| Company Name |
Form Type |
SEC Filings |
|
|
|
|
SmartTrust 681
|
S-6
|
|
|
SmartTrust 680
|
S-6
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2421
|
487
|
|
|
PROVECTUS BIOPHARMACEUTICALS, INC.
|
8-K
|
|
|
SmartTrust 678
|
S-6
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
485BXT
|
|
|
CHA, a series of Giordano Capital X, LP
|
D
|
|
|
Witt John Wayne
|
4
|
|
|
HAWAIIAN ELECTRIC INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
HAWAIIAN ELECTRIC CO INC
|
8-K
|
|
|
AI Unlimited Group, Inc.
|
8-K
|
|
|
Hough Laurie M.
|
144
|
|
|
Champion Homes, Inc.
|
144
|
Financial Statements
|
|
WK Kellogg Co
|
4
|
|
|
Corbo Michael
|
4
|
|
|
BEDAPUDI PRAKASH
|
144
|
|
|
LENNOX INTERNATIONAL INC
|
144
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Gamer Pakistan Inc
|
10-Q
|
|
|
GOLDEN HEAVEN GROUP HOLDINGS LTD.
|
6-K/A
|
|
|
Sherwood Mindy
|
4
|
|
|
Granite Ridge Resources, Inc.
|
4
|
|
|
MCCARTNEY JOHN
|
4
|
|
|
HUSSMAN INVESTMENT TRUST
|
N-PX
|
|
|
Watt Darren Jeffrey
|
144
|
|
|
RB GLOBAL INC.
|
144
|
Financial Statements
|
|
Cardenas Franklin
|
4
|
|
|
Clean Energy Technologies, Inc.
|
10-Q
|
Financial Statements
|
|
Gund G Zachary
|
4
|
|
|
PETRA FINANCIAL ADVISORS INC
|
N-PX
|
|
|
Farquharson Tyler
|
4
|
|
|
Fidelity National Financial, Inc.
|
144
|
Financial Statements
|
|
SADOWSKI PETER T
|
144
|
|
|
Marvell Technology, Inc.
|
4
|
Financial Statements
|
|
Meintjes Willem A
|
4
|
|
|
Weber Daniel J
|
144
|
|
|
TTM TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Grabr Inc.
|
D
|
|
|
Reliant Investment Management, LLC
|
N-PX
|
|
|
Degner Terri L
|
4
|
|
|
DEAS NOLAND RONE JR
|
144
|
|
|
DONEGAL GROUP INC
|
144
|
Financial Statements
|
|
MingZhu Logistics Holdings Ltd
|
DEF 14A
|
Financial Statements
|
|
Bowen Tony G
|
144
|
|
|
H&R BLOCK INC
|
144
|
Financial Statements
|
|
Keating Michelle R
|
4
|
|
|
Chao Albert
|
4
|
|
|
WESTLAKE CORP
|
4
|
Financial Statements
|
|
Tidal Trust II
|
485BPOS
|
|
|
Zavaglia Joseph P.
|
4
|
|
|
MATRIX ADVISORS VALUE FUND INC
|
NPORT-P
|
|
|
Matrix Advisors Funds Trust
|
NPORT-P
|
|
|
NEWOAK CAPITAL MARKETS LLC
|
X-17A-5
|
|
|
EquityZen Growth Technology Fund LLC - Series 1914
|
D
|
|
|
Sigyn Therapeutics, Inc.
|
10-Q
|
|
|
Superpower-SU-0122 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
BlueCross BlueShield Venture Partners V, LLC
|
D/A
|
|
|
Congress Wealth Management LLC / DE /
|
N-PX
|
|
|
Kumar Rashmi
|
144
|
|
|
MYRIAD GENETICS INC
|
144
|
Financial Statements
|
|
VERIZON COMMUNICATIONS INC
|
424B2
|
Financial Statements
|
|
Eradivir Round 3, a series of Atomizer LLC
|
D
|
|
|
RLS Capital, Inc
|
D/A
|
|
|
Franklin Lexington Private Markets Fund
|
3
|
|
|
iShares, Inc.
|
497
|
|
|
FRANKLIN RESOURCES INC
|
3
|
Financial Statements
|
|
Click Holdings Ltd.
|
F-1/A
|
|
|
Hanford MF Opportunity Fund I, LP
|
D
|
|
|
Bigley Deirdre Mary
|
144
|
|
|
Shutterstock, Inc.
|
144
|
Financial Statements
|
|
Kaya Founders Zero to One Fund, L.P.
|
D/A
|
|
|
CARY STREET PARTNERS ASSET MANAGEMENT LLC
|
N-PX
|
|
|
WAGMI 124 - WAGMI Master LLC
|
D
|
|
|
Chowbey Sanjay
|
4
|
|
|
ALLY AUTO RECEIVABLES TRUST 2024-1
|
10-D
|
|
|
Ally Auto Assets LLC
|
10-D
|
|
|
FORD MOTOR CREDIT CO LLC
|
424B2
|
|
|
ALLY AUTO RECEIVABLES TRUST 2023-1
|
10-D
|
|
|
ALLY AUTO RECEIVABLES TRUST 2022-3
|
10-D
|
|
|
ALLY AUTO RECEIVABLES TRUST 2022-2
|
10-D
|
|
|
Ally Auto Receivables Trust 2022-1
|
10-D
|
|
|
Procyon Advisors, LLC
|
N-PX
|
|
|
BBCMS Mortgage Trust 2024-5C27
|
8-K
|
|
|
Alpha Alternative Assets Fund
|
N-23C3A
|
|
|
FineMark National Bank & Trust
|
N-PX
|
|
|
KOLODZIESKI EDWARD
|
144
|
|
|
LIQUIDITY SERVICES INC
|
144
|
Financial Statements
|
|
Kaya Founders One to Ten Fund, L.P.
|
D/A
|
|
|
Pizzuti Investors Fund IV LP
|
D
|
|
|
Bubblr Inc.
|
8-K
|
|
|
Lytica Therapeutics, Inc.
|
D
|
|
|
Smith Britton
|
144
|
|
|
Blue Bird Corp
|
144
|
Financial Statements
|
|
AFFINITY INVESTMENT ADVISORS, LLC
|
N-PX
|
|
|
Perpetual Americas Funds Trust
|
497
|
|
|
CARY STREET PARTNERS INVESTMENT ADVISORY LLC
|
N-PX
|
|
|
Symphony Financial Services, Inc.
|
N-PX
|
|
|
Perfromance Wealth Partners, LLC
|
N-PX
|
|
|
BANK5 2024-5YR9
|
FWP
|
|
|
JP MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES CORP
|
FWP
|
|
|
Cofer-Wildsmith Marina
|
4
|
|
|
Beacon Pointe Advisors, LLC
|
N-PX
|
|
|
TESKE TODD J
|
144
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
ADM TRONICS UNLIMITED, INC.
|
10-Q
|
|
|
Stemtech Corp
|
8-K
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
DYNARESOURCE INC
|
10-Q
|
|
|
City National Rochdale Strategic Credit Fund
|
N-CSR/A
|
|
|
RICHARDSON FINANCIAL SERVICES INC.
|
N-PX
|
|
|
Harbour Trust & Investment Management Co
|
N-PX
|
|
|
Hanson Eric A
|
4
|
|
|
Lifeway Foods, Inc.
|
4
|
Financial Statements
|
|
BNY Mellon Intermediate Municipal Bond Fund, Inc.
|
N-CSR/A
|
|
|
GFG Venado, LLC
|
D/A
|
|
|
Innovator ETFs Trust
|
CERT
|
|
|
Leech Ted A.
|
4
|
|
|
Pacer Funds Trust
|
CERT
|
|
|
TRB CAPITAL MARKETS, LLC
|
MA-I
|
|
|
HABICHT KEVIN B
|
144
|
|
|
NNN REIT, INC.
|
144
|
Financial Statements
|
|
Drug Delivery Company, LLC
|
D/A
|
|
|
GENERAL MUNICIPAL MONEY MARKET FUNDS, INC.
|
N-CSRS/A
|
|
|
Buettner-Garrett Joshua
|
144
|
|
|
Solid Power, Inc.
|
144
|
|
|
Mastercard Foundation Asset Management Corp
|
4
|
|
|
Mastercard Foundation
|
4
|
|
|
Mastercard Inc
|
4
|
Financial Statements
|
|
PFM Asset Management LLC
|
N-PX
|
|
|
Corkrean John J
|
4
|
|
|
FULLER H B CO
|
4
|
Financial Statements
|
|
Campe Heather
|
4
|
|
|
BNY Mellon Strategic Funds, Inc.
|
N-CSRS/A
|
|
|
Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P.
|
N-PX
|
|
|
HC CAPITAL TRUST
|
497
|
|
|
Roundhill ETF Trust
|
485BXT
|
|
|
Bacchus Judith L
|
4
|
|
|
U.S. BANCORP ASSET MANAGEMENT INC
|
N-PX
|
|
|
NEOS ETF Trust
|
40-17G
|
|
|
Desktop Metal, Inc.
|
4
|
Financial Statements
|
|
EBRAHIMI FARHAD FRED
|
4
|
|
|
First American Funds Trust
|
N-PX
|
|
|
USA Compression Partners, LP
|
144
|
Financial Statements
|
|
LONG ERIC D
|
144
|
|
|
Infinite Alpha Opportunistic Fund I, L.P.
|
D/A
|
|
|
CubaVision LLC
|
D
|
|
|
Wall Shane D
|
144
|
|
|
PIONEERS APPAREL, INC.
|
C/A
|
|
|
Pinkerton Retirement Specialists, LLC
|
N-PX
|
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Garrett Nation LLC
|
C
|
|
|
Stay Pittsburgh LLC
|
C
|
|
|
Sarnoff Dafna
|
144
|
|
|
CarGurus, Inc.
|
144
|
Financial Statements
|
|
Lytle Glenn E Jr
|
4
|
|
|
SHENANDOAH TELECOMMUNICATIONS CO/VA/
|
4
|
Financial Statements
|
|
Riverstyx Capital Management LLC
|
SCHEDULE 13D
|
|
|
CHARLES & COLVARD LTD
|
SCHEDULE 13D
|
Financial Statements
|
|
Apollo Realty Income Solutions, Inc.
|
424B3
|
|
|
ABRAMS CAPITAL MANAGEMENT, L.P.
|
N-PX
|
|
|
JACKSON NATIONAL LIFE INSURANCE CO
|
424B3
|
|
|
Sound Financial Bancorp, Inc.
|
4
|
Financial Statements
|
|
Stewart Laura Lee
|
4
|
|
|
Clearwater Analytics Holdings, Inc.
|
4
|
Financial Statements
|
|
Cox James S
|
4
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Chilean Cobalt Corp.
|
424B3
|
|
|
BNY Mellon Strategic Funds, Inc.
|
N-CSR/A
|
|
|
Barner Sharon R
|
4
|
|
|
CUMMINS INC
|
4
|
Financial Statements
|
|
Beaumont Asset Management, L.L.C.
|
N-PX
|
|
|
Chilean Cobalt Corp.
|
10-Q
|
|
|
Smart Powerr Corp.
|
S-3
|
Financial Statements
|
|
CSM Advisors, LLC
|
N-PX
|
|
|
CANTELE RICHARD J JR
|
4
|
|
|
NBT BANCORP INC
|
4
|
Financial Statements
|
|
Jefferson William Jr.
|
144
|
|
|
NISOURCE INC.
|
144
|
Financial Statements
|
|
Simplify Exchange Traded Funds
|
485BXT
|
|
|
Allen Shana
|
4
|
|
|
Jorva Partners B, LP
|
D/A
|
|
|
Clean Vision Corp
|
10-Q
|
|
|
SusGlobal Energy Corp.
|
NT 10-Q
|
|
|
GS Nanodropper LLC
|
D/A
|
|
|
EP Wealth Advisors, LLC
|
13F-HR
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
DONALDSON CAPITAL MANAGEMENT, LLC
|
N-PX
|
|
|
LATHROP INVESTMENT MANAGEMENT CORP
|
N-PX
|
|
|
PFM FINANCIAL ADVISORS LLC
|
MA-I/A
|
|
|
Atomizer XV, a series of Atomizer LLC
|
D/A
|
|
|
Global Health Solutions, Inc
|
C/A
|
|
|
Advanced Health Intelligence Ltd
|
6-K
|
|
|
FORD MOTOR CREDIT CO LLC
|
424B3
|
|
|
Baker Ellis Asset Management LLC
|
N-PX
|
|
|
NV REIT LLC
|
253G2
|
|
|
GLOBALT Investments LLC / GA
|
N-PX
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Jorva Partners A, LP
|
D/A
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
|
4
|
|
|
NV REIT LLC
|
1-U
|
|
|
CHIMERA INVESTMENT CORP
|
CERT
|
Financial Statements
|
|
Calor Del Sol Inc.
|
S-1/A
|
|
|
GS NopSec LLC
|
D/A
|
|
|
FRANKLIN U.S. GOVERNMENT MONEY FUND
|
40-17F2
|
|
|
Hubert Rachel
|
4
|
|
|
UNITED STATES ANTIMONY CORP
|
4
|
Financial Statements
|
|
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
|
4
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
Regan Michael J
|
144
|
|
|
Light & Wonder, Inc.
|
144
|
|
|
O'Brien Stephen D.
|
4
|
|
|
SMITH A O CORP
|
4
|
Financial Statements
|
|
Monashee Investment Management LLC
|
N-PX
|
|
|
Lester Murray Antman dba SimplyRich
|
N-PX
|
|
|
Haverford Trust Co
|
N-PX
|
|
|
To be Frank Corp
|
C/A
|
|
|
MANHATTAN SCIENTIFICS INC
|
10-Q
|
|
|
Golden Seeds Key.Co LLC
|
D/A
|
|
|
Oxbow Advisors, LLC
|
N-PX
|
|
|
Bedard Gary S
|
144
|
|
|
Geiselhart Michael C
|
4
|
|
|
SPIRE INC
|
4
|
Financial Statements
|
|
Haleon plc
|
6-K
|
|
|
Canney Jacqueline P
|
144
|
|
|
Nikzad Michael
|
4
|
|
|
CuriosityStream Inc.
|
4
|
|
|
DOW CHEMICAL CO /DE/
|
424B3
|
|
|
PrairieView Partners, LLC
|
N-PX
|
|
|
VISION SENSING ACQUISITION CORP.
|
10-Q
|
|
|
LOCUST WOOD CAPITAL ADVISERS, LLC
|
N-PX
|
|
|
BKLYN Local Draft LLC
|
C
|
|
|
Lowe Carol P
|
4
|
|
|
ARROW ELECTRONICS, INC.
|
4
|
Financial Statements
|
|
PRUDENTIAL PLC
|
6-K
|
Financial Statements
|
|
Keady Robert J.
|
4
|
|
|
WILLIS LEASE FINANCE CORP
|
4
|
Financial Statements
|
|
INSTITUTIONAL FIDUCIARY TRUST
|
40-17F2
|
|
|
Lovechio Joseph A
|
3
|
|
|
GIBRALTAR INDUSTRIES, INC.
|
3
|
Financial Statements
|
|
Hershey Financial Advisers, LLC
|
13F-HR
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
8-K
|
|
|
ASKELADDEN CAPITAL MANAGEMENT LLC
|
SC 13G
|
|
|
DULUTH HOLDINGS INC.
|
SC 13G
|
Financial Statements
|
|
Tomsche David Scott
|
4
|
|
|
IMMUCELL CORP /DE/
|
4
|
Financial Statements
|
|
SPINDLETOP OIL & GAS CO
|
10-Q
|
|
|
Sunflower Bank, N.A.
|
N-PX
|
|
|
Infinitas Capital SPV III a series of Infinitas Capital Master LLC
|
D/A
|
|
|
Pathfinder Bancorp, Inc.
|
4
|
Financial Statements
|
|
Phillips Daniel R
|
4
|
|
|
Mazza Matthew S
|
4
|
|
|
APPFOLIO INC
|
4
|
Financial Statements
|
|
VESTOR CAPITAL, LLC
|
N-PX
|
|
|
ESTEE LAUDER COMPANIES INC
|
10-K
|
Financial Statements
|
|
KKR Capital Partners
|
D/A
|
|
|
FRANKLIN UNIVERSAL TRUST
|
40-17F2
|
|
|
LAMBERT WILLIAM M
|
4
|
|
|
Broad Capital Acquisition Corp
|
10-Q
|
Financial Statements
|
|
Coho Partners, Ltd.
|
N-PX
|
|
|
KKR Capital Partners L.P.
|
D/A
|
|
|
Giese Cory W
|
4
|
|
|
TRICO BANCSHARES /
|
4
|
Financial Statements
|
|
KKR Capital Partners
|
D/A
|
|
|
HighVista Private Credit Fund III LP
|
D
|
|
|
CHASE INVESTMENT COUNSEL CORP
|
13F-HR/A
|
|
|
TVC XXII, a series of The Venture Collective LLC
|
D/A
|
|
|
BIOETHICS LTD
|
10-Q
|
|
|
Traveka Wealth, LLC
|
N-PX
|
|
|
Vanguard Personalized Indexing Management, LLC
|
N-PX
|
|
|
Goodsell Erin
|
144
|
|
|
Weave Communications, Inc.
|
144
|
Financial Statements
|
|
Carnegie Investment Counsel
|
N-PX
|
|
|
SPIRITS TIME INTERNATIONAL, INC.
|
10-Q
|
|
|
FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST
|
40-17F2
|
|
|
ROCKEFELLER FINANCIAL LLC
|
N-PX
|
|
|
PROOF III CPIQ LLC
|
D
|
|
|
Eakes Brian
|
3
|
|
|
Rodriguez Tony
|
4
|
|
|
Digimarc CORP
|
4
|
Financial Statements
|
|
STAGE HARBOR FINANCIAL, LLC
|
N-PX
|
|
|
2485 Henderson Springs Rd LLC
|
D
|
|
|
WUNNING STEVEN H
|
4
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
La Lande Rashida
|
3
|
|
|
ESTEE LAUDER COMPANIES INC
|
3
|
Financial Statements
|
|
GS Finance Corp.
|
FWP
|
|
|
Hileman Donald P.
|
4
|
|
|
PREMIER FINANCIAL CORP
|
4
|
|
|
SECURITY FEDERAL CORP
|
8-K
|
|
|
Summertown Accelerator Fund I LLC
|
D/A
|
|
|
Sickles Ken
|
4
|
|
|
Mycotopia Therapies, Inc.
|
10-Q
|
|
|
Benton Thomas
|
4
|
|
