| Company Name |
Form Type |
SEC Filings |
|
|
|
|
DUMONT & BLAKE INVESTMENT ADVISORS LLC
|
13F-HR
|
|
|
Gikakis Nicolas
|
4
|
|
|
Valaris Ltd
|
DEF 14A
|
|
|
Global X Funds
|
497
|
|
|
Mayville Engineering Company, Inc.
|
4
|
Financial Statements
|
|
Kent Jennifer J.
|
4
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Great Elm Capital Corp.
|
8-K
|
Financial Statements
|
|
D.B. Root & Company, LLC
|
13F-HR
|
|
|
Trencher Daniel
|
4
|
|
|
Teladoc Health, Inc.
|
4
|
Financial Statements
|
|
Goldstein Jeffrey A
|
4
|
|
|
Fidelity National Information Services, Inc.
|
4
|
Financial Statements
|
|
MANWANI HARISH
|
4
|
|
|
Northann Corp.
|
8-K
|
|
|
SmartKem, Inc.
|
424B3
|
|
|
Chen Gloria
|
4
|
|
|
ADOBE INC.
|
4
|
Financial Statements
|
|
EXPONENT INC
|
10-K/A
|
Financial Statements
|
|
SmartTrust 665
|
S-6
|
|
|
NARAYEN SHANTANU
|
4
|
|
|
CARLSON ALLEN J
|
4
|
|
|
Tango Therapeutics, Inc.
|
PRE 14A
|
|
|
PHOENIX MOTOR INC.
|
8-K/A
|
Financial Statements
|
|
Better Choice Co Inc.
|
8-K
|
|
|
Eltoukhy Adam
|
4
|
|
|
Samsara Inc.
|
4
|
Financial Statements
|
|
Wadhwani David
|
4
|
|
|
abrdn Funds
|
497
|
|
|
Zscaler, Inc.
|
144
|
Financial Statements
|
|
Rajic Dali
|
144
|
|
|
Trilogy Capital Inc.
|
13F-HR
|
|
|
Brighthouse Fund UL for Variable Life Insurance
|
497
|
|
|
Rao Dana
|
4
|
|
|
Ehrsam Frederick Ernest III
|
144
|
|
|
Coinbase Global, Inc.
|
144
|
Financial Statements
|
|
Red Door Wealth Management, LLC
|
13F-HR
|
|
|
LOREE JAMES M
|
4
|
|
|
Usio, Inc.
|
8-K
|
|
|
Belsky Scott
|
4
|
|
|
Cardiff Lexington Corp
|
DEF 14C
|
|
|
Ned L. Sherwood Revocable Trust
|
4
|
|
|
MRMP Managers LLC
|
4
|
|
|
SHERWOOD NED L
|
4
|
|
|
BARNWELL INDUSTRIES INC
|
4
|
Financial Statements
|
|
NV5 Global, Inc.
|
8-K
|
Financial Statements
|
|
BlackRock ETF Trust
|
N-14
|
|
|
NEPC US Small Cap Equity Series
|
D/A
|
|
|
Andalusian Credit Partners, LLC
|
40-APP/A
|
|
|
Andalusian Senior Credit Fund I, LP
|
40-APP/A
|
|
|
Andalusian Credit Company, LLC
|
40-APP/A
|
|
|
Chakravarthy Anil
|
4
|
|
|
ANSYS INC
|
DEFM14A
|
Financial Statements
|
|
SHERWOOD NED L
|
SC 13D/A
|
|
|
BARNWELL INDUSTRIES INC
|
SC 13D/A
|
Financial Statements
|
|
Christen Timothy L
|
4
|
|
|
Dror Ortho-Design, Inc.
|
S-1/A
|
|
|
Krysler P. Kevan
|
144
|
|
|
Pure Storage, Inc.
|
144
|
Financial Statements
|
|
WINTRUST FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
Durn Daniel
|
4
|
|
|
LaClair Jennifer A.
|
4
|
|
|
MorphoSys AG
|
SC 14D9/A
|
Financial Statements
|
|
Shake Shack Inc.
|
8-K
|
Financial Statements
|
|
Garfield Mark S.
|
4
|
|
|
Field Matthew
|
144
|
|
|
Joby Aviation, Inc.
|
144
|
Financial Statements
|
|
CRESPI MEGAN D.
|
4
|
|
|
COMERICA INC /NEW/
|
4
|
Financial Statements
|
|
Renalytix plc
|
S-3
|
|
|
abrdn Funds
|
N-14
|
|
|
Elliott Geraldine
|
4
|
|
|
DeHoff Kate
|
144
|
|
|
Rawlings Amy Marie
|
4
|
|
|
Roblox Corp
|
4
|
Financial Statements
|
|
Gradient Capital Advisors, LLC
|
13F-HR
|
|
|
Fisher Steven L
|
4
|
|
|
STAG Industrial, Inc.
|
4
|
Financial Statements
|
|
COLBERT VIRGIS
|
4
|
|
|
AVALON CAPITAL MANAGEMENT
|
13F-HR
|
|
|
Bevirt JoeBen
|
144
|
|
|
Clever Leaves Holdings Inc.
|
8-K
|
|
|
Broadcom Inc.
|
4
|
Financial Statements
|
|
SAMUELI HENRY
|
4
|
|
|
CENTAUR MUTUAL FUNDS TRUST
|
N-CEN/A
|
|
|
Bowles Gregory
|
144
|
|
|
Casalena Anthony
|
4
|
|
|
Squarespace, Inc.
|
4
|
Financial Statements
|
|
Hudson Acquisition I Corp.
|
8-K
|
|
|
Allison Eric
|
144
|
|
|
Vivid Seats Inc.
|
POS AM
|
|
|
Rothman Jay O.
|
4
|
|
|
Knutson David L.
|
144
|
|
|
NEXTNAV INC.
|
144
|
|
|
Shair Matthew
|
4
|
|
|
Nuvalent, Inc.
|
4
|
Financial Statements
|
|
Papadopoulos Didier
|
144
|
|
|
GRAVES JEFFREY A
|
4
|
|
|
Dietz Diane M.
|
4
|
|
|
Butcher Benjamin S
|
4
|
|
|
SYNOPSYS INC
|
424B3
|
Financial Statements
|
|
SmartTrust 664
|
S-6
|
|
|
Simi Bonny W
|
144
|
|
|
HULL CHARLES W
|
4
|
|
|
PIMCO MUNICIPAL INCOME FUND II
|
SC TO-I/A
|
|
|
Wieland James
|
4
|
|
|
Sterling Real Estate Trust
|
4
|
|
|
SmartTrust 663
|
S-6
|
|
|
Puthenveetil Reji
|
4
|
|
|
Conley Emily
|
4
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND II
|
SC TO-I/A
|
|
|
NEPC Diversified Credit Series
|
D/A
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND
|
SC TO-I/A
|
|
|
CORCEPT THERAPEUTICS INC
|
ARS
|
Financial Statements
|
|
McCormick Robert L
|
4
|
|
|
OceanPal Inc.
|
SC 13D/A
|
|
|
Tuscany Shipping Corp.
|
SC 13D/A
|
|
|
Chin Jit Kee
|
4
|
|
|
ZUIKER JOSEPH R.
|
4
|
|
|
ADTRAN Holdings, Inc.
|
8-K
|
Financial Statements
|
|
BANNER CORP
|
8-K
|
Financial Statements
|
|
JEPPSON WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND III
|
SC TO-I/A
|
|
|
Creed Greg
|
4
|
|
|
PIMCO MUNICIPAL INCOME FUND III
|
SC TO-I/A
|
|
|
Netter Zvika
|
4
|
|
|
Innovid Corp.
|
4
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
|
SC TO-I/A
|
|
|
Regan Kenneth P
|
4
|
|
|
Canaan Inc.
|
F-3
|
Financial Statements
|
|
Taft Brett
|
4
|
|
|
UMH PROPERTIES, INC.
|
4
|
Financial Statements
|
|
Markus Kenneth
|
4
|
|
|
Helmreich David
|
4
|
|
|
STAFFORD HARRISON II
|
4
|
|
|
PROSPERITY BANCSHARES INC
|
4
|
Financial Statements
|
|
Callini Anthony
|
4
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
|
SC TO-I/A
|
|
|
PIMCO MUNICIPAL INCOME FUND
|
SC TO-I/A
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
|
SC TO-I/A
|
|
|
BCP SECURITIES, INC.
|
X-17A-5
|
|
|
Dilley Michelle
|
4
|
|
|
Tesla, Inc.
|
DEFA14A
|
Financial Statements
|
|
GREENE COUNTY BANCORP INC
|
8-K
|
Financial Statements
|
|
Hunt Timothy
|
4
|
|
|
BROOKDALE INTERNATIONAL PARTNERS, L.P.
|
D/A
|
|
|
Serve Robotics Inc. /DE/
|
CERT
|
|
|
Young Bruce F.
|
144
|
|
|
Concrete Pumping Holdings, Inc.
|
144
|
Financial Statements
|
|
ALLEN SAMUEL R
|
4
|
|
|
Securitize KKR Health Care Growth II Tokenized Fund SP of Securitize KKR Fund SPC Ltd.
|
D
|
|
|
Gleave Damon
|
4
|
|
|
Furber Jeffrey D.
|
4
|
|
|
Hammes Gregory P.
|
4
|
|
|
Sadot Group Inc.
|
8-K
|
Financial Statements
|
|
Blue Owl Credit Income Corp.
|
424B3
|
|
|
WEGER HANS S
|
4
|
|
|
ALLIANZ LIFE OF NY VARIABLE ACCOUNT C
|
N-4/A
|
|
|
Acrivon Therapeutics, Inc.
|
S-3
|
|
|
Carlson Michael Paul
|
4
|
|
|
Lucas Wonya Y
|
4
|
|
|
COMCAST CORP
|
4
|
Financial Statements
|
|
Cedron Jorge Andres
|
4
|
|
|
Orthofix Medical Inc.
|
4
|
Financial Statements
|
|
CALIFORNIA WATER SERVICE GROUP
|
ARS
|
Financial Statements
|
|
McGrath Sheila K.
|
4
|
|
|
William Penn Bancorporation
|
8-K
|
|
|
UNIVEST FINANCIAL Corp
|
8-K
|
Financial Statements
|
|
SmartTrust 662
|
S-6
|
|
|
Korsmo Michelle L.
|
4
|
|
|
Guillemette Larry T
|
4
|
|
|
Sila Realty Trust, Inc.
|
8-K
|
|
|
SmartTrust 661
|
S-6
|
|
|
Cornerstone Wealth Group, LLC
|
13F-HR
|
|
|
Woronoff Michael A
|
4
|
|
|
Swenson Luke B.
|
4
|
|
|
GENCO SHIPPING & TRADING LTD
|
DEFA14A
|
Financial Statements
|
|
Murillo Laura
|
4
|
|
|
Pizzuti Dana
|
4
|
|
|
Crinetics Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
MARR CHRISTOPHER P
|
4
|
|
|
Gillies Hunter
|
144
|
|
|
Aerovate Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Schreiner Megan E.
|
4
|
|
|
NNN REIT, INC.
|
8-K
|
Financial Statements
|
|
urban-gro, Inc.
|
4
|
Financial Statements
|
|
AWM Investment Company, Inc.
|
4
|
|
|
Dake Benjamin T
|
144
|
|
|
Genprex, Inc.
|
S-8
|
Financial Statements
|
|
SAFETYSPECT INC
|
D
|
|
|
KLEIN RICHARD HUNTER
|
4
|
|
|
Blue Owl Capital Corp III
|
DEFA14A
|
|
|
SYNTAX ETF TRUST
|
40-17G
|
|
|
Just Brett
|
4
|
|
|
ContextLogic Inc.
|
4
|
Financial Statements
|
|
Jordan Erica
|
4
|
|
|
Revance Therapeutics, Inc.
|
4
|
Financial Statements
|
|
VERACYTE, INC.
|
8-K/A
|
Financial Statements
|
|
Wolf Lance
|
4
|
|
|
Richardson Capital Management LLC
|
13F-HR
|
|
|
China Solar & Clean Energy Solutions, Inc.
|
C-AR
|
|
|
Priest Stephen J
|
4
|
|
|
EBAY INC
|
4
|
Financial Statements
|
|
Cain James P
|
4
|
|
|
SPENCER REBECCA
|
4
|
|
|
Cedron Jorge Andres
|
3
|
|
|
Orthofix Medical Inc.
|
3
|
Financial Statements
|
|
Jacoby Francis X III
|
4
|
|
|
Polovitz Mark
|
4
|
|
|
STEELHAMMER ROBERT H
|
4
|
|
|
Chaturvedi Pravin R
|
4
|
|
|
Jaguar Health, Inc.
|
4
|
Financial Statements
|
|
Unicycive Therapeutics, Inc.
|
4
|
|
|
Townsend John
|
4
|
|
|
MYRIAD GENETICS INC
|
ARS
|
Financial Statements
|
|
Shanmugam Muthusamy
|
4
|
|
|
ANI PHARMACEUTICALS INC
|
4
|
Financial Statements
|
|
Doshi Sunil M
|
4
|
|
|
Fidelity Bancshares, Inc.
|
D
|
|
|
CALIFORNIA WATER SERVICE GROUP
|
DEF 14A
|
Financial Statements
|
|
Wolin Jonathan S.
|
4
|
|
|
Jermasek Douglas
|
4
|
|
|
SCWorx Corp.
|
8-K
|
|
|
Annapolis Financial Services, LLC
|
13F-HR
|
|
|
Blue Owl Capital Corp
|
DEFA14A
|
Financial Statements
|
|
Lizak Carol R.
|
4
|
|
|
Shure Jared
|
4
|
|
|
Childrens Place, Inc.
|
4
|
Financial Statements
|
|
CNL Strategic Capital, LLC
|
DEFA14A
|
|
|
Gupta Pramod
|
4
|
|
|
MYRIAD GENETICS INC
|
DEFA14A
|
Financial Statements
|
|
Home Federal Bancorp, Inc. of Louisiana
|
8-K
|
Financial Statements
|
|
SF Roofdeck GP LLC
|
4
|
|
|
Steven J. McLaughlin Revocable Trust
|
4
|
|
|
EXP 2020 SPV LP
|
4
|
|
|
McLaughlin Steven J.
|
4
|
|
|
Bellevue Life Sciences Acquisition Corp.
|
10-K
|
|
|
MUELLER PERRY JR
|
4
|
|
|
Llewelyn Linda
|
4
|
|
|
Health Catalyst, Inc.
|
4
|
Financial Statements
|
|
SPI7 International Ltd.
|
40-APP/A
|
|
|
Gotham Funding II Ltd.
|
40-APP/A
|
|
|
AGL US DL Management LLC
|
40-APP/A
|
|
|
Arwen Holdings LLC
|
40-APP/A
|
|
|
AGL CLO 30 Ltd.
|
40-APP/A
|
|
|
AGL Private Credit Income Fund LP
|
40-APP/A
|
|
|
AGL CLO 29 Ltd.
|
40-APP/A
|
|
|
AGL CLO Credit Management LLC
|
40-APP/A
|
|
|
AGL Credit Management LLC
|
40-APP/A
|
|
|
AGL CLO 26 Ltd.
|
40-APP/A
|
|
|
AGL CLO 25 LTD.
|
40-APP/A
|
|
|
AGL CLO 24 LTD.
|
40-APP/A
|
|
|
AGL CLO 28 Ltd.
|
40-APP/A
|
|
|
AGL CLO 23 LTD.
|
40-APP/A
|
|
|
AGL CORE CLO 27 LTD.
|
40-APP/A
|
|
|
AGL CLO 19 LTD.
|
40-APP/A
|
|
|
AGL CLO 22 LTD.
|
40-APP/A
|
|
|
AGL CLO 17 Ltd.
|
40-APP/A
|
|
|
AGL CLO 16 Ltd.
|
40-APP/A
|
|
|
AGL Core CLO 15 Ltd.
|
40-APP/A
|
|
|
AGL CLO 6 Ltd.
|
40-APP/A
|
|
|
AGL CLO 7 Ltd.
|
40-APP/A
|
|
|
AGL CLO 14 Ltd.
|
40-APP/A
|
|
|
AGL CLO 5 Ltd.
|
40-APP/A
|
|
|
AGL Core CLO 4 Ltd.
|
40-APP/A
|
|
|
AGL Core CLO 2 Ltd.
|
40-APP/A
|
|
|
AGL CLO 3 Ltd.
|
40-APP/A
|
|
|
AGL Core Fund Vintage 2023-1, L.P.
|
40-APP/A
|
|
|
AGL Core Fund Vintage 2021-1, L.P.
|
40-APP/A
|
|
|
AGL Core Fund Vintage 2020-1, L.P.
|
40-APP/A
|
|
|
AGL Core Fund Vintage 2019-1, L.P.
|
40-APP/A
|
|
|
AGL Core CLO 8 Ltd.
|
40-APP/A
|
|
|
AGL CLO 21 LTD.
|
40-APP/A
|
|
|
AGL CLO 20 LTD.
|
40-APP/A
|
|
|
AGL CLO 10 Ltd.
|
40-APP/A
|
|
|
AGL CLO 13 Ltd.
|
40-APP/A
|
|
|
AGL CLO 12 Ltd.
|
40-APP/A
|
|
|
AGL CLO 11 Ltd.
|
40-APP/A
|
|
|
AGL CLO 9 Ltd.
|
40-APP/A
|
|
|
AGL CLO I Ltd.
|
40-APP/A
|
|
|
AGL Credit Funds ICAV
|
40-APP/A
|
|
|
GRAFTECH INTERNATIONAL LTD
|
DEFA14A
|
Financial Statements
|
|
King Steven R.
|
4
|
|
|
Gupta Shalabh K.
|
4
|
|
|
Lowenkron Melissa B
|
4
|
|
|
COMSCORE, INC.
|
PRE 14A
|
Financial Statements
|
|
MYRIAD GENETICS INC
|
DEF 14A
|
Financial Statements
|
|
Healthcare AI Acquisition Corp.
|
10-K
|
|
|
Markee Maegan
|
4
|
|
|
Broad Street Realty, Inc.
|
S-8
|
|
|
MorphoSys AG
|
SC TO-T/A
|
Financial Statements
|
|
NOVARTIS AG
|
SC TO-T/A
|
Financial Statements
|
|
Apollo Commercial Real Estate Finance, Inc.
|
4
|
Financial Statements
|
|
ROTHSTEIN STUART
|
4
|
|
|
ZyVersa Therapeutics, Inc.
|
8-K
|
|
|
US ENERGY CORP
|
DEF 14A
|
Financial Statements
|
|
White Wing Wealth Management
|
13F-HR
|
|
|
Roth CH Acquisition Co.
|
8-K
|
|
|
Hartmann Metaverse Ventures II, LP
|
D
|
|
