| Company Name |
Form Type |
SEC Filings |
|
|
|
|
GUARDIAN SEPARATE ACCT N OF THE GUARDIAN INS & ANNUITY CO
|
497
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
497K
|
|
|
Archvest Wealth Advisors, Inc.
|
13F-HR
|
|
|
MCKISSACK CHERYL MAYBERRY
|
4
|
|
|
Droege William D
|
3
|
|
|
Manulife Private Credit Fund
|
3
|
|
|
Variable Account AA
|
497VPI
|
|
|
SEPARATE ACCOUNT A
|
497VPI
|
|
|
SYMETRA DEFERRED VARIABLE ANNUITY ACCOUNT
|
N-VP
|
|
|
IndexIQ Active ETF Trust
|
40-17G
|
|
|
IndexIQ ETF Trust
|
40-17G
|
|
|
YARGER WEALTH STRATEGIES, LLC
|
13F-HR
|
|
|
GARCIA PAUL R
|
4
|
|
|
Sears Christine
|
4
|
|
|
TRUIST FINANCIAL CORP
|
4
|
Financial Statements
|
|
Gold Flora Corp.
|
DEF 14A
|
|
|
Harmening Andrew J
|
4
|
|
|
ASSOCIATED BANC-CORP
|
4
|
Financial Statements
|
|
WEALTHSPAN PARTNERS, LLC
|
13F-HR
|
|
|
Ichor, Inc.
|
C-AR
|
|
|
Rogers Tamesa
|
4/A
|
|
|
NETGEAR, INC.
|
4/A
|
Financial Statements
|
|
COBB WILLIAM C
|
4
|
|
|
FIRST SYMETRA NATIONAL LIFE INSURANCE CO OF NY SEP ACCT S
|
N-VP
|
|
|
Central North Airport Group
|
20-F
|
Financial Statements
|
|
Working Fields Vermont, Inc.
|
D/A
|
|
|
Verde Servicos Internacionais S.A.
|
13F-HR
|
|
|
Phillips Wealth Planners LLC
|
13F-HR
|
|
|
Arcadia Biosciences, Inc.
|
10-K/A
|
Financial Statements
|
|
Stronghold Digital Mining, Inc.
|
ARS
|
Financial Statements
|
|
YSMD, LLC
|
1-K
|
|
|
CENTAUR MUTUAL FUNDS TRUST
|
NPORT-P/A
|
|
|
Gaffney Gillard Medical
|
D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C32
|
10-D
|
|
|
RMB INVESTORS TRUST
|
DEFA14A
|
|
|
Stronghold Digital Mining, Inc.
|
DEFA14A
|
Financial Statements
|
|
PGIM Rock ETF Trust
|
497
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C32
|
ABS-EE
|
|
|
Stronghold Digital Mining, Inc.
|
DEF 14A
|
Financial Statements
|
|
Bad Stuff, Inc.
|
C-AR
|
|
|
BBCMS Mortgage Trust 2024-5C25
|
10-D
|
|
|
DJDT Fossil Creek LLC
|
D
|
|
|
John Hancock GA Senior Loan Trust
|
3
|
|
|
M Financial Asset Management, Inc.
|
13F-HR
|
|
|
BBCMS Mortgage Trust 2024-5C25
|
ABS-EE
|
|
|
Allegiant Travel CO
|
DEF 14A
|
Financial Statements
|
|
BBCMS Mortgage Trust 2022-C16
|
10-D
|
|
|
Collaborative Investment Series Trust
|
485BPOS
|
|
|
Searchlight Capital Advisors IV, L.P.
|
D/A
|
|
|
Searchlight Capital IV PV-B, L.P.
|
D/A
|
|
|
Searchlight Capital IV PV-A, L.P.
|
D/A
|
|
|
Searchlight Capital IV, L.P.
|
D/A
|
|
|
Nichols Richard K
|
13F-NT
|
|
|
Sugarfina Corp
|
C-AR
|
|
|
Weinhoffer Kevin
|
3
|
|
|
MUNCY COLUMBIA FINANCIAL Corp
|
3
|
|
|
UNIONVIEW, LLC
|
13F-HR
|
|
|
YIELD10 BIOSCIENCE, INC.
|
DEF 14A
|
Financial Statements
|
|
IX Power Clean Water, Inc.
|
C-AR
|
|
|
Westhead Martin
|
4
|
|
|
NETGEAR, INC.
|
4
|
Financial Statements
|
|
BBCMS Mortgage Trust 2022-C16
|
ABS-EE
|
|
|
Tompkins Bonnie M
|
3
|
|
|
CaliberCos Inc.
|
10-K/A
|
|
|
Staloch Alison
|
4
|
|
|
Fundrise Real Estate Interval Fund, LLC
|
4
|
|
|
BAIRD FUNDS INC
|
497K
|
|
|
SMWR T1 LLC
|
D
|
|
|
Juniper Hill Capital Fund
|
D/A
|
|
|
Tasselli Stephen M
|
3
|
|
|
GRAYBAR ELECTRIC CO INC
|
DEFA14C
|
|
|
HAGEDORN JAMES
|
4
|
|
|
SCOTTS MIRACLE-GRO CO
|
4
|
Financial Statements
|
|
Juniper Hill Capital Fund LP
|
D/A
|
|
|
PRUDENTIAL VARIABLE CONTRACT ACCOUNT GI-2
|
485BPOS
|
|
|
Bridge Opportunity Zone Fund VI LP
|
D/A
|
|
|
BBCMS Mortgage Trust 2022-C17
|
10-D
|
|
|
Avivid Water Technology, LLC
|
C-AR
|
|
|
John Hancock GA Mortgage Trust
|
3
|
|
|
BBCMS Mortgage Trust 2022-C17
|
ABS-EE
|
|
|
Shannon Steven H
|
3
|
|
|
Cormack Heidi
|
4
|
|
|
HAZLETT, BURT & WATSON, INC.
|
13F-HR
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
485BPOS
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
Bator Thomas E.
|
13F-NT
|
|
|
MFS SPECIAL VALUE TRUST
|
25-NSE
|
|
|
Page Paul K
|
3
|
|
|
Benchmark 2023-V4 Mortgage Trust
|
10-D
|
|
|
Catlett Janet Anne
|
4
|
|
|
GIBRALTAR INDUSTRIES, INC.
|
4
|
Financial Statements
|
|
EquityZen Growth Technology Fund LLC - Series 1844
|
D
|
|
|
OFI INVEST ASSET MANAGEMENT
|
13F-HR
|
|
|
Syal Rajeev
|
144
|
|
|
HUNTINGTON BANCSHARES INC /MD/
|
144
|
Financial Statements
|
|
Benchmark 2023-V4 Mortgage Trust
|
ABS-EE
|
|
|
CPICS TireCo., LLC
|
D
|
|
|
Advisor Managed Portfolios
|
497K
|
|
|
TRANSAMERICA VARIABLE FUNDS
|
497VPI
|
|
|
KoreChain, Inc.
|
C-AR
|
|
|
FALCON MICHAEL F
|
4
|
|
|
SEPARATE ACCOUNT VA-K OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO
|
497J
|
|
|
SECURITY VARILIFE SEPARATE ACCOUNT
|
N-VPFS
|
|
|
Renaissance Investment Group LLC
|
13F-HR
|
|
|
SUNAMERICA SERIES TRUST
|
24F-2NT
|
|
|
Schutte John
|
4
|
|
|
Stock Yards Bancorp, Inc.
|
4
|
Financial Statements
|
|
EVelution Energy QOZ Fund, LP
|
D/A
|
|
|
PRUDENTIAL VARIABLE CONTRACT ACCOUNT GI-2
|
N-VPFS
|
|
|
McGrath Don J
|
4
|
|
|
Solar for Us 1 LLC
|
C-AR
|
|
|
TRANSAMERICA VARIABLE FUNDS
|
497VPU
|
|
|
Kerve Capital Onshore Feeder Fund LP
|
D/A
|
|
|
Arca U.S. Treasury Fund
|
486BPOS
|
|
|
Saunier Edwin S
|
4
|
|
|
Sechler Christopher
|
3
|
|
|
Turba AI, Inc.
|
D
|
|
|
SEPARATE ACCOUNT VA-K OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO
|
497
|
|
|
PHLVIC VARIABLE UNIVERSAL LIFE ACCOUNT
|
497
|
|
|
PHL VARIABLE ACCUMULATION ACCOUNT
|
497
|
|
|
SBL VARIABLE UNIVERSAL LIFE
|
N-VPFS
|
|
|
PHL Variable Accumulation Account II
|
497
|
|
|
TRANSAMERICA VARIABLE FUNDS
|
485BPOS
|
|
|
GRAYBAR ELECTRIC CO INC
|
DEF 14C
|
|
|
Privium Fund Management
|
13F-HR
|
|
|
STOCK YARDS BANK & TRUST CO
|
13F-HR
|
|
|
De3 Inc.
|
C-AR
|
|
|
VEL II ACCOUNT OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO
|
497J
|
|
|
Nuveen Global Cities REIT, Inc.
|
DEFA14A
|
|
|
BBCMS Mortgage Trust 2024-C24
|
10-D
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
497
|
|
|
MDFZ, LLC
|
C-AR
|
|
|
IMPERIAL OIL LTD
|
10-Q
|
Financial Statements
|
|
Priebe Stephen M
|
4
|
|
|
MacKenzie Realty Capital, Inc.
|
8-K
|
|
|
Caltier Fund I LP
|
1-U
|
|
|
BELITE BIO, INC
|
424B5
|
Financial Statements
|
|
Bulldog Investors, LLP
|
PREC14A
|
|
|
BNY MELLON MUNICIPAL INCOME, INC.
|
PREC14A
|
Financial Statements
|
|
Claret Asset Management Corp
|
13F-HR
|
|
|
BBCMS Mortgage Trust 2024-C24
|
ABS-EE
|
|
|
Tuozzolo Claudio
|
4
|
|
|
VICOR CORP
|
4
|
Financial Statements
|
|
WERDANN MICHAEL A
|
4
|
|
|
BBCMS Mortgage Trust 2022-C15
|
10-D
|
|
|
VEL II ACCOUNT OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO
|
497
|
|
|
EQUITRUST LIFE VARIABLE ACCOUNT II
|
N-VP
|
|
|
Bickel Paul J III
|
4
|
|
|
GUARDIAN SEPARATE ACCOUNT B
|
497
|
|
|
Volatility Shares Trust
|
NPORT-P
|
|
|
DAVENPORT & Co LLC
|
MA-I/A
|
|
|
BBCMS Mortgage Trust 2022-C15
|
ABS-EE
|
|
|
TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV
|
13F-HR
|
|
|
SilverArc Private Fund I, LP
|
D
|
|
|
Diversified Investment Strategies, LLC
|
13F-HR/A
|
|
|
TFLIC Pooled Account No. 44
|
485BPOS
|
|
|
Western Asset Investment Grade Defined Opportunity Trust Inc.
|
DEFA14A
|
|
|
BOLD BRAIN ELUCID SPV LLC
|
D/A
|
|
|
Arrow Investments Trust
|
24F-2NT
|
|
|
BANK 2022-BNK39
|
10-D
|
|
|
BBCMS Mortgage Trust 2021-C12
|
10-D
|
|
|
BBCMS Mortgage Trust 2023-C19
|
10-D
|
|
|
EQUITRUST LIFE ANNUITY ACCOUNT II
|
N-VP
|
|
|
Investment Managers Series Trust
|
485BPOS
|
|
|
CANADA
|
18-K/A
|
|
|
GUARDIAN SEPARATE ACCOUNT C
|
497
|
|
|
Blanchard Michael
|
4
|
|
|
American Picture House Corp
|
4
|
|
|
BANK 2022-BNK39
|
ABS-EE
|
|
|
420 Hotels Inc
|
C-AR
|
|
|
BBCMS Mortgage Trust 2021-C12
|
ABS-EE
|
|
|
BBCMS Mortgage Trust 2023-C19
|
ABS-EE
|
|
|
SUNAMERICA SERIES TRUST
|
24F-2NT/A
|
|
|
Perigon Wealth Management, LLC
|
13F-HR
|
|
|
EQUITRUST LIFE VARIABLE ACCOUNT
|
N-VP
|
|
|
Legion M Entertainment, Inc.
|
1-K
|
|
|
Nano Magic Inc.
|
8-K
|
|
|
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC.
|
DEFA14A
|
|
|
LKCM Funds
|
485BPOS
|
|
|
Separate Account VA FF
|
485BPOS
|
|
|
GUARDIAN VARIABLE ACCOUNT 2
|
497
|
|
|
Aduro, LLC
|
D
|
|
|
ASA Gold & Precious Metals Ltd
|
8-K
|
Financial Statements
|
|
Langdon James Howard
|
3
|
|
|
Spartan Bitcoin Mining
|
C-AR
|
|
|
Amet LLC
|
1-A
|
|
|
Arrow ETF Trust
|
24F-2NT
|
|
|
AMERICAN SHARED HOSPITAL SERVICES
|
ARS
|
Financial Statements
|
|
Navis Wealth Advisors, LLC
|
13F-HR
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
497K
|
|
|
SELINA HOSPITALITY PLC
|
SC 13G
|
|
|
Saba Capital Management, L.P.
|
SC 13G
|
|
|
East Bay Permanent Real Estate Cooperative
|
1-A/A
|
|
|
East Bay Permanent Real Estate Cooperative
|
1-K
|
|
|
Tax Lab, Inc.
|
C-AR
|
|
|
Banco BBVA Argentina S.A.
|
6-K
|
|
|
Henry David John
|
4
|
|
|
Williams Brenda R H
|
3
|
|
|
EQUITRUST LIFE ANNUITY ACCOUNT
|
N-VP
|
|
|
CF 2019-CF3 Mortgage Trust
|
10-D
|
|
|
GUARDIAN VARIABLE ACCOUNT 1
|
497
|
|
|
Liquid Mining Inc
|
C-TR
|
|
|
Hutchens & Kramer Investment Management Group, LLC
|
13F-HR
|
|
|
ScienceCast, Inc.
|
C/A
|
|
|
Symetra SEPARATE ACCOUNT C
|
497VPU
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT H
|
497VPU
|
|
|
CF 2019-CF3 Mortgage Trust
|
ABS-EE
|
|
|
Whitenight Jeffrey A
|
3
|
|
|
Valtinson Bruner Financial Planning LLC
|
13F-HR
|
|
|
BaronX Cayman, L.P.
|
D
|
|
|
Mayflower Financial Advisors, LLC
|
13F-HR
|
|
|
SkyOak Wealth, LLC
|
13F-HR
|
|
|
INTERPUBLIC GROUP OF COMPANIES, INC.
|
8-K
|
Financial Statements
|
|
WASHINGTON UNIVERSITY
|
13F-HR
|
|
|
CHP Strategic Partners II, LLC
|
D/A
|
|
|
LINCOLN NEW YORK ACCOUNT N FOR VARIABLE ANNUITIES
|
497VPU
|
|
|
Madison Wealth Partners, Inc
|
13F-HR
|
|
|
GUARDIAN SEPARATE ACCOUNT D
|
497
|
|
|
ONeill Joseph K Jr
|
3
|
|
|
Annex Development Group LLC
|
D
|
|
|
BBCMS Mortgage Trust 2021-C11
|
10-D
|
|
|
LINCOLN NEW YORK ACCOUNT N FOR VARIABLE ANNUITIES
|
497VPI
|
|
|
Chorus Capital Credit FV USD Feeder LP
|
D
|
|
|
Horizon Funds
|
NPORT-P
|
|
|
Greenhouse Lifestyle of New Jersey, LLC
|
C
|
|
|
Oakes Stephanie A
|
3
|
|
|
Healables Digital Health, Inc.
|
C-U
|
|
|
M3 Advisory Group, LLC
|
13F-HR
|
|
|
BBCMS Mortgage Trust 2021-C11
|
ABS-EE
|
|
|
Locking Line Barriers Corp
|
C-AR
|
|
|
AuguStar Variable Account D
|
N-VP
|
|
|
FIRST UNITED BANK & TRUST
|
13F-HR
|
|
|
EXXON MOBIL CORP
|
10-Q
|
Financial Statements
|
|
LINCOLN LIFE & ANNUITY VARIABLE ANNUITY ACCOUNT H
|
497VPU
|
|
|
MCMICHAEL W BRUCE JR
|
3
|
|
|
HestiaNYC Corp
|
C-AR
|
|
|
Bank of America Merrill Lynch Commercial Mortgage Trust 2016-UBS10
|
10-D
|
|
|
PROVECTUS BIOPHARMACEUTICALS, INC.
|
10-K/A
|
|
|
EQ ADVISORS TRUST
|
497
|
|
|
Lakeridge Wealth Management LLC
|
13F-HR
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
LINCOLN LIFE & ANNUITY VARIABLE ANNUITY ACCOUNT H
|
497VPI
|
|
|
TARGET CORP
|
ARS
|
Financial Statements
|
|
CARTER KEVIN T
|
4
|
|
|
Virginia National Bankshares Corp
|
4
|
|
|
BBCMS Mortgage Trust 2022-C18
|
10-D
|
|
|
SYMETRA SEPARATE ACCOUNT SL
|
497VPU
|
|
|
Hair Cara M.
|
144
|
|
|
SYMETRA SEPARATE ACCOUNT SL
|
497VPI
|
|
|
LINCOLN LIFE VARIABLE ANNUITY ACCOUNT N
|
497VPU
|
|
|
BBCMS Mortgage Trust 2022-C14
|
10-D
|
|
|
Klingerman Brian D
|
3
|
|
|
FARM BUREAU LIFE ANNUITY ACCOUNT
|
N-VP
|
|
|
BBCMS Mortgage Trust 2022-C18
|
ABS-EE
|
|
|
Series Fund H, a series of UM Pre-IPO Portfolio Fund II LLC
|
D
|
|
|
Kailix Advisors LLC
|
13F-HR
|
|
|
LINCOLN LIFE VARIABLE ANNUITY ACCOUNT N
|
497VPI
|
|
|
BANK 2019-BNK24
|
10-D
|
|
|
BBCMS Mortgage Trust 2022-C14
|
ABS-EE
|
|
|
TARGET CORP
|
DEFA14A
|
Financial Statements
|
|
Independent Family Office, LLC
|
13F-HR
|
|
|
TIAA SEPARATE ACCOUNT VA-3
|
485BPOS
|
|
|
BANK 2019-BNK24
|
ABS-EE
|
|
|
Virtu Financial, Inc.
|
ARS
|
Financial Statements
|
|
PARADIGM FUNDS
|
485BPOS
|
|
|
Jackson Real Assets Fund
|
3
|
|
|
Woodworth Patricia A
|
3
|
|
|
KILE WILLARD H JR
|
3
|
|
|
SorbiForce, Inc.
|
C-AR
|
|
|
Investment Advisory Group, LLC
|
13F-HR
|
|
|
U.S. GOLD CORP.
|
8-K
|
Financial Statements
|
|
ARGENT CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
WOOD EDWARD C III
|
3
|
|
|
TARGET CORP
|
DEF 14A
|
Financial Statements
|
|
37 CAPITAL INC
|
NT 20-F
|
|
|
Charlie's Holdings, Inc.
|
DEF 14A
|
|
|
Wehrle Mark S
|
3
|
|
|
GRAY STUART VAUGHAN RYAN
|
SC 13G
|
|
|
Digital Virgo Group S.A.
|
SEC STAFF ACTION
|
|
|
METAWORKS PLATFORMS, INC.
|
SC 13G
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT L
|
497VPU
|
|
|
FARM BUREAU LIFE VARIABLE ACCOUNT
|
N-VP
|
|
|
Bryan Murray
|
4
|
|
|
Onslow Bay Funding LLC
|
ABS-15G
|
|
|
Tedeschi Andrew
|
3
|
|
|
HTG Investment Advisors, Inc.
|
13F-HR
|
|
|
Alpha Hedge Fund, LLC/FL
|
D/A
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT L
|
497VPI
|
|
|
JONES RICHARD H
|
144
|
|
|
PEGASYSTEMS INC
|
144
|
Financial Statements
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Saucy Brew Works LLC
|
C-AR
|
|
|
RYBAK WILLIAM R
|
3
|
|
|
Investment Managers Series Trust III
|
POS EX
|
|
|
Rhee Susan S
|
3
|
|
|
DIEHL LANCE O
|
3
|
|
|
Gerber John
|
4
|
|
|
Atomera Inc
|
4
|
Financial Statements
|
|
Pliska Mark
|
3
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT C
|
497VPU
|
|