| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Klein Matthew B.
|
144
|
|
|
KNN PUBLIC FINANCE, LLC
|
MA-I/A
|
|
|
Smart Cups, Inc.
|
C-AR
|
|
|
CH3 Team Vehicle LLC
|
D
|
|
|
Premium Nickel Resources Ltd.
|
6-K
|
|
|
JNLNY SEPARATE ACCOUNT I
|
497
|
|
|
NRC Absolute Return Offshore, L.P.
|
D/A
|
|
|
NRC Absolute Return, L.P.
|
D/A
|
|
|
FRANCO NEVADA Corp
|
6-K
|
Financial Statements
|
|
Collaborative Investment Series Trust
|
485BPOS
|
|
|
CODA MARKETS, INC.
|
ATS-N-C
|
|
|
ACRE VENTURE PARTNERS SPV III, LP
|
D
|
|
|
Meridian Financial Partners LLC
|
13F-HR
|
|
|
Washington Robin L
|
4
|
|
|
HONEYWELL INTERNATIONAL INC
|
4
|
Financial Statements
|
|
FIRST FINANCIAL CORP /IN/
|
8-K
|
Financial Statements
|
|
DIMA Relative Offshore Fund
|
D
|
|
|
JACKSON NATIONAL SEPARATE ACCOUNT - I
|
497
|
|
|
LAMACH MICHAEL W
|
4
|
|
|
BofA Finance LLC
|
FWP
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
|
SC 13G/A
|
|
|
BURKE KEVIN
|
4
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
PIMCO CORPORATE & INCOME STRATEGY FUND
|
SC 13G/A
|
|
|
TRUELINE CAPITAL FUND III, LLC
|
D
|
|
|
Flint Deborah
|
4
|
|
|
Hamilton Lane Secondary Fund VI-A LP
|
D/A
|
|
|
Hamilton Lane Secondary Fund VI-B LP
|
D/A
|
|
|
RADD Windy City, LP
|
D
|
|
|
ANGOVE DUNCAN
|
4
|
|
|
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA
|
POS AM
|
|
|
BIP Ventures Evergreen BDC
|
8-K
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
|
SC 13G/A
|
|
|
PsiloThera, Inc.
|
C-TR
|
|
|
AYER WILLIAM S
|
4
|
|
|
bowmo, Inc.
|
PRE 14C
|
|
|
Space Angels LXXIII LLC
|
D
|
|
|
Ironwood Wealth Management, LLC.
|
13F-HR
|
|
|
Lee Rose
|
4
|
|
|
Choose Your Horizon Inc.
|
C-U
|
|
|
PROVINCE OF BRITISH COLUMBIA
|
FWP
|
|
|
DAVIS D SCOTT
|
4
|
|
|
Trinity Financial Advisors LLC
|
13F-HR
|
|
|
Cambria ETF Trust
|
485BXT
|
|
|
Truvolv, Inc.
|
D
|
|
|
Lieblein Grace
|
4
|
|
|
Trivant Custom Portfolio Group, LLC
|
13F-HR
|
|
|
POS Systems, Inc. / NV
|
D
|
|
|
Iris Acquisition Corp
|
10-K
|
|
|
Investment Research & Advisory Group, Inc.
|
13F-HR
|
|
|
Watson Robin
|
4
|
|
|
CRF Financial Group, Inc
|
MA-A
|
|
|
Baker Ellis Asset Management LLC
|
13F-HR
|
|
|
Biophytis SA/ADR
|
424B3
|
|
|
NYC SIGCRE23 Fund LP
|
D
|
|
|
Ferris Wheel Investors LLC
|
D
|
|
|
Intesa Sanpaolo S.p.A./ADR
|
F-6EF
|
|
|
BANK OF NEW YORK / ADR DIVISION
|
F-6EF
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17
|
497K
|
|
|
PGIM ETF TRUST
|
497K
|
|
|
GREYSTONE LOGISTICS, INC.
|
8-K
|
|
|
TARGET PORTFOLIO TRUST
|
497K
|
|
|
AMJ Global Technology
|
10-Q
|
|
|
Meritas Wealth Management, LLC
|
13F-HR
|
|
|
NORMAN LUKE ANTHONY
|
4
|
|
|
U.S. GOLD CORP.
|
4
|
Financial Statements
|
|
PGIM ETF TRUST
|
497
|
|
|
TZP Capital Partners IV-A
|
D/A
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 9
|
497K
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC.
|
497K
|
|
|
TZP Capital Partners IV, L.P.
|
D/A
|
|
|
Cannon Global Investment Management, LLC
|
13F-HR
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 9
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC.
|
497
|
|
|
CRA Financial Services, LLC
|
13F-HR
|
|
|
ADDISON A SERIES OF VUCP FUND LLC
|
D
|
|
|
TARGET PORTFOLIO TRUST
|
497
|
|
|
Legg Mason Global Asset Management Trust
|
DEFA14A
|
|
|
Marley Spoon Group SE
|
D/A
|
|
|
Waith.io, Inc.
|
D
|
|
|
Gibson Capital, LLC
|
13F-HR
|
|
|
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO-SABESP
|
6-K
|
|
|
KCG HoldCo, LLC
|
D
|
|
|
VitalTech Holdings, Inc.
|
D
|
|
|
HOME FEDERAL BANK OF TENNESSEE
|
13F-HR
|
|
|
Coston, McIsaac & Partners
|
13F-HR
|
|
|
Legend Financial Advisors, Inc.
|
13F-HR
|
|
|
Hickey Toni
|
4
|
|
|
Atmus Filtration Technologies Inc.
|
4
|
|
|
Marley Spoon Group SE
|
D
|
|
|
Masters Charles
|
4
|
|
|
W Nail Bar Group, LLC
|
D
|
|
|
Kathleen S. Wright Associates Inc.
|
13F-HR
|
|
|
GCM Grosvenor - Osool Investments, L.P.
|
40-APP/A
|
|
|
GCM Grosvenor Nest Sammelstiftung II, L.P.
|
40-APP/A
|
|
|
GCM Grosvenor Infrastructure Opportunities Fund, SCSp
|
40-APP/A
|
|
|
GCM Customized Fund Investment Group, L.P.
|
40-APP/A
|
|
|
CION Grosvenor Infrastructure Master Fund, LLC
|
40-APP/A
|
|
|
CION Grosvenor Management, LLC
|
40-APP/A
|
|
|
CION Grosvenor Infrastructure Fund
|
40-APP/A
|
|
|
GCM U.S. Partnership Opportunities, L.P.
|
40-APP/A
|
|
|
Alpha Z Infrastructure VI
|
40-APP/A
|
|
|
GCM Grosvenor J Infrastructure Investment Fund 2023
|
40-APP/A
|
|
|
GCM Grosvenor J Infrastructure Investment Fund 2022
|
40-APP/A
|
|
|
GCM Grosvenor Infrastructure Investment Program, L.P.
|
40-APP/A
|
|
|
GCM Grosvenor - NPS Infrastructure Asia, L.P.
|
40-APP/A
|
|
|
GCM Grosvenor Pacific, L.P.
|
40-APP/A
|
|
|
2021 Infrastructure Compartment
|
40-APP/A
|
|
|
Texas Emerging Managers Private Markets Program, L.P.
|
40-APP/A
|
|
|
GCM Blue Sails Infrastructure Offshore Opportunities Master Fund, L.P.
|
40-APP/A
|
|
|
GCM Grosvenor - NPS Infrastructure III, L.P.
|
40-APP/A
|
|
|
GCM WPP Global Infrastructure, L.P.
|
40-APP/A
|
|
|
GCM Grosvenor Cedar Infrastructure Investment Fund 2021
|
40-APP/A
|
|
|
GCM Grosvenor J Infrastructure Investment Fund 2022
|
40-APP/A
|
|
|
GCM Grosvenor J Infrastructure Investment Fund 2023
|
40-APP/A
|
|
|
Electrical Workers Infrastructure Fund, L.P.
|
40-APP/A
|
|
|
GCM - Asga Infra Investment Holdings, L.P.
|
40-APP/A
|
|
|
GCM Grosvenor KB Infra Investments, L.P.
|
40-APP/A
|
|
|
LTV Infrastructure
|
40-APP/A
|
|
|
GCM Grosvenor Multi-Asset Class Master Fund III, L.P.
|
40-APP/A
|
|
|
Grosvenor Capital Management, L.P.
|
40-APP/A
|
|
|
Kienzler Jack
|
4
|
|
|
Ranson Financial Corp
|
MA-A
|
|
|
MITCHELL W G CHAMPION
|
144
|
|
|
ARGAN INC
|
144
|
Financial Statements
|
|
Symphony Financial, Ltd. Co.
|
13F-HR
|
|
|
COMMERZ MARKETS LLC
|
X-17A-5
|
|
|
WORKIVA INC
|
DEFA14A
|
Financial Statements
|
|
Compass Municipal Advisors, LLC
|
MA-I
|
|
|
A&C Galvan Group LLC
|
MA-I
|
|
|
RAYMOND JAMES & ASSOCIATES, INC.
|
MA-I/A
|
|
|
Private Ocean, LLC
|
13F-HR
|
|
|
Abdo Financial Solutions, LLC
|
MA-I/A
|
|
|
Understory, Inc.
|
D/A
|
|
|
WORKIVA INC
|
DEF 14A
|
Financial Statements
|
|
CREATIVE REALITIES, INC.
|
8-K
|
Financial Statements
|
|
Brighthouse Funds Trust I
|
497
|
|
|
Starwood Real Estate Income Trust, Inc.
|
424B3
|
|
|
VICUS CAPITAL
|
13F-HR
|
|
|
Sinclair, Inc.
|
4
|
|
|
Ripley Christopher
|
4
|
|
|
STEPHENS GROUP ASSET MANAGEMENT, LLC
|
13F-HR
|
|
|
Tidal Trust II
|
485BPOS
|
|
|
WORKIVA INC
|
ARS
|
Financial Statements
|
|
RIDGECREST WEALTH PARTNERS, LLC
|
13F-HR
|
|
|
Alpha Omega Wealth Management LLC
|
13F-HR
|
|
|
Chase Properties Retail Opportunities Fund IV, LP
|
D
|
|
|
CHEMUNG CANAL TRUST CO
|
13F-HR
|
|
|
SA-0201 Fund I, a series of Rhone VC, LP
|
D
|
|
|
Hue Beauty, Inc.
|
D
|
|
|
Shepard Julie A
|
4
|
|
|
TRIMBLE INC.
|
4
|
Financial Statements
|
|
Sawarynski Phillip
|
4
|
|
|
Large Peter
|
4
|
|
|
Bisio Ronald
|
4
|
|
|
ROMANO BROTHERS AND COMPANY
|
13F-HR
|
|
|
SCHWARTZ MARK DAVID
|
4
|
|
|
Contrarian Commodities LP
|
D/A
|
|
|
Barnes David G
|
4
|
|
|
Allison Jennifer
|
4
|
|
|
PAINTER ROBERT G
|
4
|
|
|
World Funds Trust
|
485BXT
|
|
|
SHORE BANCSHARES INC
|
DEFA14A
|
Financial Statements
|
|
FOUNDERS FINANCIAL SECURITIES LLC
|
13F-HR
|
|
|
BJO Sdn Bhd Jan 2024 a Series of Manas Ecosystem Fund LLC
|
D
|
|
|
GUIDANCE CAPITAL, INC
|
13F-HR
|
|
|
Ink'd Greetings, Inc
|
C/A
|
|
|
ASIAN DEVELOPMENT BANK
|
DSTRBRPT
|
|
|
JVSPAC Acquisition Corp.
|
425
|
|
|
ATTICUS WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
ELBIT SYSTEMS LTD
|
6-K
|
Financial Statements
|
|
Seven Seas Capital US Feeder, LP
|
D/A
|
|
|
Snyder Mark S
|
4
|
|
|
YORK WATER CO
|
4
|
Financial Statements
|
|
Foguth Wealth Management, LLC.
|
13F-HR
|
|
|
William Marsh Rice University
|
13F-HR
|
|
|
Oxfam America, Inc.
|
PX14A6G
|
|
|
CHEVRON CORP
|
PX14A6G
|
Financial Statements
|
|
Mount Snow Inn Investors LLC
|
D
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Seefeld Fund I a Series of CGF2021 LLC
|
D
|
|
|
Poff Matthew E
|
4
|
|
|
Tiny Organics, Inc.
|
C-AR
|
|
|
ALLIANZ LIFE OF NY VARIABLE ACCOUNT C
|
485BPOS
|
|
|
Trilogy Metals Inc.
|
8-K
|
Financial Statements
|
|
Fox Hill Wealth Management
|
13F-HR
|
|
|
Brown Miller Wealth Management, LLC
|
13F-HR
|
|
|
Circuit Clinical Solutions Inc.
|
D
|
|
|
Family CFO Inc
|
13F-HR
|
|
|
Park City Angels Fund II LLC
|
D
|
|
|
Meister Doris P.
|
144
|
|
|
M&T BANK CORP
|
144
|
Financial Statements
|
|
Town & Country Bank & Trust CO dba First Bankers Trust CO
|
13F-HR
|
|
|
WELLS FARGO & COMPANY/MN
|
424B2
|
Financial Statements
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
SB FINANCIAL GROUP, INC.
|
8-K
|
Financial Statements
|
|
Hand Joseph Thomas
|
4
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
PREAXIA HEALTH CARE PAYMENT SYSTEMS INC.
|
10-Q
|
|
|
Winthrop Advisory Group LLC
|
13F-HR
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT E
|
N-VPFS
|
|
|
Johnson Devin C
|
144
|
|
|
PROGRESSIVE CORP/OH/
|
144
|
Financial Statements
|
|
TUCOWS INC /PA/
|
8-K
|
Financial Statements
|
|
NEW MEXICO EDUCATIONAL RETIREMENT BOARD
|
13F-HR
|
|
|
ENDEAVOUR SILVER CORP
|
6-K
|
Financial Statements
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
LITMAN GREGORY FUNDS TRUST
|
25-NSE
|
|
|
Brooklyn FI, LLC
|
13F-HR
|
|
|
RheumaGen, Inc.
|
D
|
|
|
Chiaruttini Alexandra C
|
4
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT C
|
N-VPFS
|
|
|
Fidelity Wise Origin Bitcoin Fund
|
FWP
|
|
|
Silver North Resources Ltd.
|
D
|
|
|
Seven Seas Capital US Feeder, LP
|
D
|
|
|
PerkCity, Inc.
|
D
|
|
|
Iron Horse Wealth Management, LLC
|
13F-HR
|
|
|
GRACIE INTERNATIONAL CREDIT OPPORTUNITIES FUND LTD
|
D/A
|
|
|
BRACEY VERNON L
|
4
|
|
|
POET TECHNOLOGIES INC.
|
6-K
|
|
|
Equitybee 22-73911, a Series of Equitybee cFund Master LLC
|
D
|
|
|
LINCOLN LIFE & ANNUITY VARIABLE ANNUITY ACCOUNT L
|
N-VPFS
|
|
|
First Guaranty Bancshares, Inc.
|
ARS
|
Financial Statements
|
|
Vetamer Capital Partners, L.P.
|
D/A
|
|
|
TRACTOR ZOOM, INC.
|
D
|
|
|
Universa Black Swan Protection Protocol XXXIX L.P.
|
D/A
|
|
|
Cyber Apps World
|
10-K/A
|
|
|
Bioquest Corp
|
1-Z
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT L
|
N-VPFS
|
|
|
Media3 Labs LLC
|
C/A
|
|
|
WINMARK CORP
|
10-Q
|
Financial Statements
|
|
GALT FINANCIAL GROUP, INC.
|
X-17A-5/A
|
|
|
ExchangeRight Income Fund
|
8-K
|
|
|
US BANCORP \DE\
|
S-8 POS
|
Financial Statements
|
|
Capital Eleven Venture Fund II LP
|
D
|
|
|
KfW
|
FWP
|
|
|
Tennessee Home & Auto LLC
|
D
|
|
|
Lineage Brands, LLC
|
D
|
|
|
CanAm Northeast Regional Center, LP II
|
D
|
|
|
ShankerValleau Wealth Advisors, Inc.
|
13F-HR
|
|
|
PocketMentor, Inc.
|
D/A
|
|
|
SBL VARIABLE ANNUITY ACCOUNT XIV
|
N-30B-2
|
|
|
RYSE Inc.
|
1-K
|
|
|
National Legal & Policy Center
|
PX14A6G
|
|
|
CONOCOPHILLIPS
|
PX14A6G
|
Financial Statements
|
|
Universa Black Swan Protection Protocol XIV L.P.
|
D/A
|
|
|
PRUDENTIALS GIBRALTAR FUND
|
485BPOS
|
|
|
One, a Series of L10Y LLC
|
D
|
|
|
VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
|
485BPOS
|
|
|
Edge Racing No Nay Mets 22
|
D
|
|
|
Edge Racing Madagascat 22
|
D
|
|
|
Mulligan Sharmila
|
4
|
|
|
CONOCOPHILLIPS
|
4
|
Financial Statements
|
|
Mabery Investment Partners, LP
|
D/A
|
|
|
Brewster Financial Planning LLC
|
13F-HR
|
|
|
Exsilio Therapeutics Inc.
|
D
|
|
|
Mach5 Therapeutics, Inc.
|
D/A
|
|
|
New Found Gold Corp.
|
6-K
|
|
|
Stockman Wealth Management, Inc.
|
13F-HR
|
|
|
SIPP International Industries, Inc.
|
15-12G
|
|
|
Private Investor Club Feeder Fund 2024-B LLC
|
D
|
|
|
Rooted Wealth Advisors, Inc.
|
13F-HR
|
|
|
Alpha Investment Inc.
|
10-K/A
|
|
|
Shell plc
|
6-K
|
|
|
Irenic Mayfair LLC
|
D
|
|
|
Citadel Investment Advisory, Inc.
|
13F-HR
|
|
|
Clark Fork Trust
|
NPORT-P
|
|
|
OneMedNet Corp
|
S-1/A
|
|
|
Equitybee 22-46941, a Series of Equitybee cFund Master LLC
|
D
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Sabey Data Center Asset Holdings LLC
|
ABS-15G
|
|
|
GRACIE CREDIT OPPORTUNITIES FUND LP
|
D/A
|
|
|
CLRS X LLC
|
D/A
|
|
|
NRC Global Select Equity Fund, L.P.
|
D/A
|
|
|
TurboTenant, Inc.
|
D/A
|
|
|
GS Finance Corp.
|
424B3
|
|
|
GOLDMAN SACHS GROUP INC
|
424B3
|
Financial Statements
|
|
Linqto Liquidshares LLC
|
D
|
|
|
FT 11384
|
487
|
|
|
BASSWOOD FINANCIAL FUND, L.P.
|
D/A
|
|
|
FT 11385
|
487
|
|
|
FT 11376
|
487
|
|
|
FT 11375
|
487
|
|
|
FT 11374
|
487
|
|
|
Basswood International Long Only Fund, Ltd.
|
D/A
|
|
|
FT 11383
|
487
|
|
|
GL-Direct HPC, LP
|
D
|
|
|
Jones Douglas Edward
|
4
|
|
|
NEOGEN CORP
|
4
|
Financial Statements
|
|
NRC Hedged Equity Offshore, L.P.
|
D/A
|
|
|
NRC Hedged Equity, L.P.
|
D/A
|
|
|
ACT Advisors, LLC.
|
13F-HR
|
|
|
Papp Investment Trust
|
497
|
|
|
US BANCORP \DE\
|
S-8
|
Financial Statements
|
|
Cannae Holdings, Inc.
|
144
|
Financial Statements
|
|
Massey Richard N
|
144
|
|
|
Bondry Management Consultants, LLC
|
MA-I/A
|
|
|
ChampionX Corp
|
425
|
|
