| Company Name |
Form Type |
SEC Filings |
|
|
|
|
SPDR INDEX SHARES FUNDS
|
497K
|
|
|
Black Stone Minerals, L.P.
|
8-K
|
Financial Statements
|
|
Hydro One Ltd
|
6-K
|
|
|
CITIGROUP INC
|
424B8
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B8
|
|
|
FT 10865
|
S-6/A
|
|
|
HYDRO ONE INC
|
6-K
|
|
|
FT 10889
|
S-6/A
|
|
|
FT 10906
|
S-6/A
|
|
|
JOHN HANCOCK INVESTMENT TRUST
|
497K
|
|
|
Chapman Investment Management, LLC
|
13F-HR
|
|
|
Ampio Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
HonTe LH Macro Offshore Fund, Ltd.
|
D/A
|
|
|
SPDR SERIES TRUST
|
497K
|
|
|
HonTe LH Macro Onshore Fund, LP
|
D/A
|
|
|
Legg Mason ETF Investment Trust II
|
497K
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
ABS Long/Short Strategies Fund
|
SC TO-I
|
|
|
MONEY CONCEPTS CAPITAL CORP
|
13F-HR
|
|
|
Legg Mason ETF Investment Trust
|
497K
|
|
|
INTERACTIVE FINANCIAL ADVISORS, INC.
|
13F-HR
|
|
|
Zeff Capital, LP
|
SC 13G/A
|
|
|
BUTLER NATIONAL CORP
|
SC 13G/A
|
|
|
TINY SPACE I, a series of Wefunds LLC
|
D
|
|
|
Quantum FinTech Acquisition Corp
|
DEFA14A
|
|
|
Cushman & Wakefield plc
|
10-Q
|
Financial Statements
|
|
PORTAGE BIOTECH INC.
|
6-K
|
|
|
Magnolia KY LLC
|
D/A
|
|
|
Ahead App I, a series of Wefunds LLC
|
D
|
|
|
Inmune Bio, Inc.
|
8-K
|
|
|
Quantum FinTech Acquisition Corp
|
425
|
|
|
DAYBREAK OIL & GAS, INC.
|
8-K
|
|
|
MUSTANG BIO, INC.
|
S-8
|
Financial Statements
|
|
Wandery Fund II LLC
|
D
|
|
|
ThornTree Capital Fund LP
|
D/A
|
|
|
HERITAGE COMMERCE CORP
|
8-K
|
Financial Statements
|
|
AIM ETF Products Trust
|
497
|
|
|
Volup I, a series of Wefunds LLC
|
D/A
|
|
|
Quantum FinTech Acquisition Corp
|
8-K
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
497K
|
|
|
ThornTree Capital Fund
|
D/A
|
|
|
Knights of Columbus Asset Advisors LLC
|
13F-HR
|
|
|
SONOCO PRODUCTS CO
|
8-K
|
Financial Statements
|
|
Your Advocates Ltd., LLP
|
13F-HR
|
|
|
Volup I, a series of Wefunds LLC
|
D
|
|
|
TIAA-CREF FUNDS
|
497K
|
|
|
RYDEX DYNAMIC FUNDS
|
497K
|
|
|
Invest Inc.
|
253G2
|
|
|
AMERICAN FUNDS INSURANCE SERIES
|
497K
|
|
|
D4HI Ventures Fund 2021, L.P.
|
D/A
|
|
|
Arista Networks, Inc.
|
10-Q
|
Financial Statements
|
|
Trident Digital Fund, L.P.
|
D/A
|
|
|
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES
|
497
|
|
|
DEUTSCHE DWS MARKET TRUST
|
497
|
|
|
Cannae Holdings, Inc.
|
13F-HR
|
Financial Statements
|
|
Upfront Online Inc.
|
D
|
|
|
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES
|
497J
|
|
|
Hanryu Holdings, Inc.
|
CERT
|
|
|
SPDR INDEX SHARES FUNDS
|
497
|
|
|
AMERICAN FUNDS INSURANCE SERIES
|
497
|
|
|
DEUTSCHE DWS MARKET TRUST
|
497J
|
|
|
SPDR SERIES TRUST
|
497
|
|
|
RealStuff, Inc.
|
D
|
|
|
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES
|
497K
|
|
|
DEUTSCHE DWS MARKET TRUST
|
497K
|
|
|
INVESTORS CASH TRUST
|
497K
|
|
|
Clover Leaf Capital Corp.
|
8-K
|
|
|
Wealthspire Advisors, LLC
|
13F-HR
|
|
|
CASH ACCOUNT TRUST
|
497K
|
|
|
Tennessee Valley Authority
|
10-Q
|
|
|
EVERSTAR CAPITAL APPRECIATION FUND, LP
|
D/A
|
|
|
AerSale Corp
|
8-K
|
|
|
Steel Connect, Inc.
|
8-K
|
Financial Statements
|
|
PEOPLES FINANCIAL CORP /MS/
|
8-K
|
|
|
Roof Eidam Maycock Peralta, LLC
|
13F-HR
|
|
|
Desi Technologies, Inc.
|
D
|
|
|
SEQUOIA FUND INC
|
N-PX
|
|
|
DIAMOND OFFSHORE DRILLING, INC.
|
4
|
Financial Statements
|
|
Schroder Japan Equity Micro Cap Fund, L.P.
|
D/A
|
|
|
Gunther Scott
|
144
|
|
|
Catalent, Inc.
|
144
|
Financial Statements
|
|
Hartford Schroders Private Opportunities Fund
|
3
|
|
|
PHILLIPS THOMAS R
|
3
|
|
|
PELLEGRINO ALICE A
|
3
|
|
|
Meyer Vernon J
|
3
|
|
|
MELCHER JOSEPH G
|
3
|
|
|
AI Transportation Acquisition Corp
|
S-1/A
|
|
|
Christopher Gregory L.
|
4
|
|
|
MUELLER INDUSTRIES INC
|
4
|
Financial Statements
|
|
LUCAS THEODORE J
|
3
|
|
|
FURLONG AMY NICOLE
|
3
|
|
|
Martin Jeffrey Andrew
|
4
|
|
|
Miritello Christopher John
|
4
|
|
|
Hunt Patricia
|
144
|
|
|
FROST GREGORY A
|
3
|
|
|
Schroder Japan Equity Micro Cap Fund
|
D/A
|
|
|
Davey James E
|
3
|
|
|
Sigloch Steffen
|
4
|
|
|
Mitrano Richard J.
|
144
|
|
|
Frequency Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Grover Vikram P
|
SC 13D/A
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
SC 13D/A
|
|
|
Surgery Center at St. Vincent, LLC
|
D/A
|
|
|
Big Derby Distilling Co
|
C-U
|
|
|
BID III Note Issuer
|
D
|
|
|
KFW MARS LP
|
D/A
|
|
|
LIXTE BIOTECHNOLOGY HOLDINGS, INC.
|
D
|
|
|
Community Bank, N.A.
|
13F-HR
|
|
|
Hawkeswood Thomas W
|
144
|
|
|
Schroder International Alpha Portfolio, a separate series of Schroder Investment Portfolios, L.P.
|
D/A
|
|
|
ROLAND DAVID L
|
4
|
|
|
Rosa David A
|
4
|
|
|
NEUROONE MEDICAL TECHNOLOGIES Corp
|
4
|
|
|
Samjo Management, LLC
|
3/A
|
|
|
WIENER ANDREW
|
3/A
|
|
|
ITERIS, INC.
|
3/A
|
Financial Statements
|
|
BANK 2019-BNK17
|
10-K/A
|
|
|
Schroder Global Multi-Cap Value Portfolio, L.P.
|
D/A
|
|
|
Chiminski John R
|
144
|
|
|
Hopson Ricky
|
144
|
|
|
KLX Energy Services Holdings, Inc.
|
144
|
Financial Statements
|
|
Baker Christopher J.
|
144
|
|
|
Brown University
|
13F-HR
|
|
|
Nordin Amy Beth
|
4
|
|
|
CYANOTECH CORP
|
4
|
Financial Statements
|
|
PIXIE DUST TECHNOLOGIES, INC./ADR
|
424B3
|
|
|
Schroder Flexible Secured Income Fund, L.P.
|
D/A
|
|
|
Value Add Growth REIT IV, LLC
|
1-A/A
|
|
|
Gennadios Aristippos
|
144
|
|
|
Fasman Steven L
|
144
|
|
|
Medley Diane B
|
5/A
|
|
|
ChargePoint Holdings, Inc.
|
144
|
Financial Statements
|
|
Hughes Michael D
|
144
|
|
|
GERMAN AMERICAN BANCORP, INC.
|
5/A
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
Schroder Flexible Secured Income
|
D/A
|
|
|
PACIFIC PREMIER BANCORP INC
|
8-K
|
Financial Statements
|
|
Lickfold Charles
|
144
|
|
|
646, LLC
|
D
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
Hartmann Charles Jason
|
4
|
|
|
Mills Stephen M
|
3
|
|
|
SPIRE INC
|
3
|
Financial Statements
|
|
Boerman Manja
|
144
|
|
|
Grippo Michael J
|
144
|
|
|
MONARCH CAPITAL MANAGEMENT INC/
|
13F-HR
|
|
|
Holt Adrian James
|
144
|
|
|
EASTMAN CHEMICAL CO
|
144
|
Financial Statements
|
|
Berger William J
|
144
|
|
|
Sunnova Energy International Inc.
|
144
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
UBS AG
|
424B2
|
|
|
Morgan Stanley Capital I Trust 2016-UBS9
|
10-K/A
|
|
|
Variable Annuity Account Ten
|
497VPU
|
|
|
13302 Madeira Beach, LLC
|
D
|
|
|
Loose Christopher R.
|
144
|
|
|
Schroder Emerging Markets Multi-Sector Bond Portfolio, L.P.
|
D/A
|
|
|
Johansen Jennifer M.
|
4
|
|
|
INSPERITY, INC.
|
10-Q
|
Financial Statements
|
|
Hollatz John J
|
144
|
|
|
NUCOR CORP
|
144
|
Financial Statements
|
|
Hoopla Doopla, Inc.
|
D
|
|
|
Harbor Advisors LLC
|
13F-HR
|
|
|
Arnold Jonathan
|
144
|
|
|
brooqLy, Inc.
|
8-K
|
|
|
Variable Annuity Account Ten
|
497
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C23
|
10-K/A
|
|
|
Arizona Physicians Advancing Cardiovascular Treatment, LLC
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2016-BNK2
|
10-K/A
|
|
|
Carletti Lorenzo
|
144
|
|
|
Jensen Glenn
|
4
|
|
|
Chesapeake Wealth Management
|
13F-HR
|
|
|
Revere Tactical Opportunities Fund IV, LP
|
D/A
|
|
|
Francisco Ma. Fatima
|
4
|
|
|
PROCTER & GAMBLE Co
|
4
|
Financial Statements
|
|
Matador Gas Holdings, LLC
|
D
|
|
|
Kirenaga Aero LP
|
D/A
|
|
|
SCHRODER EMERGING MARKETS FUND, A SEPARATE INVESTMENT FUND WITHIN THE SCHRODER CAPITAL MANAGEMENT COLLECTIVE TRUST
|
D/A
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C21
|
10-K/A
|
|
|
Provident Bancorp, Inc. /MD/
|
4
|
Financial Statements
|
|
Knapp Laurie H
|
4
|
|
|
SOUTHERN FIRST BANCSHARES INC
|
10-Q
|
Financial Statements
|
|
Revere Credit Opportunities Fund III, LP
|
D/A
|
|
|
Ladin Felicia I
|
4
|
|
|
IVY FUNDS
|
497
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C15
|
10-K/A
|
|
|
RealtyMogul Income REIT, LLC
|
253G2
|
|
|
BIOFORCE NANOSCIENCES HOLDINGS, INC.
|
10-Q
|
|
|
Proteum Energy, LLC
|
D
|
|
|
Piette Barbara
|
4
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C13
|
10-K/A
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
HMC Needles II, L.P.
|
D/A
|
|
|
Custer Matthew Keith
|
4
|
|
|
AMKOR TECHNOLOGY, INC.
|
10-Q
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Voya FUNDS TRUST
|
497J
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C33
|
10-K/A
|
|
|
Voya Separate Portfolios Trust
|
497J
|
|
|
Schroder Emerging Markets Equity Alpha Fund, L.P.
|
D/A
|
|
|
Cysewski Gerald R
|
4
|
|
|
Verdant Commercial Capital, LLC
|
ABS-15G
|
|
|
Coleman Sonia L
|
144
|
|
|
Walt Disney Co
|
144
|
Financial Statements
|
|
SCHAWK DAVID A
|
144
|
|
|
MATTHEWS INTERNATIONAL CORP
|
144
|
Financial Statements
|
|
WILLIAMSBURG INVESTMENT TRUST
|
497K
|
|
|
RBC FUNDS TRUST
|
497K
|
|
|
Thompson Michael Lawrence
|
4
|
|
|
CINTAS CORP
|
4
|
Financial Statements
|
|
Hansen J. Michael
|
4
|
|
|
SCHRODER DIVERSIFIED GROWTH PORTFOLIO, L.P.
|
D/A
|
|
|
FARMER SCOTT D
|
4
|
|
|
Edgewood Software Co
|
D
|
|
|
NEOS ETF Trust
|
24F-2NT
|
|
|
Schneider Todd M.
|
4
|
|
|
Bitwise Funds Trust
|
485APOS
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Coston, McIsaac & Partners
|
13F-HR
|
|
|
i-80 Gold Corp.
|
6-K
|
|
|
ADAMS NATURAL RESOURCES FUND, INC.
|
13F-HR
|
|
|
OLD FARM PARTNERS OFFSHORE FUND LTD.
|
D/A
|
|
|
EUROPEAN BANK FOR RECONSTRUCTION & DEVELOPMENT
|
DSTRBRPT
|
|
|
ALLURION TECHNOLOGIES, INC.
|
CERT
|
|
|
OLD FARM PARTNERS MASTER FUND LP
|
D/A
|
|
|
SCHRODER DIVERSIFIED GROWTH PORTFOLIO
|
D/A
|
|
|
ADAMS DIVERSIFIED EQUITY FUND, INC.
|
13F-HR
|
|
|
WOLFF WIESE MAGANA LLC
|
13F-HR
|
|
|
ROBERT HALF INC.
|
10-Q
|
Financial Statements
|
|
Canna-Global Acquisition Corp
|
8-K
|
|
|
Schroder Commodity Total Return Portfolio, a separate series of Schroder Investment Portfolios, L.P.
|
D/A
|
|
|
iSHARES TRUST
|
497K
|
|
|
Schroder Alternative Risk Premia Portfolio, L.P.
|
D/A
|
|
|
Archrock, Inc.
|
10-Q
|
Financial Statements
|
|
Hole Brian Richard
|
4
|
|
|
WILLIS LEASE FINANCE CORP
|
4
|
Financial Statements
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Grover Vikram P
|
4
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
4
|
|
|
Semus Wealth Partners LLC
|
13F-HR
|
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Flaherty Scott B.
|
4
|
|
|
HAZLETT, BURT & WATSON, INC.
|
13F-HR
|
|
|
SOUTHERN ENERGY FUND 4 LP
|
D/A
|
|
|
First Fed Foundation
|
144
|
|
|
First Northwest Bancorp
|
144
|
Financial Statements
|
|
Osisko Gold Royalties LTD
|
6-K
|
Financial Statements
|
|
Confluence Wealth Services, Inc.
|
13F-HR
|
|
|
HOWARD WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
PUBLIX SUPER MARKETS INC
|
10-Q
|
|
|
HT Grandewood Holdings II, LLC
|
D
|
|
|
CUBAN MARK
|
4
|
|
|
READING INTERNATIONAL INC
|
4
|
Financial Statements
|
|
AmBase Corp
|
10-Q
|
|
|
Cairn Investment Group, Inc.
|
13F-HR
|
|
|
BNY Mellon ETF Trust
|
497
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
JACKLIN DARREN LEE
|
4
|
|
|
EXP World Holdings, Inc.
|
4
|
Financial Statements
|
|
MILES RANDALL D
|
4
|
|
|
DarkPulse, Inc.
|
8-K
|
|
|
PB INVESTMENT PARTNERS, L.P.
|
13F-HR
|
|
|
Laxton Stephen D
|
4
|
|
|
NUCOR CORP
|
4
|
Financial Statements
|
|
WhiteHorse Finance, Inc.
|
305B2
|
Financial Statements
|
|
PUBLIX SUPER MARKETS INC
|
8-K
|
|
|
SWEDISH EXPORT CREDIT CORP /SWED/
|
FWP
|
|
|
Kamienski Kelly P
|
4
|
|
|
CARLISLE COMPANIES INC
|
4
|
Financial Statements
|
|
Reeves Donald L. III
|
4
|
|
|
ITRON, INC.
|
4
|
Financial Statements
|
|
BIP Evergreen Venture Fund
|
APP WDG
|
|
|
AQUILA FUNDS TRUST
|
N-PX
|
|
|
Triton International Ltd
|
10-Q
|
Financial Statements
|
|
Etchart Eric
|
4
|
|
|
GRACO INC
|
4
|
Financial Statements
|
|
VWF Bancorp, Inc.
|
8-K
|
|
|
Choate Investment Advisors
|
13F-HR
|
|
|
Huntsman CORP
|
10-Q
|
Financial Statements
|
|
HUNTSMAN INTERNATIONAL LLC
|
10-Q
|
|
|
BRAUER BLACKFORD F
|
4
|
|
|
COMMERCE BANCSHARES INC /MO/
|
4
|
Financial Statements
|
|
Moelis Asset Management LP
|
13F-HR
|
|
|
BDO Wealth Advisors, LLC
|
13F-HR
|
|
|
Renasant Bank
|
13F-HR
|
|
|
STANLEY BLACK & DECKER, INC.
|
10-Q
|
Financial Statements
|
|
AMETEK INC/
|
10-Q
|
Financial Statements
|
|
STRUCTURED ASSET MORTGAGE INVESTMENTS II INC
|
ABS-15G
|
|
|
J.P. Morgan Acceptance Corp II
|
ABS-15G
|
|
|
Fort Sheridan Advisors LLC
|
13F-HR
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
WI Westlink Village LLC
|
D
|
|
|
GRAPHIC PACKAGING HOLDING CO
|
10-Q
|
Financial Statements
|
|
First Ascent Asset Management, LLC
|
13F-HR
|
|
|
J P MORGAN ACCEPTANCE CORP I
|
ABS-15G
|
|
|
Digimarc CORP
|
144
|
Financial Statements
|
|
RICHARDSON JAMES T
|
144
|
|
|
P&S Credit Management, L.P.
|
13F-HR
|
|
|
Huaizhong Health Group, Inc.
|
NT 10-Q
|
|
