
N-PX
|
|
|
Equitable Financial Life Insurance Co
|
10-Q
|
|
|
BranchOut Food Inc.
|
8-K
|
|
|
VOXTUR ANALYTICS CORP.
|
D/A
|
|
|
GMI-Property Improvement Plan, LP
|
D
|
|
|
Franklin Investors Securities Trust
|
485BPOS
|
|
|
Genprex, Inc.
|
10-Q
|
Financial Statements
|
|
VanEck ETF Trust
|
497
|
|
|
TSVC Fund V LP
|
D/A
|
|
|
FT 10907
|
487
|
|
|
NEWPORT BROOKWOOD, LLC
|
D
|
|
|
BranchOut Food Inc.
|
10-Q
|
|
|
IGC Pharma, Inc.
|
8-K
|
|
|
Medicale Corp.
|
10-Q/A
|
|
|
FCCC INC
|
10-K/A
|
|
|
Blanchfield Paul
|
144
|
|
|
Lantheus Holdings, Inc.
|
144
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND III
|
N-PX
|
|
|
Ridgedale Offshore Multi Strategy Program, SPC
|
D/A
|
|
|
Nissan Auto Receivables 2023-A Owner Trust
|
ABS-EE
|
|
|
NISSAN AUTO RECEIVABLES Co II LLC
|
ABS-EE
|
|
|
FT 10908
|
487
|
|
|
Nissan Auto Receivables 2022-B Owner Trust
|
ABS-EE
|
|
|
Arkansas Specialty Sands, LLC
|
D
|
|
|
Nissan Auto Receivables 2022-A Owner Trust
|
ABS-EE
|
|
|
SP Peak Co-Invest L.P.
|
D
|
|
|
RANKIN VICTOIRE G
|
4/A
|
|
|
Nissan Auto Receivables 2021-A Owner Trust
|
ABS-EE
|
|
|
Azure Power Global Ltd
|
6-K
|
Financial Statements
|
|
MULIANG VIAGOO TECHNOLOGY, INC.
|
10-Q
|
|
|
Gloeckler Markus
|
144
|
|
|
FIRST SOLAR, INC.
|
144
|
Financial Statements
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Comeback Trail LLC
|
C-W
|
|
|
Capitol Series Trust
|
497K
|
|
|
MULLEN AUTOMOTIVE INC.
|
S-8
|
|
|
LoCorr Investment Trust
|
NPORT-P
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
497J
|
|
|
Bassler Bonnie L
|
144
|
|
|
REGENERON PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
GIVEMEPOWER CORP
|
10-Q
|
|
|
MOBIVITY HOLDINGS CORP.
|
4
|
|
|
AKIN THOMAS B
|
4
|
|
|
CROSS TIMBERS ROYALTY TRUST
|
8-K
|
|
|
COPAKEN ELLEN
|
3
|
|
|
AMC ENTERTAINMENT HOLDINGS, INC.
|
3
|
Financial Statements
|
|
Sweeney Eugene J
|
144
|
|
|
EMPIRE PETROLEUM CORP
|
144
|
|
|
HYDRO ONE INC
|
6-K
|
|
|
HUGOTON ROYALTY TRUST
|
8-K
|
|
|
Ucore Rare Metals Inc.
|
D
|
|
|
Hydro One Ltd
|
6-K
|
|
|
Colbert Suzanne
|
4
|
|
|
Select Water Solutions, Inc.
|
4
|
Financial Statements
|
|
Imagen Trinity Family Dental Support Services, LLC
|
D
|
|
|
IMAGEN DENTAL PARTNERS, LLC
|
D
|
|
|
Chernick Rose M
|
144
|
|
|
PUBLIC SERVICE ENTERPRISE GROUP INC
|
144
|
Financial Statements
|
|
Cactus, Inc.
|
144
|
Financial Statements
|
|
ODONNELL JOHN A
|
144
|
|
|
RANKIN ROGER F
|
4/A
|
|
|
Nissan Auto Lease Trust 2023-B
|
ABS-EE
|
|
|
NISSAN AUTO LEASING LLC II
|
ABS-EE
|
|
|
Nissan Auto Receivables 2020-B Owner Trust
|
ABS-EE
|
|
|
Ridgedale Onshore Multi Strategy Program, LP
|
D/A
|
|
|
Nissan Auto Receivables 2020-A Owner Trust
|
ABS-EE
|
|
|
Nissan Auto Receivables 2019-C Owner Trust
|
ABS-EE
|
|
|
Nissan Auto Receivables 2019-B Owner Trust
|
ABS-EE
|
|
