| Company Name |
Form Type |
SEC Filings |
|
|
|
|
9258 Wealth Management, LLC
|
13F-HR
|
|
|
Moloney Jacqueline F
|
4
|
|
|
MKS INSTRUMENTS INC
|
4
|
Financial Statements
|
|
Pagaya Smartresi Fund II
|
D/A
|
|
|
Saba Capital Management, L.P.
|
SC 13D
|
|
|
abrdn Total Dynamic Dividend Fund
|
SC 13D
|
|
|
Lyons Michael P.
|
4
|
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
4
|
Financial Statements
|
|
Brookstone Capital Management
|
SC 13G/A
|
|
|
Innovator ETFs Trust
|
SC 13G/A
|
|
|
Golden Sun Health Technology Group Ltd
|
6-K
|
Financial Statements
|
|
KORNITZER CAPITAL MANAGEMENT INC /KS
|
13F-HR
|
|
|
AMG Pantheon Credit Solutions Lead Fund, LLC
|
D
|
|
|
Forester Partners, L.P.
|
D/A
|
|
|
First Pacific Advisors, LP
|
13F-HR
|
|
|
MODULEX MODULAR BUILDINGS PLC
|
RW
|
|
|
FT 11651
|
487
|
|
|
FT 11615
|
487
|
|
|
Pagaya Smartresi Fund II
|
D/A
|
|
|
FT 11613
|
487
|
|
|
FT 11614
|
487
|
|
|
OneDigital Investment Advisors LLC
|
13F-HR
|
|
|
American Money Management, LLC
|
N-PX
|
|
|
PLANNING ALTERNATIVES LTD /ADV
|
N-PX
|
|
|
GLOBAL TECHNOLOGIES LTD
|
8-K
|
|
|
FIRST BUSINESS FINANCIAL SERVICES, INC.
|
13F-HR
|
Financial Statements
|
|
Ackerman Daniel
|
4
|
|
|
APTARGROUP, INC.
|
4
|
Financial Statements
|
|
MATTHEWS INTERNATIONAL CORP
|
10-Q
|
Financial Statements
|
|
Tubman Casey J
|
4
|
|
|
WINNEBAGO INDUSTRIES INC
|
4
|
Financial Statements
|
|
Brookstone Capital Management
|
SC 13G
|
|
|
Innovator ETFs Trust
|
SC 13G
|
|
|
Teleios Capital Partners GmbH
|
SC 13D
|
|
|
Quanex Building Products CORP
|
SC 13D
|
Financial Statements
|
|
Ada Series Total Return Fund LP
|
D/A
|
|
|
Ackerman Daniel
|
3
|
|
|
APTARGROUP, INC.
|
3
|
Financial Statements
|
|
CROSSFIRST BANKSHARES, INC.
|
10-Q
|
Financial Statements
|
|
FIRST INTERSTATE BANCSYSTEM INC
|
10-Q
|
Financial Statements
|
|
Stayer-Suprick Michael S
|
3
|
|
|
Bank First Corp
|
3
|
Financial Statements
|
|
TEEKAY TANKERS LTD.
|
6-K
|
Financial Statements
|
|
Chatham Lodging Trust
|
10-Q
|
|
|
Drexel Morgan & Co.
|
N-PX
|
|
|
TPEG PROVEER SL INVESTORS I LLC
|
D
|
|
|
ALLIANT ENERGY CORP
|
10-Q
|
Financial Statements
|
|
WISCONSIN POWER & LIGHT CO
|
10-Q
|
|
|
INTERSTATE POWER & LIGHT CO
|
10-Q
|
|
|
Cornerstone Capital, Inc.
|
13F-HR
|
|
|
Triton International Ltd
|
10-Q
|
Financial Statements
|
|
Lipe & Dalton
|
13F-HR
|
|
|
ATLANTICA INC
|
10-Q
|
|
|
Cheng Chi Fung
|
4
|
|
|
Credo Technology Group Holding Ltd
|
4
|
Financial Statements
|
|
ILLINOIS TOOL WORKS INC
|
S-8 POS
|
Financial Statements
|
|
WIN ADVISORS, INC
|
13F-HR
|
|
|
INVICTUS PRIVATE WEALTH, LLC
|
13F-HR
|
|
|
Stack Financial Management, Inc
|
13F-HR
|
|
|
PGIM Senior Loan Opportunities
|
D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
485BXT
|
|
|
Aspiriant Trust
|
497J
|
|
|
Covenant Asset Management, LLC
|
13F-HR
|
|
|
RBV Fund I, LP
|
D
|
|
|
Boehnlein Glenn S
|
144
|
|
|
STRYKER CORP
|
144
|
Financial Statements
|
|
S12 LENDER GROUP, LLC
|
D/A
|
|
|
Cetera Trust Company, N.A
|
13F-HR
|
|
|
FLX Performance Inc
|
C-TR
|
|
|
POPULAR TOTAL RETURN FUND INC
|
497K
|
|
|
ILLINOIS TOOL WORKS INC
|
S-8
|
Financial Statements
|
|
PATTON ALBERTSON MILLER GROUP, LLC
|
13F-HR
|
|
|
Invesco Unit Trusts Series 2374
|
S-6/A
|
|
|
Griffin Capital
|
D/A
|
|
|
Hagan Patrick G
|
4
|
|
|
Krane Shares Trust
|
497J
|
|
|
Alliance Wealth Advisors, LLC /UT
|
13F-HR
|
|
|
KM Capital Management Ltd.
|
13F-HR
|
|
|
SEQUOIA RESIDENTIAL FUNDING INC
|
ABS-15G
|
|
|
JOHNSON RADY A
|
4
|
|
|
PFIZER INC
|
4
|
Financial Statements
|
|
DAMICO JENNIFER B.
|
4
|
|
|
BOURLA ALBERT
|
4
|
|
|
TURKCELL ILETISIM HIZMETLERI A S
|
6-K
|
Financial Statements
|
|
Greenleaf Investment Partners L120, LLC
|
D
|
|
|
HAMEL ASSOCIATES, INC.
|
13F-HR
|
|
|
Employers Holdings, Inc.
|
13F-NT
|
Financial Statements
|
|
DiamondRock Hospitality Co
|
10-Q
|
Financial Statements
|
|
Capital Group Dividend Growers ETF
|
N-CSR
|
|
|
BEXIL INVESTMENT TRUST
|
4
|
|
|
WINMILL & CO. INC
|
4
|
|
|
Keith R. Alexandra
|
144
|
|
|
PROCTER & GAMBLE Co
|
144
|
Financial Statements
|
|
Churchill Capital Corp VII
|
DEFA14A
|
|
|
MONEY CONCEPTS CAPITAL CORP
|
13F-HR
|
|
|
Six Circles Trust
|
40-17G
|
|
|
J.P. Morgan Access Multi-Strategy Fund II
|
40-17G
|
|
|
JP MORGAN ACCESS MULTI-STRATEGY FUND LLC
|
40-17G
|
|
|
FIELD Robert C
|
3
|
|
|
FIRST US BANCSHARES, INC.
|
3
|
Financial Statements
|
|
Mills Stacy
|
144
|
|
|
MARSH & MCLENNAN COMPANIES, INC.
|
144
|
Financial Statements
|
|
Daylily Coffee LLC
|
C
|
|
|
AG Essential Housing Fund II Holdings
|
D/A
|
|
|
LATAILLE RONALD J
|
144
|
|
|
UFP TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Synergy Empire Ltd
|
8-K
|
|
|
Fountainhead Capital Management, LLC
|
N-PX
|
|
|
Cohen & Steers ETF Trust
|
N-1A
|
|
|
Terramont Montauk Co-Invest L.P.
|
D
|
|
|
DELUXE CORP
|
10-Q
|
Financial Statements
|
|
OXFORD FINANCIAL GROUP, LTD. LLC
|
N-PX
|
|
|
Terramont Montauk Blocker LLC
|
D
|
|
|
Fountainhead AM, LLC
|
N-PX
|
|
|
UBS AG
|
424B3
|
|
|
Exo Imaging, Inc.
|
D
|
|
|
Jones Thomas H
|
144
|
|
|
NORTHROP GRUMMAN CORP /DE/
|
144
|
Financial Statements
|
|
Restoration Services of the Carolinas Holdings, Inc.
|
D
|
|
|
FIRST COMMUNITY BANKSHARES INC /VA/
|
10-Q
|
Financial Statements
|
|
FARAHI BOB
|
4
|
|
|
MONARCH CASINO & RESORT INC
|
4
|
Financial Statements
|
|
BIMINI CAPITAL MANAGEMENT, INC.
|
10-Q
|
|
|
Innovator ETFs Trust
|
485BXT
|
|
|
INTERACTIVE FINANCIAL ADVISORS, INC.
|
13F-HR
|
|
|
HOME BANCSHARES INC
|
10-Q
|
Financial Statements
|
|
ONEFUND Trust
|
497K
|
|
|
BCM ADVISORS, LLC
|
13F-HR
|
|
|
Gramercy Multi-Asset Fund, L.P.
|
D/A
|
|
|
Gramercy Multi-Asset Feeder Fund, L.P.
|
D/A
|
|
|
Mynaric AG
|
RW
|
Financial Statements
|
|
Wing Yip Food Holdings Group Ltd
|
F-6
|
|
|
Deutsche Bank Trust Co Americas/ ADR Group
|
F-6
|
|
|
Advisors' Inner Circle Fund III
|
497J
|
|
|
Desktop Metal, Inc.
|
4
|
Financial Statements
|
|
EBRAHIMI FARHAD FRED
|
4
|
|
|
To be Frank Corp
|
C
|
|
|
Paradis Paul
|
144
|
|
|
Sezzle Inc.
|
144
|
|
|
FT 11644
|
S-6
|
|
|
Arcosa, Inc.
|
10-Q
|
Financial Statements
|
|
HOLIDAY APARTMENTS GROUP LLC
|
D
|
|
|
American Deposit Management LLC
|
MA-I
|
|
|
OMEGA HEALTHCARE INVESTORS INC
|
10-Q
|
Financial Statements
|
|
DAVENPORT & Co LLC
|
MA-I/A
|
|
|
Onell Cory
|
144
|
|
|
Kraft Heinz Co
|
144
|
Financial Statements
|
|
RANGELEY CAPITAL PARTNERS II, LP
|
D/A
|
|
|
Fiscal Advisors & Marketing, Inc
|
MA-I/A
|
|
|
MDCF II, LP
|
D/A
|
|
|
Mycronic AB/ADR
|
F-6EF
|
|
|
CLAYTON ANNETTE K
|
4
|
|
|
NORDSON CORP
|
4
|
Financial Statements
|
|
Rapid7, Inc.
|
SC 13G/A
|
Financial Statements
|
|
FIRST TRUST PORTFOLIOS LP
|
SC 13G/A
|
|
|
Principal Real Estate Income Fund
|
SC 13G/A
|
|
|
PLAINS GP HOLDINGS LP
|
SC 13G/A
|
Financial Statements
|
|
Fehrman William
|
4
|
|
|
AMERICAN ELECTRIC POWER CO INC
|
4
|
Financial Statements
|
|
FARMERS & MERCHANTS BANCORP INC
|
8-K
|
Financial Statements
|
|
NETSCOUT SYSTEMS INC
|
SC 13G/A
|
Financial Statements
|
|
MIDDLESEX WATER CO
|
SC 13G/A
|
Financial Statements
|
|
MOVADO GROUP INC
|
SC 13G/A
|
Financial Statements
|
|
LOUISIANA-PACIFIC CORP
|
SC 13G/A
|
Financial Statements
|
|
MASTER PORTFOLIO TRUST
|
N-MFP3/A
|
|
|
JOHN HANCOCK INCOME SECURITIES TRUST
|
SC 13G/A
|
|
|
West Street Capital Partners IX Luxembourg SLP
|
D
|
|
|
Nuveen Global High Income Fund
|
SC 13G
|
|
|
FIRST TRUST PORTFOLIOS LP
|
SC 13G
|
|
|
Voya Global Advantage & Premium Opportunity Fund
|
SC 13G
|
|
|
HAVERTY FURNITURE COMPANIES INC
|
SC 13G
|
Financial Statements
|
|
Johnson Stephen L
|
4
|
|
|
SCOTTS MIRACLE-GRO CO
|
4
|
Financial Statements
|
|
Groupon, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Franklin Templeton ETF Trust
|
SC 13G/A
|
|
|
CTC Alternative Strategies, Ltd.
|
13F-HR
|
|
|
Baldwin Joseph Gerard
|
3
|
|
|
GLEN BURNIE BANCORP
|
3
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
SC 13G
|
|
|
Eldridge Industries, LLC
|
13F-NT
|
|
|
POPULAR TOTAL RETURN FUND INC
|
497J
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND II
|
SC 13G/A
|
|
|
SSGA Active Trust
|
SC 13G/A
|
|
|
AMARC RESOURCES LTD
|
20-F
|
|
|
BNY Mellon Municipal Bond Infrastructure Fund, Inc.
|
SC 13G/A
|
|
|
Murphy J Andrew
|
4
|
|
|
EDISON INTERNATIONAL
|
4
|
Financial Statements
|
|
California Resources Corp
|
SC 13G
|
Financial Statements
|
|
Drew Ann Elena
|
144
|
|
|
WEX Inc.
|
144
|
Financial Statements
|
|
SECURITY BENEFIT LIFE INSURANCE CO /KS/
|
13F-HR
|
|
|
iSHARES TRUST
|
SC 13G/A
|
|
|
Griffin Capital Qualified Opportunity Zone Fund IV, L.P.
|
D/A
|
|
|
BLACKBERRY Ltd
|
SC 13G/A
|
Financial Statements
|
|
Aviva Investors Americas LLC
|
13F-NT
|
|
|
Roundhill ETF Trust
|
485BXT
|
|
|
BP Commercial Funding Trust, Series SPL-X
|
D/A
|
|
|
WOLVERINE ASSET MANAGEMENT LLC
|
N-PX
|
|
|
AKUNA SECURITIES LLC
|
13F-HR
|
|
|
Datum One Series Trust
|
497J
|
|
|
THOMPSON DAVIS & CO., INC.
|
SC 13D/A
|
|
|
SMITH MIDLAND CORP
|
SC 13D/A
|
|
|
AVIVA INVESTORS GLOBAL SERVICES LTD
|
13F-NT
|
|
|
Tronox Holdings plc
|
10-Q
|
Financial Statements
|
|
Matterport, Inc./DE
|
4
|
|
|
Fay James Daniel
|
4
|
|
|
TECTONIC ADVISORS LLC
|
13F-HR
|
|
|
Crowl Ben
|
4
|
|
|
FS Bancorp, Inc.
|
4
|
Financial Statements
|
|
Harvey Dawson Alyssa
|
144
|
|
|
HUBSPOT INC
|
144
|
Financial Statements
|
|
AVIVA PLC
|
13F-HR
|
|
|
Perini Capital Structured Credit Opportunity Fund, LLC
|
D/A
|
|
|
PACIFIC LIFE INSURANCE CO
|
D/A
|
|
|
MDCF II
|
D/A
|
|
|
Meyer Derek S.
|
4
|
|
|
ASSOCIATED BANC-CORP
|
4
|
Financial Statements
|
|
First City Investment Group, LLC
|
4
|
|
|
Modiv Industrial, Inc.
|
4
|
Financial Statements
|
|
DEMCHAK WILLIAM S
|
144
|
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
144
|
Financial Statements
|
|
CTT PHARMACEUTICAL HOLDINGS, INC.
|
4
|
|
|
Invesco Unit Trusts Series 2373
|
487
|
|
|
Bassler Bonnie L
|
144
|
|
|
REGENERON PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
NORTHWEST BIOTHERAPEUTICS INC
|
8-K
|
|
|
Sun Country Airlines Holdings, Inc.
|
10-Q
|
Financial Statements
|
|
STRATEGIC PLANNING GROUP, LLC
|
13F-HR
|
|
|
LINDE PLC
|
10-Q
|
Financial Statements
|
|
Danam Health, Inc
|
S-1/A
|
|
|
Tactiq Inc.
|
D
|
|
|
CABANA LLC
|
13F-HR
|
|
|
Laurel Wealth Advisors LLC
|
N-PX
|
|
|
Kim Lisa L.
|
144
|
|
|
EAST WEST BANCORP INC
|
144
|
Financial Statements
|
|
COHEN & STEERS, INC.
|
10-Q
|
Financial Statements
|
|
Ciovacco Capital Management LLC
|
13F-HR
|
|
|
Klaviyo, Inc.
|
4
|
|
|
Fagnan Jeff
|
4
|
|
|
JAD Greenfield Investors LLC
|
D
|
|
|
Private Capital Advisors, Inc.
|
13F-HR
|
|
|
Sandy Cove Advisors, LLC
|
N-PX
|
|
|
Up-Gift LLC
|
C
|
|
|
MFS MUNICIPAL SERIES TRUST
|
497J
|
|
|
Townes at Silos, LLC
|
D
|
|
|
DIVIDEND ASSETS CAPITAL, LLC
|
13F-HR
|
|
|
PLDT Inc.
|
6-K
|
Financial Statements
|
|
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors
|
N-PX
|
|
|
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors
|
13F-HR
|
|
|
VISIONARY HORIZONS, LLC
|
13F-HR
|
|
|
Milestone Resources Group Ltd
|
13F-HR
|
|
|
BlackRock Funds III
|
485BXT
|
|
|
Tosca Proton LP
|
D/A
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
YORK WATER CO
|
8-K
|
Financial Statements
|
|
SPDR INDEX SHARES FUNDS
|
485BXT
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Hayfin Maritime Yield Fund LP
|
D/A
|
|
|
PEW ROBERT C III
|
4
|
|
|
STEELCASE INC
|
4
|
Financial Statements
|
|
Townes at Wofford Pine LLC
|
D
|
|
|
Compass Financial Group, Inc.
|
13F-HR
|
|
|
BCB BANCORP INC
|
10-Q
|
Financial Statements
|
|
Totem Point Falcon Opportunity Fund LP
|
D/A
|
|
|
AVALON CAPITAL MANAGEMENT
|
N-PX
|
|
|
MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income
|
13F-HR
|
|
|
RREEF Property Trust, Inc.
|
424B3
|
|
|
Stordahl Capital Management, Inc.
|
N-PX
|
|
|
ARC DOCUMENT SOLUTIONS, INC.
|
8-K
|
Financial Statements
|
|
YORK WATER CO
|
10-Q
|
Financial Statements
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
10-Q
|
Financial Statements
|
|
SGA Invest LLC
|
D
|
|
|
MACATAWA BANK CORP
|
S-8 POS
|
Financial Statements
|
|
noco-noco Inc.
|
6-K
|
|
|
QUANTA SERVICES, INC.
|
S-3ASR
|
Financial Statements
|
|
PRESTIGE CAPITAL CORP
|
10-Q
|
|
|
Brigade Structured Credit Fund LP
|
D/A
|
|
|
SLONIN JONATHAN
|
144
|
|
|
Pacira BioSciences, Inc.
|
144
|
Financial Statements
|
|
Griffin Capital Development Partners Fund II, L.P.
|
D/A
|
|
|
WESTERN ASSET FUNDS INC
|
497K
|
|
|
Legg Mason Global Asset Management Trust
|
497K
|
|
|
FUKOKU MUTUAL LIFE INSURANCE Co
|
N-PX
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
497K
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
497K
|
|
|
High Note Wealth, LLC
|
13F-HR
|
|
|
POET TECHNOLOGIES INC.
|
6-K
|
|
|
UNITED COMMUNITY BANKS INC
|
13F-NT
|
Financial Statements
|
|
RK Asset Management, LLC
|
13F-HR
|
|
|
United Community Bank
|
13F-HR
|
|
|
PPE Feeder VII
|
D/A
|
|
|
Hamilton Lane Private Assets Fund
|
SC TO-I
|
|
|
Stewart Investors Global Emerging Markets Leaders Sustainability Fund
|
D/A
|
|
|
FT 11649
|
497J
|
|
|
FT 11612
|
497J
|
|
|
FT 11586
|
497J
|
|
|
Brigade High Yield Fund LP
|
D/A
|
|
|
POWELL ANDERSON CAPITAL LP
|
D/A
|
|
|
FT 11585
|
497J
|
|
