| Company Name |
Form Type |
SEC Filings |
|
|
|
|
1818 PARTNERS LP
|
D/A
|
|
|
Health Catalyst, Inc.
|
DEFA14A
|
Financial Statements
|
|
HINES GLOBAL INCOME TRUST, INC.
|
ARS
|
|
|
FARM BUREAU LIFE VARIABLE ACCOUNT
|
497VPU
|
|
|
MML SERIES INVESTMENT FUND
|
N-CEN/A
|
|
|
Sharecare, Inc.
|
DEF 14A
|
|
|
NileBuilt Corp. / WY
|
D
|
|
|
BARFRESH FOOD GROUP INC.
|
DEF 14A
|
|
|
Neuberger Berman ETF Trust
|
485APOS
|
|
|
Cyclacel Pharmaceuticals, Inc.
|
RW
|
Financial Statements
|
|
RUBASH MARK J
|
4
|
|
|
INTUITIVE SURGICAL INC
|
4
|
Financial Statements
|
|
Super League Enterprise, Inc.
|
10-K/A
|
Financial Statements
|
|
Insight Inv LLC
|
13F-HR
|
|
|
Vislink Technologies, Inc.
|
10-K/A
|
|
|
Guardforce AI Co., Ltd.
|
6-K
|
|
|
REED COLIN V
|
4
|
|
|
Bright Green Corp
|
10-K/A
|
Financial Statements
|
|
APi Group Corp
|
DEF 14A
|
|
|
Archrock, Inc.
|
8-K
|
Financial Statements
|
|
BISHOP STREET FUNDS
|
485BPOS
|
|
|
Annovis Bio, Inc.
|
ARS
|
Financial Statements
|
|
Vincerx Pharma, Inc.
|
424B5
|
|
|
Genprex, Inc.
|
ARS
|
Financial Statements
|
|
NEXSTAR MEDIA GROUP, INC.
|
DEF 14A
|
Financial Statements
|
|
Advisors' Inner Circle Fund III
|
485BPOS
|
|
|
Catailyst Inc.
|
C-AR
|
|
|
Liberty Energy Inc.
|
144
|
Financial Statements
|
|
International Money Express, Inc.
|
ARS
|
Financial Statements
|
|
ELLIOTT R SEAN
|
144
|
|
|
Carlyle Secured Lending, Inc.
|
N-2ASR
|
Financial Statements
|
|
Tracey Patricia A
|
4
|
|
|
UNITED STATES STEEL CORP
|
4
|
Financial Statements
|
|
ASP Isotopes Inc.
|
10-K/A
|
Financial Statements
|
|
Apollo Accord
|
D
|
|
|
CREDICORP LTD
|
6-K
|
Financial Statements
|
|
PALMER VICKI R
|
4
|
|
|
MOBIVITY HOLDINGS CORP.
|
10-K/A
|
|
|
PRA GROUP INC
|
DEF 14A
|
Financial Statements
|
|
HERITAGE INVESTORS MANAGEMENT CORP
|
13F-HR
|
|
|
Gusek Ron
|
144
|
|
|
Granato Heather
|
3
|
|
|
SMART FOR LIFE, INC.
|
3
|
|
|
MIND TECHNOLOGY, INC
|
8-K
|
Financial Statements
|
|
MassMutual Advantage Funds
|
N-CEN/A
|
|
|
GXO Logistics, Inc.
|
8-K
|
|
|
Cai Zhiwei
|
144
|
|
|
FULLER H B CO
|
144
|
Financial Statements
|
|
Sunrun Inc.
|
ARS
|
Financial Statements
|
|
Annovis Bio, Inc.
|
DEFA14A
|
Financial Statements
|
|
Demopulos Gregory A MD
|
4
|
|
|
OMEROS CORP
|
4
|
Financial Statements
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C29
|
10-D
|
|
|
Arrived STR, LLC
|
1-K
|
|
|
Ciccone Thomas A
|
4
|
|
|
BROADWIND, INC.
|
4
|
Financial Statements
|
|
RoyaltyTraders LLC
|
1-U
|
|
|
KKR US Direct Lending Fund-U Inc.
|
POS AMI
|
|
|
International Money Express, Inc.
|
DEFA14A
|
Financial Statements
|
|
Apollo Accord
|
D
|
|
|
Hall of Fame Resort & Entertainment Co
|
10-K/A
|
|
|
Maples Ricky E
|
4
|
|
|
Koegel J William JR
|
4
|
|
|
CACI INTERNATIONAL INC /DE/
|
4
|
Financial Statements
|
|
Simo Fidji
|
144
|
|
|
Maplebear Inc.
|
144
|
|
|
O'TOOLE TIMOTHY
|
4
|
|
|
BARNES GROUP INC
|
10-Q
|
Financial Statements
|
|
BOSTON OMAHA Corp
|
10-K/A
|
|
|
Turtle Beach Corp
|
ARS
|
Financial Statements
|
|
Shield Wealth Income Management Fund, LLC
|
D/A
|
|
|
GeneDx Holdings Corp.
|
8-K
|
|
|
Principal Life Insurance Co Separate Account B
|
485BPOS
|
|
|
Blend Labs, Inc.
|
8-K
|
Financial Statements
|
|
Invesco Exchange-Traded Fund Trust II
|
NPORT-P
|
|
|
Legion M Entertainment, Inc.
|
253G2
|
|
|
ALLURION TECHNOLOGIES, INC.
|
10-K/A
|
|
|
Q32 Bio Inc.
|
424B3
|
Financial Statements
|
|
Kennedy Hayes M.
|
4
|
|
|
PDF SOLUTIONS INC
|
ARS
|
Financial Statements
|
|
Annovis Bio, Inc.
|
DEF 14A
|
Financial Statements
|
|
Apollo Accord
|
D
|
|
|
LIVEPERSON INC
|
10-K/A
|
Financial Statements
|
|
Davis Alicia J.
|
4
|
|
|
Alpha Teknova, Inc.
|
ARS
|
Financial Statements
|
|
Elmhirst Richard Jason Alexander
|
4
|
|
|
Coller Secondaries Private Equity Opportunities Fund
|
4
|
|
|
Sunrun Inc.
|
DEFA14A
|
Financial Statements
|
|
MASSMUTUAL PREMIER FUNDS
|
N-CEN/A
|
|
|
KEMP SR JAMES MICHAEL
|
4
|
|
|
Trudeau Mark
|
144
|
|
|
TE Connectivity Ltd.
|
144
|
Financial Statements
|
|
SHELTON FUNDS
|
NPORT-P
|
|
|
Swapretail, Inc.
|
D
|
|
|
Private Shares Fund
|
486BPOS
|
|
|
Y-mAbs Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Black Barton E.
|
4
|
|
|
Paycom Software, Inc.
|
8-K
|
Financial Statements
|
|
VINIAR DAVID A
|
144
|
|
|
GOLDMAN SACHS GROUP INC
|
144
|
Financial Statements
|
|
Turtle Beach Corp
|
DEFA14A
|
Financial Statements
|
|
Alpha Teknova, Inc.
|
DEFA14A
|
Financial Statements
|
|
LifeMD, Inc.
|
ARS
|
|
|
TV Channels Network Inc.
|
1-K
|
|
|
Carmell Corp
|
10-K/A
|
|
|
Apollo Accord
|
D
|
|
|
LanzaTech Global, Inc.
|
DEFA14A
|
|
|
FARM BUREAU LIFE VARIABLE ACCOUNT
|
485BPOS
|
|
|
GeneDx Holdings Corp.
|
424B5
|
|
|
Health Catalyst, Inc.
|
DEF 14A
|
Financial Statements
|
|
B2B Plus Inc.
|
D
|
|
|
JACOBSEN MICHAEL A
|
4
|
|
|
POWER SOLUTIONS INTERNATIONAL, INC.
|
10-K/A
|
|
|
DIETRICH JOHN W
|
4
|
|
|
Mayo Gilbert W. Jr.
|
4
|
|
|
ELLINGTON INCOME OPPORTUNITIES FUND
|
486BPOS
|
|
|
FIRST ADVANTAGE CORP
|
S-4
|
Financial Statements
|
|
FUELCELL ENERGY INC
|
8-K
|
Financial Statements
|
|
Medicine Man Technologies, Inc.
|
ARS
|
|
|
1847 Holdings LLC
|
DEF 14A
|
Financial Statements
|
|
Apollo Accord
|
D
|
|
|
ERC Communities 1, Inc.
|
1-U
|
|
|
Sunrun Inc.
|
DEF 14A
|
Financial Statements
|
|
ARDELYX, INC.
|
ARS
|
Financial Statements
|
|
IOVANCE BIOTHERAPEUTICS, INC.
|
DEFA14A
|
Financial Statements
|
|
Alpha Teknova, Inc.
|
DEF 14A
|
Financial Statements
|
|
Arcos Dorados Holdings Inc.
|
20-F
|
Financial Statements
|
|
Caesars Entertainment, Inc.
|
DEFA14A
|
Financial Statements
|
|
Musaffa, Inc.
|
C/A
|
|
|
Dubovoy Hugo Jr.
|
3
|
|
|
LanzaTech Global, Inc.
|
DEF 14A
|
|
|
Brookfield Investment Funds
|
485BPOS
|
|
|
REGAL REXNORD CORP
|
3
|
|
|
JPMBB Commercial Mortgage Securities Trust 2013-C14
|
10-D
|
|
|
Vaxxinity, Inc.
|
10-K/A
|
Financial Statements
|
|
Massman Linda K
|
4
|
|
|
TreeHouse Foods, Inc.
|
4
|
Financial Statements
|
|
MASSMUTUAL SELECT FUNDS
|
N-CEN/A
|
|
|
Medicine Man Technologies, Inc.
|
DEFA14A
|
|
|
NeXtGen Biologics, INC
|
C-AR/A
|
|
|
Beckerle Mary C
|
4
|
|
|
IOVANCE BIOTHERAPEUTICS, INC.
|
DEF 14A
|
Financial Statements
|
|
JOHNSON & JOHNSON
|
4
|
Financial Statements
|
|
Milestone Pharmaceuticals Inc.
|
10-K/A
|
Financial Statements
|
|
HEWSON MARILLYN A
|
4
|
|
|
HAYES GREGORY
|
4
|
|
|
RTX Corp
|
4
|
|
|
Douglas Elliman Inc.
|
10-K/A
|
|
|
West Nadja
|
4
|
|
|
Adamczyk Darius
|
4
|
|
|
Davidson Wendy P
|
4
|
|
|
NOVONIX Ltd
|
6-K
|
|
|
Woods Eugene A.
|
4
|
|
|
FARACI JOHN V
|
4
|
|
|
Starwood Credit Real Estate Income Trust
|
8-K
|
|
|
Rahman Jill A
|
4
|
|
|
ARDELYX, INC.
|
DEF 14A
|
Financial Statements
|
|
Turtle Beach Corp
|
DEF 14A
|
Financial Statements
|
|
MULCAHY ANNE M
|
4
|
|
|
WEINBERGER MARK A
|
4
|
|
|
McClellan Mark B.
|
4
|
|
|
ROYCE FUND
|
485BPOS
|
|
|
Schueller Daniel E.
|
4
|
|
|
Y-mAbs Therapeutics, Inc.
|
ARS
|
Financial Statements
|
|
Sandbrook rPlus Co-Invest II LP
|
D
|
|
|
Medicine Man Technologies, Inc.
|
DEF 14A
|
|
|
AB Active ETFs, Inc.
|
497
|
|
|
Joly Hubert
|
4
|
|
|
Johnson Paula A
|
4
|
|
|
Jefferies Financial Group Inc.
|
424B2
|
Financial Statements
|
|
Doudna Jennifer A
|
4
|
|
|
SCALZO JOSEPH
|
4
|
|
|
PDF SOLUTIONS INC
|
DEFA14A
|
Financial Statements
|
|
Trinity Place Holdings Inc.
|
10-K/A
|
Financial Statements
|
|
PLBY Group, Inc.
|
ARS
|
|
|
1847 Holdings LLC
|
DEFA14A
|
Financial Statements
|
|
Velo3D, Inc.
|
DEFA14A
|
|
|
Itau Unibanco Holding S.A.
|
20-F
|
Financial Statements
|
|
Vuzix Corp
|
DEFA14A
|
Financial Statements
|
|
Vista Point Assets LLC
|
ABS-15G
|
|
|
NORFOLK SOUTHERN CORP
|
DEFA14A
|
Financial Statements
|
|
DeWitt Adam
|
4
|
|
|
Orthofix Medical Inc.
|
DEFA14A
|
Financial Statements
|
|
Y-mAbs Therapeutics, Inc.
|
DEFA14A
|
Financial Statements
|
|
BEACONSFIELD FINANCIAL SERVICES, INC.
|
X-17A-5
|
|
|
REVERE SECURITIES LLC
|
X-17A-5
|
|
|
HEITMAN SECURITIES LLC
|
X-17A-5
|
|
|
HARTFIELD, TITUS & DONNELLY, LLC
|
X-17A-5
|
|
|
JOHN HANCOCK DISTRIBUTORS LLC
|
X-17A-5
|
|
|
DIVERSIFIED SECURITIES, INCORPORATED
|
X-17A-5
|
|
|
Building Hope Services, LLC
|
MA/A
|
|
|
FIRST MANHATTAN SECURITIES LLC
|
X-17A-5
|
|
|
ATOMIC BROKERAGE LLC
|
FOCUSN
|
|
|
FOREST ROAD SECURITIES
|
FOCUSN
|
|
|
ARMSTRONG SECURITIES LLC
|
FOCUSN
|
|
|
GTS EXECUTION SERVICES LLC
|
FOCUSN
|
|
|
ARLINGTON CAPITAL SERVICES, LLC
|
FOCUSN
|
|
|
BUCK HR SECURITIES LLC
|
FOCUSN
|
|
|
COMCAP HOLDINGS LLC
|
FOCUSN
|
|
|
MOOMOO FINANCIAL INC.
|
FOCUSN
|
|
|
STEWARD SECURITIES GROUP LLC
|
FOCUSN
|
|
|
CONSTELLATION BRANDS, INC.
|
4
|
Financial Statements
|
|
Pipeline2Space, Inc.
|
C/A
|
|
|
MACATAWA BANK CORP
|
10-K/A
|
Financial Statements
|
|
AbCellera Biologics Inc.
|
ARS
|
Financial Statements
|
|
Monteiro Mallika
|
4
|
|
|
TOUCHSTONE STRATEGIC TRUST
|
497K
|
|
|
Vaxxinity, Inc.
|
PRE 14C
|
Financial Statements
|
|
McGrew Michael
|
4
|
|
|
TILDEN BRADLEY D
|
4
|
|
|
Matson, Inc.
|
4
|
Financial Statements
|
|
LAU CONSTANCE H
|
4
|
|
|
J R Thermal, LLC
|
C-AR
|
|
|
IDX Funds
|
485BPOS
|
|
|
Forthright Family Wealth Advisory LLC
|
13F-HR
|
|
|
KURIYAMA STANLEY M
|
4
|
|
|
Advisors' Inner Circle Fund II
|
485BPOS
|
|
|
Glaetzer Samuel J
|
4
|
|
|
Fukunaga Mark H
|
4
|
|
|
CHING MEREDITH J
|
4
|
|
|
Hilltop Holdings Inc.
|
DEFA14A
|
Financial Statements
|
|
TenX Keane Acquisition
|
425
|
|
|
Moa Elgin Investment Holdings, LLC
|
D
|
|
|
MDJM LTD
|
20-F
|
|
|
Bourdeau James O.
|
4
|
|
|
NRX Pharmaceuticals, Inc.
|
10-K/A
|
|
|
White River Energy Corp.
|
424B3
|
|
|
Intra-Cellular Therapies, Inc.
|
DEFA14A
|
Financial Statements
|
|
HARTFORD SERIES FUND INC
|
497J
|
|
|
Driest Charles C.
|
4
|
|
|
FTI CONSULTING, INC
|
8-K
|
Financial Statements
|
|
Hilltop Holdings Inc.
|
DEF 14A
|
Financial Statements
|
|
ROCKET PHARMACEUTICALS, INC.
|
ARS
|
Financial Statements
|
|
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC.
|
10-K/A
|
|
|
TenX Keane Acquisition
|
8-K
|
|
|
TILDEN BRADLEY D
|
3
|
|
|
Matson, Inc.
|
3
|
Financial Statements
|
|
TechnipFMC plc
|
8-K
|
Financial Statements
|
|
Vertex Energy Inc.
|
DEF 14A
|
Financial Statements
|
|
Ocuphire Pharma, Inc.
|
ARS
|
|
|
NEEDHAM FUNDS INC
|
497K
|
|
|
C. H. ROBINSON WORLDWIDE, INC.
|
S-3ASR
|
Financial Statements
|
|
FENIMORE ASSET MANAGEMENT TRUST
|
485BPOS
|
|
|
ABERCROMBIE & FITCH CO /DE/
|
ARS
|
Financial Statements
|
|
MSA Safety Inc
|
8-K
|
Financial Statements
|
|
Cheche Group Inc.
|
POS AM
|
|
|
Legion M Entertainment, Inc.
|
C-AR
|
|
|
DTE ENERGY CO
|
FWP
|
Financial Statements
|
|
PROCTER & GAMBLE Co
|
8-A12B
|
Financial Statements
|
|
J.P. Morgan Chase Commercial Mortgage Securities Trust 2014-C20
|
10-D
|
|
|
LanzaTech Global, Inc.
|
8-K
|
|
|
ALLIENT INC
|
8-K
|
Financial Statements
|
|
Invesco Dynamic Credit Opportunity Fund
|
NPORT-P
|
|
|
Enovix Corp
|
ARS
|
|
|
Invesco Senior Income Trust
|
NPORT-P
|
|
|
Nuburu, Inc.
|
10-K/A
|
|
|
INVO Bioscience, Inc.
|
10-K/A
|
|
|
Ocuphire Pharma, Inc.
|
DEFA14A
|
|
|
Boxer Michael A
|
4
|
|
|
THERMO FISHER SCIENTIFIC INC.
|
4
|
Financial Statements
|
|
AMERICAN NATIONAL VARIABLE ANNUITY SEPARATE ACCOUNT
|
N-VPFS
|
|
|
ROCKET PHARMACEUTICALS, INC.
|
DEFA14A
|
Financial Statements
|
|
Six Flags Entertainment Corp
|
10-K/A
|
Financial Statements
|
|
ABERCROMBIE & FITCH CO /DE/
|
DEFA14A
|
Financial Statements
|
|
BlackRock Funds III
|
485BPOS
|
|
|
PHL VARIABLE ACCUMULATION ACCOUNT
|
497VPU
|
|
|
Cheche Group Inc.
|
20-F
|
|
|
AUL AMERICAN UNIT TRUST
|
N-VPFS
|
|
|
Insense Ads, Inc
|
C-AR
|
|
|
MERCURY CAPITAL ADVISORS, LLC
|
FOCUSN
|
|
|
FENNEBRESQUE & CO., LLC
|
FOCUSN
|
|
|
PROFOR SECURITIES, LLC
|
FOCUSN
|
|
|
HAITONG INTERNATIONAL SECURITIES
|
FOCUSN
|
|
|
COBRA TRADING, INC.
|
FOCUSN
|
|
|
LAIDLAW & COMPANY
|
FOCUSN
|
|
|
QUADRIGA SECURITIES, LLC
|
FOCUSN
|
|
|
Ankura Consulting Group, LLC
|
MA/A
|
|
|
BJC CAPITAL ADVISORS LLC
|
X-17A-5
|
|
|
ALLOCATIONS SECURITIES, LLC
|
X-17A-5
|
|
|
AUSTIN GROWTH CAPITAL, LLC
|
X-17A-5
|
|
|
CRUSH SECURITIES LLC
|
X-17A-5
|
|
|
VF SECURITIES, INC
|
X-17A-5
|
|
|
FOREST ROAD SECURITIES
|
X-17A-5
|
|
|
EXCELERATION CAPITAL LLC
|
X-17A-5
|
|
|
BRONSON FINANCIAL LLC
|
X-17A-5
|
|
|
PALM TREE SECURITIES LLC
|
X-17A-5
|
|
|
NETSHARES FINANCIAL SERVICES LLC
|
X-17A-5
|
|
|
GTS EXECUTION SERVICES LLC
|
X-17A-5
|
|
|
ROOSEVELT & CROSS, INCORPORATED
|
MA/A
|
|
|
AQ TECHNOLOGY PARTNERS LLC
|
X-17A-5
|
|
|
ARLINGTON CAPITAL SERVICES, LLC
|
X-17A-5
|
|
|
EXOS SECURITIES LLC
|
X-17A-5
|
|
|
STARTENGINE PRIMARY LLC
|
X-17A-5
|
|
|
SUMMIT TRAIL SECURITIES, LLC
|
X-17A-5
|
|
|
MOOMOO FINANCIAL INC.
|
X-17A-5
|
|
|
DRUM CAPITAL CORP
|
X-17A-5
|
|
|
WILSHIRE PACIFIC CAPITAL ADVISORS, LLC
|
X-17A-5
|
|
|
STEWARD SECURITIES GROUP LLC
|
X-17A-5
|
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BCI SECURITIES, INC.
|
X-17A-5
|
|
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BERKERY NOYES SECURITIES, LLC
|
X-17A-5
|
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