| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Wallbox N.V.
|
6-K
|
|
|
Hao Advisors Management Ltd
|
13F-HR
|
|
|
Rentrop Norman
|
13F-NT
|
|
|
TAKEDA PHARMACEUTICAL CO LTD
|
6-K
|
Financial Statements
|
|
Anchorage Structured Energy Transition Master Fund, L.P.
|
D
|
|
|
Hang Seng Investment Management Ltd
|
13F-NT
|
|
|
Neri Jesse
|
4
|
|
|
ROCKWELL MEDICAL, INC.
|
4
|
Financial Statements
|
|
Lau Joan
|
4
|
|
|
Anchorage Structured Energy Transition Offshore Fund, L.P.
|
D
|
|
|
INVESTMENTAKTIENGESELLSCHAFT FUER LANGFRISTIGE INVESTOREN TGV
|
13F-HR
|
|
|
Neri Jesse
|
3
|
|
|
ROCKWELL MEDICAL, INC.
|
3
|
Financial Statements
|
|
Lau Joan
|
3
|
|
|
Verano Holdings Corp.
|
8-K
|
|
|
BYTE Acquisition Corp.
|
S-4/A
|
|
|
NCR Atleos Corp
|
S-8
|
|
|
Banco Santander, S.A.
|
6-K
|
Financial Statements
|
|
12 West Capital Fund Ltd.
|
D/A
|
|
|
TortoiseEcofin Acquisition Corp. III
|
DEFA14A
|
|
|
TREASURE GLOBAL INC
|
8-K/A
|
Financial Statements
|
|
WOODSIDE ENERGY GROUP LTD
|
6-K
|
|
|
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO-SABESP
|
6-K
|
|
|
TortoiseEcofin Acquisition Corp. III
|
8-K
|
|
|
BHG Securitization Funding LLC
|
ABS-15G
|
|
|
BHP Group Ltd
|
6-K
|
Financial Statements
|
|
Immuron Ltd
|
6-K
|
Financial Statements
|
|
Elevance Health, Inc.
|
8-K
|
|
|
Freeline Therapeutics Holdings plc
|
SC 13D/A
|
Financial Statements
|
|
Syncona Portfolio Ltd
|
SC 13D/A
|
|
|
12 West Capital Fund LP
|
D/A
|
|
|
reAlpha Tech Corp.
|
8-A12B
|
|
|
Aetherium Acquisition Corp
|
8-K
|
|
|
Artificial Intelligence Technology Solutions Inc.
|
8-K
|
|
|
The9 LTD
|
6-K
|
Financial Statements
|
|
Clear Channel Outdoor Holdings, Inc.
|
8-K
|
Financial Statements
|
|
ASML HOLDING NV
|
6-K
|
Financial Statements
|
|
Gravitas Education Holdings, Inc.
|
6-K
|
|
|
IPERIONX Ltd
|
6-K
|
|
|
Nectar Dabling 2023, LLC
|
D
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
Redwoods Acquisition Corp.
|
10-K/A
|
|
|
Shearwater Capital LLC
|
13F-HR
|
|
|
Inspirato Inc
|
8-K
|
|
|
Sculptor Capital Management, Inc.
|
DEFA14A
|
Financial Statements
|
|
Promethient, Inc.
|
D/A
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Edge Data Solutions, Inc.
|
8-K
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
424B3
|
|
|
JPMORGAN CHASE & CO
|
424B3
|
Financial Statements
|
|
Green Leaf Fund V, L.P.
|
D/A
|
|
|
Puissance Life Science Opportunities Fund VI
|
SC 13D/A
|
|
|
Bellerophon Therapeutics, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Dingyuan Technology Ltd
|
D
|
|
|
Focus Impact Acquisition Corp.
|
425
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
EQUITABLE ECONOMY FUND LLC
|
D/A
|
|
|
FINTECH.TV, PBC
|
C
|
|
|
Glimpse Group, Inc.
|
DEFA14A
|
Financial Statements
|
|
HF Sinclair Corp
|
8-K
|
|
|
Versity Invest, LLC
|
1-A/A
|
|
|
Lakehouse Capital Pty Ltd
|
13F-HR
|
|
|
Spark I Acquisition Corp
|
8-K
|
|
|
NEOS ETF Trust
|
485BPOS
|
|
|
Industrial Tech Acquisitions II, Inc.
|
S-4/A
|
|
|
MULLEN AUTOMOTIVE INC.
|
8-K
|
|
|
RITE AID CORP
|
10-Q
|
Financial Statements
|
|
SI-0905 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
AG CS Non-U.S. Holdings Fund II, L.P.
|
D/A
|
|
|
Terrestrial Energy Inc.
|
D
|
|
|
Patel Dipan
|
SC 13D/A
|
|
|
Amneal Pharmaceuticals, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Patel Chirag K.
|
SC 13D/A
|
|
|
Patel Chintu
|
SC 13D/A
|
|
|
AG Credit Solutions Fund II, L.P.
|
D/A
|
|
|
Patel Tushar Bhikhubhai
|
SC 13D/A
|
|
|
Patel Gautam
|
SC 13D/A
|
|
|
LIGAND PHARMACEUTICALS INC
|
8-K
|
Financial Statements
|
|
BCB BANCORP INC
|
SC 13G/A
|
Financial Statements
|
|
MFP INVESTORS LLC
|
SC 13G/A
|
|
|
ARDELYX, INC.
|
8-K
|
Financial Statements
|
|
Inmune Bio, Inc.
|
8-K
|
|
|
NCR Atleos Corp
|
8-K
|
|
|
Shuttle Pharmaceuticals Holdings, Inc.
|
SC 13G/A
|
|
|
AFH Holding & Advisory, LLC
|
SC 13G/A
|
|
|
POR03-G JV, L.P.
|
D
|
|
|
MESOBLAST LTD
|
6-K
|
Financial Statements
|
|
Athenex, Inc.
|
SC 13D/A
|
Financial Statements
|
|
PERCEPTIVE ADVISORS LLC
|
SC 13D/A
|
|
|
POR03 Investors JV, L.P.
|
D
|
|
|
Vale S.A.
|
6-K
|
Financial Statements
|
|
BASWARE CO-INVEST, LLC
|
D
|
|
|
Talaris Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
WARRANTEE INC.
|
6-K
|
|
|
Darmiyan, Inc.
|
D
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
GreyscaleAI, Inc.
|
D
|
|
|
Coastline Trust Co
|
13F-HR
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
CX Institutional
|
13F-HR
|
|
|
Aravalli Credit Opportunities Onshore Fund LP
|
D/A
|
|
|
Evercycle Inc
|
D
|
|
|
Aravalli Credit Opportunities Master Fund LP
|
D/A
|
|
|
VERDE BIO HOLDINGS, INC.
|
POS AM
|
|
|
Attobahn, Inc.
|
D/A
|
|
|
Iroquois Valley Farmland REIT, PBC
|
253G2
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
NATIONAL INSTRUMENTS CORP
|
8-K
|
Financial Statements
|
|
SPLUNK INC
|
PREM14A
|
Financial Statements
|
|
MEI Pharma, Inc.
|
DEFA14A
|
Financial Statements
|
|
BlueSky Wealth Advisors, LLC
|
13F-HR
|
|
|
GARRISON POINT ADVISORS, LLC
|
13F-HR
|
|
|
National Energy Improvement Fund, LLC
|
C-U
|
|
|
ASPIRIANT, LLC
|
13F-HR
|
|
|
EquityZen Growth Technology Fund LLC - Series 1804
|
D
|
|
|
Creditly Corp.
|
D
|
|
|
Fiesta Restaurant Group, Inc.
|
DEFA14A
|
Financial Statements
|
|
HURTADO DOMINGO
|
144
|
|
|
AUTOZONE INC
|
144
|
Financial Statements
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
CORCORAN JESSI L
|
4
|
|
|
John Bean Technologies CORP
|
4
|
Financial Statements
|
|
AI Educators, LLC
|
C/A
|
|
|
Financial Strategies Group, Inc.
|
13F-HR
|
|
|
Couture Allen
|
144
|
|
|
MERCURY SYSTEMS INC
|
144
|
Financial Statements
|
|
360 Funds
|
NPORT-P
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
EHang Holdings Ltd
|
6-K
|
Financial Statements
|
|
Fairway Investment Fund LLC
|
D/A
|
|
|
CS Angel 4 Foresight, a Series of Vauban Platform LP
|
D
|
|
|
Global X Funds
|
485BXT
|
|
|
7 Rivers Auction House LLC
|
D
|
|
|
Welch Group, LLC
|
13F-HR
|
|
|
American Acquisition Opportunity Inc.
|
8-K
|
|
|
Allego N.V.
|
25-NSE
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
Polen Capital U.S. High Yield Fund
|
D/A
|
|
|
ETF Opportunities Trust
|
CERT
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
25-NSE
|
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
AltShares Trust
|
NPORT-P
|
|
|
ARBITRAGE FUNDS
|
NPORT-P
|
|
|
KIFU LLC
|
4
|
|
|
flooidCX Corp.
|
4
|
|
|
Enki Solar Ventures V, a Series of Vauban Platform LP
|
D
|
|
|
IRONWOOD WEALTH MANAGEMENT, INC.
|
13F-HR
|
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Sugarfina Corp
|
C-U
|
|
|
CATALYST IOS FUND II LP
|
D/A
|
|
|
INSTRUMENTAL WEALTH, LLC
|
13F-HR
|
|
|
AlphaMark Investment Trust
|
N-8F
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
Grid Guardian Angels Investment Group, a Series of Vauban Platform LP
|
D
|
|
|
EnerPure Inc.
|
D
|
|
|
HARVEY INVESTMENT CO LLC
|
13F-HR
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B8
|
|
|
JPMORGAN CHASE & CO
|
424B8
|
Financial Statements
|
|
Arcataur Capital Management LLC
|
13F-HR
|
|
|
Blazer Eric
|
3
|
|
|
CACI INTERNATIONAL INC /DE/
|
3
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
Tanglewood Legacy Advisors, LLC
|
13F-HR
|
|
|
RE-Sure Colorado, Inc.
|
D
|
|
|
RNN Ventures Spring Free EV Series A, a Series of Vauban Platform LP
|
D
|
|
|
Membrion, Inc.
|
D/A
|
|
|
AE VV RGV Portfolio MF LP
|
D
|
|
|
Morton Brown Family Wealth, LLC
|
13F-HR
|
|
|
Kiavi Funding, Inc.
|
ABS-15G
|
|
|
Timber Creek Capital Management LLC
|
13F-HR
|
|
|
Sucro Ltd
|
D
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Elevance Health, Inc.
|
10-Q
|
|
|
Opal Wealth Advisors, LLC
|
13F-HR
|
|
|
i2O Therapeutics, Inc.
|
D
|
|
|
MAD RIVER INVESTORS
|
13F-HR
|
|
|
ENB Financial Corp
|
8-K
|
|
|
ChannelApe, Inc.
|
D
|
|
|
Hunt Patricia
|
4
|
|
|
Catalent, Inc.
|
4
|
Financial Statements
|
|
MAI Capital GP Staking Fund, LP
|
D/A
|
|
|
WASHINGTON TRUST Co
|
13F-HR
|
|
|
Capital Market Strategies LLC
|
13F-HR
|
|
|
HighMark Wealth Management LLC
|
13F-HR
|
|
|
South Dakota Investment Council
|
SC 13D/A
|
|
|
Bristow Group Inc.
|
SC 13D/A
|
|
|
CAHABA WEALTH MANAGEMENT, INC.
|
13F-HR
|
|
|
DW BAKKEN #69 LP
|
D
|
|
|
Electron Global Fund, Ltd.
|
D/A
|
|
|
Danzik Dennis M
|
4
|
|
|
Electron Global Fund, L.P.
|
D/A
|
|
|
PARK CITY GROUP INC
|
CERT
|
Financial Statements
|
|
BofA Finance LLC
|
FWP
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
AbbeyCross Inc.
|
D
|
|
|
EIG SUNRAY CO-INVESTMENT, L.P.
|
D
|
|
|
BENEDICT FINANCIAL ADVISORS INC
|
13F-HR
|
|
|
Fiduciary Alliance LLC
|
13F-HR
|
|
|
OZPros QOF, LLC
|
D
|
|
|
Wilson Michael W
|
4
|
|
|
STURM RUGER & CO INC
|
4
|
Financial Statements
|
|
NORRIS PERNE & FRENCH LLP/MI
|
13F-HR
|
|
|
Bonner Susan Reardon
|
4
|
|
|
ONESPAWORLD HOLDINGS Ltd
|
4
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Vir Biotechnology, Inc.
|
4
|
Financial Statements
|
|
SCANGOS GEORGE A
|
4
|
|
|
BCM Focus Funds
|
40-17G/A
|
|
|
WEBUY GLOBAL LTD
|
CERT
|
|
|
Clarion Partners Real Estate Income Fund Inc.
|
SC TO-I/A
|
|
|
Antero Real Assets Fund, LLC
|
D
|
|
|
Meiwu Technology Co Ltd
|
20-F/A
|
|
|
PTM PARTNERS OPPORTUNITY ZONE FUND III, LP
|
D
|
|
|
UWHARRIE CAPITAL CORP
|
8-K
|
|
|
CENTRAL PUERTO S.A.
|
6-K
|
Financial Statements
|
|
TAIWAN FUND INC
|
NPORT-P
|
|
|
ROSENTHAL AMIR
|
4
|
|
|
BLACKROCK FUNDS
|
497K
|
|
|
Investments & Financial Planning, LLC
|
13F-HR
|
|
|
SPARVEN VENTURES INC.
|
D
|
|
|
BLACKROCK FUNDS
|
497
|
|
|
WAFD INC
|
8-K
|
Financial Statements
|
|
AMG Funds II
|
DEFA14A
|
|
|
AMG FUNDS III
|
DEFA14A
|
|
|
UBS AG
|
424B2
|
|
|
Deng Chiyuan
|
4
|
|
|
AB INTERNATIONAL GROUP CORP.
|
4
|
|
|
CRH PUBLIC LTD CO
|
6-K
|
Financial Statements
|
|
Antero Private Equity Fund, LLC
|
D
|
|
|
Berninger David
|
3
|
|
|
OCEANFIRST FINANCIAL CORP
|
3
|
Financial Statements
|
|
Advisors Disciplined Trust 2190
|
497J
|
|
|
Counterpoint Mutual Funds LLC
|
13F-HR
|
|
|
Noah Morgan Private Family Trust
|
3
|
|
|
American Picture House Corp
|
3
|
|
|
Rejoni, Inc.
|
D/A
|
|
|
SANDER CAPITAL ADVISORS INC
|
13F-HR
|
|
|
Eden GeoPower, Inc.
|
D/A
|
|
|
CarMax Auto Owner Trust 2023-4
|
8-K
|
|
|
CARMAX AUTO FUNDING LLC
|
8-K
|
|
|
Antero Alternative Income Fund, LLC
|
D
|
|
|
Holland Advisory Services, Inc.
|
13F-HR
|
|
|
Dominguez Wealth Management Solutions, Inc.
|
13F-HR
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Ford Credit Auto Owner Trust 2023-B
|
ABS-EE
|
|
|
FarmTogether Hickory Orchard LLC
|
D
|
|
|
Credo Technology Group Holding Ltd
|
8-K
|
Financial Statements
|
|
Riverwater Partners LLC
|
13F-HR
|
|
|
Redwood Wealth Management Group, LLC
|
13F-HR
|
|
|
Glickman Sarah JS
|
4
|
|
|
APTARGROUP, INC.
|
4
|
Financial Statements
|
|
TRANSCONTINENTAL REALTY INVESTORS INC
|
PRE 14A
|
Financial Statements
|
|
BONNESS ENTERPRISES INC
|
13F-HR
|
|
|
WEBUY GLOBAL LTD
|
8-A12B
|
|
|
Sunshine Biopharma, Inc
|
DEF 14A
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
John Hancock Exchange-Traded Fund Trust
|
497
|
|
|
OceanPal Inc.
|
SC 13D/A
|
|
|
Economou George
|
SC 13D/A
|
|
|
TAGUE JOHN P
|
4
|
|
|
CHOICE HOTELS INTERNATIONAL INC /DE
|
4
|
Financial Statements
|
|
METRO ONE TELECOMMUNICATIONS INC
|
8-K
|
|
|
Maureen Sullivan
|
4
|
|
|
Smith Gordon
|
4
|
|
|
Wiemann Bradley T
|
4
|
|
|
DAKTRONICS INC /SD/
|
4
|
Financial Statements
|
|
MESA LABORATORIES INC /CO/
|
8-K
|
Financial Statements
|
|
SHAMES ERVIN R
|
4
|
|
|
Heritage-Crystal Clean, Inc.
|
4
|
Financial Statements
|
|
Schalliol Charles E
|
4
|
|
|
Schumacher Paul James Jr.
|
4
|
|
|
CYBIN INC.
|
6-K
|
|
|
Pepper David A
|
4
|
|
|
Ford Credit Auto Owner Trust 2023-A
|
ABS-EE
|
|
|
Antero Private Credit Fund, LLC
|
D
|
|
|
Recatto Brian
|
4
|
|
|
Landsman Liza
|
4
|
|
|
WaveAerospace, Inc.
|
D/A
|
|
|
Sino American Oil Co
|
8-K
|
|
|
Health Blockchain Security Services, LLC
|
C
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Moolec Science SA
|
6-K
|
|
|
LFFI Fund LP
|
D/A
|
|
|
HQC Fund, LP
|
D/A
|
|
