| Company Name |
Form Type |
SEC Filings |
|
|
|
|
REPUBLIC FIRST BANCORP INC
|
8-K
|
Financial Statements
|
|
Kryptanium Capital Liquid Fund I SP
|
D
|
|
|
Recon Technology, Ltd
|
20-F
|
|
|
SPDR SERIES TRUST
|
497K
|
|
|
XORTX Therapeutics Inc.
|
6-K
|
|
|
Troy Minerals Inc.
|
D
|
|
|
Hostess Brands, Inc.
|
SC TO-T/A
|
Financial Statements
|
|
J M SMUCKER Co
|
SC TO-T/A
|
Financial Statements
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
Walgreens Boots Alliance, Inc.
|
8-K/A
|
Financial Statements
|
|
BofA Finance LLC
|
FWP
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Panamera Holdings Corp
|
NT 10-K
|
|
|
Beach Point Capital Management LP
|
13F-HR
|
|
|
Mainsail Financial Group, LLC
|
13F-HR
|
|
|
10X Capital Venture Acquisition Corp. II
|
S-4/A
|
|
|
XAI Octagon Floating Rate & Alternative Income Term Trust
|
40-17G
|
|
|
AG Mortgage Investment Trust, Inc.
|
425
|
|
|
Western Asset Mortgage Capital Corp
|
425
|
Financial Statements
|
|
Insight Inv LLC
|
13F-HR
|
|
|
AG Mortgage Investment Trust, Inc.
|
8-K
|
|
|
DUMONT & BLAKE INVESTMENT ADVISORS LLC
|
13F-HR
|
|
|
CBOE Vest Financial, LLC
|
13F-HR
|
|
|
COMPASS CAPITAL MANAGEMENT, INC
|
13F-HR
|
|
|
BLODGETT WEALTH ADVISORS, LLC
|
13F-HR
|
|
|
Narwhal Capital Management
|
13F-HR
|
|
|
MorganRosel Wealth Management, LLC
|
13F-HR
|
|
|
Bellwether Advisors, LLC
|
13F-HR
|
|
|
Fund 007, a series of StartupNV Master LLC
|
D
|
|
|
PARTHENON LLC
|
13F-HR
|
|
|
First Trust Direct Indexing L.P.
|
13F-HR
|
|
|
WOOSTER CORTHELL WEALTH MANAGEMENT, INC.
|
13F-HR
|
|
|
GSG Advisors LLC
|
13F-HR
|
|
|
FLEX LTD.
|
10-Q
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
ISQ Energy Transition Fund
|
D
|
|
|
ISQ Energy Transition Fund
|
D
|
|
|
ISQ Energy Transition Fund, L.P.
|
D
|
|
|
MWA Asset Management
|
13F-HR
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
WEST BANCORPORATION INC
|
13F-HR
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Prove Identity, Inc.
|
D
|
|
|
Conestoga Capital Advisors, LLC
|
13F-HR
|
|
|
Oakwell Private Wealth Management, LLC
|
13F-HR
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-NXS5
|
10-D
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Tofla Megaline Inc.
|
10-K
|
|
|
Pflug Koory, LLC
|
13F-HR
|
|
|
AdvisorShares Trust
|
485BPOS
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Rayhill Brian
|
4
|
|
|
CONSUMER PORTFOLIO SERVICES, INC.
|
4
|
Financial Statements
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
Yelin Lapidot Holdings Management Ltd.
|
13F-HR
|
|
|
TOWNHALL PRO, INC.
|
D
|
|
|
Sbragia John
|
4
|
|
|
GATX CORP
|
4
|
Financial Statements
|
|
Yelin Lapidot Mutual Funds Management Ltd
|
13F-NT
|
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C25
|
10-D
|
|
|
BA-0922 Gaingels Fund I, a series of 2022 Ventures Early, LP
|
D
|
|
|
Yelin Lapidot Provident Funds Management Ltd
|
13F-NT
|
|
|
Robotti Global Fund, LLC
|
D
|
|
|
Waycross Investment Management Co
|
13F-HR
|
|
|
PetroGas Co
|
10-Q
|
|
|
Benchmark 2022-B36 Mortgage Trust
|
10-D
|
|
|
Abundance Wealth Counselors
|
13F-HR
|
|
|
Kades & Cheifetz LLC
|
13F-HR
|
|
|
Medicale Corp.
|
8-K
|
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C21
|
10-D
|
|
|
John Hancock Exchange-Traded Fund Trust
|
497
|
|
|
Benchmark 2022-B36 Mortgage Trust
|
ABS-EE
|
|
|
MERITAGE PORTFOLIO MANAGEMENT
|
13F-HR
|
|
|
JPMDB Commercial Mortgage Securities Trust 2016-C2
|
10-D
|
|
|
Spinnaker ETF Series
|
485BXT
|
|
|
ETF Opportunities Trust
|
24F-2NT
|
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C24
|
10-D
|
|
|
BANK 2017-BNK7
|
10-D
|
|
|
NORTHERN FUNDS
|
497
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C44
|
10-D
|
|
|
Greater New Haven ASC, LLC
|
D/A
|
|
|
Exchange Capital Management, Inc.
|
13F-HR
|
|
|
BANK 2017-BNK7
|
ABS-EE
|
|
|
Pathway Financial Advisors LLC
|
13F-HR
|
|
|
One Travel Ventures - Acai Pre-seed, a Series of Vauban Platform LP
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C44
|
ABS-EE
|
|
|
LABORATORY CORP OF AMERICA HOLDINGS
|
10-Q
|
Financial Statements
|
|
CHANG DENNIS
|
4
|
|
|
Voip-pal.com Inc
|
4
|
|
|
Chriss James Alexander
|
144
|
|
|
INTUIT INC.
|
144
|
Financial Statements
|
|
Ravenswood Investments III LP
|
D
|
|
|
Meza Leal Andres Manuel
|
4
|
|
|
AMERICAN BATTERY TECHNOLOGY Co
|
4
|
|
|
Rubicon Fund II PF LP
|
D
|
|
|
Collins John DeNeen
|
144
|
|
|
LIVEPERSON INC
|
144
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2018-C48
|
10-D
|
|
|
Maximalto Ventures IV LLC
|
D/A
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C29
|
10-D
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
JPMBB Commercial Mortgage Securities Trust 2016-C1
|
10-D
|
|
|
NLO Mezzanine Borrower LLC
|
D
|
|
|
Wolfshohl Candace K
|
4
|
|
|
CULLEN/FROST BANKERS, INC.
|
4
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2018-C48
|
ABS-EE
|
|
|
MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I
|
485BXT
|
|
|
RFP Financial Group LLC
|
13F-HR
|
|
|
Severyn Carol Jean
|
4
|
|
|
IAMS WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
JPMDB Commercial Mortgage Securities Trust 2017-C5
|
10-D
|
|
|
BETHGE LAURA H
|
144
|
|
|
ROYAL CARIBBEAN CRUISES LTD
|
144
|
Financial Statements
|
|
CAMECO CORP
|
6-K
|
Financial Statements
|
|
Stead Jimmy
|
4
|
|
|
VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A
|
497VPU
|
|
|
Salinas Jerry
|
4
|
|
|
JusBrasil, Ltd.
|
D
|
|
|
JPMDB Commercial Mortgage Securities Trust 2017-C5
|
ABS-EE
|
|
|
Read Colin L
|
4
|
|
|
ARROW FINANCIAL CORP
|
4
|
Financial Statements
|
|
GoodPeak Holdings, LLC
|
D
|
|
|
Kasanoff Howard L.
|
4
|
|
|
Ankam Inc.
|
8-K
|
|
|
Barrett & Benitez Development
|
C/A
|
|
|
Ravenswood Investment Co L.P.
|
D
|
|
|
BZH ATIDAN Venture Opportunities, a Series of Vauban Platform LP
|
D
|
|
|
GREEN PHILLIP D
|
4
|
|
|
Waterstone Financial, Inc.
|
4
|
Financial Statements
|
|
Gordon Douglas S
|
4
|
|
|
CPA OPPORTUNITY FUND I, L.P.
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2013-LC12
|
10-D
|
|
|
PIONEER TRUST BANK N A/OR
|
13F-HR
|
|
|
FROST PATRICK B
|
4
|
|
|
BANK5 2023-5YR1
|
10-D
|
|
|
VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A
|
497VPI
|
|
|
Bracher Paul
|
4
|
|
|
HUSSMAN INVESTMENT TRUST
|
485BPOS
|
|
|
BANK5 2023-5YR1
|
ABS-EE
|
|
|
JPMCC Commercial Mortgage Securities Trust 2015-JP1
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C30
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-SG1
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C43
|
10-D
|
|
|
Berman Bobby
|
4
|
|
|
RBB FUND, INC.
|
485APOS
|
|
|
Realized Holdings, Inc.
|
D
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A
|
497
|
|
|
Alonzo Annette M
|
4
|
|
|
Investment Managers Series Trust
|
NPORT-P
|
|
|
Trevian Wealth Management LLC
|
13F-HR
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C43
|
ABS-EE
|
|
|
LUXURBAN HOTELS INC.
|
4
|
Financial Statements
|
|
Kothari Shanoop
|
4
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C11
|
10-D
|
|
|
Bogart Wealth, LLC
|
13F-HR
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
WFRBS Commercial Mortgage Trust 2013-C18
|
10-D
|
|
|
Ameraudi Asset Management, Inc.
|
13F-HR
|
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
NPORT-P
|
|
|
Ferdinand Brian
|
4
|
|
|
Boothe Investment Group, Inc.
|
13F-HR
|
|
|
J4 RE Nectar SPV I, a Series of Vauban Platform LP
|
D
|
|
|
Illumen Catalyst Fund, LP
|
D/A
|
|
|
ASH-0815 Fund II, a series of DataPower Ventures Funds AL, LP
|
D
|
|
|
Robinson Michael Kent
|
144
|
|
|
CROSSFIRST BANKSHARES, INC.
|
144
|
Financial Statements
|
|
Walton Street Real Estate Debt Core Fund, L.P.
|
D/A
|
|
|
WFRBS Commercial Mortgage Trust 2013-C16
|
10-D
|
|
|
Venator Materials PLC
|
SC 13D
|
Financial Statements
|
|
Capital World Investors
|
SC 13D
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C28
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2019-C53
|
10-D
|
|
|
Weaver Nathan D.
|
4
|
|
|
FULLER H B CO
|
4
|
Financial Statements
|
|
East James J.
|
4
|
|
|
Corkrean John J
|
4
|
|
|
Campe Heather
|
4
|
|
|
Cai Zhiwei
|
4
|
|
|
Clay Point Investors 2021 Opportunity Fund, LP
|
D/A
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C26
|
10-D
|
|
|
Choice Advisors LLC
|
MA-I/A
|
|
|
Wells Fargo Commercial Mortgage Trust 2019-C53
|
ABS-EE
|
|
|
Wells Fargo Commercial Mortgage Trust 2019-C51
|
10-D
|
|
|
JPMCC Commercial Mortgage Securities Trust 2016-JP4
|
10-D
|
|
|
Wolff Financial Management LLC
|
13F-HR
|
|
|
Wells Fargo Commercial Mortgage Trust 2019-C51
|
ABS-EE
|
|
|
Aesculus/Group1, a Series of Vauban Platform LP
|
D
|
|
|
TPG Growth VI, L.P.
|
D
|
|
|
JPMCC Commercial Mortgage Securities Trust 2016-JP4
|
ABS-EE
|
|
|
WFRBS Commercial Mortgage Trust 2013-C14
|
10-D
|
|
|
MUSTANG BIO, INC.
|
8-K
|
Financial Statements
|
|
Sirocco Energy Inc.
|
C
|
|
|
Archvest Wealth Advisors, Inc.
|
13F-HR
|
|
|
HERALD CHRISTOPHER E
|
4
|
|
|
SOLITARIO RESOURCES CORP.
|
4
|
Financial Statements
|
|
Navis Wealth Advisors, LLC
|
13F-HR
|
|
|
Adcock Robert H Jr
|
4
|
|
|
HOME BANCSHARES INC
|
4
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2014-LC18
|
10-D
|
|
|
VALIANT VEXILAR, LLC
|
D
|
|
|
HomeTeam Live Technologies Inc.
|
D
|
|
|
BANK 2017-BNK4
|
10-D
|
|
|
BANK 2017-BNK4
|
ABS-EE
|
|
|
Evanston Alternative Opportunities Fund
|
SC TO-I/A
|
|
|
CSAIL 2015-C2 Commercial Mortgage Trust
|
10-D
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
NORTHWESTERN UNIVERSITY
|
13F-HR
|
|
|
WFRBS Commercial Mortgage Trust 2014-LC14
|
10-D
|
|
|
J.P. Morgan Chase Commercial Mortgage Securities Trust 2014-C20
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2020-C58
|
10-D
|
|
|
Hedgehog Community, Inc.
|
D
|
|
|
GS Finance Corp.
|
FWP
|
|
|
Wells Fargo Commercial Mortgage Trust 2020-C58
|
ABS-EE
|
|
|
Method Investments, LP
|
D/A
|
|
|
Arya Worldwide Entertainment LLC
|
D
|
|
|
VERIZON COMMUNICATIONS INC
|
424B2
|
Financial Statements
|
|
E.M.O. Sterling Return LT Fund LP
|
N-8F
|
|
|
Wells Fargo Commercial Mortgage Trust 2014-LC16
|
10-D
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C19
|
10-D
|
|
|
CSAIL 2015-C1 Commercial Mortgage Trust
|
10-D
|
|
|
LABATE JOHN A
|
4
|
|
|
BANK 2020-BNK28
|
10-D
|
|
|
ORLANDO STEVEN J
|
144
|
|
|
MOLINA HEALTHCARE, INC.
|
144
|
Financial Statements
|
|
WFRBS Commercial Mortgage Trust 2014-C24
|
10-D
|
|
|
BANK 2020-BNK28
|
ABS-EE
|
|
|
MEMBERS CAPITAL ADVISORS INC
|
13F-HR
|
|
|
Bowmark Investment Partnership VII, L.P.
|
D
|
|
|
Gemist, Inc.
|
D
|
|
|
AB Active ETFs, Inc.
|
485BPOS
|
|
|
Veridian Industries, Inc.
|
D
|
|
|
IMA value LLP
|
SC 13D
|
|
|
RAVE RESTAURANT GROUP, INC.
|
SC 13D
|
Financial Statements
|
|
APPLIED ENERGETICS, INC.
|
8-K
|
|
|
Hartford Great Health Corp.
|
10-K
|
|
|
JPMCC Commercial Mortgage Securities Trust 2017-JP7
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-RC1
|
10-D
|
|
|
Direxion Shares ETF Trust
|
497J
|
|
|
NSH Verisma Holdco II, L.P.
|
D
|
|
|
JPMCC Commercial Mortgage Securities Trust 2017-JP7
|
ABS-EE
|
|
|
Collapse Survivor SimWarn LLC
|
D
|
|
|
WFRBS Commercial Mortgage Trust 2014-C22
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-RC1
|
ABS-EE
|
|
|
KENILWORTH SYSTEMS CORP
|
10-Q
|
|
|
Bowmark Capital Partners VII, L.P.
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2021-C61
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2019-C52
|
10-D
|
|
|
Loot Financial Services Corp
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2021-C61
|
ABS-EE
|
|
|
Wells Fargo Commercial Mortgage Trust 2019-C52
|
ABS-EE
|
|
|
Foundational Fund, LP
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C46
|
10-D
|
|
|
NewPoint PRED SFR Fund I LP
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C46
|
ABS-EE
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Protective COLI PPVUL SV
|
D/A
|
|
|
PRIVATE MANAGEMENT GROUP INC
|
13F-HR
|
|
|
Gehringer Eric J
|
144
|
|
|
UNION PACIFIC CORP
|
144
|
Financial Statements
|
|
Bash Jeffrey Parr
|
4
|
|
|
Crexendo, Inc.
|
4
|
|
|
EAGLE GLOBAL ADVISORS LLC
|
13F-HR
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-RB1
|
10-D
|
|
|
Jefferies Financial Group Inc.
|
424B2
|
Financial Statements
|
|
Community Capital Trust
|
NPORT-P
|
|
|
Element451, Inc.
|
D
|
|
|
Nguonly Paul Lim
|
144
|
|
|
John Marshall Bancorp, Inc.
|
144
|
|
|
City National Rochdale Strategic Credit Fund
|
NPORT-P
|
|
|
BENCHMARK 2018-B2 Mortgage Trust
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-RB1
|
ABS-EE
|
|
|
CAPITAL MANAGEMENT CORP /VA
|
13F-HR
|
|
|
Mason Capital Fund Trust
|
40-17G
|
|
|
BRYANT WILLIAM C III
|
4
|
|
|
BANK OF THE JAMES FINANCIAL GROUP INC
|
4
|
Financial Statements
|
|
Cliffwater Enhanced Lending Fund
|
4
|
|
|
Nesbitt Stephen Lane
|
4
|
|
|
Wells Fargo Commercial Mortgage Trust 2020-C57
|
10-D
|
|
|
BENCHMARK 2018-B2 Mortgage Trust
|
ABS-EE
|
|
|
GRAYBAR ELECTRIC CO INC
|
10-Q
|
|
|
JPMCC Commercial Mortgage Securities Trust 2017-JP6
|
10-D
|
|
|
Innovega Inc.
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2020-C57
|
ABS-EE
|
|
|
Sintros Steven S
|
4
|
|
|
UNIFIRST CORP
|
4
|
Financial Statements
|
|
CSAIL 2020-C19 Commercial Mortgage Trust
|
10-D
|
|
|
JPMCC Commercial Mortgage Securities Trust 2017-JP6
|
ABS-EE
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-C41
|
10-D
|
|
|
Waypoint Multifamily Fund XII, LLC
|
D
|
|
|
1798 Volantis Fund Ltd
|
D/A
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
485BPOS
|
|
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CSAIL 2020-C19 Commercial Mortgage Trust
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ABS-EE
|
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SPRENG CAPITAL MANAGEMENT, INC.
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13F-HR
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Wells Fargo Commercial Mortgage Trust 2019-C54
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10-D
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Wells Fargo Commercial Mortgage Trust 2017-C41
|
ABS-EE
|
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