| Company Name |
Form Type |
SEC Filings |
|
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND III
|
497
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Illinois Municipal Retirement Fund
|
13F-HR
|
|
|
Magyar Bancorp, Inc.
|
4
|
Financial Statements
|
|
LOMBARDI MICHAEL F
|
4
|
|
|
ACON Equity Management, L.L.C.
|
13F-HR
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Eastern Bankshares, Inc.
|
8-K/A
|
|
|
Zircon Global Technologies
|
D/A
|
|
|
OBERWEIS FUNDS
|
497
|
|
|
Franklin Templeton ETF Trust
|
485BPOS
|
|
|
TAIWAN FUND INC
|
N-CEN
|
|
|
Hesketh James KB
|
4
|
|
|
SOLITARIO RESOURCES CORP.
|
4
|
Financial Statements
|
|
AdvisorShares Investments LLC
|
13F-HR
|
|
|
SMITH A O CORP
|
8-K
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
FWP
|
Financial Statements
|
|
FanBlitz, Inc.
|
D
|
|
|
PEAK PARTNERS L.P.
|
D/A
|
|
|
Keystone Financial Group
|
13F-HR
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
BNY MELLON FUNDS TRUST
|
N-MFP2
|
|
|
China De Xiao Quan Care Group Co., Ltd
|
15-12G
|
|
|
BMW Vehicle Lease Trust 2023-1
|
10-D
|
|
|
WILLIAMS DAVID PATRICK
|
4
|
|
|
CHEMED CORP
|
4
|
Financial Statements
|
|
BMW Vehicle Lease Trust 2022-1
|
10-D
|
|
|
BMW Vehicle Lease Trust 2021-2
|
10-D
|
|
|
Trolley Apartments Opportunity Fund LLC
|
D/A
|
|
|
BMW Vehicle Owner Trust 2023-A
|
10-D
|
|
|
DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS
|
N-MFP2
|
|
|
GHE, LLC
|
13F-HR
|
|
|
BMW Vehicle Owner Trust 2022-A
|
10-D
|
|
|
Black Coffee Co LLC
|
C
|
|
|
BMW Vehicle Owner Trust 2020-A
|
10-D
|
|
|
GENERAL NEW YORK MUNICIPAL MONEY MARKET FUND
|
N-MFP2
|
|
|
Perfect Moment Ltd.
|
S-1/A
|
|
|
Sculptor Diversified Real Estate Income Trust, Inc.
|
8-K
|
|
|
STATE STREET VARIABLE INSURANCE SERIES FUNDS INC
|
497
|
|
|
GERDAU S.A.
|
6-K
|
Financial Statements
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
PHINIA INC.
|
10-Q
|
|
|
STATE STREET INSTITUTIONAL FUNDS
|
497
|
|
|
Theratechnologies Inc.
|
6-K
|
|
|
Searby Sean
|
144
|
|
|
Amalgamated Financial Corp.
|
144
|
Financial Statements
|
|
Cairn Investment Group, Inc.
|
13F-HR
|
|
|
Fund I, a series of Netz-Gaia Capital, LP
|
D
|
|
|
Gadsden, LLC
|
13F-NT
|
|
|
ZB Holdings, Inc.
|
C
|
|
|
Tidal Trust II
|
497
|
|
|
REGENCY CENTERS LP
|
10-Q
|
|
|
REGENCY CENTERS CORP
|
10-Q
|
Financial Statements
|
|
Crosslink Crossover Fund IX-B, L.P.
|
D
|
|
|
ELFUN GOVERNMENT MONEY MARKET FUND
|
497
|
|
|
ELFUN DIVERSIFIED FUND
|
497
|
|
|
ELFUN INTERNATIONAL EQUITY FUND
|
497
|
|
|
ELFUN INCOME FUND
|
497
|
|
|
ELFUN TAX EXEMPT INCOME FUND
|
497
|
|
|
ELFUN TRUSTS
|
497
|
|
|
Moeller Jennifer L
|
4
|
|
|
MIDDLEFIELD BANC CORP
|
4
|
Financial Statements
|
|
Highlander Partners, L.P.
|
13F-HR
|
|
|
MLM Managed Futures Fund, LP
|
D/A
|
|
|
Endowment Total Core Hedged & Absolute Fund, L.P.
|
D/A
|
|
|
STANDEX INTERNATIONAL CORP/DE/
|
8-K
|
Financial Statements
|
|
Draganfly Inc.
|
6-K
|
|
|
Crosslink Crossover Fund IX, L.P.
|
D
|
|
|
SSGA FUNDS
|
497
|
|
|
Neumann Mark
|
144
|
|
|
Intra-Cellular Therapies, Inc.
|
144
|
Financial Statements
|
|
Costello Donna
|
4
|
|
|
Allegro Merger Corp.
|
10-Q
|
|
|
Sound Financial Strategies Group, LLC
|
13F-HR
|
|
|
Cottage Street Advisors LLC
|
13F-HR
|
|
|
JOHNSON WILLIAM S
|
4
|
|
|
AbbVie Inc.
|
10-Q
|
Financial Statements
|
|
CRAWFORD & CO
|
8-K
|
|
|
SHARING ECONOMY INTERNATIONAL INC.
|
SEC STAFF ACTION
|
|
|
Hawaiian Bros Inc.
|
D
|
|
|
Prior Jane
|
4
|
|
|
Vita Coco Company, Inc.
|
4
|
Financial Statements
|
|
Hagedorn Christopher
|
4
|
|
|
SCOTTS MIRACLE-GRO CO
|
4
|
Financial Statements
|
|
BLACKROCK FUNDS
|
N-MFP2
|
|
|
Essential AI Labs, Inc.
|
D
|
|
|
Brannan C Scott
|
4
|
|
|
Capital Bancorp Inc
|
4
|
Financial Statements
|
|
DWS MUNICIPAL INCOME TRUST
|
SC 13D/A
|
|
|
SIT INVESTMENT ASSOCIATES INC
|
SC 13D/A
|
|
|
BMW Vehicle Lease Trust 2023-1
|
ABS-EE
|
|
|
DGI Investment Trust
|
497K
|
|
|
Smithfield Trust Co
|
13F-HR
|
|
|
BlackRock Variable Series Funds, Inc.
|
N-MFP2
|
|
|
BLACKROCK LIQUIDITY FUNDS
|
N-MFP2
|
|
|
BlackRock Series Fund, Inc.
|
N-MFP2
|
|
|
Baxter Nathan Eric
|
4
|
|
|
BMW Vehicle Lease Trust 2022-1
|
ABS-EE
|
|
|
HAGEDORN JAMES
|
4
|
|
|
IdentifySensors Biologics Corp.
|
1-K
|
|
|
STATE STREET INSTITUTIONAL INVESTMENT TRUST
|
497
|
|
|
Bernstein Joshua
|
4
|
|
|
WARNER FINANCIAL, INC
|
13F-HR
|
|
|
FI-0420 Fund I, a series of Gold Dragon Ventures, LP
|
D
|
|
|
FI-0420 Fund I AL Vehicle, a series of Gold Dragon Ventures, LP
|
D
|
|
|
WILLIAMS DAVID PATRICK
|
4/A
|
|
|
CHEMED CORP
|
4/A
|
Financial Statements
|
|
Osceola Fund II, LP
|
D/A
|
|
|
BMW Vehicle Lease Trust 2021-2
|
ABS-EE
|
|
|
HSBC FUNDS
|
N-MFP2
|
|
|
PROFUSEK ROBERT
|
4
|
|
|
Mon Ami, Inc.
|
D
|
|
|
BMW Vehicle Owner Trust 2023-A
|
ABS-EE
|
|
|
WASHINGTON TRUST BANK
|
13F-HR
|
|
|
BNY Mellon Municipal Bond Infrastructure Fund, Inc.
|
4
|
|
|
JPMorgan Chase Bank, N.A.
|
4
|
|
|
Nuveen Preferred & Income Securities Fund
|
25-NSE
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
EA Series Trust
|
497K
|
|
|
Milhaus QOZ Business X, LLC
|
D
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC
|
SC TO-I/A
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY FUND
|
SC TO-I/A
|
|
|
BMW Vehicle Owner Trust 2022-A
|
ABS-EE
|
|
|
DENISON MINES CORP.
|
6-K
|
Financial Statements
|
|
Hedge Fund Guided Portfolio Solution
|
SC TO-I/A
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY FUND
|
SC TO-I/A
|
|
|
EA Series Trust
|
497
|
|
|
LINCOLN EDUCATIONAL SERVICES CORP
|
8-K
|
Financial Statements
|
|
ALLIANT ENERGY CORP
|
S-3ASR
|
Financial Statements
|
|
Federated Hermes Premier Municipal Income Fund
|
4
|
|
|
DONAHUE J CHRISTOPHER
|
4
|
|
|
Zulueta Alfonso G
|
4
|
|
|
Nuveen Preferred & Income Fund
|
25-NSE
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
SINGH RAJEEV
|
4
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
8-A12B
|
|
|
BARNES THOMAS O
|
144
|
|
|
BARNES GROUP INC
|
144
|
Financial Statements
|
|
Hilton Grand Vacations Inc.
|
10-Q
|
Financial Statements
|
|
Wharton Business Group, LLC
|
13F-HR
|
|
|
KIRBY CORP
|
10-Q
|
Financial Statements
|
|
BMW Vehicle Owner Trust 2020-A
|
ABS-EE
|
|
|
Fremont Gold Ltd.
|
D
|
|
|
FS VARIABLE SEPARATE ACCOUNT
|
497VPI
|
|
|
Bash Jeffrey Parr
|
4
|
|
|
Crexendo, Inc.
|
4
|
|
|
Capra Project, Inc.
|
D
|
|
|
L.M. KOHN & COMPANY
|
13F-HR
|
|
|
North Star Investment Management Corp.
|
13F-HR
|
|
|
SPDR SERIES TRUST
|
497
|
|
|
FS VARIABLE SEPARATE ACCOUNT
|
497
|
|
|
Evergreen Venture Partners Ltd.
|
13F-HR
|
|
|
Greenline Partners, LLC
|
13F-HR
|
|
|
SPDR INDEX SHARES FUNDS
|
497
|
|
|
Cresta Advisors, Ltd.
|
13F-HR
|
|
|
PATHWAY CAPITAL MANAGEMENT, LP
|
13F-HR
|
|
|
Elephant Oil Corp.
|
S-1/A
|
|
|
Legacy Capital Group California, Inc.
|
13F-HR
|
|
|
SELECT SECTOR SPDR TRUST
|
497
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
N-MFP2
|
|
|
CHANG DENNIS
|
4
|
|
|
Thurston Opportunity Fund I, LP
|
D/A
|
|
|
Cantillon Capital Management LLP
|
13F-NT
|
|
|
LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND
|
N-MFP2
|
|
|
NORDEN GROUP LLC
|
13F-HR
|
|
|
JACKSON HILL ADVISORS, LLC
|
13F-HR
|
|
|
CANTILLON CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
KA-0622 Fund II, a series of Climate Capital Deals, LP
|
D
|
|
|
KA-0622 Fund II AL Vehicle, a series of Climate Capital Deals, LP
|
D
|
|
|
Ames Christy
|
4
|
|
|
REPUBLIC BANCORP INC /KY/
|
4
|
Financial Statements
|
|
Atalaya Capital Management LP
|
13F-HR
|
|
|
TG Venture Acquisition Corp.
|
4
|
|
|
WOLVERINE ASSET MANAGEMENT LLC
|
4
|
|
|
REIK & CO., LLC
|
13F-HR
|
|
|
EquityZen Growth Technology Fund LLC - Series 1793
|
D
|
|
|
Science Rolling Fund, LP - B4
|
D/A
|
|
|
Mycotopia Therapies, Inc.
|
10-K/A
|
|
|
Strategic Financial Services, Inc,
|
13F-HR
|
|
|
Invesco Value Municipal Income Trust
|
N-CSRS
|
|
|
Invesco Trust for Investment Grade New York Municipals
|
N-CSRS
|
|
|
Chenghe Acquisition Co.
|
10-Q
|
|
|
Invesco Trust for Investment Grade Municipals
|
N-CSRS
|
|
|
Kosmos Energy Ltd.
|
10-Q
|
Financial Statements
|
|
Aveo Capital Partners, LLC
|
13F-HR
|
|
|
Portland Hill Asset Management Ltd
|
13F-HR
|
|
|
Invesco Quality Municipal Income Trust
|
N-CSRS
|
|
|
Invesco Pennsylvania Value Municipal Income Trust
|
N-CSRS
|
|
|
Invesco Municipal Trust
|
N-CSRS
|
|
|
NATE'S FOOD CO.
|
8-K
|
|
|
JE-0510 Fund II, a series of GoodTech Electric, LP
|
D
|
|
|
Evans Albert J.
|
4
|
|
|
MID PENN BANCORP INC
|
4
|
Financial Statements
|
|
Invesco Municipal Opportunity Trust
|
N-CSRS
|
|
|
Invesco Municipal Income Opportunities Trust
|
N-CSRS
|
|
|
Brooklyn FI, LLC
|
13F-HR
|
|
|
Paradox Capital, LP - C2
|
D/A
|
|
|
MyAsiaVC LP - C3
|
D/A
|
|
|
Sucro Ltd
|
D
|
|
|
Paradox Capital, LP - C1
|
D/A
|
|
|
Sigma Planning Corp
|
13F-HR
|
|
|
Schechter Investment Advisors, LLC
|
13F-HR
|
|
|
Invesco High Income 2024 Target Term Fund
|
N-CSRS
|
|
|
INVESCO HIGH INCOME 2023 TARGET TERM FUND
|
N-CSRS
|
|
|
AMERICAN BEACON SELECT FUNDS
|
N-MFP2
|
|
|
Synergy Empire Ltd
|
8-K
|
|
|
FT 11059
|
487
|
|
|
AUGUREY VENTURES II, LLC - SERIES COREWEAVE A
|
D
|
|
|
FT 11064
|
487
|
|
|
MORRIS W HOWARD
|
144
|
|
|
Owens Corning
|
144
|
Financial Statements
|
|
FT 11063
|
487
|
|
|
AAON, INC.
|
8-K
|
Financial Statements
|
|
Invesco California Value Municipal Income Trust
|
N-CSRS
|
|
|
CytoViva Inc
|
D
|
|
|
Invesco Advantage Municipal Income Trust II
|
N-CSRS
|
|
|
COCKLIN KIM R
|
144
|
|
|
ATMOS ENERGY CORP
|
144
|
Financial Statements
|
|
Mycotopia Therapies, Inc.
|
10-Q/A
|
|
|
CRESUD INC
|
6-K
|
Financial Statements
|
|
Brice Carson H
|
4
|
|
|
FIRST CITIZENS BANCSHARES INC /DE/
|
4
|
Financial Statements
|
|
Atomizer 69 a series of Atomizer LLC
|
D/A
|
|
|
SACHS BRUCE I
|
144
|
|
|
VERTEX PHARMACEUTICALS INC / MA
|
144
|
Financial Statements
|
|
Myriad Asset Management US LP
|
13F-HR
|
|
|
AXCELIS TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
KEITHLEY JOSEPH P
|
144
|
|
|
EMC Capital Management
|
13F-HR
|
|
|
Werba Rubin Papier Wealth Management
|
13F-HR
|
|
|
Retirement Group, LLC
|
13F-HR
|
|
|
Constellation Energy Corp
|
10-Q
|
|
|
CONSTELLATION ENERGY GENERATION LLC
|
10-Q
|
|
|
IPV Stripe a series of Iron Pine Ventures Co-Invest Fund LLC
|
D/A
|
|
|
Pixi Plus Inc.
|
D
|
|
|
HERSETH MARY JO S.
|
4
|
|
|
BYLINE BANCORP, INC.
|
4
|
Financial Statements
|
|
CITIZENS & NORTHERN CORP
|
10-Q
|
Financial Statements
|
|
Series 30 - Allocations Funds LLC
|
D/A
|
|
|
TEX-DAL PARTNERS, LLC
|
D
|
|
|
PUTNAM INVESTMENT FUNDS
|
N-MFP2
|
|
|
Accretive Wealth Partners, LLC
|
13F-HR
|
|
|
PUTNAM VARIABLE TRUST
|
N-MFP2
|
|
|
Series 35 - Allocations Funds LLC
|
D/A
|
|
|
Mill City Ventures III, Ltd
|
8-K
|
Financial Statements
|
|
CITIZENSSELECT FUNDS
|
N-MFP2
|
|
|
Markey John
|
SC 13G/A
|
|
|
Sonnet BioTherapeutics Holdings, Inc.
|
SC 13G/A
|
|
|
Kalion, Inc.
|
D
|
|
|
PUTNAM MONEY MARKET FUND
|
N-MFP2
|
|
|
GENERAL MONEY MARKET FUND, INC.
|
N-MFP2
|
|
|
Trium Capital LLP
|
13F-HR
|
|
|
Souders Financial Advisors
|
13F-HR
|
|
|
BNY MELLON VARIABLE INVESTMENT FUND
|
N-MFP2
|
|
|
Walsh Anthony P.
|
4
|
|
|
NOVAGOLD RESOURCES INC
|
4
|
Financial Statements
|
|
Short-Term Bond Fund of America
|
497J
|
|
|
Marathon Asset Management Ltd
|
13F-HR
|
|
|
FIRST NATIONAL TRUST CO
|
13F-HR
|
|
|
DREYFUS TREASURY SECURITIES CASH MANAGEMENT
|
N-MFP2
|
|
|
INTERMEDIATE BOND FUND OF AMERICA
|
497J
|
|
|
OceanPal Inc.
|
SC 13D/A
|
|
|
Economou George
|
SC 13D/A
|
|
|
AMERICAN FUNDS INCOME SERIES
|
497J
|
|
|
Dreyfus Treasury Obligations Cash Management
|
N-MFP2
|
|
|
VIVOS INC
|
10-Q
|
|
|
GROWTH FUND OF AMERICA
|
497J
|
|
|
INCA Investments LLC
|
13F-HR
|
|
|
AMERICAN FUNDS MORTGAGE FUND
|
497J
|
|
|
DREYFUS CASH MANAGEMENT
|
N-MFP2
|
|
|
Lupica John J
|
144
|
|
|
Chubb Ltd
|
144
|
Financial Statements
|
|
BRUNI J V & CO /CO
|
13F-HR
|
|
|
F.N.B. INVESTMENT ADVISORS, INC.
|
13F-NT
|
|
|
Apex Office Ventures, LLC
|
D
|
|
|
Zecher Linda Kay
|
144
|
|
|
WASATCH FUNDS TRUST
|
NPORT-P
|
|
|
De Soto Matthew G
|
4
|
|
|
Waverton Investment Management Ltd
|
13F-HR
|
|
|
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
|
N-MFP2
|
|
|
HOST HOTELS & RESORTS, INC.
|
10-Q
|
Financial Statements
|
|
HOST HOTELS & RESORTS L.P.
|
10-Q
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Malzahn Daniel David
|
4
|
|
|
NVR INC
|
4
|
Financial Statements
|
|
ERn Financial, LLC
|
13F-HR
|
|
|
Weinstein Boaz
|
3
|
|
|
Municipal Employees' Retirement System of Michigan
|
13F-HR
|
|
|
Saba Capital Management, L.P.
|
3
|
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
3
|
|
|
BANCO SANTANDER CHILE
|
6-K
|
Financial Statements
|
|
Dreyfus Institutional Reserves Funds
|
N-MFP2
|
|
|
VARIABLE ANNUITY ACCOUNT A OF PROTECTIVE LIFE
|
497
|
|
|
Epiphanly Capital, LP
|
D/A
|
|
|
AKO CAPITAL LLP
|
13F-HR
|
|
|
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS
|
N-MFP2
|
|
|
Wealthstream Advisors, Inc.
|
13F-HR
|
|
|
WASHINGTON TRUST BANCORP INC
|
10-Q
|
|
|
SmartMetric, Inc.
|
253G1
|
|
|
Carson Seana
|
144
|
|
