| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Tahquamenon Fund L.P.
|
D/A
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Blackstone APERS Fund L.P.
|
D/A
|
|
|
ResNENT, LLC
|
D
|
|
|
Blackstone Strategic Opportunity Offshore
|
D/A
|
|
|
JLLX Ardenwood I, DST
|
D/A
|
|
|
PIONEER SERIES TRUST II
|
NPORT-P
|
|
|
Blackstone Strategic Opportunity Fund L.P.
|
D/A
|
|
|
NovAccess Global Inc.
|
8-K
|
|
|
Voya INVESTORS TRUST
|
NPORT-P
|
|
|
Voya INTERMEDIATE BOND PORTFOLIO
|
NPORT-P
|
|
|
Voya BALANCED PORTFOLIO INC
|
NPORT-P
|
|
|
BrasilAgro - Brazilian Agricultural Real Estate Co
|
SC 13G/A
|
Financial Statements
|
|
CRESUD INC
|
SC 13G/A
|
Financial Statements
|
|
Proteuo Fund L.P.
|
D/A
|
|
|
Blackstone Partners Offshore Fund Ltd.
|
D/A
|
|
|
PIONEER VARIABLE CONTRACTS TRUST /MA/
|
NPORT-P
|
|
|
BRIDGEWAY FUNDS INC
|
NPORT-P
|
|
|
PIONEER SERIES TRUST XI
|
NPORT-P
|
|
|
PIONEER FUND /MA/
|
NPORT-P
|
|
|
Bitwise Funds Trust
|
NPORT-P
|
|
|
ArrowMark Financial Corp.
|
NPORT-P
|
Financial Statements
|
|
CBRE GLOBAL REAL ESTATE INCOME FUND
|
NPORT-P
|
|
|
PIONEER BOND FUND /DE/
|
NPORT-P
|
|
|
Exchange Listed Funds Trust
|
NPORT-P
|
|
|
AQUILA FUNDS TRUST
|
NPORT-P
|
|
|
O'Rourke Glenn
|
4
|
|
|
LATTICE SEMICONDUCTOR CORP
|
4
|
Financial Statements
|
|
HAFF PARTNERS, L.P.
|
D/A
|
|
|
Tinto Melanie J
|
144
|
|
|
WEX Inc.
|
144
|
Financial Statements
|
|
Charbonneau Elissa Joy
|
4
|
|
|
Encompass Health Corp
|
4
|
Financial Statements
|
|
James Hardie Industries plc
|
6-K
|
Financial Statements
|
|
BRICK STREET VENTURES LLC
|
D
|
|
|
Francisco Ma. Fatima
|
4
|
|
|
PROCTER & GAMBLE Co
|
4
|
Financial Statements
|
|
Samjo Partners, LP
|
D/A
|
|
|
Legg Mason ETF Investment Trust
|
N-PX
|
|
|
Coombe Gary A
|
4
|
|
|
Greater China Market Neutral Fund of Sino Vision
|
D/A
|
|
|
MainStreet Bancshares, Inc.
|
4
|
|
|
ECHLOV RUSSELL
|
4
|
|
|
Raman Sundar G.
|
4
|
|
|
VIRTUS ASSET TRUST
|
NPORT-P
|
|
|
VIRTUS ALTERNATIVE SOLUTIONS TRUST
|
NPORT-P
|
|
|
VIRTUS VARIABLE INSURANCE TRUST
|
NPORT-P
|
|
|
Virtus Investment Trust
|
NPORT-P
|
|
|
Aguilar Moses Victor Javier
|
4
|
|
|
Faraday Capital Managed Duration, L.P.
|
D/A
|
|
|
Keith R. Alexandra
|
4
|
|
|
CROWN EUROPE SMALL BUYOUTS VI FEEDER S.A., SICAV-RAIF
|
D/A
|
|
|
AMG Funds II
|
NPORT-P
|
|
|
AMG FUNDS
|
NPORT-P
|
|
|
AMG FUNDS III
|
NPORT-P
|
|
|
Dorwart Stephen M
|
4
|
|
|
CITIZENS & NORTHERN CORP
|
4
|
Financial Statements
|
|
Arolucha, Inc.
|
C
|
|
|
Legg Mason Global Asset Management Trust
|
N-PX
|
|
|
Whaley Susan Street
|
4
|
|
|
REGENCY CENTERS CORP
|
CERT
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2339
|
497
|
|
|
Kilmer Bobbi J
|
4
|
|
|
Elder Technologies, Inc.
|
D
|
|
|
Purushothaman Balaji
|
4
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2338
|
497J
|
|
|
Invesco Unit Trusts Series 2309
|
497J
|
|
|
Schulten Andre
|
4
|
|
|
ANGLOGOLD ASHANTI LTD
|
6-K
|
Financial Statements
|
|
LAMBERT LEO F
|
4
|
|
|
Loughery Robert G
|
4
|
|
|
HI-0605 Fund I AL Vehicle, a series of MV Funds, LP
|
D
|
|
|
HI-0605 Fund I, a series of MV Funds, LP
|
D
|
|
|
Pellegrino Frank G
|
4
|
|
|
Nordicus Partners Corp
|
10-Q
|
|
|
B Cove Investments LLC
|
D
|
|
|
Santiago Helen S
|
4
|
|
|
Trinity Lane BC Investors LLC
|
D
|
|
|
Shattuck Katherine W
|
4
|
|
|
Pritchard Marc S.
|
4
|
|
|
CROWN GLOBAL OPPORTUNITIES VIII MASTER SCSp
|
D/A
|
|
|
SINGER AARON K
|
4
|
|
|
Jejurikar Shailesh
|
4
|
|
|
BIO KEY INTERNATIONAL INC
|
10-Q
|
Financial Statements
|
|
HARTLEY SUSAN E
|
4
|
|
|
AB Multi-Manager Alternative Fund
|
SC TO-I
|
|
|
Rapid Line Inc.
|
10-Q
|
|
|
Bower Matthew L
|
4
|
|
|
HEISE RICHARD W
|
4
|
|
|
COMMERCE BANCSHARES INC /MO/
|
4
|
Financial Statements
|
|
Cwiklinski Kelley A
|
4
|
|
|
Dunsmore Stan R
|
4
|
|
|
AdvisorShares Trust
|
NPORT-P
|
|
|
Hoose Harold F III
|
4
|
|
|
PATRIZIA European Infrastructure Fund III SCSp
|
D
|
|
|
Philip Craig E
|
4
|
|
|
ARCBEST CORP /DE/
|
4
|
Financial Statements
|
|
KKR Capital Partners
|
D/A
|
|
|
PLUS Collective Access IIA, L.P.
|
D
|
|
|
Italian Real Estate Special Situations II SCS, SICAV RAIF
|
D/A
|
|
|
HUGHES MARK A
|
4
|
|
|
Boardwalk Pipeline Partners, LP
|
S-3
|
|
|
BOARDWALK PIPELINES LP
|
S-3
|
|
|
SIT MUTUAL FUNDS INC
|
NPORT-P
|
|
|
THIRD AVENUE VARIABLE SERIES TRUST
|
NPORT-P
|
|
|
UNITY BANCORP INC /NJ/
|
8-K
|
Financial Statements
|
|
REBER JOHN M
|
4
|
|
|
Revere Partners RF, LP - C2
|
D
|
|
|
Davis Jennifer L.
|
4
|
|
|
Advisors Disciplined Trust 2200
|
S-6
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
N-PX
|
|
|
CREDIT SUISSE TRUST
|
N-CSRS
|
|
|
RUDY THOMAS L JR
|
4
|
|
|
Moeller Jon R
|
4
|
|
|
ECHO STREET GOODCO SELECT, LP
|
D/A
|
|
|
KKR Capital Partners L.P.
|
D/A
|
|
|
Rush Blair T
|
4
|
|
|
Watkins Tracy Ellen
|
4
|
|
|
Primark Private Equity Investments Fund
|
N-23C3A
|
|
|
EIV Capital Fund V, LP
|
D
|
|
|
ServiceNow, Inc.
|
144
|
Financial Statements
|
|
ELMER RUSSELL S
|
144
|
|
|
Balagour Alexander
|
4
|
|
|
Coombe, Bender & Co LLC
|
13F-HR
|
|
|
SCOVILL J BRADLEY
|
4
|
|
|
India Insight Value Fund
|
D/A
|
|
|
Capitol Series Trust
|
497J
|
|
|
Monroe Capital Income Plus Corp
|
8-K
|
|
|
DataCebo Inc.
|
D
|
|
|
LEGG MASON PARTNERS INSTITUTIONAL TRUST
|
N-PX
|
|
|
KI-0629 Fund I, a series of Deep Ventures Syndicate, LP
|
D
|
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
Guilford Capital Credit III L.P.
|
D
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
MUTUAL FUND SERIES TRUST
|
497
|
|
|
3807 Pelican Investments LLC
|
D
|
|
|
Generational Wealth Partners, LLC
|
D
|
|
|
PHILLIPS RYAN T
|
SC 13D/A
|
|
|
AMERICAN REALTY INVESTORS INC
|
SC 13D/A
|
Financial Statements
|
|
Blue Edge Global Opportunities Fund, Ltd.
|
D/A
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
N-PX
|
|
|
FT 10982
|
S-6
|
|
|
Ace Global Business Acquisition Ltd
|
8-K
|
|
|
CSG SYSTEMS INTERNATIONAL INC
|
8-K/A
|
Financial Statements
|
|
INCEPTION MINING INC.
|
PRE 14C
|
|
|
Invesco Unit Trusts Series 2310
|
487
|
|
|
WST Investment Trust
|
N-PX
|
|
|
ECHO STREET GOODCO SELECT OFFSHORE LTD.
|
D/A
|
|
|
LEGG MASON PARTNERS VARIABLE INCOME TRUST
|
N-PX
|
|
|
Mastantuono Gina
|
144
|
|
|
WESTERN ASSET FUNDS INC
|
N-PX
|
|
|
De Soto Matthew G
|
4
|
|
|
MID PENN BANCORP INC
|
4
|
Financial Statements
|
|
MASTER PORTFOLIO TRUST
|
N-PX
|
|
|
LEGG MASON PARTNERS MONEY MARKET TRUST
|
N-PX
|
|
|
Hive Holdings, Inc.
|
C
|
|
|
Shipley Kenneth E
|
4
|
|
|
Legacy Housing Corp
|
4
|
Financial Statements
|
|
Benitec Biopharma Inc.
|
SC 13G/A
|
Financial Statements
|
|
Oliveira Steven Michael
|
SC 13G/A
|
|
|
Matterport, Inc./DE
|
4
|
|
|
Hebert Peter
|
4
|
|
|
Managed Portfolio Series
|
497K
|
|
|
WELLOCUTION INC.
|
D
|
|
|
LCN NA AIV A, L.P.
|
D
|
|
|
SFI Advisors, LLC
|
13F-HR
|
|
|
Bedi Christopher
|
144
|
|
|
LCN NA AIV D, L.P.
|
D
|
|
|
Managed Portfolio Series
|
497
|
|
|
LEGG MASON PARTNERS VARIABLE EQUITY TRUST
|
N-PX
|
|
|
LCN NA AIV B, L.P.
|
D
|
|
|
WESMARK FUNDS
|
NPORT-P
|
|
|
Echo Street GoodCo Select III, LP
|
D/A
|
|
|
LCN NA AIV C, L.P.
|
D
|
|
|
Baggio Barbara
|
4/A
|
|
|
Voip-pal.com Inc
|
4/A
|
|
|
LCN North American Fund IV L.P.
|
D
|
|
|
Bennett Kelly Gean
|
3
|
|
|
MARTIN MARIETTA MATERIALS INC
|
3
|
Financial Statements
|
|
Monica St Investments LLC
|
D
|
|
|
M FUND INC
|
N-CSRS
|
|
|
Samaha Eli
|
3
|
|
|
SYNOVUS FINANCIAL CORP
|
3
|
Financial Statements
|
|
LCN NA Fund IV-D, L.P.
|
D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
485BXT
|
|
|
AiXin Life International, Inc.
|
10-Q
|
|
|
RAPT Therapeutics, Inc.
|
144
|
Financial Statements
|
|
HO WILLIAM
|
144
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Bodford Alvin M.
|
4
|
|
|
Guerrilla RF, Inc.
|
4
|
|
|
FT 10965
|
S-6
|
|
|
Columbia Funds Variable Series Trust II
|
497K
|
|
|
EIV Fund V Aggregator, LP
|
D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
CERT
|
|
|
SAKAL VENTURES SERIES FUND, LLC, SERIES II
|
D
|
|
|
Columbia Funds Variable Series Trust II
|
497
|
|
|
Axalta Coating Systems Ltd.
|
8-K
|
Financial Statements
|
|
Krane Shares Trust
|
485BXT
|
|
|
BUTLER GREGORY B
|
4
|
|
|
EVERSOURCE ENERGY
|
4
|
Financial Statements
|
|
Elevated Capital Advisors, LLC
|
13F-HR
|
|
|
Centre Funds
|
NPORT-P
|
|
|
Hodgson Curtis Drew
|
4
|
|
|
Pioneer Municipal High Income Opportunities Fund, Inc.
|
DEFA14A
|
|
|
Pioneer Diversified High Income Fund, Inc.
|
DEFA14A
|
|
|
Pioneer Floating Rate Fund, Inc.
|
DEFA14A
|
|
|
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
|
DEFA14A
|
|
|
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
|
DEFA14A
|
|
|
PIONEER HIGH INCOME FUND, INC.
|
DEFA14A
|
|
|
Federated Hermes Project & Trade Finance Tender Fund
|
SC TO-I
|
|
|
Equalize Community Development Fund
|
N-PX
|
|
|
NORTHEAST INVESTORS TRUST
|
40-24B2
|
|
|
WESTERN ASSET PREMIER BOND FUND
|
N-PX
|
|
|
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
|
N-PX
|
Financial Statements
|
|
WESTERN ASSET INFLATION-LINKED INCOME FUND
|
N-PX
|
Financial Statements
|
|
Haye Edward J.
|
4
|
|
|
FIRST OF LONG ISLAND CORP
|
4
|
Financial Statements
|
|
Western Asset Investment Grade Income Fund Inc.
|
N-PX
|
|
|
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
|
N-PX
|
|
|
Six Circles Trust
|
497K
|
|
|
PRECISION OPTICS CORPORATION, INC.
|
S-1/A
|
|
|
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
|
N-PX
|
|
|
Six Circles Trust
|
497
|
|
|
Western Asset Mortgage Opportunity Fund Inc.
|
N-PX
|
|
|
Common Sense Privacy, PBC
|
D/A
|
|
|
FT 10993
|
S-6
|
|
|
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
|
N-PX
|
|
|
iSHARES TRUST
|
485BXT
|
|
|
FT 10992
|
S-6
|
|
|
Forza X1, Inc.
|
3/A
|
Financial Statements
|
|
Gunnerson Carrie L.
|
3/A
|
|
|
Western Asset Investment Grade Defined Opportunity Trust Inc.
|
N-PX
|
|
|
BROOKFIELD Corp /ON/
|
F-3
|
|
|
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
|
N-PX
|
|
|
FT 10962
|
S-6
|
|
|
Trans American Aquaculture, Inc
|
S-1
|
|
|
ATHERSYS, INC / NEW
|
8-K
|
Financial Statements
|
|
Western Asset High Yield Defined Opportunity Fund Inc.
|
N-PX
|
|
|
Blanchfield Paul
|
144
|
|
|
Lantheus Holdings, Inc.
|
144
|
Financial Statements
|
|
THIRD AVENUE TRUST
|
N-PX
|
|
|
NOVAGANT CORP
|
10-Q
|
|
|
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
|
N-PX
|
|
|
WESTERN ASSET HIGH INCOME FUND II INC.
|
N-PX
|
|
|
THIRD AVENUE VARIABLE SERIES TRUST
|
N-PX
|
|
|
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
|
N-PX
|
|
|
BiondVax Pharmaceuticals Ltd.
|
6-K/A
|
Financial Statements
|
|
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC.
|
N-PX
|
|
|
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
|
N-PX
|
|
|
Western Asset Diversified Income Fund
|
N-PX
|
|
|
OptimizeRx Corp
|
4
|
Financial Statements
|
|
HALAS GUS D
|
4
|
|
|
Diddell Wendy
|
4
|
|
|
RICHARDSON ELECTRONICS, LTD.
|
4
|
Financial Statements
|
|
Wolf Michael W.
|
4
|
|
|
JUNIATA VALLEY FINANCIAL CORP
|
4
|
|
|
LMP CAPITAL & INCOME FUND INC.
|
N-PX
|
|
|
KLEIN MARK A
|
4
|
|
|
SB FINANCIAL GROUP, INC.
|
4
|
Financial Statements
|
|
Clarion Partners Real Estate Income Fund Inc.
|
N-PX
|
|
|
Phoenix Rising Companies
|
15-12G
|
|
|
Vegan Mob inc
|
C-AR
|
|
|
SOUND SHORE FUND INC
|
N-PX
|
|
|
ECHO STREET GOODCO SELECT II, LP
|
D/A
|
|
|
Sibanye Stillwater Ltd
|
6-K
|
|
|
BrandywineGLOBAL-Global Income Opportunities Fund Inc
|
N-PX
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
N-PX
|
|
|
SPI Energy Co., Ltd.
|
10-Q
|
Financial Statements
|
|
Echo Street Capital SPV 3, LLC
|
D/A
|
|
|
Promo Investment Group, LLC
|
D
|
|
|
Managed Portfolio Series
|
N-PX
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
N-PX
|
|
|
COSENTINO ANTHONY VAN
|
4
|
|
|
ClearBridge MLP & Midstream Fund Inc.
|
N-PX
|
|
|
Brookfield Reinsurance Ltd.
|
F-N
|
|
|
Echo Street Capital EF 1, LLC
|
D/A
|
|
|
BNY MELLON CALIFORNIA AMT-FREE MUNICIPAL BOND FUND, INC.
|
24F-2NT
|
|
|
Xenous Holdings, Inc.
|
10-Q
|
|
|
Fundrise Growth Tech Fund, LLC
|
497AD
|
|
|
DAVIS SERIES INC
|
497
|
|
|
LIBERTY ALL STAR EQUITY FUND
|
N-PX
|
|
|
AIM COUNSELOR SERIES TRUST
|
485BXT
|
|
|
PLAN INVESTMENT FUND INC
|
N-CSRS
|
|
|
URSTADT BIDDLE PROPERTIES INC
|
25-NSE
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
DAVIS NEW YORK VENTURE FUND INC
|
497
|
|
|
ClearingBid, Inc.
|
C-U
|
|
|
RANGER FUNDS INVESTMENT TRUST
|
497
|
|
|
Managed Portfolio Series
|
24F-2NT
|
|
|
FRONTEGRA STRATEGIES, LLC
|
X-17A-5
|
|
|
Mutual of America Variable Insurance Portfolios, Inc.
|
NPORT-P
|
|
|
MUTUAL OF AMERICA INVESTMENT CORP
|
NPORT-P
|
|
|
Arconic Corp
|
25-NSE
|
Financial Statements
|
|
Altair Wealth Systems Holdings, LLC
|
D/A
|
|
|
DILLER KEETA JANE
|
4
|
|
|
Stone Ridge Trust V
|
N-23C3A
|
|
|
Spangler Patrick D
|
4
|
|
|
LIBERTY ALL STAR GROWTH FUND INC.
|
N-PX
|
|