| Company Name |
Form Type |
SEC Filings |
|
|
|
|
COASTAL FINANCIAL CORP
|
10-Q
|
Financial Statements
|
|
LE-0528 Fund III, a series of Kube Opportunities, LP
|
D
|
|
|
LE-0528 Fund III AL Vehicle, a series of Kube Opportunities, LP
|
D
|
|
|
Interactive Brokers Group, Inc.
|
10-Q
|
Financial Statements
|
|
SeaStar Medical Holding Corp
|
8-K
|
|
|
KID CASTLE EDUCATIONAL CORP
|
10-K/A
|
|
|
VI-0612 Gaingels Fund I, a series of 2022 Ventures Early, LP
|
D
|
|
|
VI-0612 Gaingels Fund I AL Vehicle, a series of 2022 Ventures Early, LP
|
D
|
|
|
AVON PRODUCTS INC
|
8-K
|
|
|
RingCentral, Inc.
|
8-K
|
Financial Statements
|
|
Palantir Technologies Inc.
|
10-Q
|
Financial Statements
|
|
SP-0728 Fund I, a series of AngelList Quant Fund Direct Investments, LP
|
D
|
|
|
Ares Acquisition Corp
|
10-Q
|
Financial Statements
|
|
UpWest Labs Opportunity Fund I LP
|
D
|
|
|
NEXTERA ENERGY CAPITAL HOLDINGS INC
|
FWP
|
|
|
NEXTERA ENERGY INC
|
FWP
|
Financial Statements
|
|
EZGO Technologies Ltd.
|
6-K
|
Financial Statements
|
|
El Pollo Loco Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Piedmont Lithium Inc.
|
10-Q
|
Financial Statements
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Leeward Financial Partners, LLC
|
13F-HR
|
|
|
Triple Frond Partners LLC
|
13F-HR
|
|
|
DI-0529 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
RB Capital Management, LLC
|
13F-HR
|
|
|
Massive Path II, a Series of Massive Scale Ventures II, LLC
|
D
|
|
|
Ironwood Wealth Management, LLC.
|
13F-HR
|
|
|
APPLIED DNA SCIENCES INC
|
DEFA14A
|
Financial Statements
|
|
Hawk Hill Capital Partners LP
|
13F-NT
|
|
|
GLADSTONE INVESTMENT CORPORATION\DE
|
8-K
|
Financial Statements
|
|
APPLIED DNA SCIENCES INC
|
DEF 14A
|
Financial Statements
|
|
GLADSTONE INVESTMENT CORPORATION\DE
|
424B5
|
Financial Statements
|
|
AU-0706 Fund I, a series of Syndicate708, LP
|
D
|
|
|
AU-0706 Fund I AL Vehicle, a series of Syndicate708, LP
|
D
|
|
|
SuperAngel.vc, LP - C3
|
D/A
|
|
|
SuperAngel.vc QP, LP - C3
|
D/A
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Revere Partners RF, LP - C1
|
D/A
|
|
|
Reinforced Ventures Subscription Fund, LP - B3
|
D/A
|
|
|
Orion Capital Management LLC
|
13F-HR
|
|
|
RA-0721 Fund I, a series of Fog Venture Funds, LP
|
D
|
|
|
Shaan & Romeen's Angel Fund QP, LP - C3
|
D/A
|
|
|
Shaan & Romeen's Angel Fund, LP - C3
|
D/A
|
|
|
BRAZILIAN DISTRIBUTION CO COMPANHIA BRASILEIRA DE DISTR CBD
|
6-K
|
Financial Statements
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
Orcam Financial Group
|
13F-HR
|
|
|
Y Startup Index, LP - B4
|
D/A
|
|
|
ED-0309 Fund I, a series of Schroeder Investments, LP
|
D
|
|
|
ED-0309 Fund I AL Vehicle, a series of Schroeder Investments, LP
|
D
|
|
|
Uncommon Projects Capital, LP - C4
|
D/A
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
Vastly Valuable Ventures, LP - A2
|
D/A
|
|
|
Vastly Valuable Ventures, LP - A3
|
D/A
|
|
|
YA-0619 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Musha Ventures, LP - C3
|
D/A
|
|
|
James Hardie Industries plc
|
6-K
|
Financial Statements
|
|
Atmus Filtration Technologies Inc.
|
8-K
|
|
|
Immad Akhund Fund QP, LP - D1
|
D/A
|
|
|
Immad Akhund Fund, LP - D1
|
D/A
|
|
|
Big Sky Capital Lenders III, LLC
|
D
|
|
|
Perpetual Productions LLC
|
D/A
|
|
|
CLI Fund I, a series of Climate Capital Deals, LP
|
D
|
|
|
Triasima Portfolio Management inc.
|
13F-HR
|
|
|
Midloch Value Fund III, LLC
|
D
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
N-PX
|
|
|
Alvita Care Holdings, Inc.
|
D
|
|
|
VI-0503 Fund II AL Vehicle, a series of Lightning Ventures, LP
|
D
|
|
|
VI-0503 Fund II, a series of Lightning Ventures, LP
|
D
|
|
|
General Catalyst Group Management, LLC
|
13F-HR
|
|
|
CBI USA, Inc.
|
SC 13D/A
|
|
|
EXICURE, INC.
|
SC 13D/A
|
|
|
Mushroom Ventures, Inc.
|
D
|
|
|
Freshpet, Inc.
|
DEFA14A
|
Financial Statements
|
|
Edgemode, Inc.
|
8-K
|
|
|
ORAGENICS INC
|
D
|
Financial Statements
|
|
MO-0420 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
HSBC HOLDINGS PLC
|
FWP
|
Financial Statements
|
|
Equifax do Brasil S.A.
|
425
|
|
|
EQUIFAX INC
|
425
|
Financial Statements
|
|
Gol Intelligent Airlines Inc.
|
6-K
|
Financial Statements
|
|
Aon Diversifying Alternatives Portfolio Fund Ltd.
|
D/A
|
|
|
ER-0706 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
ER-0706 Gaingels Fund I AL Vehicle, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
Nano Dimension Ltd.
|
6-K/A
|
Financial Statements
|
|
Palisade Asset Management, LLC
|
13F-HR
|
|
|
Microvast Holdings, Inc.
|
10-Q
|
|
|
Capital Square, LLC
|
13F-HR
|
|
|
Atkore Inc.
|
8-K
|
Financial Statements
|
|
Sixth Street Specialty Lending, Inc.
|
FWP
|
Financial Statements
|
|
Atkore Inc.
|
10-Q
|
Financial Statements
|
|
Proterra Inc
|
8-K
|
|
|
BLUE OWL CAPITAL INC.
|
10-Q
|
|
|
Hippo Holdings Inc.
|
8-K
|
|
|
SOUTHERN MISSOURI BANCORP, INC.
|
8-K
|
Financial Statements
|
|
MO-0725 Gaingels Fund I, a series of 2022 Ventures Early, LP
|
D
|
|
|
FT 10898
|
S-6/A
|
|
|
Concord Wealth Partners
|
13F-HR
|
|
|
Beard Energy Transition Acquisition Corp.
|
10-Q
|
|
|
Conamix Inc.
|
D
|
|
|
Alteryx, Inc.
|
10-Q
|
Financial Statements
|
|
ALPINE SUMMIT ENERGY PARTNERS, INC.
|
15-15D
|
|
|
Kinetik Holdings Inc.
|
8-K
|
|
|
SKYWORKS SOLUTIONS, INC.
|
10-Q
|
Financial Statements
|
|
Sarah-Jane Thomas LLC
|
C
|
|
|
Chicago Partners Investment Group LLC
|
13F-HR
|
|
|
BANCO SANTANDER CHILE
|
6-K
|
Financial Statements
|
|
Fiesta Restaurant Group, Inc.
|
DEFA14A
|
Financial Statements
|
|
ROPES WEALTH ADVISORS LLC
|
13F-HR
|
|
|
Microvast Holdings, Inc.
|
8-K
|
|
|
REATA PHARMACEUTICALS INC
|
10-Q
|
Financial Statements
|
|
UNITED STATES ANTIMONY CORP
|
8-K
|
Financial Statements
|
|
Essent Group Ltd.
|
10-Q
|
Financial Statements
|
|
Mine & Arao Wealth Creation & Management, LLC.
|
13F-HR
|
|
|
CENTURY CASINOS INC /CO/
|
8-K
|
Financial Statements
|
|
DA32 Life Science Tech Acquisition Corp.
|
15-12G
|
Financial Statements
|
|
Duke Energy CORP
|
8-K
|
Financial Statements
|
|
Cell Source, Inc.
|
10-K
|
|
|
Curtis Advisory Group, LLC
|
13F-HR
|
|
|
Forza X1, Inc.
|
10-Q
|
Financial Statements
|
|
WASATCH ADVISORS LP
|
13F-HR
|
|
|
SOUTHEAST AIRPORT GROUP
|
6-K
|
Financial Statements
|
|
CENTURY CASINOS INC /CO/
|
10-Q
|
Financial Statements
|
|
PRA GROUP INC
|
10-Q
|
Financial Statements
|
|
ALLETE INC
|
10-Q
|
Financial Statements
|
|
Retreat RNR, Inc.
|
D
|
|
|
CrossAmerica Partners LP
|
8-K
|
Financial Statements
|
|
WILLIAMS COMPANIES, INC.
|
FWP
|
Financial Statements
|
|
Bank of Marin Bancorp
|
8-K
|
Financial Statements
|
|
CrossAmerica Partners LP
|
10-Q
|
Financial Statements
|
|
AMC ENTERTAINMENT HOLDINGS, INC.
|
10-Q
|
Financial Statements
|
|
Galliard Short Core Fund, LLC
|
D
|
|
|
Suno Software, Inc.
|
D
|
|
|
Paramount Global
|
8-K
|
Financial Statements
|
|
ADAMS DIVERSIFIED EQUITY FUND, INC.
|
N-PX
|
|
|
Primoris Services Corp
|
10-Q
|
Financial Statements
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
ADAMS NATURAL RESOURCES FUND, INC.
|
N-PX
|
|
|
Galliard Intermediate Aggregate Fund, LLC
|
D
|
|
|
Akoya Biosciences, Inc.
|
10-Q
|
Financial Statements
|
|
Paramount Global
|
10-Q
|
Financial Statements
|
|
OceanTech Acquisitions I Corp.
|
PRE 14A
|
|
|
Galliard Broad Market Core Fund, LLC
|
D
|
|
|
VISA FOUNDATION
|
13F-HR
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
Copperwynd Financial, LLC
|
13F-HR
|
|
|
USANA HEALTH SCIENCES INC
|
10-Q
|
Financial Statements
|
|
Graham Christopher A
|
4
|
|
|
STEEL DYNAMICS INC
|
4
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2335
|
487
|
|
|
SO-0515 Fund I, a series of AX-RN-Funds, LP
|
D
|
|
|
YACKTMAN ASSET MANAGEMENT LP
|
13F-HR
|
|
|
HST Ventures, LLC
|
13F-HR
|
|
|
Nationwide Variable Account-15
|
497VPI
|
|
|
CGB Green Liberty Notes LLC
|
C-U
|
|
|
HEARTLAND GROUP INC
|
N-PX
|
|
|
Forge Group, Inc.
|
1-U
|
|
|
DILLON & ASSOCIATES INC
|
13F-HR
|
|
|
Barings Private Credit Corp
|
8-K/A
|
|
|
BOK Financial Private Wealth, Inc.
|
13F-HR
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
FAUST THOMAS E JR
|
4
|
|
|
EATON VANCE SENIOR INCOME TRUST
|
4
|
|
|
Ameris Bancorp
|
10-Q
|
Financial Statements
|
|
AMERIPRISE CERTIFICATE CO
|
10-Q
|
|
|
Nationwide Variable Account-15
|
497J
|
|
|
Edge Capital Group, LLC
|
13F-HR
|
|
|
ProShares Trust II
|
10-Q
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
Resolute Wealth Strategies, LLC
|
13F-HR
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Crestline Summit
|
D/A
|
|
|
RIVERSOURCE LIFE INSURANCE CO
|
10-Q
|
|
|
Delaware Life NY Separate Account M
|
D/A
|
|
|
Blosil Dominic
|
144
|
|
|
Traeger, Inc.
|
144
|
Financial Statements
|
|
KPCB XIII Associates, LLC
|
13F-HR
|
|
|
Fifth Third Auto Trust 2023-1
|
ABS-15G
|
|
|
Fifth Third Holdings Funding, LLC
|
ABS-15G
|
|
|
AMERIPRISE FINANCIAL INC
|
10-Q
|
Financial Statements
|
|
DIRTT ENVIRONMENTAL SOLUTIONS LTD
|
8-K
|
|
|
CASPER MARC N
|
144
|
|
|
THERMO FISHER SCIENTIFIC INC.
|
144
|
Financial Statements
|
|
Overland Park Investors, LLC
|
D
|
|
|
SPX Capital Management LLC
|
13F-NT
|
|
|
Delaware Life NY Separate Account L
|
D/A
|
|
|
Nationwide Variable Account-15
|
485BPOS
|
|
|
LEGGETT & PLATT INC
|
10-Q
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
TRUSTCO BANK CORP N Y
|
10-Q
|
Financial Statements
|
|
SPX Gestao de Recursos Ltda
|
13F-HR
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
Sharry Sheryl G
|
4
|
|
|
BANK OF SOUTH CAROLINA CORP
|
4
|
Financial Statements
|
|
EXP World Holdings, Inc.
|
10-Q/A
|
Financial Statements
|
|
Belvedere Trading LLC
|
13F-HR
|
|
|
Tabula Rasa HealthCare, Inc.
|
10-Q
|
Financial Statements
|
|
Cara Wines, Inc.
|
C
|
|
|
Loose Christopher R.
|
144
|
|
|
Frequency Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Lucchino David L.
|
144
|
|
|
Apphive Inc.
|
C-U
|
|
|
Fisher Asset Management, LLC
|
13F-HR
|
|
|
Richard C. Young & CO., LTD.
|
13F-HR
|
|
|
HARDY JAMES H JR
|
144
|
|
|
Ophelia Labs Angels, a Series of Vauban Platform LP
|
D
|
|
|
NEW ENGLAND REALTY ASSOCIATES LIMITED PARTNERSHIP
|
10-Q
|
|
|
FT 10915
|
497
|
|
|
ARTESIAN RESOURCES CORP
|
10-Q
|
Financial Statements
|
|
Nova Vision Acquisition Corp
|
4
|
|
|
Polar Asset Management Partners Inc.
|
4
|
|
|
JRM Investment Counsel, LLC
|
13F-HR
|
|
|
VALUED ADVISERS TRUST
|
N-CEN
|
|
|
Piesik Margaret R.
|
4
|
|
|
FS Bancorp, Inc.
|
4
|
Financial Statements
|
|
DIAMOND OFFSHORE DRILLING, INC.
|
10-Q
|
Financial Statements
|
|
JCSD Capital, LLC
|
13F-HR
|
|
|
Clean Vision Corp
|
8-K
|
|
|
BRATHWAITE NICHOLAS
|
144
|
|
|
POWER INTEGRATIONS INC
|
144
|
Financial Statements
|
|
Mitrano Richard J.
|
144
|
|
|
Space.VC True Anomaly SPV I, a Series of Vauban Platform LP
|
D
|
|
|
SASS DOUGLAS H
|
4
|
|
|
Divco West Real Estate Services, LLC
|
13F-HR
|
|
|
KPCB DGF II Associates, LLC
|
13F-HR
|
|
|
Petrie Michael F.
|
144
|
|
|
Merchants Bancorp
|
144
|
Financial Statements
|
|
Northern Lights Fund Trust IV
|
N-CSR
|
|
|
Variant Impact Fund
|
N-PX
|
|
|
SELECTIS HEALTH, INC.
|
NT 10-Q
|
|
|
Sow Good Investments, LLC
|
1-A
|
|
|
Wildermuth Fund
|
N-PX
|
|
|
Sheaff Brock Investment Advisors, LLC
|
13F-HR
|
|
|
RHUMBLINE ADVISERS
|
13F-HR
|
|
|
CMWA Small Cap Fund LLC
|
D
|
|
|
Northwest Natural Holding Co
|
4
|
Financial Statements
|
|
PARTAIN NATHAN I
|
4
|
|
|
Sustainable Growth Advisers, LP
|
13F-HR
|
|
|
Shevorenkova Olga
|
144
|
|
|
EVgo Inc.
|
144
|
Financial Statements
|
|
Texas Roadhouse, Inc.
|
144
|
Financial Statements
|
|
MOORE GREGORY N
|
144
|
|
|
KISH DENNIS G
|
144
|
|
|
Ventyx Biosciences, Inc.
|
144
|
Financial Statements
|
|
Luo Allison
|
144
|
|
|
CuriosityStream Inc.
|
4
|
|
|
HENDRICKS JOHN S
|
4
|
|
|
Concentrum Wealth Management
|
13F-HR
|
|
|
SIT MUTUAL FUNDS INC
|
40-24B2
|
|
|
SIT U S GOVERNMENT SECURITIES FUND INC
|
40-24B2
|
|
|
SIT MUTUAL FUNDS II INC
|
40-24B2
|
|
|
SIT MID CAP GROWTH FUND INC
|
40-24B2
|
|
|
SIT LARGE CAP GROWTH FUND INC
|
40-24B2
|
|
|
MCREYNOLDS JUDY R
|
144
|
|
|
ARCBEST CORP /DE/
|
144
|
Financial Statements
|
|
McDonough Sandra
|
4
|
|
|
EAST WEST BANCORP INC
|
10-Q
|
Financial Statements
|
|
VIRGINIA WEALTH MANAGEMENT GROUP, INC.
|
13F-HR
|
|
|
MCCURDY DAVID K
|
4
|
|
|
Be Upstream Energy Fund IV, LP
|
D
|
|
|
INTEGRAL AD SCIENCE HOLDING CORP.
|
8-K
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Lee Karen
|
4
|
|
|
GC Plus Inc
|
C-U
|
|
|
COMMERCE BANCSHARES INC /MO/
|
13F-NT
|
Financial Statements
|
|
Cara Wines, Inc.
|
D
|
|
|
CABOT CORP
|
10-Q
|
Financial Statements
|
|
Zavaglia Joseph P.
|
4
|
|
|
Copeland Trust
|
N-CSRS
|
|
|
DIAMOND HILL CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
COMMERCE BANK
|
13F-HR
|
|
|
Os Salutem LLC
|
C
|
|
|
Systematic Alpha Investments, LLC
|
13F-HR
|
|
|
Enand Monica
|
4
|
|
|
Interchange Capital Partners, LLC
|
13F-HR
|
|
|
Column Capital Advisors, LLC
|
13F-HR
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
UNITED FIRE GROUP INC
|
13F-HR
|
Financial Statements
|
|
UBS AG
|
424B2
|
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
Legacy Angel Network SPV 2
|
D
|
|
|
First Foundation Inc.
|
10-Q
|
Financial Statements
|
|
Rainier OZ II LLC
|
D
|
|
|
Birmingham Melody
|
144
|
|
|
NISOURCE INC.
|
144
|
Financial Statements
|
|
SOUTHWEST IOWA RENEWABLE ENERGY, LLC
|
15-12G
|
|
|
Robertson Andrea
|
4
|
|
|
CLEAN HARBORS INC
|
4
|
Financial Statements
|
|
Elevation Series Trust
|
N-PX
|
|
|
ADAR1 Partners, LP
|
D/A
|
|
|
Kopa Market Angel SPV, a Series of Vauban Platform LP
|
D
|
|
|
COLLIS STEVEN H
|
144
|
|
|
AMERISOURCEBERGEN CORP
|
144
|
Financial Statements
|
|
G Medical Innovations Holdings Ltd.
|
SC 13G/A
|
|
|
National Vision Holdings, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Copa Holdings, S.A.
|
SC 13G/A
|
Financial Statements
|
|
ADVANCE AUTO PARTS INC
|
SC 13G/A
|
Financial Statements
|
|
JPMORGAN CHASE & CO
|
SC 13G/A
|
Financial Statements
|
