| Company Name |
Form Type |
SEC Filings |
|
|
|
|
FT 11540
|
24F-2NT
|
|
|
FT 11555
|
24F-2NT
|
|
|
Energea Portfolio 2 LLC
|
1-U
|
|
|
APPLIED INDUSTRIAL TECHNOLOGIES INC
|
10-K
|
Financial Statements
|
|
Direxion Shares ETF Trust
|
497K
|
|
|
FT 11375
|
24F-2NT
|
|
|
FT 11390
|
24F-2NT
|
|
|
FT 11394
|
24F-2NT
|
|
|
FT 11417
|
24F-2NT
|
|
|
Energea Portfolio 2 LLC
|
253G2
|
|
|
TCW STRATEGIC INCOME FUND INC
|
NPORT-P
|
|
|
FT 11418
|
24F-2NT
|
|
|
FT 11381
|
24F-2NT
|
|
|
CONNABLE OFFICE INC
|
N-PX
|
|
|
BALYASNY ASSET MANAGEMENT L.P.
|
N-PX
|
|
|
FT 11413
|
24F-2NT
|
|
|
FT 11391
|
24F-2NT
|
|
|
FT 11389
|
24F-2NT
|
|
|
FT 11384
|
24F-2NT
|
|
|
FT 11385
|
24F-2NT
|
|
|
FT 11383
|
24F-2NT
|
|
|
FT 11392
|
24F-2NT
|
|
|
FT 11380
|
24F-2NT
|
|
|
FT 11388
|
24F-2NT
|
|
|
FT 11416
|
24F-2NT
|
|
|
FT 11409
|
24F-2NT
|
|
|
FT 11387
|
24F-2NT
|
|
|
FT 11376
|
24F-2NT
|
|
|
FT 11369
|
24F-2NT
|
|
|
FT 11395
|
24F-2NT
|
|
|
FT 11393
|
24F-2NT
|
|
|
FT 11379
|
24F-2NT
|
|
|
FT 11374
|
24F-2NT
|
|
|
FT 11386
|
24F-2NT
|
|
|
FT 11382
|
24F-2NT
|
|
|
FT 11415
|
24F-2NT
|
|
|
FT 11414
|
24F-2NT
|
|
|
FT 11370
|
24F-2NT
|
|
|
FT 11371
|
24F-2NT
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Galera Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Sorensen Mel
|
144
|
|
|
AFS SENSUB CORP.
|
ABS-15G
|
|
|
Highsmith Carlton L
|
144
|
|
|
KEYCORP /NEW/
|
144
|
Financial Statements
|
|
DFA INVESTMENT DIMENSIONS GROUP INC
|
497J
|
|
|
BRESNER GREGG A.
|
4
|
|
|
CION Investment Corp
|
4
|
|
|
Incaendium Initiative Corp
|
D
|
|
|
Robert Ventures Holdings LLC
|
1-A/A
|
|
|
CSAIL 2015-C1 Commercial Mortgage Trust
|
10-D/A
|
|
|
Pyro AI Inc.
|
F-1/A
|
|
|
COMM 2014-UBS4 Mortgage Trust
|
8-K
|
|
|
SURO CAPITAL CORP.
|
D
|
|
|
Dimensional ETF Trust
|
497J
|
|
|
FT 11361
|
24F-2NT
|
|
|
FT 10687
|
24F-2NT
|
|
|
FT 11364
|
24F-2NT
|
|
|
FT 11362
|
24F-2NT
|
|
|
Alpha Ascent Dionysus LLC
|
D/A
|
|
|
ECOFI INVESTISSEMENTS SA
|
13F-HR
|
|
|
FT 11367
|
24F-2NT
|
|
|
BARROW HANLEY MEWHINNEY & STRAUSS LLC
|
N-PX
|
|
|
Ganges Gaithersburg LLC
|
D
|
|
|
FT 11360
|
24F-2NT
|
|
|
FT 11349
|
24F-2NT
|
|
|
FT 11183
|
24F-2NT
|
|
|
FT 11346
|
24F-2NT
|
|
|
FT 11218
|
24F-2NT
|
|
|
FT 11368
|
24F-2NT
|
|
|
FT 11174
|
24F-2NT
|
|
|
FT 11366
|
24F-2NT
|
|
|
FT 11308
|
24F-2NT
|
|
|
FT 10770
|
24F-2NT
|
|
|
FT 11363
|
24F-2NT
|
|
|
FT 11348
|
24F-2NT
|
|
|
FT 11202
|
24F-2NT
|
|
|
FT 11036
|
24F-2NT
|
|
|
FT 10743
|
24F-2NT
|
|
|
FT 10712
|
24F-2NT
|
|
|
FT 10709
|
24F-2NT
|
|
|
FT 10704
|
24F-2NT
|
|
|
FT 10703
|
24F-2NT
|
|
|
FT 10785
|
24F-2NT
|
|
|
FT 10742
|
24F-2NT
|
|
|
FT 10714
|
24F-2NT
|
|
|
FT 10702
|
24F-2NT
|
|
|
FT 10697
|
24F-2NT
|
|
|
FT 10758
|
24F-2NT
|
|
|
OLD NATIONAL BANCORP /IN/
|
8-K
|
Financial Statements
|
|
XCHG Ltd
|
FWP
|
|
|
Investment Managers Series Trust II
|
N-PX
|
|
|
Platform Cohort 2025 LLC
|
D/A
|
|
|
Securian Funds Trust
|
NPORT-P
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
AEI Healthcare Portfolio V DST
|
D/A
|
|
|
FT 10669
|
24F-2NT
|
|
|
FT 10636
|
24F-2NT
|
|
|
FT 10680
|
24F-2NT
|
|
|
FT 10647
|
24F-2NT
|
|
|
FT 10664
|
24F-2NT
|
|
|
FT 10675
|
24F-2NT
|
|
|
TOUCHSTONE FUNDS GROUP TRUST
|
497
|
|
|
FT 10665
|
24F-2NT
|
|
|
FT 10662
|
24F-2NT
|
|
|
FT 10666
|
24F-2NT
|
|
|
FT 10655
|
24F-2NT
|
|
|
FT 10646
|
24F-2NT
|
|
|
FT 10676
|
24F-2NT
|
|
|
FT 10654
|
24F-2NT
|
|
|
FT 10653
|
24F-2NT
|
|
|
FT 10650
|
24F-2NT
|
|
|
FT 10625
|
24F-2NT
|
|
|
FT 10649
|
24F-2NT
|
|
|
FT 10648
|
24F-2NT
|
|
|
FT 10251
|
24F-2NT
|
|
|
FT 10674
|
24F-2NT
|
|
|
FT 10644
|
24F-2NT
|
|
|
FT 10580
|
24F-2NT
|
|
|
FT 10656
|
24F-2NT
|
|
|
FT 10652
|
24F-2NT
|
|
|
FT 10624
|
24F-2NT
|
|
|
FT 10663
|
24F-2NT
|
|
|
FT 10623
|
24F-2NT
|
|
|
FT 10622
|
24F-2NT
|
|
|
FT 10668
|
24F-2NT
|
|
|
FT 10667
|
24F-2NT
|
|
|
TURNER WILLIAM V
|
4
|
|
|
GREAT SOUTHERN BANCORP, INC.
|
4
|
Financial Statements
|
|
Ursa Space Systems Inc.
|
D
|
|
|
Lorne Steinberg Wealth Management Inc.
|
N-PX
|
|
|
BGO Industrial Real Estate Income Trust, Inc.
|
POS EX
|
|
|
Belt Power Co-Investor Holdings, LLC
|
D/A
|
|
|
Joel Isaacson & Co., LLC
|
N-PX
|
|
|
SIGNALFIRE XIR OPPORTUNTIES II, L.P. - SERIES CEN
|
D
|
|
|
FT 10183
|
24F-2NT
|
|
|
FT 10182
|
24F-2NT
|
|
|
FT 10156
|
24F-2NT
|
|
|
Miller Matthew Reade
|
4
|
|
|
Granite Ridge Resources, Inc.
|
4
|
|
|
BlackRock Funds III
|
497
|
|
|
CAZ INVESTMENTS LP
|
N-PX
|
|
|
FT 10221
|
24F-2NT
|
|
|
FT 10217
|
24F-2NT
|
|
|
FT 10192
|
24F-2NT
|
|
|
FT 10231
|
24F-2NT
|
|
|
FT 10216
|
24F-2NT
|
|
|
FT 10203
|
24F-2NT
|
|
|
FT 10201
|
24F-2NT
|
|
|
FT 10195
|
24F-2NT
|
|
|
FT 10222
|
24F-2NT
|
|
|
FT 10213
|
24F-2NT
|
|
|
FT 10189
|
24F-2NT
|
|
|
FT 10177
|
24F-2NT
|
|
|
FT 10230
|
24F-2NT
|
|
|
FT 10220
|
24F-2NT
|
|
|
FT 10214
|
24F-2NT
|
|
|
FT 10202
|
24F-2NT
|
|
|
FT 10193
|
24F-2NT
|
|
|
FT 10191
|
24F-2NT
|
|
|
FT 10181
|
24F-2NT
|
|
|
FT 10196
|
24F-2NT
|
|
|
FT 10180
|
24F-2NT
|
|
|
FT 10176
|
24F-2NT
|
|
|
FT 10204
|
24F-2NT
|
|
|
FT 10200
|
24F-2NT
|
|
|
FT 10175
|
24F-2NT
|
|
|
FT 10154
|
24F-2NT
|
|
|
FT 10205
|
24F-2NT
|
|
|
CONAM Strategic Investments Fund IV LP
|
D/A
|
|
|
PFS FUNDS
|
NPORT-P
|
|
|
Awad George M
|
144
|
|
|
TransUnion
|
144
|
Financial Statements
|
|
HERITAGE INVESTORS MANAGEMENT CORP
|
N-PX
|
|
|
Jaeger Steven D
|
144
|
|
|
Quad/Graphics, Inc.
|
144
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2420
|
497J
|
|
|
Principal Exchange-Traded Funds
|
485APOS
|
|
|
BGO Industrial Real Estate Income Trust, Inc.
|
424B3
|
|
|
Carbon Direct Capital Management LLC
|
SC 13G
|
|
|
LanzaTech Global, Inc.
|
SC 13G
|
|
|
GWG Wind Down Trust
|
4
|
|
|
Beneficient
|
4
|
|
|
FT 11637
|
487
|
|
|
VOLUMETRIC FUND INC
|
N-CSRS
|
|
|
TRANSAMERICA LIFE INSURANCE CO
|
S-1
|
|
|
Atlas Brown,Inc.
|
N-PX
|
|
|
Wong-Zaza Melvina
|
4
|
|
|
Kearny Financial Corp.
|
4
|
Financial Statements
|
|
HINES GLOBAL INCOME TRUST, INC.
|
8-K
|
|
|
HINES GLOBAL INCOME TRUST, INC.
|
POS EX
|
|
|
Significant Wealth Partners LLC
|
N-PX
|
|
|
Veda Tech Labs Inc.
|
D/A
|
|
|
Themes ETF Trust
|
485BXT
|
|
|
Sandpiper Hospitality VI, LLC
|
D
|
|
|
FACT II Acquisition Corp.
|
S-1
|
|
|
Spink Kevin
|
4
|
|
|
FIRST NORTHERN COMMUNITY BANCORP
|
4
|
|
|
Brehm Sean Michael
|
4
|
|
|
SPECTRAL CAPITAL Corp
|
4
|
|
|
FT 11700
|
497J
|
|
|
EcoR1 Capital, LLC
|
SC 13D/A
|
|
|
ANAPTYSBIO, INC
|
SC 13D/A
|
Financial Statements
|
|
Crossmark Global Holdings, Inc.
|
N-PX
|
|
|
FT 11648
|
497J
|
|
|
UBS AG
|
424B2
|
|
|
Newport Asia LLC
|
N-PX
|
|
|
FT 11626
|
497J
|
|
|
FT 11624
|
497J
|
|
|
FT 11623
|
497J
|
|
|
EcoR1 Capital, LLC
|
4
|
|
|
ANAPTYSBIO, INC
|
4
|
Financial Statements
|
|
FT 11622
|
497J
|
|
|
Femto Technologies Inc.
|
6-K
|
|
|
Kelly Financial Services LLC
|
N-PX
|
|
|
Brehm Sean Michael
|
SC 13D/A
|
|
|
SPECTRAL CAPITAL Corp
|
SC 13D/A
|
|
|
XCHG Ltd
|
F-1/A
|
|
|
SPECTRAL CAPITAL Corp
|
8-K
|
|
|
Milrod Donna M
|
144
|
|
|
STATE STREET CORP
|
144
|
Financial Statements
|
|
Red Wave Investments LLC
|
N-PX
|
|
|
MGE ENERGY INC
|
8-K
|
Financial Statements
|
|
LONGENECKER NATHAN
|
4
|
|
|
ENERGY FUELS INC
|
4
|
Financial Statements
|
|
3800 Portland, LLC
|
D
|
|
|
MANNING & NAPIER FUND, INC.
|
485BXT
|
|
|
DepYmed Inc.
|
D
|
|
|
McAulay Cameron
|
4
|
|
|
INTEVAC INC
|
4
|
Financial Statements
|
|
WOLFF WIESE MAGANA LLC
|
N-PX
|
|
|
Capital Impact Advisors, LLC
|
13F-HR
|
|
|
LaHurd Christopher
|
3
|
|
|
GATX CORP
|
3
|
Financial Statements
|
|
FIPKE JOHANNA
|
3
|
|
|
U.S. GOLD CORP.
|
3
|
Financial Statements
|
|
Seaport Global Advisors, LLC
|
13F-HR
|
|
|
Blue222, LLC
|
D
|
|
|
Dickinson Colin John
|
4
|
|
|
Williams John Edward
|
4
|
|
|
MKS INSTRUMENTS INC
|
4
|
Financial Statements
|
|
Intermede Investment Partners Ltd
|
N-PX
|
|
|
Ferrum Health Inc.
|
D
|
|
|
Kintayl CAV Onshore, LP
|
D
|
|
|
iDirect Private Markets Fund
|
SC TO-I
|
|
|
BRESSNER GLEN R
|
4
|
|
|
INNOVATIVE SOLUTIONS & SUPPORT INC
|
4
|
Financial Statements
|
|
Samjo Partners, LP
|
D/A
|
|
|
Clearwater Capital Partners Direct Lending Opportunities Fund, L.P.
|
D/A
|
|
|
ARCADIA INVESTMENT MANAGEMENT CORP/MI
|
N-PX
|
|
|
Braman Shamayne
|
144
|
|
|
Sonos Inc
|
144
|
Financial Statements
|
|
Buckeye Investors LLC
|
D
|
|
|
Holloway Jean F
|
4
|
|
|
C21 Investments Inc.
|
6-K
|
|
|
ARTIVION, INC.
|
4
|
|
|
Hunton Nigel
|
4
|
|
|
Blue Owl Real Estate Exchange I DST
|
D/A
|
|
|
Liberty Sirius XM Holdings Inc.
|
10-Q
|
|
|
Source Financial Advisors LLC
|
N-PX
|
|
|
Variable Account AA
|
497VPI
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
485BPOS
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
24F-2NT
|
|
|
Dubose Michael J.
|
4
|
|
|
WATTS WATER TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C16
|
8-K
|
|
|
Kintayl CAV Offshore, LP
|
D
|
|
|
TEMPLETON INSTITUTIONAL FUNDS
|
40-17F2
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
TEMPLETON INCOME TRUST
|
40-17F2
|
|
|
Wojcik Thomas M
|
144
|
|
|
AFFILIATED MANAGERS GROUP, INC.
|
144
|
Financial Statements
|
|
HAFF PARTNERS, L.P.
|
D/A
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Williams Terry Lynn
|
4
|
|
|
ASSOCIATED BANC-CORP
|
4
|
Financial Statements
|
|
TEMPLETON GROWTH FUND INC
|
40-17F2
|
|
|
VisionaryBlock Entertainment Services Inc.
|
D
|
|
|
Progeny 3, Inc.
|
13F-HR/A
|
|
|
Zales Samuel
|
144
|
|
|
CarGurus, Inc.
|
144
|
Financial Statements
|
|
DEMCHAK WILLIAM S
|
144
|
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
144
|
Financial Statements
|
|
ARMSTRONG LISA
|
3
|
|
|
GLOBAL INDUSTRIAL Co
|
3
|
|
|
ALLEN WILLIAM B JR
|
144
|
|
|
JACOBS SOLUTIONS INC.
|
144
|
|
|
Hub Cyber Security Ltd.
|
20-F
|
|
|
NORTHWESTERN MUTUAL SERIES FUND INC
|
NPORT-P
|
|
|
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
|
N-PX
|
|
|
WESTERN ASSET HIGH INCOME FUND II INC.
|
N-PX
|
|
|
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
|
N-PX
|
|
|
Mercer Funds
|
N-PX
|
|
|
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
|
N-PX
|
|
|
Western Asset Investment Grade Income Fund Inc.
|
N-PX
|
|
|
Variable Account AA
|
485BPOS
|
|
|
Western Asset Mortgage Opportunity Fund Inc.
|
N-PX
|
|