| Company Name |
Form Type |
SEC Filings |
|
|
|
|
TCW FUNDS INC
|
497
|
|
|
Hypernova Capital Fund I, LP
|
D
|
|
|
Terran Orbital Corp
|
8-K
|
|
|
Bessemer Venture Partners IX Institutional L.P.
|
144
|
|
|
AMG FUNDS
|
497K
|
|
|
Wilm Renee L
|
4
|
|
|
Qurate Retail, Inc.
|
4
|
Financial Statements
|
|
PIMCO Municipal Credit Income Fund
|
40-17G
|
|
|
PIMCO California Flexible Municipal Income Fund
|
40-17G
|
|
|
PIMCO Capital Solutions BDC Corp.
|
40-17G
|
|
|
PIMCO Flexible Real Estate Income Fund
|
40-17G
|
|
|
PIMCO Access Income Fund
|
40-17G
|
|
|
PIMCO Flexible Emerging Markets Income Fund
|
40-17G
|
|
|
PIMCO Dynamic Income Opportunities Fund
|
40-17G
|
|
|
PIMCO Dynamic Income Strategy Fund
|
40-17G
|
|
|
PIMCO Flexible Municipal Income Fund
|
40-17G
|
|
|
PIMCO Flexible Credit Income Fund
|
40-17G
|
|
|
PIMCO Dynamic Income Fund
|
40-17G
|
|
|
PIMCO Equity Series
|
40-17G
|
|
|
PIMCO Equity Series VIT
|
40-17G
|
|
|
PIMCO ETF Trust
|
40-17G
|
|
|
PIMCO Global StocksPLUS & Income Fund
|
40-17G
|
|
|
PIMCO Income Strategy Fund II
|
40-17G
|
|
|
PIMCO INCOME STRATEGY FUND
|
40-17G
|
|
|
PIMCO HIGH INCOME FUND
|
40-17G
|
|
|
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
|
40-17G
|
|
|
PIMCO MUNICIPAL INCOME FUND III
|
40-17G
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND III
|
40-17G
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
|
40-17G
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND II
|
40-17G
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
|
40-17G
|
|
|
PIMCO MUNICIPAL INCOME FUND II
|
40-17G
|
|
|
PIMCO CORPORATE & INCOME STRATEGY FUND
|
40-17G
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
|
40-17G
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND
|
40-17G
|
|
|
PIMCO MUNICIPAL INCOME FUND
|
40-17G
|
|
|
PIMCO Managed Accounts Trust
|
40-17G
|
|
|
PIMCO VARIABLE INSURANCE TRUST
|
40-17G
|
|
|
PIMCO STRATEGIC INCOME FUND, INC.
|
40-17G
|
|
|
PCM FUND, INC.
|
40-17G
|
|
|
PIMCO FUNDS
|
40-17G
|
|
|
Marsh Linda
|
4
|
|
|
Astrana Health, Inc.
|
4
|
Financial Statements
|
|
Bessemer Venture Partners IX L.P.
|
144
|
|
|
Libra Solutions Securitization Funding, LLC
|
ABS-15G
|
|
|
LORES ENRIQUE
|
144
|
|
|
HP INC
|
144
|
Financial Statements
|
|
FARMER BROTHERS CO
|
10-K
|
Financial Statements
|
|
Mirova US LLC
|
40-APP
|
|
|
Natixis ETF Trust II
|
40-APP
|
|
|
Natixis ETF Trust
|
40-APP
|
|
|
Gateway Trust
|
40-APP
|
|
|
GATEWAY INVESTMENT ADVISERS LLC
|
40-APP
|
|
|
Natixis Funds Trust IV
|
40-APP
|
|
|
AEW CAPITAL MANAGEMENT L P
|
40-APP
|
|
|
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
|
40-APP
|
|
|
NATIXIS ADVISORS, LLC
|
40-APP
|
|
|
LOOMIS SAYLES FUNDS I
|
40-APP
|
|
|
LOOMIS SAYLES FUNDS II
|
40-APP
|
|
|
HARRIS ASSOCIATES L P
|
40-APP
|
|
|
Natixis Funds Trust I
|
40-APP
|
|
|
LOOMIS SAYLES & CO L P
|
40-APP
|
|
|
Natixis Funds Trust II
|
40-APP
|
|
|
Geesey Jared
|
4
|
|
|
Angel Studios, Inc.
|
4
|
|
|
Syra Health Corp
|
424B4
|
|
|
Pack Jay A
|
4
|
|
|
Taylor Seth
|
4
|
|
|
HILL ROBERT R JR
|
4
|
|
|
Stellex Capital Partners Feeder III LP
|
D
|
|
|
Kaival Brands Innovations Group, Inc.
|
8-K
|
|
|
AMG FUNDS
|
497
|
|
|
SERVICE CORP INTERNATIONAL
|
FWP
|
Financial Statements
|
|
INTERNATIONAL PAPER CO /NEW/
|
DEFA14A
|
Financial Statements
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
ADAMS NATURAL RESOURCES FUND, INC.
|
SC 13D/A
|
|
|
RH
|
10-Q
|
Financial Statements
|
|
Ellis Elizabeth
|
4
|
|
|
Kimco Realty OP, LLC
|
FWP
|
|
|
PodcastOne, Inc.
|
4
|
|
|
MERRIMAN D JONATHAN
|
4
|
|
|
Primis Financial Corp.
|
8-K
|
|
|
Trio Petroleum Corp.
|
8-K
|
|
|
22nd Century Group, Inc.
|
4
|
Financial Statements
|
|
FIRESTONE LAWRENCE
|
4
|
|
|
Vivos Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
ELUTIA INC.
|
4
|
Financial Statements
|
|
Williams Michelle LeRoux
|
4
|
|
|
Mills C Randal
|
4
|
|
|
Ferguson Matthew
|
4
|
|
|
Haynes Ernest D III
|
4
|
|
|
Centerra Gold Inc.
|
6-K
|
|
|
Alexander Robert
|
4
|
|
|
Allakos Inc.
|
4
|
Financial Statements
|
|
Haas Jason
|
4
|
|
|
Chee Conley
|
4
|
|
|
Syros Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Harmon Jordan
|
4
|
|
|
Complete Solaria, Inc.
|
424B3
|
|
|
Blunt Abigail
|
4
|
|
|
Nerdy Inc.
|
4
|
|
|
BC Partners Lending Corp
|
8-K
|
|
|
ROCHE VINCENT
|
4
|
|
|
ANALOG DEVICES INC
|
4
|
Financial Statements
|
|
KIMCO REALTY CORP
|
FWP
|
Financial Statements
|
|
BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC.
|
N-23C-2
|
|
|
Puccio Richard C Jr
|
4
|
|
|
Jain Vivek
|
4
|
|
|
Reilly Patrick J.
|
4
|
|
|
FOXO TECHNOLOGIES INC.
|
8-K
|
|
|
Harrell James A. III
|
4
|
|
|
OrbiMed Israel GP Ltd.
|
144
|
|
|
Chemomab Therapeutics Ltd.
|
144
|
|
|
Bryant Gregory M
|
4
|
|
|
Harmon Neal
|
4
|
|
|
Brooks Douglas E
|
4
|
|
|
Chord Energy Corp
|
4
|
|
|
SPTIF Parent, LLC
|
ABS-15G
|
|
|
VICTORY HOUSE PORTLAND PROPERTY, LLC
|
D
|
|
|
Genie Energy Ltd.
|
144
|
Financial Statements
|
|
COURTER JAMES A
|
144
|
|
|
RADIANT LOGISTICS, INC
|
10-K
|
Financial Statements
|
|
Harmon Jeffrey
|
4
|
|
|
Fine Jeffrey Michael
|
3
|
|
|
Goldman Sachs Real Estate Finance Trust Inc
|
3
|
|
|
TOKEN COMMUNITIES LTD.
|
10-Q/A
|
|
|
Collier Charles
|
144
|
|
|
ROKU, INC
|
144
|
Financial Statements
|
|
YAP JOHANNSON L
|
4
|
|
|
FIRST INDUSTRIAL REALTY TRUST INC
|
4
|
|
|
BLACKROCK MUNIHOLDINGS FUND, INC.
|
N-23C-2
|
|
|
Coterra Energy Inc.
|
8-K
|
Financial Statements
|
|
Haley John R
|
4
|
|
|
Prospect Floating Rate & Alternative Income Fund, Inc.
|
10-K
|
|
|
AdaptHealth Corp.
|
144
|
|
|
BARASCH RICHARD A
|
144
|
|
|
OnePointTwo Investments LLC
|
D/A
|
|
|
BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC.
|
N-23C-2
|
|
|
BLACKROCK MUNICIPAL INCOME TRUST II
|
N-23C-2
|
|
|
Eos Energy Enterprises, Inc.
|
8-K
|
|
|
Brosius Mark
|
144
|
|
|
INTUITIVE SURGICAL INC
|
144
|
Financial Statements
|
|
Vinci Partners Investments Ltd.
|
6-K
|
Financial Statements
|
|
Sacks Anelise Angelino
|
4
|
|
|
ALTEROLA BIOTECH INC.
|
8-K
|
|
|
Zecca John
|
144
|
|
|
NASDAQ, INC.
|
144
|
Financial Statements
|
|
Janux Therapeutics, Inc.
|
144/A
|
Financial Statements
|
|
Reardon Tighe
|
144/A
|
|
|
NEOS ETF Trust
|
485BXT
|
|
|
Guillemot Philippe
|
4
|
|
|
Ptak Stash
|
144
|
|
|
Ganz Bryan
|
144
|
|
|
SIGNET JEWELERS LTD
|
144
|
Financial Statements
|
|
Sondel Michael
|
4
|
|
|
Brighthouse Financial, Inc.
|
S-8
|
Financial Statements
|
|
HarborOne Bancorp, Inc.
|
4
|
Financial Statements
|
|
Tryder David E.
|
4
|
|
|
Keller Andrew Joseph
|
144
|
|
|
INDEPENDENT BANK CORP /MI/
|
144
|
Financial Statements
|
|
Cole Kenneth G.
|
4
|
|
|
MASCO CORP /DE/
|
4
|
Financial Statements
|
|
Color Star Technology Co., Ltd.
|
6-K
|
|
|
Corebridge Financial, Inc.
|
8-K
|
Financial Statements
|
|
BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC.
|
N-23C-2
|
|
|
Rodman Horseheads, L.P.
|
D
|
|
|
Caimi Lara
|
144
|
|
|
Samsara Inc.
|
144
|
Financial Statements
|
|
Oncternal Therapeutics, Inc.
|
8-K
|
|
|
BLACKROCK MUNIVEST FUND II, INC.
|
N-23C-2
|
|
|
Westwind Capital
|
N-PX
|
|
|
Grissett Russell K
|
4
|
|
|
Open Lending Corp
|
8-K
|
|
|
Blackman Samuel C.
|
4
|
|
|
Day One Biopharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
BIG LOTS INC
|
10-Q
|
Financial Statements
|
|
Mansueto Joseph D
|
4
|
|
|
Morningstar, Inc.
|
4
|
Financial Statements
|
|
Territorial Bancorp Inc.
|
DEFA14A
|
Financial Statements
|
|
PEARSE DIANE M
|
4
|
|
|
Howell Laura
|
4
|
|
|
AKAMAI TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Reagan Emily
|
3
|
|
|
BLACKROCK MUNICIPAL INCOME QUALITY TRUST
|
N-23C-2
|
|
|
BRC Inc.
|
144
|
|
|
Meridan Capital Partners, L.P.
|
D/A
|
|
|
DAVIN THOMAS E
|
144
|
|
|
Complete Solaria, Inc.
|
8-K
|
|
|
Vista Point Assets LLC
|
ABS-15G
|
|
|
AIM ImmunoTech Inc.
|
8-K
|
|
|
Anuncia Medical, Inc.
|
D
|
|
|
Parsey Merdad
|
144
|
|
|
GILEAD SCIENCES, INC.
|
144
|
Financial Statements
|
|
Morris John Christopher
|
144
|
|
|
Seagate Technology Holdings plc
|
144
|
Financial Statements
|
|
TCW ETF Trust
|
N-14
|
|
|
FULLER JULIE
|
3
|
|
|
Zoetis Inc.
|
3
|
Financial Statements
|
|
Indaptus Therapeutics, Inc.
|
S-1
|
|
|
Fuller Rodger D
|
4
|
|
|
Woods Eugene A.
|
4
|
|
|
JOHNSON & JOHNSON
|
4
|
Financial Statements
|
|
FRACTYL HEALTH, INC.
|
144
|
|
|
Caplan Jay David
|
144
|
|
|
FingerMotion, Inc.
|
8-K
|
|
|
Percipient.ai Inc.
|
D/A
|
|
|
The Felix
|
144
|
|
|
Unity Software Inc.
|
144
|
Financial Statements
|
|
ITT INC.
|
8-K
|
Financial Statements
|
|
HOPE BANCORP INC
|
424B3
|
Financial Statements
|
|
T1V Apophis 1-2 LLC
|
D
|
|
|
WOODBURY EDWINA D
|
4
|
|
|
NU SKIN ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
HEWSON MARILLYN A
|
4
|
|
|
VAN LITH KAREN
|
4
|
|
|
ASSOCIATED BANC-CORP
|
4
|
Financial Statements
|
|
Barsamian Sue
|
4
|
|
|
Mercier Johanna
|
144
|
|
|
Aquaron Acquisition Corp.
|
10-Q
|
|
|
Baudis Pavel
|
4
|
|
|
BLACKROCK MUNICIPAL INCOME TRUST
|
N-23C-2
|
|
|
BLACKROCK MUNIYIELD QUALITY FUND, INC.
|
N-23C-2
|
|
|
BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.
|
N-23C-2
|
|
|
BRANDT ERIC
|
4
|
|
|
Dangeard Frank E
|
4
|
|
|
Navy Capital Green Management, LLC
|
SC 13D/A
|
|
|
CLS Holdings USA, Inc.
|
SC 13D/A
|
|
|
Garman James Robert
|
3
|
|
|
Zorko Mark A
|
4
|
|
|
Smith Sherrese M
|
4
|
|
|
RadNet, Inc.
|
8-K
|
Financial Statements
|
|
RCG Continuation Partners, LP
|
D
|
|
|
HEATH EMILY
|
4
|
|
|
FUNDRISE GROWTH EREIT VII, LLC
|
1-SA
|
|
|
Lucania James M
|
4
|
|
|
HEALTHEQUITY, INC.
|
4
|
Financial Statements
|
|
Blue Investment Opportunities, LLC - Wonder Series1
|
D
|
|
|
IBEX Ltd
|
10-K
|
Financial Statements
|
|
Hillenbrand, Inc.
|
8-K
|
Financial Statements
|
|
Denzel Nora
|
4
|
|
|
Zorko Mark A
|
3
|
|
|
NU SKIN ENTERPRISES, INC.
|
3
|
Financial Statements
|
|
Florence John M
|
4
|
|
|
BLACKROCK MUNIYIELD FUND, INC.
|
N-23C-2
|
|
|
Mindlin Marcos Marcelo
|
144
|
|
|
Pampa Energy Inc.
|
144
|
Financial Statements
|
|
Llewellyn Lindsay Catherine
|
144
|
|
|
Lyft, Inc.
|
144
|
Financial Statements
|
|
ARES STRATEGIC INCOME FUND
|
POS EX
|
|
|
Lucania James M
|
144
|
|
|
HEALTHEQUITY, INC.
|
144
|
Financial Statements
|
|
MORIAH ELAN
|
144
|
|
|
VERINT SYSTEMS INC
|
144
|
Financial Statements
|
|
Pharr Brett L.
|
4
|
|
|
PATHWARD FINANCIAL, INC.
|
4
|
Financial Statements
|
|
BlackRock Long-Term Municipal Advantage Trust
|
N-23C-2
|
|
|
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.
|
N-23C-2
|
|
|
Nelson Steven Charles
|
4
|
|
|
DarioHealth Corp.
|
4
|
Financial Statements
|
|
Wong Gregory
|
144
|
|
|
QUINSTREET, INC
|
144
|
Financial Statements
|
|
Expion360 Inc.
|
8-K
|
Financial Statements
|
|
FUNDRISE BALANCED EREIT II, LLC
|
1-SA
|
|
|
GDEV Inc.
|
6-K
|
|
|
Sana Biotechnology, Inc.
|
8-K
|
Financial Statements
|
|
BMO 2024-5C6 Mortgage Trust
|
8-K
|
|
|
Basecamp The Landing AK, LLC
|
D
|
|
|
Sinha Mallika
|
3
|
|
|
Savage Jean
|
4
|
|
|
TRINITY INDUSTRIES INC
|
4
|
Financial Statements
|
|
KELLANOVA
|
DEFA14A
|
Financial Statements
|
|
CAPITAL ONE MASTER TRUST
|
FWP
|
|
|
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
|
N-23C-2
|
|
|
Niles Sabastian
|
4
|
|
|
Salesforce, Inc.
|
4
|
Financial Statements
|
|
Singular Genomics Systems, Inc.
|
8-K
|
Financial Statements
|
|
TransDigm Group INC
|
4
|
Financial Statements
|
|
SMALL ROBERT J
|
4
|
|
|
Affirm Holdings, Inc.
|
144
|
Financial Statements
|
|
Quarles Christa S
|
144
|
|
|
Chhabra Sudhanshu
|
144
|
|
|
Zurn Elkay Water Solutions Corp
|
144
|
|
|
Varrier Rajesh
|
4/A
|
|
|
COGNIZANT TECHNOLOGY SOLUTIONS CORP
|
4/A
|
Financial Statements
|
|
DEESE GEORGE E
|
4
|
|
|
FLOWERS FOODS INC
|
4
|
Financial Statements
|
|
Lam Yat Tung
|
144
|
|
|
Credo Technology Group Holding Ltd
|
144
|
Financial Statements
|
|
CAPITAL ONE MULTI ASSET EXECUTION TRUST
|
FWP
|
|
|
Keurig Dr Pepper Inc.
|
8-K
|
Financial Statements
|
|
Drew Theresa J
|
4
|
|
|
Fuller Daniel S
|
4
|
|
|
BRINKER INTERNATIONAL, INC
|
4
|
Financial Statements
|
|
Gubbay Paul
|
144
|
|
|
Squarespace, Inc.
|
144
|
Financial Statements
|
|
Desale Pravin
|
4
|
|
|
LATTICE SEMICONDUCTOR CORP
|
4
|
Financial Statements
|
|
Fredette Stephen
|
4
|
|
|
Toast, Inc.
|
4
|
Financial Statements
|
|
Global Blue Group Holding AG
|
F-3
|
|
