SEC Filings


2511
  
Company Name Form Type SEC Filings
Dowd Joseph P 144
Koppers Holdings Inc. 144 Financial Statements
Karamanos George 4
NOBLE ROMANS INC DEFA14A
Ford Credit Auto Owner Trust 2024-B ABS-EE
WESTERN PLAINS ENERGY LLC D
STRANGHOENER LAWRENCE W 4
Beck Charles 4
Canada Life Asset Management Ltd N-PX
Avanti Residential - Old Hickory Sponsor I, LLC D
Franklin Templeton ETF Trust 40-17F2
Clear Harbor Asset Management, LLC N-PX
Sternlieb Paul 4
Hinkle Matthew T. 3
Overcurrent Fund I, LP D
Hymas Pte. Ltd. 4
Hyzon Motors Inc. 4
HORIZON FUEL CELL TECHNOLOGIES PTE LTD 4
PROOF III JCI LLC D
BNY MELLON CALIFORNIA AMT-FREE MUNICIPAL BOND FUND, INC. N-CSR/A
Ford Credit Auto Owner Trust 2024-A ABS-EE
Knight-Swift Transportation Holdings Inc. 4 Financial Statements
SYNOWICKI ROBERT E JR 4
Wirzman Jerald Francis 3
Pearl Diver Credit Co Inc. 3
Linqto Liquidshares LLC D
Talisker Resources Ltd. D
RENN Fund, Inc. 4
MCF SpaceX LLC D
FRANKLIN STRATEGIC SERIES 40-17F2
Investment Managers Series Trust N-PX
Patel Sagar A 4
J-Star Holding Co., Ltd. F-1/A
Gunby Steven Henry 4
De Oliveira Marc 3
TriAgenics, Inc C/A
Wenzel Brian J. Sr. 144
Synchrony Financial 144 Financial Statements
Axcelus Financial Life Insurance Co Separate Account VL 424 D/A
Hayford Michael D 4
Bueker Kathryn 144
HUBSPOT INC 144 Financial Statements
Ford Credit Auto Owner Trust 2023-C ABS-EE
Free Flow, Inc. 10-Q
FRANKLIN STRATEGIC MORTGAGE PORTFOLIO 40-17F2
Martin Lorraine M 4
Axcelus Financial Life Insurance Co Separate Account VL 423 D/A
10610453 Canada Inc. D
Jensen Fred Steven 3
SCOTTSDALE CAPITAL ADVISORS CORP X-17A-5
Jefferies Financial Group Inc. 424B2 Financial Statements
Liontrust Investment Partners LLP N-PX
Wilper Keny Frank 4
Allegiant Travel CO 4 Financial Statements
Axcelus Financial Life Insurance Co Separate Account VL 420 D/A
Leviticus Partners LP SC 13G/A
APPLIED DNA SCIENCES INC SC 13G/A Financial Statements
AMANA MUTUAL FUNDS TRUST 24F-2NT
Sanders Capital, LLC N-PX
Ford Credit Auto Owner Trust 2023-B ABS-EE
Ranger Gold Corp. 10-Q
Axcelus Financial Life Insurance Co Separate Account VL 419 D/A
Kerin Andrew Charles 4
Dunn Aaron 4
EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND 4
Sphere 3D Corp. 8-K Financial Statements
Synthesis Labs, Inc. D
Berarducci Christopher 3
BLACKSTAR ENTERPRISE GROUP, INC. 10-Q
Harvey William J. 4
Maliagros Spiros 4
AlTi Global, Inc. 4
Ladiwala Shiraz Shabanali 4
MESA LABORATORIES INC /CO/ 4 Financial Statements
Axcelus Financial Life Insurance Co Separate Account VL 418 D/A
Hidalgo Tara 144
Bank of N.T. Butterfield & Son Ltd 144 Financial Statements
AOF Tactical Opportunities Fund LP D
Axcelus Financial Life Insurance Co Separate Account VL 415 D/A
Hatteras Investment Partners, LP N-PX
Logerwell Kellie J 144
Axcelus Financial Life Insurance Co Separate Account VL 416 D/A
Strategic Vision Investment Ltd N-PX
Hall Shannon 4
WEIL MEREDITH S 144
TFS Financial CORP 144 Financial Statements
Davis Cindy L 4
Becker Ted P 3
Williams John Edward 4
MKS INSTRUMENTS INC 4 Financial Statements
Axcelus Financial Life Insurance Co Separate Account VL 411 D/A
CORRADO ADVISORS, LLC N-PX
ARTISAN PARTNERS FUNDS INC 497K
Brown Shipley& Co Ltd 13F-HR
Tripeny R Tony 4
UBS AG 424B3
FRANKLIN REAL ESTATE SECURITIES TRUST 40-17F2
AZZAD FUNDS NPORT-P
McCarthy Michelle M 4
Ford Credit Auto Owner Trust 2023-A ABS-EE
Summerwood Mobile Home Park, LLC D
Kelly Jeanne 3
AgiiPlus Inc. FWP
Khan Ahmad A. 144
KLA CORP 144 Financial Statements
AQR Funds 497J
GUGGENHEIM FUNDS TRUST 497J
Lombard Street Capital Management LP D
MONTGOMERY INVESTMENT MANAGEMENT INC N-PX
ALVARADO JOSEPH 4
Ford Credit Auto Owner Trust 2022-D ABS-EE
FT 11652 487
Toohey Robert 144
ALLSTATE CORP 144 Financial Statements
FT 11653 487
van der Vaart Sandra D 144
LABCORP HOLDINGS INC. 144 Financial Statements
TOBIAS FINANCIAL ADVISORS, INC. N-PX
Catholic Responsible Investments Funds DEF 14C
Yan Christine Y 4
MODINE MANUFACTURING CO 4 Financial Statements
REEP3Prop, LP D
FRANKLIN MANAGED TRUST 40-17F2
Juniper Hill Capital Management LP N-PX
Linus Technology, Inc. D
WULFSOHN WILLIAM A 4
UWHARRIE CAPITAL CORP 8-K
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO N-PX
Ford Credit Auto Owner Trust 2022-C ABS-EE
Nine Ten Capital Management LLC N-PX
Wilson David J. 4
Harbor ETF Trust 497K
WILLIAMS MARSHA C 4
Wilper Keny Frank 144
Allegiant Travel CO 144 Financial Statements
MKP Capital Management, L.L.C. N-PX
Patterson Christopher William 4
Harper Katherine Carolyn 4
ARTISAN PARTNERS FUNDS INC 497
Garimella Suresh V 4
Sullivan John James 4
Voskuil Steven E 144
HERSHEY CO 144 Financial Statements
ASHLEMAN ERIC D 4
HARTFORD MUTUAL FUNDS INC/CT 497
Ford Credit Auto Owner Trust 2022-B ABS-EE
Capital City Sweets LLC C/A
Intergy Private Wealth, LLC N-PX
MANDIA THOMAS C 3
Fraxioned Corp D
Sterling Capital Management LLC N-PX
NEIMAN FUNDS N-PX
Richardson Scott A 144
Celanese Corp 144 Financial Statements
Axcelus Financial Life Insurance Co Separate Account VL 414 D/A
Kinch Jeremy 144
Primoris Services Corp 144 Financial Statements
Alltoft Jennifer Sadie 4
Axcelus Financial Life Insurance Co Separate Account VL 412 D/A
EXICURE, INC. 8-K
Platformr.Cloud Inc. D
Shi Capital Partners, LP D/A
MCP Johns Creek Holdings, LLC D/A
PTL Ltd F-1/A
NORTH HEART INVESTORS, LLC D
OMATS Brands, LLC D
Axcelus Financial Life Insurance Co Separate Account VL 409 D/A
3D-17 LLC D
HIGHLAND CAPITAL MANAGEMENT, LLC N-PX
Marquette Asset Management, LLC N-PX
Pitcairn Trust Co LLC N-PX
Poleg Tamir 144
Real Brokerage Inc 144
BAKER TILLY MUNICIPAL ADVISORS, LLC MA-I/A
Axcelus Financial Life Insurance Co Separate Account VL 408 D/A
PROOF II RLH LLC D/A
CAPITAL MANAGEMENT INVESTMENT TRUST N-PX
Exceed World, Inc. 10-Q
Axcelus Financial Life Insurance Co Separate Account VL 407 D/A
Ford Credit Auto Owner Trust 2022-A ABS-EE
VERDE RESOURCES, INC. 8-K/A
BOROUGHS TIMOTHY ALAN 144
Chubb Ltd 144 Financial Statements
Cigna Group 144 Financial Statements
DeLaney William J III 144
FRACTAL AGRICULTURE REGENERATIVE MANAGEMENT FUND LP D
Ford Credit Auto Owner Trust 2021-A ABS-EE
Axcelus Financial Life Insurance Co Separate Account VL 406 D/A
CM WEALTH ADVISORS LLC N-PX
Capone Mark Christopher 4
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2423 S-6/A
Axcelus Financial Life Insurance Co Separate Account VL 404 D/A
Thunder Energies Corp 10-Q
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2422 S-6/A
VunCannon Tony J. 4
HomeTrust Bancshares, Inc. 4 Financial Statements
Che Austin 144
Ginkgo Bioworks Holdings, Inc. 144
Zn2H2, Inc. D/A
Kimelman & Baird, LLC 13F-HR
Westbrook Hunter 4
Axcelus Financial Life Insurance Co Separate Account VL 403 D/A
Ford Credit Auto Owner Trust 2020-C ABS-EE
Johnson Marc 4
ADM ENDEAVORS, INC. 4
MMEX Resources Corp PRE 14C
Sidelinger Rebecca 144
FLEX LTD. 144 Financial Statements
LUDWIG ENTERPRISES, INC. PRE 14C
Invesco Unit Trusts Series 2377 497J
Axcelus Financial Life Insurance Co Separate Account VL398 D/A
ROSENBERG MICHELLE 144
JANUS HENDERSON GROUP PLC 144 Financial Statements
Axcelus Financial Life Insurance Co Separate Account VL 387 D/A
Ceredex Value Advisors LLC N-PX
FIDELITY ABERDEEN STREET TRUST 497J
Hathersage Macro Opportunity Fund, LP D/A
Invesco Dynamic Credit Opportunity Fund 424B3
Financial & Tax Architects, LLC N-PX
Avestar Capital, LLC N-PX
Blue Ivy Ventures Fund 9Q, LLC D
Zumwalt Debra 144
Huron Consulting Group Inc. 144 Financial Statements
BRANDES INVESTMENT PARTNERS, LP 13F-HR
Prime Capital Investment Advisors, LLC N-PX
Brandes Investment Partners 13F-NT
City National Rochdale Strategic Credit Fund N-23C3A
Brandes Investment Partners & Co. 13F-NT
Axcelus Financial Life Insurance Co Separate Account VL 383 D/A
Nassab Joseph 144/A
LENNOX INTERNATIONAL INC 144/A Financial Statements
Evergen Equity 20, LP D
Blue Ivy Ventures Fund 9, LLC D
MATTHEW 25 FUND N-PX
Ford Credit Auto Lease Trust 2024-B ABS-EE
PROVIDA PENSION FUND ADMINISTRATOR N-PX
Meaney William L 144
GenAI Works, Inc. C
Bedi Christopher 144
STEEL DYNAMICS INC 8-K Financial Statements
ICAHN CARL C SC 13D/A
ICAHN ENTERPRISES L.P. SC 13D/A Financial Statements
Lu Zhijian 144
AvePoint, Inc. 144
Fountains Apartments, Ltd. D
COIT FINANCIAL GROUP II LLC D
CLARK CHRISTOPHER D 4
ROYCE MICRO-CAP TRUST, INC. 4
TURKCELL ILETISIM HIZMETLERI A S 6-K Financial Statements
Broz Steven 144
PROGRESSIVE CORP/OH/ 144 Financial Statements
FT 11731 S-6
FT 11730 S-6
IRSA INVESTMENTS & REPRESENTATIONS INC 6-K Financial Statements
FT 11729 S-6
FT 11726 S-6
FT 11725 S-6
EISENBERG GLENN A 4
LABCORP HOLDINGS INC. 4 Financial Statements
ROYCE SMALL-CAP TRUST, INC. 4
FRANK FUNDS NPORT-P
Generationship Fund I, LP D/A
Kuhn & Co Investment Counsel N-PX
Faithward Advisors, LLC N-PX
PACIFIC FINANCIAL GROUP INC N-PX
Raup Charles R 144
SUPERIOR ENERGY SERVICES INC 8-K
PRINCIPAL LIFE INSURANCE CO 424B3
Jarman Victoria 4
BNY Mellon Investment Funds VI N-CSRS/A
Redler Dara S 144
3FFFS LLC D
MainStay CBRE Global Infrastructure Megatrends Term Fund DEFA14A
Unless LGH Holdings LLC D
Silvant Capital Management LLC N-PX
SevenOneSeven Capital Management N-PX
Biostax Corp. 10-Q
LONGLEAF PARTNERS FUNDS TRUST N-PX
Horgen Jay C. 144
AFFILIATED MANAGERS GROUP, INC. 144 Financial Statements
MCDEARMAN JOHN 4
WILSON BANK HOLDING CO 4
Purcell Paul Martin 4
Sezzle Inc. 4
Biostax Corp. 10-Q/A
Linkers Industries Ltd F-1/A
Jinxin Technology Holding Co F-1/A
Quantitative Investment Management, LLC N-PX
Moleculin Biotech, Inc. 424B3 Financial Statements
Trans American Aquaculture, Inc 10-Q
Gaingels Operant LLC D
Clone Cultivators Fund I, LLC D
Capital Advisors, Ltd. LLC N-PX
AFL CIO HOUSING INVESTMENT TRUST 497
ICAHN ENTERPRISES L.P. 8-K Financial Statements
Sheresky Michael 144
TAKE TWO INTERACTIVE SOFTWARE INC 144 Financial Statements
BNY Mellon Investment Funds III N-CSR/A
AV Sports Fund 2, LLC D
New Momentum Corp. 10-Q