| Company Name |
Form Type |
SEC Filings |
|
|
|
|
General Motors Holdings LLC
|
13F-HR
|
|
|
Apter Stacy
|
4
|
|
|
Wolcott Michael S
|
4
|
|
|
SHIFT TECHNOLOGIES, INC.
|
10-Q
|
|
|
AMAZON COM INC
|
4
|
Financial Statements
|
|
Air Transport Services Group, Inc.
|
4
|
Financial Statements
|
|
Scilex Holding Co
|
10-Q
|
|
|
Pale Fire Capital SE
|
13F-HR
|
|
|
ICONIQ Strategic Partners IV GP, L.P.
|
13F-NT
|
|
|
Nuburu, Inc.
|
10-Q
|
|
|
CalciMedica, Inc.
|
10-Q
|
Financial Statements
|
|
Brookfield Property Partners L.P.
|
6-K
|
|
|
Howard Hughes Holdings Inc.
|
8-K12B
|
|
|
Jasper Therapeutics, Inc.
|
10-Q
|
|
|
Lesovitz Christopher
|
4
|
|
|
STRATA Skin Sciences, Inc.
|
4
|
Financial Statements
|
|
Jerel Davis
|
4
|
|
|
HERSHEY CO
|
8-K/A
|
Financial Statements
|
|
Bannix Acquisition Corp.
|
8-K
|
|
|
FIDUS INVESTMENT Corp
|
424B3
|
Financial Statements
|
|
McGrail Joseph
|
144
|
|
|
BJ's Wholesale Club Holdings, Inc.
|
144
|
Financial Statements
|
|
Pivotal bioVenture Partners Investment Advisor LLC
|
13F-HR
|
|
|
MeridianLink, Inc.
|
8-K
|
Financial Statements
|
|
FLUOR CORP
|
8-K
|
Financial Statements
|
|
Baird Financial Group, Inc.
|
13F-HR
|
|
|
ExchangeRight Net-Leased Portfolio 64 DST
|
D
|
|
|
CUTERA INC
|
S-8
|
Financial Statements
|
|
Trevi Therapeutics, Inc.
|
S-3/A
|
|
|
Imunon, Inc.
|
S-8
|
Financial Statements
|
|
Root, Inc.
|
8-K
|
Financial Statements
|
|
FIDUS INVESTMENT Corp
|
8-K
|
Financial Statements
|
|
VirnetX Holding Corp
|
10-Q
|
Financial Statements
|
|
Cohen Jeffrey E.
|
144
|
|
|
HCA Healthcare, Inc.
|
144
|
Financial Statements
|
|
HULLIGAN WILLIAM P
|
4
|
|
|
OBERNDORF WILLIAM E
|
13F-HR
|
|
|
Patient Square Capital LP
|
13F-HR
|
|
|
LL Flooring Holdings, Inc.
|
8-K
|
Financial Statements
|
|
SVB FINANCIAL GROUP
|
13F-HR
|
Financial Statements
|
|
NAVIDEA BIOPHARMACEUTICALS, INC.
|
10-Q
|
Financial Statements
|
|
EA Series Trust
|
485BXT
|
|
|
Golden Star Acquisition Corp
|
10-Q
|
|
|
FGI Industries Ltd.
|
10-Q
|
|
|
NATIONAL PRESTO INDUSTRIES INC
|
10-Q
|
Financial Statements
|
|
Belpointe PREP, LLC
|
10-Q
|
|
|
Innovative Eyewear Inc
|
10-Q
|
|
|
KOPIN CORP
|
10-Q
|
Financial Statements
|
|
GBT Technologies Inc.
|
8-K
|
|
|
AILERON THERAPEUTICS INC
|
10-Q
|
Financial Statements
|
|
Fidus Mezzanine Capital III, L.P.
|
40-APP
|
|
|
Fidus Equity Opportunities Fund, L.P.
|
40-APP
|
|
|
Fidus Credit Opportunities, L.P.
|
40-APP
|
|
|
Fidus Mezzanine Capital II, L.P.
|
40-APP
|
|
|
Fidus Investment Advisors, LLC
|
40-APP
|
|
|
FIDUS INVESTMENT Corp
|
40-APP
|
Financial Statements
|
|
FIDUS MEZZANINE CAPITAL LP
|
40-APP
|
|
|
Empire State Realty Trust, Inc.
|
8-K
|
|
|
BioRestorative Therapies, Inc.
|
10-Q
|
|
|
OPAL Fuels Inc.
|
424B3
|
|
|
ICONIQ Strategic Partners III GP, L.P.
|
13F-NT
|
|
|
Stonepine Capital Management, LLC
|
13F-HR
|
|
|
AVENIR CORP
|
13F-HR
|
|
|
SEELOS THERAPEUTICS, INC.
|
10-Q
|
|
|
Jasper Therapeutics, Inc.
|
8-K
|
|
|
PENG VICTOR
|
4
|
|
|
Yubo International Biotech Ltd
|
10-Q
|
|
|
Gulf Coast Ultra Deep Royalty Trust
|
10-Q
|
|
|
SOROS GEORGE
|
13F-NT
|
|
|
CD 2017-CD5 MORTGAGE TRUST
|
10-D/A
|
|
|
Rosecliff Acquisition Corp I
|
EFFECT
|
|
|
NanoVibronix, Inc.
|
EFFECT
|
Financial Statements
|
|
Murphy Canyon Acquisition Corp.
|
EFFECT
|
|
|
FIDELITY & GUARANTY LIFE INSURANCE CO
|
EFFECT
|
|
|
Sezzle Inc.
|
EFFECT
|
|
|
NewAmsterdam Pharma Co N.V.
|
EFFECT
|
|
|
iBio, Inc.
|
EFFECT
|
Financial Statements
|
|
Sacks Parente Golf, Inc.
|
EFFECT
|
|
|
NextCure, Inc.
|
EFFECT
|
Financial Statements
|
|
Longboard Pharmaceuticals, Inc.
|
EFFECT
|
|
|
ATHERSYS, INC / NEW
|
EFFECT
|
Financial Statements
|
|
RedHill Biopharma Ltd.
|
EFFECT
|
Financial Statements
|
|
Hartford Funds Exchange-Traded Trust
|
EFFECT
|
|
|
MeiraGTx Holdings plc
|
EFFECT
|
Financial Statements
|
|
PFS Bancorp, Inc.
|
EFFECT
|
|
|
TRANSCAT INC
|
EFFECT
|
Financial Statements
|
|
E Med Future, Inc.
|
QUALIF
|
|
|
LCNB CORP
|
EFFECT
|
Financial Statements
|
|
GEMZ Corp. NV
|
QUALIF
|
|
|
Dave Inc./DE
|
EFFECT
|
Financial Statements
|
|
Gitzel Timothy S.
|
144
|
|
|
CAMECO CORP
|
144
|
Financial Statements
|
|
Steenvoorden Lawrence J.
|
4
|
|
|
CareCloud, Inc.
|
4
|
Financial Statements
|
|
Elling Christian E
|
4
|
|
|
BTR 2012 GST Trust for Helen R. Butler
|
4
|
|
|
Lundbeckfond Invest A/S
|
4
|
|
|
BTR 2012 GST Trust for Chloe R. Seelbach
|
4
|
|
|
BTR 2012 GST Trust for Elisabeth M. Rankin
|
4
|
|
|
Vellanki Avanish
|
4
|
|
|
Rain Oncology Inc.
|
4
|
Financial Statements
|
|
Doebele Robert
|
4
|
|
|
BTR 2012 GST Trust for Thomas P. Rankin
|
4
|
|
|
BERGER FRANKLIN M
|
4
|
|
|
BTR 2012 GST Trust for Clara R. Williams
|
4
|
|
|
Radovich Peter
|
4
|
|
|
Nguyen Tran
|
4
|
|
|
BTR 2012 GST Trust for Claiborne R. Rankin, Jr.
|
4
|
|
|
Wolff Stefani
|
4
|
|
|
BTR 2012 GST Trust for James T. Rankin
|
4
|
|
|
Hrustanovic Gorjan
|
4
|
|
|
Davis Aaron I.
|
4
|
|
|
Atkisson Erik
|
4
|
|
|
Bruce Josephine
|
4
|
|
|
Caldwell David Alan
|
4
|
|
|
DIEBOLD NIXDORF, Inc
|
4
|
Financial Statements
|
|
Cantadurucu Ilhami
|
4
|
|
|
Heyden Olaf Robert
|
4
|
|
|
Marquez Octavio
|
4
|
|
|
Goldfarb Matthew
|
4
|
|
|
Borden William A.
|
4
|
|
|
BTR 2012 GST Trust for Anne F. Rankin
|
4
|
|
|
Leiken Jonathan
|
4
|
|
|
BTR 2012 GST Trust for Matthew M. Rankin
|
4
|
|
|
Stahl Kent M.
|
4
|
|
|
Myers Jonathan
|
4
|
|
|
Radigan Elizabeth Christine
|
4
|
|
|
Barna James
|
4
|
|
|
BTR 2012 GST Trust for Julia R. Kuipers
|
4
|
|
|
Anton Arthur F
|
4
|
|
|
RANKIN CLAIBORNE R JR
|
4
|
|
|
Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Isabelle Scott Seelbach
|
4
|
|
|
Anderson Sterling
|
4
|
|
|
Aurora Innovation, Inc.
|
4
|
|
|
Feck Melissa Claire
|
4
|
|
|
Latham Group, Inc.
|
4
|
Financial Statements
|
|
Rajeski Scott Michael
|
4
|
|
|
DAVIDSON JILL
|
3
|
|
|
Diffusion Pharmaceuticals Inc.
|
3
|
Financial Statements
|
|
Sinkfield Richard Harvey III
|
4
|
|
|
LAUREATE EDUCATION, INC.
|
4
|
Financial Statements
|
|
Brooks Alaina K
|
4
|
|
|
EnLink Midstream, LLC
|
4
|
Financial Statements
|
|
Simonyuk Yelena
|
4
|
|
|
COMTECH TELECOMMUNICATIONS CORP /DE/
|
4
|
Financial Statements
|
|
Stallone Nancy
|
4
|
|
|
BONDI MICHAEL
|
4
|
|
|
Adams Chandra
|
4
|
|
|
FEES JESSICA
|
4
|
|
|
ONEILL ALISON
|
4
|
|
|
NATIONAL FINANCIAL SERVICES LLC /TA
|
TA-1/A
|
|
|
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO LLC
|
TA-1/A
|
|
|
Fidelity Business Services India Private Ltd
|
TA-1/A
|
|
|
Fidelity Stock Transfer Solutions LLC
|
TA-1/A
|
|
|
VALIC RETIREMENT SERVICES CO
|
TA-1/A
|
|
|
Zhibao Technology Inc.
|
DRS/A
|
|
|
99 Acquisition Group Inc.
|
CORRESP
|
|
|
Elvictor Group, Inc.
|
UPLOAD
|
|
|
Greenfire Resources Ltd.
|
CORRESP
|
|
|
Longeveron Inc.
|
CORRESP
|
Financial Statements
|
|
METATRON APPS, INC.
|
CORRESP
|
|
|
Metalert, Inc.
|
CORRESP
|
|
|
Metalert, Inc.
|
UPLOAD
|
|
|
Northern Star Investment Corp. III
|
CORRESP
|
|
|
Northern Star Investment Corp. III
|
UPLOAD
|
|
|
Northern Star Investment Corp. IV
|
CORRESP
|
|
|
Northern Star Investment Corp. IV
|
UPLOAD
|
|
|
PennyMac Financial Services, Inc.
|
UPLOAD
|
Financial Statements
|
|
Qomolangma Acquisition Corp.
|
UPLOAD
|
|
|
Robot Cache US Inc.
|
CORRESP
|
|
|
Rosecliff Acquisition Corp I
|
CORRESP
|
|
|
Sidus Space Inc.
|
CORRESP
|
Financial Statements
|
|
T Stamp Inc
|
CORRESP
|
|
|
Vahanna Tech Edge Acquisition I Corp.
|
CORRESP
|
|
|
WOLFSPEED, INC.
|
CORRESP
|
|
|
4D Molecular Therapeutics, Inc.
|
CORRESP
|
Financial Statements
|
|
4D Molecular Therapeutics, Inc.
|
UPLOAD
|
Financial Statements
|
|
AMARIN CORP PLC\UK
|
CORRESP
|
Financial Statements
|
|
Canoo Inc.
|
CORRESP
|
|
|
FT 10895
|
CORRESP
|
|
|
FT 10903
|
CORRESP
|
|
|
FT 10929
|
CORRESP
|
|
|
MARKY CORP.
|
CORRESP
|
|
|
Seres Therapeutics, Inc.
|
CORRESP
|
Financial Statements
|
|
Seres Therapeutics, Inc.
|
UPLOAD
|
Financial Statements
|
|
SunCar Technology Group Inc.
|
CORRESP
|
|
|
YSMD, LLC
|
CORRESP
|
|
|
AMERICOLD REALTY TRUST
|
CORRESP
|
|
|
ARGAN INC
|
CORRESP
|
Financial Statements
|
|
HAWAIIAN HOLDINGS INC
|
UPLOAD
|
Financial Statements
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
CORRESP
|
|
|
Nova Vision Acquisition Corp
|
UPLOAD
|
|
|
TSAKOS ENERGY NAVIGATION LTD
|
UPLOAD
|
Financial Statements
|
|
Telesat Corp
|
UPLOAD
|
|
|
HireRight Holdings Corp
|
CORRESP
|
Financial Statements
|
|
Agora, Inc.
|
CORRESP
|
Financial Statements
|
|
CareMax, Inc.
|
CORRESP
|
|
|
Vaxxinity, Inc.
|
UPLOAD
|
Financial Statements
|
|
Polen Credit Opportunities Fund
|
CORRESP
|
|
|
uCloudlink Group Inc.
|
CORRESP
|
|
|
AGBA Group Holding Ltd.
|
UPLOAD
|
|
|
Brilliance Group
|
DRS/A
|
|
|
Immunome Inc.
|
UPLOAD
|
Financial Statements
|
|
Murphy Canyon Acquisition Corp.
|
SEC STAFF
|
|
|
SHINECO, INC.
|
CORRESP
|
|
|
Concord Medical Services Holdings Ltd
|
UPLOAD
|
Financial Statements
|
|
Graf Acquisition Corp. IV
|
CORRESP
|
|
|
CleanCore Solutions, Inc.
|
DRS/A
|
|
|
Nauticus Robotics, Inc.
|
CORRESP
|
|
|
Zura Bio Ltd
|
CORRESP
|
|
