| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
BRAZILIAN ELECTRIC POWER CO
|
6-K
|
Financial Statements
|
|
Pavement Preservation Investments, LP
|
D
|
|
|
Immad Akhund Fund, LP - E1
|
D
|
|
|
Immad Akhund Fund QP, LP - E1
|
D
|
|
|
DI Sponsor LLC
|
ABS-15G
|
|
|
DI Issuer LLC
|
ABS-15G
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
FIFTH THIRD BANCORP
|
424B5
|
Financial Statements
|
|
Kaneh Group LLC
|
D
|
|
|
SAMI KINETIC INNOVATIONS, LLC
|
D
|
|
|
BRF S.A.
|
6-K
|
Financial Statements
|
|
STARWOOD PROPERTY TRUST, INC.
|
424B5
|
|
|
PACIFIC GAS & ELECTRIC Co
|
424B2
|
|
|
Alter VC Fund, LP - C3
|
D/A
|
|
|
Climate Venture Capital, LP - D3
|
D
|
|
|
CapitalX, LP - E1
|
D/A
|
|
|
CapitalX QP, LP - E1
|
D/A
|
|
|
Zions Bancorporation, N.A.
|
N-PX
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
KEY Investment Partners Fund II LP
|
D/A
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
Bounced Inc.
|
D
|
|
|
Tickmark, Inc.
|
D
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Synergy Financial Group, LTD
|
N-PX
|
|
|
Safe Pro Group Inc.
|
8-K
|
|
|
CalEthos, Inc.
|
D
|
|
|
Uber Technologies, Inc
|
FWP
|
Financial Statements
|
|
Frontieras North America
|
C
|
|
|
Making Fun, Inc.
|
C
|
|
|
Pinstripes Holdings, Inc.
|
424B3
|
|
|
Serina Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
VIOLET MEADOWS PROPERTY LLC
|
D
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
peeq, inc.
|
D
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
THC Therapeutics, Inc.
|
10-Q
|
|
|
Onconetix, Inc.
|
8-K
|
Financial Statements
|
|
Midwest Heritage Bank, FSB
|
N-PX
|
|
|
22 Salute, LLC
|
C/A
|
|
|
Envirotech Vehicles, Inc.
|
8-K
|
|
|
Jefferies Financial Group Inc.
|
424B2
|
Financial Statements
|
|
ICP Group Maridea, LLC
|
D
|
|
|
Kindah Capital Group LLC
|
D
|
|
|
Autonomix Medical, Inc.
|
DEFA14A
|
|
|
INDEPENDENCE REALTY TRUST, INC.
|
424B5
|
|
|
BIOHARVEST SCIENCES INC.
|
6-K
|
|
|
EIG14T EHW Fund X LLC
|
D
|
|
|
Press4 LLC
|
C/A
|
|
|
Osisko Development Corp.
|
6-K
|
|
|
TOCA Football, Inc.
|
D/A
|
|
|
Option3 Resilient, LLC
|
D
|
|
|
AeroVironment Inc
|
10-Q
|
Financial Statements
|
|
PIMCO Dynamic Income Strategy Fund
|
N-CSR
|
|
|
CommLoan, Inc.
|
D/A
|
|
|
ADVENT TECHNOLOGIES HOLDINGS, INC.
|
8-K
|
|
|
TRUPANION, INC.
|
8-K
|
Financial Statements
|
|
EIG14T EHW Fund IX LLC
|
D
|
|
|
Vista Energy, S.A.B. de C.V.
|
6-K
|
Financial Statements
|
|
VERINT SYSTEMS INC
|
10-Q
|
Financial Statements
|
|
86 Highland MB LLC
|
D
|
|
|
SecureWorks Corp
|
8-K
|
Financial Statements
|
|
MA-0817 Fund I, a series of New Lab Ventures AL SPV, LP
|
D
|
|
|
JO-0801 Fund IV, a series of Psychedelic Medicine SPV, LP
|
D
|
|
|
TE-0802 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
GR-0711 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
FPG Ad Ultra I, LP
|
D
|
|
|
BioXcel Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
FIRST OF LONG ISLAND CORP
|
425
|
Financial Statements
|
|
ConnectOne Bancorp, Inc.
|
425
|
Financial Statements
|
|
QUEBEC
|
18-K/A
|
|
|
Jaenicke Benjamin W
|
4
|
|
|
CBL & ASSOCIATES PROPERTIES INC
|
4
|
Financial Statements
|
|
James Alpha Funds Trust
|
497
|
|
|
COUNTRY INVESTORS VARIABLE LIFE ACCOUNT
|
N-30B-2
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
424B3
|
|
|
JPMORGAN CHASE & CO
|
424B3
|
Financial Statements
|
|
Gatos Silver, Inc.
|
425
|
Financial Statements
|
|
FIRST MAJESTIC SILVER CORP
|
425
|
Financial Statements
|
|
Brummer Derek
|
144
|
|
|
RADIAN GROUP INC
|
144
|
Financial Statements
|
|
King David R.
|
144
|
|
|
Flywire Corp
|
144
|
Financial Statements
|
|
Andalusian Credit Company, LLC
|
8-K
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Cre8 Enterprise Ltd
|
F-1/A
|
|
|
Onex Direct Lending BDC Fund
|
8-K
|
|
|
COUNTRY INVESTORS VARIABLE ANNUITY ACCOUNT
|
N-30B-2
|
|
|
AssetMark Financial Holdings, Inc.
|
8-K
|
Financial Statements
|
|
RESERVE AT BELLWOOD LLC
|
D
|
|
|
ENDRA Life Sciences Inc.
|
4/A
|
Financial Statements
|
|
UBS Group AG
|
4/A
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
Kraemer Rick
|
4
|
|
|
FULTON FINANCIAL CORP
|
4
|
Financial Statements
|
|
Cossetti Anthony
|
4
|
|
|
STONEBRIDGE ADVISORS LLC
|
13F-HR/A
|
|
|
Thakore Nainoor
|
N-PX
|
|
|
Calamos Aksia Alternative Credit & Income Fund
|
4
|
|
|
Koudounis John S.
|
4
|
|
|
Bridger Fund I, LP
|
D/A
|
|
|
GABELLI DIVIDEND & INCOME TRUST
|
4
|
Financial Statements
|
|
GABELLI MARIO J
|
4
|
|
|
KENDER ANTHONY
|
144
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
144
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
485BXT
|
|
|
CORE ATLANTA NORTHSIDE FUND, LP
|
D
|
|
|
PUTNAM MONEY MARKET FUND
|
N-MFP3/A
|
|
|
Cyber Enviro-Tech, Inc.
|
10-Q
|
|
|
Headline Wombat SPV, L.P.
|
D
|
|
|
Massaro Michael
|
144
|
|
|
Whitebark Core Onshore Fund LP
|
D
|
|
|
DiSiena Mark
|
4
|
|
|
AgEagle Aerial Systems Inc.
|
4
|
Financial Statements
|
|
Navigator Medicines, Inc.
|
D
|
|
|
COLUMBIA FUNDS VARIABLE INSURANCE TRUST
|
N-CSRS
|
|
|
Stenberg Jon
|
4
|
|
|
CITIZENS, INC.
|
4
|
Financial Statements
|
|
HC CAPITAL TRUST
|
N-CSR/A
|
|
|
Irby William Gordon
|
4
|
|
|
DREF IV BLC CIV LP
|
D
|
|
|
NEOS ETF Trust
|
485BXT
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
N-CSRS
|
|
|
LifeLine Family Heritage Fund II, LP
|
D/A
|
|
|
Apple iSports Group, Inc.
|
8-K
|
|
|
BMO 2024-C9 Mortgage Trust
|
8-K
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B8
|
|
|
JPMORGAN CHASE & CO
|
424B8
|
Financial Statements
|
|
EXECUTIVE SERVICES SECURITIES, LLC
|
X-17A-5
|
|
|
Everest Consolidator Acquisition Corp
|
SC 13G/A
|
|
|
WOLVERINE ASSET MANAGEMENT LLC
|
SC 13G/A
|
|
|
DONNELLY TIMOTHY
|
4
|
|
|
AMERICAN VANGUARD CORP
|
4
|
Financial Statements
|
|
BMO 2024-5C5 Mortgage Trust
|
8-K
|
|
|
Diametric Capital, LP
|
N-PX
|
|
|
Youxia RUNE Fund USA LP
|
D/A
|
|
|
Nushares ETF Trust
|
N-CSRS
|
|
|
2811 Ferguson Ranch - Fund, LLC
|
D
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
ATLAS GROVE SPECIAL OPPORTUNITIES II LP
|
D
|
|
|
Elevation Series Trust
|
N-PX/A
|
|
|
Nuveen Multi-Asset Income Fund
|
N-CSRS
|
|
|
MCM - NET LEASE I, LLC
|
D/A
|
|
|
USEE ELECTRONIC COMMERCE LTD
|
SEC STAFF ACTION
|
|
|
BOZHI FANGLUE INTERNATIONAL INVESTMENT GROUP CO LTD
|
SEC STAFF ACTION
|
|
|
Eck Steven W
|
144
|
|
|
Avantor, Inc.
|
144
|
Financial Statements
|
|
Nuveen Core Plus Impact Fund
|
N-CSRS
|
|
|
Gunn Scott David
|
144
|
|
|
International Game Technology PLC
|
144
|
Financial Statements
|
|
Columbia Funds Variable Series Trust II
|
N-CSRS
|
|
|
IMPAX FUNDS SERIES TRUST III
|
N-CSRS
|
|
|
ExThera Medical Corp
|
D
|
|
|
IMPAX FUNDS SERIES TRUST I
|
N-CSRS
|
|
|
Northern Lights Fund Trust
|
497
|
|
|
Imagen Weems Support Services, LLC
|
D
|
|
|
IMAGEN DENTAL PARTNERS, LLC
|
D
|
|
|
SIERRA SUMMIT ADVISORS LLC
|
N-PX/A
|
|
|
Tomlin Jean
|
4
|
|
|
Capri Holdings Ltd
|
4
|
|
|
THOMPSON JANE A.
|
4
|
|
|
OPENCITY, INC.
|
D
|
|
|
Nuveen Core Equity Alpha Fund
|
N-CSRS
|
|
|
Reitman Stephen F
|
4
|
|
|
Nuveen Global High Income Fund
|
N-CSRS
|
|
|
McCluskey Helen
|
144
|
|
|
ABERCROMBIE & FITCH CO /DE/
|
144
|
Financial Statements
|
|
NEW AMERICA HIGH INCOME FUND INC
|
N-CSRS
|
|
|
VERNEUILLE JANET T
|
4
|
|
|
FIRST OF LONG ISLAND CORP
|
4
|
Financial Statements
|
|
FMSBONDS, INC.
|
X-17A-5
|
|
|
Nuveen S&P 500 BuyWrite Income Fund
|
N-CSRS
|
|
|
Benchmark 2024-V7 Mortgage Trust
|
8-K
|
|
|
MCM - NET LEASE I, LLC
|
D
|
|
|
ENDRA Life Sciences Inc.
|
3/A
|
Financial Statements
|
|
UBS Group AG
|
3/A
|
Financial Statements
|
|
UBS AG
|
424B2
|
|
|
Nuveen NASDAQ 100 Dynamic Overwrite Fund
|
N-CSRS
|
|
|
RYAN BROKERAGE SERVICES, LLC
|
FOCUSN
|
|
|
NUVEEN REAL ESTATE INCOME FUND
|
N-CSRS
|
|
|
PCM Development LLC
|
D
|
|
|
Madhavan Mahesh
|
4
|
|
|
Archer Edward T.
|
144
|
|
|
Fabrinet
|
144
|
Financial Statements
|
|
Eagle's View Japan Arbitrage Offshore Fund, Ltd.
|
D
|
|
|
Plourd Martin E
|
4
|
|
|
Community West Bancshares
|
4
|
Financial Statements
|
|
MARTIN JEFFREY MICHAEL
|
4
|
|
|
ANUBIS SECURITIES LLC
|
FOCUSN
|
|
|
Alphabet Inc.
|
4
|
Financial Statements
|
|
Pichai Sundar
|
4
|
|
|
U.S. Monthly Income Fund for Puerto Rico Residents, Inc.
|
N-CSRS
|
|
|
Nuveen Multi-Market Income Fund
|
N-CSR
|
|
|
Avrett Shannon R
|
4
|
|
|
Tax Free Fund for Puerto Rico Residents, Inc.
|
N-CSRS
|
|
|
CAGLE DAWN M
|
4
|
|
|
BOLT-X LLC
|
FOCUSN
|
|
|
Nuveen Dow 30sm Dynamic Overwrite Fund
|
N-CSRS
|
|
|
James Alpha Funds Trust
|
N-14/A
|
|
|
Hiive Groq Series I a Series of Hiive Groq LLC
|
D
|
|
|
Nuveen Mortgage & Income Fund/MA/
|
N-CSRS
|
|
|
GLOBAL LEISURE PARTNERS, LLC
|
FOCUSN
|
|
|
NUVEEN INVESTMENT TRUST
|
N-CSR
|
|
|
SPRING ROCK MANUFACTURING PARTNERS I-A LP
|
D
|
|
|
Spinnaker ETF Series
|
N-CSR
|
|
|
Sports SPV Apr 2024 a Series of CGF2021 LLC
|
D
|
|
|
Insight Select Income Fund
|
40-17F2
|
|
|
Griscom Paul
|
144
|
|
|
Gibbons Judy
|
4
|
|
|
Macy's, Inc.
|
144
|
Financial Statements
|
|
Zomedica Corp.
|
4
|
Financial Statements
|
|
HEATON LARRY C II
|
4
|
|
|
Catalyst Bancorp, Inc.
|
4
|
|
|
Zanco Joseph B
|
4
|
|
|
Bourque Jacques L.J.
|
4
|
|
|
Quebedeaux Amanda B.
|
4
|
|
|
COLLEGE RETIREMENT EQUITIES FUND
|
N-CSRS
|
|
|
Freestone Robin Anthony David
|
4
|
|
|
BMO 2024-5C6 Mortgage Trust
|
FWP
|
|
|
BMO Commercial Mortgage Securities LLC
|
FWP
|
|
|
Buchenroth Patrick
|
4
|
|
|
ACCO BRANDS Corp
|
4
|
Financial Statements
|
|
Gust Collective Forecastr Jul 2024 a Series of CGF2021 LLC
|
D
|
|
|
PIONEER MONEY MARKET TRUST
|
N-MFP3
|
|
|
Krane Shares Trust
|
485BXT
|
|
|
KINGFISHER SECURITIES, LLC
|
FOCUSN
|
|
|
Gross-Wen Technologies, Inc.
|
D/A
|
|
|
Turnbough Anne
|
4
|
|
|
Crouther Marilyn C
|
4
|
|
|
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
|
425
|
Financial Statements
|
|
Minutemen Bloodstock II, LLC
|
D/A
|
|
|
HD Series A SAFE Apr 2024 a Series of CGF2021 LLC
|
D
|
|
|
Nuveen Real Asset Income & Growth Fund
|
N-CSRS
|
|
|
Nuveen Investment Trust V
|
N-CSRS
|
|
|
Nuveen S&P 500 Dynamic Overwrite Fund
|
N-CSRS
|
|
|
Drews Richard E. Jr.
|
4
|
|
|
Southern States Bancshares, Inc.
|
4
|
Financial Statements
|
|
Spinnaker ETF Series
|
N-CSRS
|
|
|
NUVEEN INVESTMENT TRUST II
|
N-CSR
|
|
|
Carvana Receivables Depositor LLC
|
305B2
|
|
|
Cruiser Capital Advisors, LLC
|
4
|
|
|
ROSENBLOOM KEITH M
|
4
|
|
|
Capri Holdings Ltd
|
8-K
|
|
|
CION Ares Diversified Credit Fund
|
N-CSRS
|
|
|
Johnson David` T.
|
4
|
|
|
Cottonwood Communities, Inc.
|
8-K
|
|
|
TIAA SEPARATE ACCOUNT VA 1
|
N-CSRS
|
|
|
Meridian BC 2, LP
|
D
|
|
|
1997 Fund Ltd in respect of its segregated account designated as ILS Classic Fund
|
D/A
|
|
|
Chillshark, Inc.
|
D
|
|
|
PENN SERIES FUNDS INC
|
N-MFP3
|
|
|
Sifford David
|
3
|
|
|
ECOFIN SUSTAINABLE & SOCIAL IMPACT TERM FUND
|
3
|
|
|
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
|
6-K
|
Financial Statements
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
Eagle's View Japan Arbitrage Fund, L.P.
|
D
|
|
|
Innovator ETFs Trust
|
485BXT
|
|
|
Anderson Mark C
|
4
|
|
|
EATON VANCE SERIES TRUST II
|
N-CEN
|
|
|
EATON VANCE SENIOR INCOME TRUST
|
N-CEN
|
|
|
HOME PROJ 16 LLC
|
D
|
|
|
CAMPBELL FUND TRUST
|
8-K
|
|
|
STURDIVANT & CO. INC.
|
FOCUSN
|
|
|
Pacific Oak Strategic Opportunity REIT, Inc.
|
8-K
|
|
|
TIAA-CREF LIFE FUNDS
|
N-CSRS
|
|
|
Marifian Mark
|
3
|
|
|
ZenniHome Holdings Inc.
|
D
|
|
|
Alkire Michael J.
|
4
|
|
|
Premier, Inc.
|
4
|
Financial Statements
|
|
BofA Finance LLC
|
FWP
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
ZenniHome Holdings Inc.
|
D/A
|
|
|
BMO 2024-5C6 Mortgage Trust
|
ABS-EE
|
|
|
BMO Commercial Mortgage Securities LLC
|
ABS-EE
|
|
|
Fiddler Labs, Inc.
|
D
|
|
|
Texas Oil Partners Briscoe #1, L.P.
|
D
|
|
|
MV Global Carbon Fund LP
|
D/A
|
|
|
SURFWICHES SANDWICH SHOP, INC.
|
C/A
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
Paradowski Mark R
|
4/A
|
|
|
COLUMBUS MCKINNON CORP
|
4/A
|
Financial Statements
|
|
MOORE PATTYE L
|
144
|
|
|
ONEOK INC /NEW/
|
144
|
Financial Statements
|
|
Buchanan Christopher Scott
|
4
|
|
|
Bitcoin Depot Inc.
|
4
|
|
|
Molecule Ventures LP
|
D/A
|
|
|
Smoky Mountain AV Investors LLC
|
D
|
|
|
Northern Lights Fund Trust
|
N-CSR
|
|
|
Hood Amy
|
144
|
|
|
MICROSOFT CORP
|
144
|
Financial Statements
|
|
Ohsiek George F.
|
3
|
|
|
Chubb Ltd
|
3
|
Financial Statements
|
|
Accordant ODCE Index Fund
|
N-CSR
|
|
|
Oliver Lawrence T.
|
4
|
|
|
RGC RESOURCES INC
|
4
|
Financial Statements
|
|
Connally Stan W
|
4
|
|
