| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Koch Monte JM
|
4
|
|
|
STEPAN CO
|
8-K
|
Financial Statements
|
|
JEWS WILLIAM L
|
4
|
|
|
SILVER OAK SECURITIES, INCORPORATED
|
13F-HR
|
|
|
Cimerola Patrick
|
4
|
|
|
Cerberus SFR Venture QF Partners, L.P.
|
D
|
|
|
WINMARK CORP
|
8-K
|
Financial Statements
|
|
JAAG Enterprises Ltd.
|
S-1/A
|
|
|
Cerberus SFR Venture Overseas Partners, L.P.
|
D
|
|
|
Caprock Group, LLC
|
13F-HR
|
|
|
New Found Gold Corp.
|
6-K
|
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Shlomi Ben Haim
|
144
|
|
|
JFrog Ltd
|
144
|
|
|
LaFleur & Godfrey LLC
|
13F-HR
|
|
|
Pexto Holdings Ltd
|
D
|
|
|
GREENE COUNTY BANCORP INC
|
8-K
|
Financial Statements
|
|
SHARING SERVICES GLOBAL Corp
|
PRE 14C
|
|
|
Akua Life, PBC
|
C-U
|
|
|
Gerosynth Laboratories, Inc.
|
D/A
|
|
|
White Oak Fixed Income Fund C, L.P.
|
D/A
|
|
|
Washington Trust Advisors, Inc.
|
13F-HR
|
|
|
WINMARK CORP
|
10-Q
|
Financial Statements
|
|
DAVENPORT & Co LLC
|
MA-I/A
|
|
|
BANCPLUS CORP
|
8-K
|
|
|
D.A. DAVIDSON & CO.
|
MA-I
|
|
|
FT 11102
|
487
|
|
|
GTIS Employee Feeder LP
|
D/A
|
|
|
FT 11054
|
487
|
|
|
FT 11075
|
487
|
|
|
FT 11005
|
487
|
|
|
FT 11098
|
487
|
|
|
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
|
40-17G
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
40-17G
|
|
|
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND
|
40-17G
|
|
|
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
|
40-17G
|
|
|
First Trust Intermediate Duration Preferred & Income Fund
|
40-17G
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VII
|
40-17G
|
|
|
FIRST TRUST MLP & ENERGY INCOME FUND
|
40-17G
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
40-17G
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND V
|
40-17G
|
|
|
FIRST TRUST VARIABLE INSURANCE TRUST
|
40-17G
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
40-17G
|
|
|
FIRST TRUST ENERGY INFRASTRUCTURE FUND
|
40-17G
|
|
|
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
|
40-17G
|
|
|
FIRST TRUST SERIES FUND
|
40-17G
|
|
|
FIRST TRUST HIGH INCOME LONG/SHORT FUND
|
40-17G
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND III
|
40-17G
|
|
|
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
|
40-17G
|
|
|
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
|
40-17G
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND II
|
40-17G
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
40-17G
|
|
|
FIRST TRUST MORTGAGE INCOME FUND
|
40-17G
|
|
|
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND
|
40-17G
|
|
|
FIRST TRUST ENHANCED EQUITY INCOME FUND
|
40-17G
|
|
|
FIRST TRUST ENERGY INCOME & GROWTH FUND
|
40-17G
|
|
|
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
|
40-17G
|
|
|
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND
|
40-17G
|
|
|
MADISON FUNDS
|
DEFA14A
|
|
|
Zeno Moto Corp
|
D
|
|
|
Ryan James George
|
144
|
|
|
Sony Group Corp
|
144
|
|
|
Weinstein Boaz
|
3
|
|
|
Saba Capital Management, L.P.
|
3
|
|
|
Invesco Trust for Investment Grade New York Municipals
|
3
|
|
|
RYTE Corp
|
D/A
|
|
|
BlackRock Capital Allocation Term Trust
|
3
|
|
|
Gi Property 72 LLC
|
D
|
|
|
RICHELIEU GESTION SA
|
13F-HR
|
|
|
OESTERREICHISCHE KONTROLLBANK AKTIENGESELLSCHAFT
|
424B5
|
|
|
Boat Fix, Inc.
|
D
|
|
|
Strategic Blueprint, LLC
|
13F-HR
|
|
|
Cambridge Advisors Inc.
|
13F-HR
|
|
|
Madison Covered Call & Equity Strategy Fund
|
DEFA14A
|
|
|
Clairmont Opportunity GP Fund, LLC
|
D
|
|
|
INCOME OPPORTUNITY REALTY INVESTORS INC /TX/
|
PRE 14A
|
Financial Statements
|
|
Sila Realty Trust, Inc.
|
8-K
|
|
|
EPIQ PARTNERS, LLC
|
13F-HR
|
|
|
GTIS Employee Feeder LP
|
D
|
|
|
Kessler Investment Group, LLC
|
13F-HR
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Marion Wealth Management
|
13F-HR
|
|
|
ARK Investment Management LLC
|
13F-HR
|
|
|
Clover Leaf Capital Corp.
|
425
|
|
|
Lexaria Bioscience Corp.
|
8-K
|
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
Pagaya Opportunity Offshore Feeder Fund I, LP
|
D/A
|
|
|
Bright Mountain Media, Inc.
|
8-K
|
|
|
AMERICAN CENTURY ETF TRUST
|
485APOS
|
|
|
Advanced Development of Additive Manufacturing, Inc.
|
D/A
|
|
|
NVM Partners, LLC
|
D
|
|
|
Apollo Realty Income Solutions, Inc.
|
D
|
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
424B2
|
Financial Statements
|
|
PIMCO Energy & Tactical Credit Opportunities Fund
|
4
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
CULBRETH H GILBERT JR
|
4
|
|
|
SEACOAST BANKING CORP OF FLORIDA
|
4
|
Financial Statements
|
|
Advanced Development of Additive Manufacturing, Inc.
|
D
|
|
|
Two Roads Shared Trust
|
24F-2NT
|
|
|
Nuveen Multi-Asset Income Fund
|
4
|
|
|
CEAI Park Edge Investor LLC
|
D
|
|
|
SOPHiA GENETICS SA
|
6-K
|
Financial Statements
|
|
Daum Julie H
|
4
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
4
|
|
|
Schoolcraft Capital LLC
|
13F-HR
|
|
|
OC Soccer Holdings LLC
|
C
|
|
|
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
|
4
|
|
|
Hanlon Investment Management, Inc.
|
13F-HR
|
|
|
Pagaya Opportunity Onshore Feeder Fund I, LP
|
D/A
|
|
|
International Finance Corp
|
ANNLRPT
|
|
|
SOBR Safe, Inc.
|
8-K
|
|
|
FT 11081
|
S-6
|
|
|
GDEV Inc.
|
S-8 POS
|
|
|
Umstetter Luke J.
|
4
|
|
|
WORLD ACCEPTANCE CORP
|
4
|
Financial Statements
|
|
Nissan Auto Receivables 2023-A Owner Trust
|
ABS-EE
|
|
|
NISSAN AUTO RECEIVABLES Co II LLC
|
ABS-EE
|
|
|
Zhang Guohua
|
SC 13D
|
|
|
Caravelle International Group
|
SC 13D
|
|
|
Good Bull Soccer, LP
|
D
|
|
|
Prashad R Chad
|
4
|
|
|
Nissan Auto Receivables 2022-B Owner Trust
|
ABS-EE
|
|
|
Alpha Technology Group Ltd
|
F-1/A
|
|
|
Nissan Auto Receivables 2022-A Owner Trust
|
ABS-EE
|
|
|
Solimar Fund LP
|
D/A
|
|
|
McIntyre Scott
|
4
|
|
|
Hubbell Strickland Wealth Management, LLC
|
13F-HR
|
|
|
Liberty Capital Management, Inc.
|
13F-HR
|
|
|
Dyer Daniel Clinton
|
4
|
|
|
PFS FUNDS
|
NPORT-P
|
|
|
Freight Technologies, Inc.
|
6-K
|
|
|
MPC GA 2024 MY5, LLC
|
D
|
|
|
O'Keefe Stevens Advisory, Inc.
|
13F-HR
|
|
|
Childers Jason E.
|
4
|
|
|
Calmes John L Jr
|
4
|
|
|
TFORM, Inc./ TX
|
D
|
|
|
PUREPLAY ENTERTAINMENT LLC
|
D
|
|
|
Ford Credit Auto Owner Trust 2022-D
|
ABS-EE
|
|
|
Bowman Stacy
|
144
|
|
|
Chewy, Inc.
|
144
|
Financial Statements
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
LANDY DANIEL O.
|
4
|
|
|
UMH PROPERTIES, INC.
|
4
|
Financial Statements
|
|
RoyaLand Co Ltd.
|
F-1/A
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Caulder Alice Lindsay
|
4
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
8-A12B
|
|
|
P/E Global LLC
|
13F-HR
|
|
|
Ampfield Management, L.P.
|
13F-HR
|
|
|
Turbo Energy, S.A.
|
6-K
|
|
|
OLD POINT FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
485BPOS
|
|
|
Heritage Wealth Partners, LLC
|
13F-HR
|
|
|
Nissan Auto Receivables 2021-A Owner Trust
|
ABS-EE
|
|
|
Nissan Auto Receivables 2020-B Owner Trust
|
ABS-EE
|
|
|
Nissan Auto Receivables 2020-A Owner Trust
|
ABS-EE
|
|
|
Nissan Auto Receivables 2019-C Owner Trust
|
ABS-EE
|
|
|
Sunshine Management Holdings LLC
|
D
|
|
|
LANDY SAMUEL A
|
4
|
|
|
ALLENDER PATRICK W
|
4
|
|
|
BRADY CORP
|
4
|
Financial Statements
|
|
Bawel Zachary W
|
4
|
|
|
GERMAN AMERICAN BANCORP, INC.
|
4
|
Financial Statements
|
|
JEFFE ROBERT A
|
4
|
|
|
ASSOCIATED BANC-CORP
|
4
|
Financial Statements
|
|
Ford Credit Auto Owner Trust 2022-C
|
ABS-EE
|
|
|
WEC ENERGY GROUP, INC.
|
S-3ASR
|
Financial Statements
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
FT 11114
|
S-6
|
|
|
Candel Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Haddad Michael J
|
4
|
|
|
Capital Advisory Group Advisory Services, LLC
|
13F-HR
|
|
|
Sunshine Upper Holdings LLC
|
D
|
|
|
Nettles Cory L
|
4
|
|
|
EMBRAER S.A.
|
6-K
|
Financial Statements
|
|
RERX Fund Series 2201 LLC
|
D/A
|
|
|
Proficio Capital Partners LLC
|
13F-HR
|
|
|
FT 11014
|
497J
|
|
|
Commonfund Screened Global Equity, LLC
|
D/A
|
|
|
FT 11013
|
497J
|
|
|
Jyong Biotech Ltd.
|
F-1/A
|
|
|
Nissan Auto Lease Trust 2023-A
|
ABS-EE
|
|
|
NISSAN AUTO LEASING LLC II
|
ABS-EE
|
|
|
Nissan Auto Lease Trust 2023-B
|
ABS-EE
|
|
|
ProtoKinetix, Inc.
|
10-Q
|
|
|
FT 11007
|
497J
|
|
|
ENI SPA
|
6-K
|
Financial Statements
|
|
Swies Nicole
|
4
|
|
|
EZCORP INC
|
4
|
Financial Statements
|
|
VEF VIII Offshore Feeder Fund, L.P.
|
D
|
|
|
Hancock Park Corporate Income, Inc.
|
DEFA14A
|
|
|
Nissan Auto Lease Trust 2022-A
|
ABS-EE
|
|
|
COMMONFUND OCIO EQUITY FUND, LLC
|
D/A
|
|
|
Nissan Auto Lease Trust 2021-A
|
ABS-EE
|
|
|
Clark Fork Trust
|
NPORT-P
|
|
|
FT 11006
|
497J
|
|
|
Dirty Dough Enterprises, Inc.
|
D
|
|
|
Galactic Annihilation, Inc.
|
C
|
|
|
SILVERCREST HEDGED EQUITY FUND
|
D/A
|
|
|
MILLER HOWARD INVESTMENTS INC /NY
|
13F-HR
|
|
|
Boston Trust Walden Inc.
|
13F-NT
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2354
|
S-6/A
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
485APOS
|
|
|
Longpoint Fund III, LP
|
D/A
|
|
|
Miller/Howard High Income Equity Fund
|
144
|
|
|
Saba Capital Management, L.P.
|
144
|
|
|
United Express Inc.
|
8-K
|
|
|
Greenridge Growth Partners II, L.P.
|
D
|
|
|
INFINITE CAPITAL GROWTH LLC
|
D
|
|
|
Ford Credit Auto Owner Trust 2022-B
|
ABS-EE
|
|
|
Boston Trust Walden Co
|
13F-NT
|
|
|
Commonfund Strategic Direct Series LLC - CF Credit Series
|
D/A
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
SILVERCREST HEDGED EQUITY FUND, L.P.
|
D/A
|
|
|
JRSIS HEALTH CARE Corp
|
8-K
|
|
|
SEGER THOMAS W
|
4
|
|
|
BRIDGER HOLDINGS, LP
|
D/A
|
|
|
Boston Trust Walden Corp
|
13F-HR
|
|
|
Concorde Holdco Parent, LLC
|
D
|
|
|
TEZA CAV Onshore, LP
|
D/A
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
Ellspermann Susan J
|
4
|
|
|
Wagner Wealth Management, LLC
|
13F-HR
|
|
|
Ford Credit Auto Owner Trust 2022-A
|
ABS-EE
|
|
|
TEZA CAV Offshore, LP
|
D/A
|
|
|
Barnes Stephen H.
|
4
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
ROM Technologies, Inc.
|
D
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
4
|
|
|
Varna Holdings Ltd
|
SC 13G
|
|
|
Lifezone Metals Ltd
|
SC 13G
|
|
|
NexPoint Life Sciences II DST
|
D/A
|
|
|
Cavanaugh Robert N
|
4
|
|
|
SHEIDLER JACK
|
4
|
|
|
CAM Alternative Capital Solutions LLC
|
D/A
|
|
|
MoA Funds Corp
|
497K
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
Ryan Christina M
|
4
|
|
|
BlackRock Innovation & Growth Term Trust
|
4
|
|
|
SILVERCREST INTERNATIONAL FUND, L.P.
|
D/A
|
|
|
Ford Credit Auto Owner Trust 2021-A
|
ABS-EE
|
|
|
Shetty Reshma P.
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
AVITY INVESTMENT MANAGEMENT INC.
|
13F-HR
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III
|
485BXT
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
|
4
|
|
|
Brand Asset Management Group, Inc.
|
13F-HR
|
|
|
Lee Financial Group Hawaii, Inc.
|
13F-HR
|
|
|
PRIVATE TRUST CO NA
|
13F-HR
|
|
|
BVI Core Q22021-5 Series, a Series of Blu Venture Investors Core, LLC
|
D/A
|
|
|
Otonomo Technologies Ltd.
|
6-K
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
HILTON MICHAEL W
|
4
|
|
|
SINGH RAJEEV
|
4
|
|
|
Alpha Core Strategies Fund
|
SC TO-I
|
|
|
MANCHESTER MANAGEMENT PR, LLC
|
4
|
|
|
BESSER JAMES E
|
4
|
|
|
MANCHESTER MANAGEMENT CO LLC
|
4
|
|
|
JEB Partners, L.P.
|
4
|
|
|
Modular Medical, Inc.
|
4
|
|
|
Che Austin
|
144
|
|
|
Kelly Jason R
|
144
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
DEFA14A
|
|
|
Nuveen Investment Trust V
|
DEFA14A
|
|
|
Capital Asset Advisory Services LLC
|
13F-HR
|
|
|
Balakrishnan Mahesh
|
144
|
|
|
Star Bulk Carriers Corp.
|
144
|
Financial Statements
|
|
Campfire Fund LLC
|
D/A
|
|
|
NUVEEN INVESTMENT TRUST III
|
DEFA14A
|
|
|
Unruly Fund I SCSp
|
D
|
|
|
HYLTON TRACY W II
|
4
|
|
|
CITY HOLDING CO
|
4
|
Financial Statements
|
|
DeVita Mark
|
4
|
|
|
NUVEEN INVESTMENT TRUST II
|
DEFA14A
|
|
|
NUVEEN INVESTMENT TRUST
|
DEFA14A
|
|
|
FISHER ROBERT D
|
4
|
|
|
Unreal Deli Inc.
|
C-U
|
|
|
ALTA CAPITAL MANAGEMENT LLC/
|
13F-HR
|
|
|
Veg House Holdings Inc.
|
D
|
|
|
Opy Acquisition Corp. I
|
DEFA14A
|
|
|
Prestamype Fintech Group Holdings Ltd
|
D
|
|
|
Ascent Systematic Partners LP
|
D/A
|
|
|
Ford Credit Auto Owner Trust 2020-C
|
ABS-EE
|
|
|
Koshinski Asset Management, Inc.
|
13F-HR
|
|
|
ABB LTD
|
6-K
|
Financial Statements
|
|
Chicken Soup for the Soul Entertainment, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Granahan Investment Management, LLC
|
SC 13G/A
|
|
|
BLACK DOUG
|
144
|
|
|
SiteOne Landscape Supply, Inc.
|
144
|
Financial Statements
|
|
Cornerstone Wealth Group, LLC
|
13F-HR
|
|
|
Aurora Private Wealth, Inc.
|
13F-HR
|
|
|
PARK CITY GROUP INC
|
8-K
|
Financial Statements
|
|
Ford Credit Auto Owner Trust 2020-B
|
ABS-EE
|
|
|
Morman Daniel
|
SC 13D/A
|
|
|
Tax Free Target Maturity Fund for Puerto Rico Residents, Inc.
|
SC 13D/A
|
|
|
GREENWOOD CAPITAL ASSOCIATES LLC
|
13F-HR
|
|
|
Sound Point U.S. Direct Lending Fund III
|
D
|
|
