| Company Name |
Form Type |
SEC Filings |
|
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-C7
|
10-D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-C7
|
ABS-EE
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2020-GC46
|
10-D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2020-GC46
|
ABS-EE
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
CITIGROUP INC
|
424B3
|
Financial Statements
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
CITIZENS, INC.
|
4
|
Financial Statements
|
|
CITIZENSSELECT FUNDS
|
40-17G
|
|
|
CITIZENSSELECT FUNDS
|
497
|
|
|
CITRINE GLOBAL, CORP.
|
8-K
|
|
|
CIVITAS RESOURCES, INC.
|
8-K/A
|
Financial Statements
|
|
CK Opportunities GP, LLC
|
3
|
|
|
CK Wheels LLC
|
3
|
|
|
CLEANSPARK, INC.
|
4
|
|
|
CLEARVIEW TRADING ADVISORS, INC.
|
X-17A-5
|
|
|
CNL Healthcare Properties, Inc.
|
DEFA14A
|
|
|
COATUE LONG ONLY OFFSHORE FUND, LTD.
|
D/A
|
|
|
COHERENT CORP.
|
3
|
Financial Statements
|
|
COHERENT CORP.
|
ARS
|
Financial Statements
|
|
COHERENT CORP.
|
DEF 14A
|
Financial Statements
|
|
COHERENT CORP.
|
DEFA14A
|
Financial Statements
|
|
COLUMBIA BANKING SYSTEM, INC.
|
8-K
|
Financial Statements
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497K
|
|
|
COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC
|
D/A
|
|
|
COMMONWEALTH INTERNATIONAL SERIES TRUST
|
NPORT-P
|
|
|
COMPASS MINERALS INTERNATIONAL INC
|
424B3
|
Financial Statements
|
|
CONAGRA BRANDS INC.
|
S-8
|
Financial Statements
|
|
CONDUIT PHARMACEUTICALS INC.
|
8-K
|
|
|
CONDUIT PHARMACEUTICALS INC.
|
SC 13D
|
|
|
CONDUIT PHARMACEUTICALS INC.
|
SC 13D/A
|
|
|
CONDUIT PHARMACEUTICALS INC.
|
SC 13G
|
|
|
CONSTELLATION ENERGY GENERATION LLC
|
8-K
|
|
|
CONSUMERS BANCORP INC /OH/
|
4
|
|
|
CONTRAFECT Corp
|
8-K
|
Financial Statements
|
|
CONX Corp.
|
PRE 14A
|
|
|
COOGAN JAMES GORDON
|
3
|
|
|
COPYTRACK Technologies Inc.
|
C/A
|
|
|
CORE MOLDING TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
COTY INC.
|
424B2
|
Financial Statements
|
|
COVALENT CAPITAL PARTNERS
|
D/A
|
|
|
CPG at East Lansing Equity LLC
|
D
|
|
|
CR Group L.P.
|
4
|
|
|
CRANDELL KEITH
|
4
|
|
|
CREDIT SUISSE AG
|
6-K
|
|
|
CRESUD INC
|
6-K
|
Financial Statements
|
|
CRG Partners III
|
4
|
|
|
CRG Partners III
|
4
|
|
|
CRG Partners III - Parallel Fund
|
4
|
|
|
CRG Partners III L.P.
|
4
|
|
|
CRH PUBLIC LTD CO
|
6-K
|
Financial Statements
|
|
CS Starland Savannah 2023 Investor LLC
|
D
|
|
|
Caimi Lara
|
144
|
|
|
Caisse de retraite d'Hydro-Quebec
|
3
|
|
|
Caisse de retraite d'Hydro-Quebec
|
SC 13G
|
|
|
CalTier, Inc.
|
C
|
|
|
Calamos Antetokounmpo Sustainable Equities Trust
|
497
|
|
|
Calamos Dynamic Convertible & Income Fund
|
NPORT-P
|
|
|
Calamos Global Dynamic Income Fund
|
NPORT-P
|
|
|
Calamos Long/Short Equity & Dynamic Income Trust
|
NPORT-P
|
|
|
Calvert Management Series
|
497
|
|
|
Calvert Responsible Index Series, Inc.
|
497
|
|
|
Cannon-Brookes Michael
|
4
|
|
|
Cano Health, Inc.
|
8-K
|
|
|
Cantilever Fund I, L.P.
|
D
|
|
|
Canton Barry
|
4
|
|
|
Cantor Adam Corey
|
3
|
|
|
Capital Maritime & Trading Corp.
|
SC 13D/A
|
|
|
Capital One Auto Receivables LLC
|
305B2
|
|
|
Capital One Prime Auto Receivables Trust 2023-2
|
305B2
|
|
|
Capital Product Partners L.P.
|
6-K
|
Financial Statements
|
|
Capital Product Partners L.P.
|
SC 13D/A
|
Financial Statements
|
|
Capstone Green Energy Corp
|
SC 13G
|
|
|
Caraher Scott C.
|
4
|
|
|
Card Blanch Inc.
|
C
|
|
|
Cardone REIT I, LLC
|
1-SA
|
|
|
Carenostics Inc.
|
D
|
|
|
Carlyle Credit Solutions, Inc.
|
SC TO-I
|
|
|
Carney Robert F
|
4
|
|
|
Cartesian Growth Corp II
|
8-K
|
|
|
Cartica Acquisition Corp
|
8-K
|
|
|
Casa Systems Inc
|
8-K
|
Financial Statements
|
|
Cassano James S
|
4
|
|
|
Catinazzo Thomas
|
4
|
|
|
Cazoo Group Ltd
|
F-1
|
|
|
Centaurus Investments Ltd
|
SC 13G
|
|
|
Center Lake Capital, L.P.
|
D/A
|
|
|
Center Lake Capital, Ltd.
|
D/A
|
|
|
Certares Opportunities LLC
|
3
|
|
|
CervoMed Inc.
|
8-K/A
|
Financial Statements
|
|
CervoMed Inc.
|
S-8
|
Financial Statements
|
|
Chapman Steven Leonard
|
4
|
|
|
Charles Faith L.
|
4
|
|
|
Charney Laurence N
|
4
|
|
|
Che Austin
|
144
|
|
|
Cheche Group Inc.
|
F-1
|
|
|
Check-Cap Ltd
|
SC 13D
|
Financial Statements
|
|
Chiang Willie CW
|
4
|
|
|
China Liberal Education Holdings Ltd
|
6-K
|
Financial Statements
|
|
Chuckalovchak Kimberly K
|
4
|
|
|
Chudova Darya
|
4
|
|
|
Churchill Capital Corp VI
|
4
|
|
|
Ciccolini Vincent
|
4
|
|
|
Citigroup Commercial Mortgage Trust 2015-P1
|
10-D
|
|
|
Citigroup Commercial Mortgage Trust 2016-P3
|
10-D
|
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
Citigroup Global Markets Holdings Inc.
|
424B3
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
City National Rochdale Select Strategies Fund
|
NPORT-P
|
|
|
Clark Anthony S.
|
4
|
|
|
Clean Vision Corp
|
S-1
|
|
|
Clearside Biomedical, Inc.
|
8-K
|
Financial Statements
|
|
Clene Inc.
|
S-3/A
|
|
|
Coda Octopus Group, Inc.
|
4
|
Financial Statements
|
|
Cohen & Steers Alternative Income Fund, Inc.
|
NPORT-P
|
|
|
Cohen & Steers Low Duration Preferred & Income Fund, Inc.
|
NPORT-P
|
|
|
Cohen & Steers Preferred Securities & Income SMA Shares, Inc
|
NPORT-P
|
|
|
Cohen & Steers Tax-Advantaged Preferred Securities & Income
|
NPORT-P
|
|
|
Cohn Charles K.
|
4
|
|
|
Coliseum Capital Management, LLC
|
SC 13D/A
|
|
|
Coll John
|
144
|
|
|
Collectable Sports Assets, LLC
|
1-SA
|
|
|
Columbia Emerging Markets Equity Private Fund, LLC
|
D/A
|
|
|
Columbia Institutional High Yield Fixed Income Private Fund
|
D/A
|
|
|
Columbia Institutional High Yield Fixed Income Private Fund,
|
D/A
|
|
|
Columbia Integrated Large Cap Core Private Fund, LLC
|
D/A
|
|
|
Columbia Integrated Large Cap Value Private Fund, LLC
|
D/A
|
|
|
Columbia Integrated Micro Cap Core Private Fund, LLC
|
D/A
|
|
|
Columbia Integrated Small & Mid Cap Private Fund, LLC
|
D/A
|
|
|
Columbia Pyrford International Stock Private Fund, LLC
|
D/A
|
|
|
Columbus Hill Opportunities Fund, L.P.
|
D/A
|
|
|
Columbus Hill Opportunities Overseas, L.P.
|
D/A
|
|
|
Community Capital Trust
|
485BPOS
|
|
|
Compass Digital Acquisition Corp.
|
DEF 14A
|
|
|
Comstock Funds, Inc.
|
NPORT-P
|
|
|
Concord Acquisition Corp III
|
PRE 14A
|
|
|
Conifer Holdings, Inc.
|
25-NSE
|
Financial Statements
|
|
ConnectOne Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
Constellation Acquisition Corp I
|
8-K
|
|
|
Controladora Vuela Compania de Aviacion, S.A.B. de C.V.
|
6-K
|
Financial Statements
|
|
Controlled Delivery Systems Inc.
|
D
|
|
|
Cool Co Ltd.
|
6-K
|
|
|
Corby Capital - Allocations Funds LLC
|
D
|
|
|
Core Scientific, Inc./tx
|
8-K
|
|
|
Corvus Capital Ltd.
|
SC 13D
|
|
|
Coterra Energy Inc.
|
4
|
Financial Statements
|
|
Coulter Michael J
|
4/A
|
|
|
Covalent Capital Partners, LP
|
D/A
|
|
|
Coyuchi, Inc.
|
1-SA
|
|
|
Crescent Private Credit Income Corp
|
3
|
|
|
Crescent Private Credit Income Corp
|
424B3
|
|
|
Crestwood Equity Partners LP
|
DEFM14A
|
Financial Statements
|
|
Crombez Eric
|
4
|
|
|
CrowdStrike Holdings, Inc.
|
4
|
Financial Statements
|
|
Cryomass Technologies, Inc.
|
4
|
|
|
Cullivan Julie A
|
4
|
|
|
Curelaru Yishay
|
3
|
|
|
Cyber App Solutions Corp.
|
8-K
|
|
|
CymaBay Therapeutics, Inc.
|
144
|
Financial Statements
|
|
CymaBay Therapeutics, Inc.
|
4
|
Financial Statements
|
|
DALRADA FINANCIAL CORP
|
NT 10-K
|
|
|
DAOCERTin Technical Solutions LLC
|
D
|
|
|
DARDEN RESTAURANTS INC
|
10-Q
|
Financial Statements
|
|
DARDEN RESTAURANTS INC
|
144
|
Financial Statements
|
|
DAVIS NEW YORK VENTURE FUND INC
|
485APOS
|
|
|
DELAWARE GROUP INCOME FUNDS
|
N-CSR
|
|
|
DELLY GAYLA J
|
4
|
|
|
DENBURY INC
|
DEFM14A
|
Financial Statements
|
|
DENTSPLY SIRONA Inc.
|
8-K
|
Financial Statements
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
N-CSR
|
|
|
DEUTSCHE DWS MONEY FUNDS
|
N-CSR
|
|
|
DEUTSCHE DWS PORTFOLIO TRUST
|
N-CSRS
|
|
|
DF Growth REIT, LLC
|
1-U
|
|
|
DFA INVESTMENT DIMENSIONS GROUP INC
|
NPORT-P
|
|
|
DFA INVESTMENT TRUST CO
|
NPORT-P
|
|
|
DIAGEO PLC
|
6-K
|
Financial Statements
|
|
DIAMOND HILL INVESTMENT GROUP INC
|
8-K
|
Financial Statements
|
|
DIGITAL HEALTH ACQUISITION CORP.
|
8-K
|
|
|
DIMENSIONAL EMERGING MARKETS VALUE FUND
|
NPORT-P
|
|
|
DIMENSIONAL INVESTMENT GROUP INC
|
NPORT-P
|
|
|
DIXIE GROUP INC
|
8-K
|
Financial Statements
|
|
DODDS SCOTT E
|
4
|
|
|
DOMINI INVESTMENT TRUST
|
NPORT-P
|
|
|
DONDERO JAMES D
|
SC 13D/A
|
|
|
DORCHESTER MINERALS, L.P.
|
8-K
|
Financial Statements
|
|
DOUBLE BLACK DIAMOND LTD.
|
D/A
|
|
|
DOUBLE BLACK DIAMOND, L.P.
|
D/A
|
|
|
DREYFUS CASH MANAGEMENT
|
40-17G
|
|
|
DREYFUS CASH MANAGEMENT
|
497
|
|
|
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
|
40-17G
|
|
|
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
|
497
|
|
|
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS
|
40-17G
|
|
|
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS
|
497
|
|
|
DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS
|
40-17G
|
|
|
DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS
|
497
|
|
|
DREYFUS TREASURY SECURITIES CASH MANAGEMENT
|
40-17G
|
|
|
DREYFUS TREASURY SECURITIES CASH MANAGEMENT
|
497
|
|
|
DRIGGERS TIMOTHY K
|
4
|
|
|
DROPBOX, INC.
|
144
|
Financial Statements
|
|
DUBLON DINA
|
4
|
|
|
DUKE ENERGY FLORIDA, LLC.
|
8-K
|
|
|
DULUTH HOLDINGS INC.
|
3
|
Financial Statements
|
|
DULUTH HOLDINGS INC.
|
SC 13D/A
|
Financial Statements
|
|
Danzik Dennis M
|
4
|
|
|
Data443 Risk Mitigation, Inc.
|
8-K
|
|
|
Databricks, Inc.
|
D
|
|
|
Davis Andrew Stephen
|
3
|
|
|
Davis Jerry
|
4
|
|
|
DeVries James E
|
144
|
|
|
Debora Horvath D
|
4
|
|
|
Decentralized Crypto Financial Inc.
|
1-SA
|
|
|
Deep Track Capital, LP
|
SC 13G
|
|
|
Desai Pratik
|
4
|
|
|
Desktop Metal, Inc.
|
8-K
|
Financial Statements
|
|
Dibadj Ali
|
4
|
|
|
Digital Transformation Sponsor LLC
|
4/A
|
|
|
Dillow Jason
|
4
|
|
|
Dime Community Bancshares, Inc. /NY/
|
3
|
Financial Statements
|
|
Direct Digital Holdings, Inc.
|
8-K
|
|
|
Direct Digital Holdings, Inc.
|
SC 13E3/A
|
|
|
Direct Digital Holdings, Inc.
|
SC TO-I/A
|
|
|
Disc Medicine, Inc.
|
8-K
|
|
|
Discover Financial Services
|
8-K
|
Financial Statements
|
|
Dobson David C
|
4
|
|
|
Donaldson Michael P
|
4
|
|
|
DoorDash, Inc.
|
144
|
Financial Statements
|
|
Dorrance Bennett JR
|
4
|
|
|
DoubleLine Income Solutions Fund
|
424B5
|
|
|
DoubleLine Income Solutions Fund
|
N-2ASR
|
|
|
DoubleLine Opportunistic Credit Fund
|
424B5
|
|
|
DoubleLine Yield Opportunities Fund
|
424B5
|
|
|
Dreyfus Institutional Liquidity Funds
|
40-17G
|
|
|
Dreyfus Institutional Liquidity Funds
|
497
|
|
|
Dreyfus Institutional Reserves Funds
|
40-17G
|
|
|
Dreyfus Institutional Reserves Funds
|
497
|
|
|
Dreyfus Treasury Obligations Cash Management
|
40-17G
|
|
|
Dreyfus Treasury Obligations Cash Management
|
497
|
|
|
Drutz David
|
4
|
|
|
Duckhorn Portfolio, Inc.
|
4
|
Financial Statements
|
|
Dune Acquisition Corp
|
PRER14A
|
|
|
Dunham Funds
|
NPORT-P
|
|
|
Duolingo, Inc.
|
144
|
Financial Statements
|
|
Dyer Jay
|
4
|
|
|
EAST CAMPUS SURGERY CENTER LLC
|
D
|
|
|
EATON VANCE FLOATING RATE PORTFOLIO/MA
|
NPORT-P
|
|
|
EATON VANCE GROWTH TRUST
|
497
|
|
|
EATON VANCE INVESTMENT TRUST
|
497
|
|
|
EATON VANCE MUNICIPALS TRUST
|
497
|
|
|
EATON VANCE MUNICIPALS TRUST
|
N-CEN
|
|
|
EATON VANCE MUNICIPALS TRUST II
|
497
|
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
497
|
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
NPORT-P
|
|
|
EATON VANCE SENIOR FLOATING RATE TRUST
|
NPORT-P
|
|
|
EATON VANCE SERIES TRUST II
|
497
|
|
|
EATON VANCE SERIES TRUST II
|
NPORT-P
|
|
|
EATON VANCE SPECIAL INVESTMENT TRUST
|
497
|
|
|
EATON VANCE SPECIAL INVESTMENT TRUST
|
NPORT-P
|
|
|
EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND
|
NPORT-P
|
|
|
EATON VANCE TAX ADVANTAGED GLOBAL DIVIDEND INCOME FUND
|
NPORT-P
|
|
|
EF Capital Management, LLC
|
C
|
|
|
EKSO BIONICS HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
ELECTRONIC ARTS INC.
|
4
|
Financial Statements
|
|
EMH Howard LLC
|
4
|
|
|
EMSTER KURT VON
|
144
|
|
|
EMSTER KURT VON
|
4
|
|
|
EMULATE THERAPEUTICS, INC.
|
S-1/A
|
|
|
ENERPAC TOOL GROUP CORP
|
8-K
|
|
|
EOG RESOURCES INC
|
4
|
Financial Statements
|
|
EPILOG IMAGING SYSTEMS INC.
|
1-SA
|
|
|
EQ ADVISORS TRUST
|
497
|
|
|
EQ ADVISORS TRUST
|
497K
|
|
|
EQRx, Inc.
|
DEFM14A
|
|
|
ESCALON MEDICAL CORP
|
NT 10-K
|
|
|
ESPORTS ENTERTAINMENT GROUP, INC.
|
NT 10-K
|
|
|
ETF Opportunities Trust
|
40-APP
|
|
|
ETF Opportunities Trust
|
485BXT
|
|
|
ETF Opportunities Trust
|
APP WD
|
|
|
ETF Series Solutions
|
485BXT
|
|
|
ETF Series Solutions
|
497J
|
|
|
ETF Series Solutions
|
497K
|
|
|
ETF Series Solutions
|
NPORT-P
|
|
|
ETF Series Solutions
|
POS EX
|
|
|
ETHAN ALLEN INTERIORS INC
|
ARS
|
|
|
ETHAN ALLEN INTERIORS INC
|
DEF 14A
|
|
|
ETHAN ALLEN INTERIORS INC
|
DEFA14A
|
|
|
ETSY INC
|
4
|
Financial Statements
|
|
EUROSEAS LTD.
|
6-K
|
Financial Statements
|
|
EV-0908 Fund I, a series of Hustle Fund Angel Squad, LP
|
D
|
|
|
EVI INDUSTRIES, INC.
|
4
|
Financial Statements
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
NPORT-P
|
|
|
EXICURE, INC.
|
3
|
|
|
EXP World Holdings, Inc.
|
4
|
Financial Statements
|
|
EXXON MOBIL CORP
|
424B3
|
Financial Statements
|
|
Earth Science Tech, Inc.
|
8-K
|
|
|
East Bay Permanent Real Estate Cooperative
|
1-SA
|
|
|
Eastside Distilling, Inc.
|
8-K
|
Financial Statements
|
|
Eaton Vance Series Fund, Inc
|
497
|
|
|
Eaton Vance Series Fund, Inc
|
N-CEN
|
|
|
Eaton Vance Short Duration Diversified Income Fund
|
NPORT-P
|
|
