| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Pylone LLC
|
C/A
|
|
|
Pfann Oliver
|
144
|
|
|
New Horizon Aircraft Ltd.
|
424B3
|
|
|
Invesco Unit Trusts Series 2376
|
497J
|
|
|
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
|
N-PX
|
Financial Statements
|
|
WESTERN ASSET PREMIER BOND FUND
|
N-PX
|
|
|
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
|
N-PX
|
|
|
WESTERN ASSET INFLATION-LINKED INCOME FUND
|
N-PX
|
Financial Statements
|
|
LMP CAPITAL & INCOME FUND INC.
|
N-PX
|
|
|
MINOR GLENDA J
|
4
|
|
|
CURTISS WRIGHT CORP
|
4
|
Financial Statements
|
|
Roers Income Fund II, LLC
|
D
|
|
|
Blue Edge Global Opportunities Fund, Ltd.
|
D/A
|
|
|
Brevan Howard Alpha Strategies Fund Ltd
|
D/A
|
|
|
Western Asset Investment Grade Defined Opportunity Trust Inc.
|
N-PX
|
|
|
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
|
N-PX
|
|
|
Western Asset High Yield Defined Opportunity Fund Inc.
|
N-PX
|
|
|
Linde Tamara Louise
|
4
|
|
|
PUBLIC SERVICE ENTERPRISE GROUP INC
|
4
|
Financial Statements
|
|
Clarion Partners Real Estate Income Fund Inc.
|
N-PX
|
|
|
Invesco Real Estate Income Trust Inc.
|
424B3
|
|
|
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC.
|
N-PX
|
|
|
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
|
N-PX
|
|
|
Western Asset Diversified Income Fund
|
N-PX
|
|
|
Nekton Capital Ltd.
|
N-PX
|
|
|
Bruni Alexander J
|
144
|
|
|
OWENS & MINOR INC/VA/
|
144
|
Financial Statements
|
|
Invest DLT LLC
|
RW
|
|
|
C21 Investments Inc.
|
20-F/A
|
|
|
Goodman Financial Corp
|
N-PX
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
N-PX
|
|
|
ClearBridge MLP & Midstream Fund Inc.
|
N-PX
|
|
|
BrandywineGLOBAL-Global Income Opportunities Fund Inc
|
N-PX
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
N-PX
|
|
|
WEALTHUNION XV A SERIES OF WEALTHUNION LLC
|
D
|
|
|
Utz John A.
|
4
|
|
|
Mulligan Lawrence P Jr.
|
4
|
|
|
LCNB CORP
|
4
|
Financial Statements
|
|
Tresidor Europe Credit Opportunities Feeder Sub-Fund, a series of Tresidor Europe Credit Opportunities Fund LP
|
D/A
|
|
|
COMPTON SEAN
|
4
|
|
|
NEXSTAR MEDIA GROUP, INC.
|
4
|
Financial Statements
|
|
Kitowski Nicole M
|
4
|
|
|
HLADIO JAYNE C
|
4
|
|
|
APriori Family LP
|
D/A
|
|
|
Ardagh Metal Packaging S.A.
|
6-K
|
|
|
TEMPLETON GLOBAL INVESTMENT TRUST
|
40-17F2
|
|
|
DeWitt Angie
|
4
|
|
|
Prairie Wealth Advisors, Inc.
|
N-PX
|
|
|
FT 11720
|
S-6
|
|
|
Callahan Patrick K
|
144
|
|
|
PROGRESSIVE CORP/OH/
|
144
|
Financial Statements
|
|
Second Line Capital, LLC
|
13F-HR
|
|
|
Rubinetti John F III
|
4
|
|
|
DELUXE CORP
|
4
|
Financial Statements
|
|
Brevan Howard Alpha Strategies Fund, L.P.
|
D/A
|
|
|
iShares U.S. ETF Trust
|
25-NSE
|
|
|
Cboe BZX Exchange, Inc.
|
25-NSE
|
|
|
Invesco Unit Trusts Series 2377
|
487
|
|
|
LONGENECKER NATHAN
|
3
|
|
|
ENERGY FUELS INC
|
3
|
Financial Statements
|
|
Canfield Joseph D Jr
|
3
|
|
|
Northwest Bancshares, Inc.
|
3
|
Financial Statements
|
|
TD PRIVATE CLIENT WEALTH LLC
|
13F-HR
|
|
|
COHERENT CORP.
|
S-8
|
Financial Statements
|
|
Morales Vincent J
|
4
|
|
|
PPG INDUSTRIES INC
|
4
|
Financial Statements
|
|
KNAVISH TIMOTHY M
|
4
|
|
|
MOODY ALDRICH PARTNERS LLC
|
N-PX
|
|
|
Foulkes Anne M.
|
4
|
|
|
Riley Bobby
|
144
|
|
|
Riley Exploration Permian, Inc.
|
144
|
Financial Statements
|
|
Gibbs David W
|
4
|
|
|
YUM BRANDS INC
|
4
|
Financial Statements
|
|
Seip David Eric
|
4
|
|
|
Ingredion Inc
|
4
|
Financial Statements
|
|
NEUROONE MEDICAL TECHNOLOGIES Corp
|
D
|
|
|
Trainor John Damien
|
SC 13D
|
|
|
FORMATION MINERALS, INC.
|
SC 13D
|
|
|
Hassanally Amyn
|
3
|
|
|
AMG Pantheon Master Fund, LLC
|
3
|
|
|
TSS, Inc.
|
144
|
|
|
Penver John K
|
144
|
|
|
Trainor John Damien
|
5
|
|
|
FORMATION MINERALS, INC.
|
5
|
|
|
Loncor Gold Inc.
|
6-K
|
|
|
KWESST Micro Systems Inc.
|
6-K
|
|
|
Search Fund Ventures Fund I, LP
|
D
|
|
|
Volato Group, Inc.
|
424B3
|
|
|
SINGER AARON K
|
4
|
|
|
CITIZENS & NORTHERN CORP
|
4
|
Financial Statements
|
|
Abdalla Noha
|
4
|
|
|
CHOICE HOTELS INTERNATIONAL INC /DE
|
4
|
Financial Statements
|
|
COMM 2014-UBS3 Mortgage Trust
|
8-K
|
|
|
Trigg William Shane
|
144
|
|
|
APPFOLIO INC
|
144
|
Financial Statements
|
|
Desjardins Trust Inc.
|
13F-NT
|
|
|
Appsoft Technologies, Inc.
|
10-Q
|
|
|
LETICA NICHOLAS
|
144/A
|
|
|
TWO HARBORS INVESTMENT CORP.
|
144/A
|
Financial Statements
|
|
COMM 2014-LC17 Mortgage Trust
|
8-K
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Pryor Felecia J.
|
4
|
|
|
DEERE & CO
|
4
|
Financial Statements
|
|
Morphic Holding, Inc.
|
25-NSE
|
Financial Statements
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
COMM 2014-CCRE21 Mortgage Trust
|
8-K
|
|
|
NIXON PEABODY TRUST CO
|
N-PX
|
|
|
Numerai GP LLC
|
N-PX
|
|
|
Sarah Flint, Inc.
|
D
|
|
|
PRUCO LIFE INSURANCE CO
|
8-K
|
|
|
Invst, LLC
|
13F-HR
|
|
|
PAISLEY CHRISTOPHER B
|
144
|
|
|
EQUINIX INC
|
144
|
Financial Statements
|
|
Sandercock Brett
|
4
|
|
|
RESMED INC
|
4
|
Financial Statements
|
|
Paragon Capital Management Ltd
|
N-PX
|
|
|
Rider Michael J
|
4
|
|
|
AQUA Allocation Fund LP
|
D
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
485APOS
|
|
|
Leong Justin
|
4
|
|
|
LECHLEITER RICHARD A
|
4
|
|
|
Stock Yards Bancorp, Inc.
|
4
|
Financial Statements
|
|
AXIOM INVESTORS LLC /DE
|
N-PX
|
|
|
DEARBORN PARTNERS LLC
|
N-PX
|
|
|
COMM 2014-UBS5 Mortgage Trust
|
8-K
|
|
|
Ghoshal Kaushik
|
4
|
|
|
Teewinot Capital Advisers, L.L.C.
|
13F-HR
|
|
|
Farrell Michael J.
|
4
|
|
|
Lux Neal
|
4
|
|
|
FORUM ENERGY TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
BNY MELLON SUSTAINABLE U.S. EQUITY PORTFOLIO, INC.
|
N-CSRS
|
|
|
Advisors Preferred Trust
|
NPORT-P
|
|
|
Dorwart Stephen M
|
4
|
|
|
UNIFIED SERIES TRUST
|
N-PX
|
|
|
Kilmer Bobbi J
|
4
|
|
|
Kenvue Inc.
|
3
|
|
|
Stone Ridge Trust V
|
N-23C3A
|
|
|
PAWLUS KATHLEEN M
|
3
|
|
|
Bisegna Anthony
|
144
|
|
|
Leverty Financial Group, LLC
|
N-PX
|
|
|
JVM Realty Apartment Fund 10, LP
|
D/A
|
|
|
LAMBERT LEO F
|
4
|
|
|
Covington Investment Advisors Inc.
|
13F-HR
|
|
|
Murphy John Jo
|
4
|
|
|
PROGRESSIVE CORP/OH/
|
4
|
Financial Statements
|
|
Loughery Robert G
|
4
|
|
|
BOYAR VALUE FUND INC
|
N-PX
|
|
|
FT 11724
|
S-6
|
|
|
Desjardins Securities inc.
|
13F-NT
|
|
|
Pellegrino Frank G
|
4
|
|
|
Santiago Helen S
|
4
|
|
|
Shattuck Katherine W
|
4
|
|
|
GoldenStone Advisors Fund LLC
|
D/A
|
|
|
NORTH COUNTRY FUNDS
|
N-PX
|
|
|
Taylor Maritime Investments Ltd
|
SC 13D/A
|
|
|
Grindrod Shipping Holdings Ltd.
|
SC 13D/A
|
Financial Statements
|
|
NORGES BANK
|
SC 13G/A
|
|
|
Hollysys Automation Technologies, Ltd.
|
SC 13G/A
|
Financial Statements
|
|
Santorio Biomedical, LLC
|
SCHEDULE 13G
|
|
|
Elevai Labs Inc.
|
SCHEDULE 13G
|
|
|
VIAD CORP
|
8-K
|
Financial Statements
|
|
Altair Wealth Systems Holdings, LLC
|
D/A
|
|
|
Winthrop Capital Management, LLC
|
N-PX
|
|
|
Goldman Sachs Trust II
|
497
|
|
|
Laughlin Whitney M
|
4
|
|
|
AMN HEALTHCARE SERVICES INC
|
4
|
Financial Statements
|
|
GOLDMAN SACHS TRUST
|
497
|
|
|
Madden Advisory Services, Inc.
|
N-PX
|
|
|
Healthcare AI Acquisition Corp.
|
10-Q/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
CERT
|
|
|
dottxt Inc.
|
D
|
|
|
IRSA INVESTMENTS & REPRESENTATIONS INC
|
6-K
|
Financial Statements
|
|
Mahoney Ruth H
|
4
|
|
|
NBT BANCORP INC
|
4
|
Financial Statements
|
|
Ghost Tree Capital, LLC
|
N-PX
|
|
|
AB Multi-Manager Alternative Fund
|
SC TO-I
|
|
|
Gaucho Group Holdings, Inc.
|
8-K
|
|
|
SAGO AUGUSTA INDUSTRIAL LLC
|
D
|
|
|
Regime de rentes du Mouvement Desjardins
|
13F-NT
|
|
|
Quarry LP
|
13F-HR/A
|
|
|
SA FUNDS INVESTMENT TRUST
|
NPORT-P
|
|
|
TEMPLETON FUNDS
|
40-17F2
|
|
|
FORUM FUNDS II
|
NPORT-P
|
|
|
Udemy, Inc.
|
8-K
|
Financial Statements
|
|
Fontaine Fund LP
|
D/A
|
|
|
FIDELITY ADVISOR SERIES II
|
485APOS
|
|
|
TEMPLETON EMERGING MARKETS INCOME FUND
|
40-17F2
|
|
|
Series 24-1, a series of StartEngine Private LLC
|
D
|
|
|
CANTOR FITZGERALD INFRASTRUCTURE FUND
|
N-23C3A
|
|
|
FIDELITY SALEM STREET TRUST
|
497J
|
|
|
Fidelity Rutland Square Trust II
|
497K
|
|
|
Fidelity Rutland Square Trust II
|
497
|
|
|
Fintech Ecosystem Development Corp.
|
8-K
|
|
|
Sound View Wealth Advisors Group, LLC
|
N-PX/A
|
|
|
Trust Point Inc.
|
N-PX
|
|
|
Medicxi Ventures Management
|
N-PX
|
|
|
De Rubertis Francesco
|
N-PX
|
|
|
TEMPLETON EMERGING MARKETS FUND
|
40-17F2
|
|
|
Carmell Corp
|
424B3
|
|
|
MODINE MANUFACTURING CO
|
8-K
|
Financial Statements
|
|
Spann Rick
|
4
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
4
|
Financial Statements
|
|
Tan Anthony Ping Yeow
|
144
|
|
|
Grab Holdings Ltd
|
144
|
|
|
SULLIVAN KATHRYN D
|
4
|
|
|
INTERNATIONAL PAPER CO /NEW/
|
4
|
Financial Statements
|
|
KNOW LABS, INC.
|
8-K
|
Financial Statements
|
|
Personalis, Inc.
|
8-K
|
Financial Statements
|
|
100 Detering, LP
|
D
|
|
|
Fidelity Rutland Square Trust II
|
POS EX
|
|
|
Linares Carlos G.
|
4
|
|
|
TEMPLETON DRAGON FUND INC
|
40-17F2
|
|
|
WYNNE THOMAS M
|
4
|
|
|
ALLIANCE RESOURCE PARTNERS LP
|
4
|
Financial Statements
|
|
Whelan Timothy J
|
4
|
|
|
Torrence Wilson M
|
4
|
|
|
JNL SERIES TRUST
|
497
|
|
|
Tholen Kirk
|
4
|
|
|
COHERENT CORP.
|
10-K
|
Financial Statements
|
|
Hooker Carlen
|
4
|
|
|
SACHSE ROBERT G
|
4
|
|
|
MARSHALL CARY P
|
4
|
|
|
TEMPLETON DEVELOPING MARKETS TRUST
|
40-17F2
|
|
|
Puglia Realty Ventures Fund I LLC
|
D
|
|
|
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV
|
N-PX
|
|
|
DRUTEN ROBERT J
|
4
|
|
|
FARRELL MATTHEW
|
4
|
|
|
CRAFT JOSEPH W III
|
4
|
|
|
Tronox Holdings plc
|
8-K
|
Financial Statements
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
COMPTON SEAN
|
144
|
|
|
NEXSTAR MEDIA GROUP, INC.
|
144
|
Financial Statements
|
|
Bogart Wealth, LLC
|
N-PX
|
|
|
Dierker Richard A
|
4
|
|
|
Hafnia Ltd
|
6-K
|
|
|
Morphic Holding, Inc.
|
SC 14D9/A
|
Financial Statements
|
|
Desjardins Capital Management Inc
|
13F-NT
|
|
|
Safety Shot, Inc.
|
8-K
|
|
|
DE MAYNADIER PATRICK D
|
4
|
|
|
TEMPLETON CHINA WORLD FUND
|
40-17F2
|
|
|
Purcell Paul Martin
|
4
|
|
|
Sezzle Inc.
|
4
|
|
|
Buchert Brian D
|
4
|
|
|
REZOLVE GROUP Ltd
|
CERT
|
|
|
JENNISON ASSOCIATES LLC
|
N-PX
|
|
|
DriveWealth ETF Trust
|
N-PX
|
|
|
Bruno Barry A.
|
4
|
|
|
HIRU Corp
|
D
|
|
|
BUCKINGHAM STRATEGIC PARTNERS, LLC
|
N-PX
|
|
|
Gevo, Inc.
|
8-K
|
Financial Statements
|
|
VANGUARD MUNICIPAL BOND FUNDS
|
485APOS
|
|
|
Kairous Acquisition Corp. Ltd
|
8-K
|
|
|
Transportation & Logistics Systems, Inc.
|
8-K
|
|
|
CORNERSTONE STRATEGIC VALUE FUND INC
|
N-PX
|
|
|
CORNERSTONE TOTAL RETURN FUND INC
|
N-PX
|
|
|
Cornerstone Advisors, LLC
|
N-PX
|
|
|
Melnikov Dmitry
|
144
|
|
|
SEMrush Holdings, Inc.
|
144
|
Financial Statements
|
|
Greenidge Generation Holdings Inc.
|
8-K
|
|
|
Dasgupta Shubha-Jeet
|
4
|
|
|
Pineapple Financial Inc.
|
4
|
|
|
Imunon, Inc.
|
D
|
Financial Statements
|
|
Certiplex Corp
|
10-Q
|
|
|
Fosse Capital Partners LLP
|
N-PX
|
|
|
BNY MELLON INVESTMENT PORTFOLIOS
|
N-CSRS
|
|
|
Oxford Square Capital Corp.
|
8-K
|
Financial Statements
|
|
Canopy Growth Corp
|
8-K
|
Financial Statements
|
|
FARMER BROTHERS CO
|
8-K
|
Financial Statements
|
|
Jumia Technologies AG
|
6-K
|
Financial Statements
|
|
HOMESTEAD FUNDS INC
|
NPORT-P
|
|
|
Homestead Funds Trust
|
NPORT-P
|
|
|
Morphic Holding, Inc.
|
SC TO-T/A
|
Financial Statements
|
|
ELI LILLY & Co
|
SC TO-T/A
|
Financial Statements
|
|
CAMBER ENERGY, INC.
|
25-NSE
|
Financial Statements
|
|
NYSE AMERICAN LLC
|
25-NSE
|
|
|
GRI BIO, Inc.
|
DEFA14A
|
Financial Statements
|
|
AtriCure, Inc.
|
4
|
Financial Statements
|
|
CARREL MICHAEL H
|
4
|
|
|
Desjardins Investments Inc
|
13F-NT
|
|
|
STAR EQUITY HOLDINGS, INC.
|
8-K
|
|
|
Energy Services of America CORP
|
4
|
|
|
REYNOLDS MARSHALL T
|
4
|
|
|
Lucente Frank S
|
4
|
|
|
Gates Industrial Corp plc
|
FWP
|
Financial Statements
|
|
ACAP Strategic Fund
|
N-23C3A
|
|
|
Oxford Square Capital Corp.
|
424B3
|
Financial Statements
|
|
Bannix Acquisition Corp.
|
DEF 14A
|
|
|
Vista Energy, S.A.B. de C.V.
|
6-K
|
Financial Statements
|
|
CASI Pharmaceuticals, Inc.
|
6-K
|
Financial Statements
|
|
Plastec Technologies, Ltd.
|
6-K
|
|
|
Outset Medical, Inc.
|
8-K
|
|
|
Vertical Aerospace Ltd.
|
6-K
|
|
|
B. Riley Financial, Inc.
|
SC 13D/A
|
Financial Statements
|
|
RILEY BRYANT R
|
SC 13D/A
|
|
|
Kandal Philipp Wolfgang Josef
|
144
|
|
|
Volcon, Inc.
|
4
|
Financial Statements
|
|
SABBY MANAGEMENT, LLC
|
4
|
|
|
International General Insurance Holdings Ltd.
|
6-K
|
Financial Statements
|
|
EATON VANCE NEW YORK MUNICIPAL BOND FUND
|
DEFA14A
|
|
|
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND
|
DEFA14A
|
|
