| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Aristotle Funds Series Trust
|
497
|
|
|
Palmer Square Opportunistic Credit Fund U.S. LLC
|
D/A
|
|
|
Man TargetRisk Global Equities
|
D/A
|
|
|
Euro Pacific Asset Management, LLC
|
13F-HR
|
|
|
Pacific Wealth Strategies Group, Inc.
|
13F-HR
|
|
|
TIAA REAL ESTATE ACCOUNT
|
8-K
|
|
|
Goodson Alan R
|
3
|
|
|
abrdn Life Sciences Investors
|
3
|
Financial Statements
|
|
Buck Wealth Strategies, LLC
|
13F-HR
|
|
|
Kennedy Megan
|
3
|
|
|
Valkyrie ETF Trust II
|
40-17G
|
|
|
Global X Funds
|
CERT
|
|
|
WELLS FARGO & COMPANY/MN
|
424B2
|
Financial Statements
|
|
Park Shore Multi Asset Strategy Fund LLC
|
D
|
|
|
Ferrari Sharon
|
3
|
|
|
Andolina Joseph
|
3
|
|
|
POINT Biopharma Global Inc.
|
3
|
|
|
BVF GP HOLDINGS LLC
|
3
|
|
|
BVF II GP LLC
|
3
|
|
|
BVF I GP LLC
|
3
|
|
|
BVF Partners OS Ltd.
|
3
|
|
|
Biotechnology Value Trading Fund OS LP
|
3
|
|
|
LAMPERT MARK N
|
3
|
|
|
BIOTECHNOLOGY VALUE FUND II LP
|
3
|
|
|
BVF INC/IL
|
3
|
|
|
BVF PARTNERS L P/IL
|
3
|
|
|
BIOTECHNOLOGY VALUE FUND L P
|
3
|
|
|
Pittard Christian
|
3
|
|
|
OFG BANCORP
|
10-Q
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
BIRD STEPHEN
|
3
|
|
|
Leelyn Smith, LLC
|
13F-HR
|
|
|
GS Finance Corp.
|
FWP
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
PLAN INVESTMENT FUND INC
|
N-MFP2
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
Reit Todd
|
3
|
|
|
Maher Bill
|
3
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
DSS AMERICAFIRST QUANTITATIVE FUNDS
|
497K
|
|
|
LQR House Inc.
|
8-K
|
|
|
UNIFIED SERIES TRUST
|
N-CEN
|
|
|
DiMartino Rose
|
3
|
|
|
DOW CHEMICAL CO /DE/
|
424B3
|
|
|
Nickles Robert Clark Jr
|
4
|
|
|
FIRST FINANCIAL BANKSHARES INC
|
4
|
Financial Statements
|
|
Tooze Marika
|
3
|
|
|
PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT
|
497VPU
|
|
|
O'Connor James Joseph
|
3
|
|
|
Bantec, Inc.
|
8-K
|
|
|
Nemedio, Inc.
|
D
|
|
|
Nichols Jennifer A
|
3
|
|
|
Investcorp US Real Estate Employee Co-Investment Incentive, L.P.
|
D
|
|
|
VERIZON COMMUNICATIONS INC
|
424B2
|
Financial Statements
|
|
Alexander Vicki
|
4
|
|
|
Third Coast Bancshares, Inc.
|
4
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
PIONEER MONEY MARKET TRUST
|
N-MFP2
|
|
|
GROOVE BOTANICALS INC.
|
10-12G/A
|
|
|
Matsick Jaclyn Marie
|
3
|
|
|
PSG Equity L.L.C.
|
13F-HR
|
|
|
abrdn Inc.
|
3
|
|
|
TABLE TRAC INC
|
8-K
|
|
|
Milliman Variable Insurance Trust
|
N-MFP2
|
|
|
PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT
|
497VPI
|
|
|
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
|
ABS-15G
|
|
|
JACKSON NATIONAL ASSET MANAGEMENT LLC
|
13F-NT
|
|
|
Ifrah Financial Services, Inc.
|
13F-HR
|
|
|
Sitar Lucia
|
3
|
|
|
abrdn Healthcare Investors
|
3
|
Financial Statements
|
|
Idaho Strategic Resources, Inc.
|
8-K
|
|
|
Baggio Barbara
|
4
|
|
|
Voip-pal.com Inc
|
4
|
|
|
ArcelorMittal
|
6-K
|
Financial Statements
|
|
Innovator Capital Management, LLC
|
13F-NT
|
|
|
PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT
|
485BPOS
|
|
|
Good Slate Films, Inc.
|
C-AR
|
|
|
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST
|
N-MFP2
|
|
|
Wyld West Film Ventures, LLC
|
C/A
|
|
|
Kindly MD, Inc.
|
S-1/A
|
|
|
MEXICAN ECONOMIC DEVELOPMENT INC
|
6-K
|
Financial Statements
|
|
Sutton Wealth Advisors Inc.
|
13F-HR
|
|
|
AKF, Inc.
|
D/A
|
|
|
Hudock, Inc.
|
13F-HR
|
|
|
CAMPBELL FUND TRUST
|
8-K
|
|
|
WORK Medical Technology Group LTD
|
F-1/A
|
|
|
Mawer Investment Management Ltd.
|
13F-HR
|
|
|
ALIGHT SERIES TRUST
|
N-MFP2
|
|
|
Tenable Holdings, Inc.
|
144
|
Financial Statements
|
|
Thurmond Mark C.
|
144
|
|
|
WEBER MARK
|
144
|
|
|
FEDERAL SIGNAL CORP /DE/
|
144
|
Financial Statements
|
|
BLACKROCK FINANCIAL INSTITUTIONS SERIES TRUST
|
N-MFP2
|
|
|
Delaney Angela Ossello
|
4
|
|
|
CINCINNATI FINANCIAL CORP
|
4
|
Financial Statements
|
|
Tilly Edward T
|
144
|
|
|
Cboe Global Markets, Inc.
|
144
|
Financial Statements
|
|
BlackRock Funds III
|
N-MFP2
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
MASTER INVESTMENT PORTFOLIO
|
N-MFP2
|
|
|
Versor Investments LP
|
13F-HR
|
|
|
XML Financial, LLC
|
13F-HR
|
|
|
Hamill Anna
|
4
|
|
|
Laird Superfood, Inc.
|
4
|
Financial Statements
|
|
ALPS Series Trust
|
AW
|
|
|
Rodeheaver Carissa Lynn
|
4
|
|
|
FIRST UNITED CORP/MD/
|
4
|
Financial Statements
|
|
BIOETHICS LTD
|
8-K
|
|
|
Widmann Financial Services, Inc.
|
13F-HR
|
|
|
LINCOLN EDUCATIONAL SERVICES CORP
|
10-Q
|
Financial Statements
|
|
Global Wealth Management Investment Advisory, Inc.
|
13F-HR
|
|
|
SFMG, LLC
|
13F-HR
|
|
|
Columbia Funds Variable Series Trust II
|
N-MFP2
|
|
|
Columbia Funds Series Trust II
|
N-MFP2
|
|
|
SPIRITS TIME INTERNATIONAL, INC.
|
8-K
|
|
|
Energy Recovery, Inc.
|
144
|
Financial Statements
|
|
Mao Robert Yu Lang
|
144
|
|
|
Vaulted Solutions Inc
|
C/A
|
|
|
BROOKTREE CAPITAL MANAGEMENT
|
13F-HR
|
|
|
PARSONS CAPITAL MANAGEMENT INC/RI
|
13F-HR
|
|
|
Nelson Kelly R
|
4
|
|
|
MVB FINANCIAL CORP
|
4
|
Financial Statements
|
|
Saba Capital Management, L.P.
|
SC 13D
|
|
|
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST
|
SC 13D
|
|
|
NowNews Digital Media Technology Co. Ltd.
|
D/A
|
|
|
TRENT TAMMY M
|
4
|
|
|
LEGGETT & PLATT INC
|
4
|
Financial Statements
|
|
TCCF Feeder Fund, L.P.
|
D/A
|
|
|
Limitless X Holdings Inc.
|
8-K
|
|
|
PTASINSKI CHRISTINA
|
4
|
|
|
TerraCotta Credit Fund, LP
|
D/A
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
Carroll Investors, Inc
|
13F-HR
|
|
|
Meeder Funds
|
DEF 14A
|
|
|
MCCOY SUSAN R
|
4
|
|
|
CINCINNATI BELL INC
|
10-Q
|
|
|
Callan Capital, LLC
|
13F-HR
|
|
|
Cove Acquisition Fund 5, LLC
|
D
|
|
|
Tradewinds, LLC.
|
13F-HR
|
|
|
PERISCOPE CAPITAL INC.
|
13F-HR
|
|
|
Branner Peter
|
3
|
|
|
abrdn Global Infrastructure Income Fund
|
3
|
|
|
KLEIBOEKER RYAN MICHAEL
|
4
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
ACADEMY CAPITAL MANAGEMENT INC/TX
|
13F-HR
|
|
|
ABRDN GLOBAL INCOME FUND, INC.
|
3
|
|
|
Brilliant Acquisition Corp
|
S-4/A
|
|
|
Vestmark Advisory Solutions, Inc.
|
13F-HR
|
|
|
HENDERSON STEVEN K
|
4
|
|
|
First Savings Financial Group, Inc.
|
8-K
|
Financial Statements
|
|
BH3 Debt Opportunity Fund II-Parallel, L.P.
|
D
|
|
|
HOMESTEAD FUNDS INC
|
N-MFP2
|
|
|
PIMCO ETF Trust
|
497J
|
|
|
ABRDN ASIA-PACIFIC INCOME FUND, INC.
|
3
|
|
|
PIMCO Equity Series
|
497J
|
|
|
HAGALE JAMES TYSON
|
4
|
|
|
SOBR Safe, Inc.
|
8-K/A
|
|
|
FIRST COMMUNITY BANKSHARES INC /VA/
|
10-Q
|
Financial Statements
|
|
Salt Blockchain Inc.
|
8-K
|
|
|
abrdn Income Credit Strategies Fund
|
3
|
|
|
Douglas Scott S
|
4
|
|
|
SOUND SHORE MANAGEMENT INC /CT/
|
13F-HR
|
|
|
PFG Investments, LLC
|
13F-HR
|
|
|
NORTHCAPE WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
RIDGEWOOD ENERGY Y FUND LLC
|
10-Q
|
|
|
RIDGEWOOD ENERGY V FUND LLC
|
10-Q
|
|
|
RIDGEWOOD ENERGY T FUND LLC
|
10-Q
|
|
|
RIDGEWOOD ENERGY A-1 FUND LLC
|
10-Q
|
|
|
Ridgewood Energy W Fund LLC
|
10-Q
|
|
|
Ridgewood Energy U Fund LLC
|
10-Q
|
|
|
RIDGEWOOD ENERGY X FUND, LLC
|
10-Q
|
|
|
RIDGEWOOD ENERGY S FUND LLC
|
10-Q
|
|
|
RIDGEWOOD ENERGY Q FUND LLC
|
10-Q
|
|
|
Ridgewood Energy O Fund LLC
|
10-Q
|
|
|
Fat Brands, Inc
|
DEFA14A
|
Financial Statements
|
|
Stone Randy Lee
|
4
|
|
|
CTS CORP
|
4
|
Financial Statements
|
|
Bancorp 34, Inc.
|
S-4/A
|
Financial Statements
|
|
AMERICAN CENTURY ETF TRUST
|
485BPOS
|
|
|
DOLLOFF J MITCHELL
|
4
|
|
|
abrdn Total Dynamic Dividend Fund
|
3
|
|
|
DONNER FRED ROBERT
|
4
|
|
|
CRAWFORD & CO
|
4
|
|
|
Anfield Capital Management, LLC
|
13F-HR
|
|
|
Donoghue Forlines LLC
|
13F-HR
|
|
|
BURNS BENJAMIN MICHAEL
|
4
|
|
|
abrdn Global Dynamic Dividend Fund
|
3
|
|
|
CITIGROUP INC
|
424B3
|
Financial Statements
|
|
Retirement Systems of Alabama
|
13F-HR
|
|
|
Stilwell Activist Investments, L.P.
|
4
|
|
|
Stilwell Activist Fund, L.P.
|
4
|
|
|
Stilwell Value Partners VII, L.P.
|
4
|
|
|
Stilwell Value LLC
|
4
|
|
|
STILWELL JOSEPH
|
4
|
|
|
PEOPLES FINANCIAL CORP /MS/
|
4
|
|
|
RPO LLC
|
13F-HR
|
|
|
Sound Financial Bancorp, Inc.
|
4
|
Financial Statements
|
|
STILWELL PARTNERS L P
|
4
|
|
|
Novu Normandy Partners, LLC
|
D
|
|
|
Forrestal Agricultural Corp
|
13F-HR
|
|
|
Oncobiomix Inc.
|
D
|
|
|
Cytonus Therapeutics, Inc.
|
D
|
|
|
Guidance Point Advisors, LLC
|
13F-HR
|
|
|
GYL FINANCIAL SYNERGIES, LLC
|
13F-HR
|
|
|
abrdn Global Premier Properties Fund
|
3
|
|
|
APEX 11 INC.
|
10-Q
|
|
|
JOHN HANCOCK VARIABLE INSURANCE TRUST
|
N-MFP2
|
|
|
WOMBLE DUSTIN R
|
144
|
|
|
TYLER TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
F/M Investments LLC
|
13F-HR
|
|
|
AB PORTFOLIOS
|
N-CSRS
|
|
|
Lubert-Adler Delray QOF Fund II, L.P.
|
D
|
|
|
Grayscale Bitcoin Trust
|
FWP
|
|
|
CHILDRESS CAPITAL ADVISORS, LLC
|
13F-HR
|
|
|
John Hancock Collateral Trust
|
N-MFP2
|
|
|
Hobart Private Capital, LLC
|
13F-HR
|
|
|
BlackRock Inc.
|
10-Q
|
Financial Statements
|
|
Guidance Point Advisors, LLC
|
13F-HR/A
|
|
|
JOHN HANCOCK CURRENT INTEREST
|
N-MFP2
|
|
|
Prime Meridian Holding Co
|
8-K
|
|
|
RetinalGenix Technologies Inc.
|
POS AM
|
|
|
KWESST Micro Systems Inc.
|
6-K
|
|
|
TRANSAMERICA SERIES TRUST
|
N-MFP2
|
|
|
TRANSAMERICA FUNDS
|
N-MFP2
|
|
|
ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC.
|
3
|
|
|
TRAM Services Holdings, LLC
|
D
|
|
|
HC CAPITAL TRUST
|
DEF 14C
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
CERT
|
|
|
BANCFIRST CORP /OK/
|
10-Q
|
Financial Statements
|
|
Venkatesh Vandana
|
4
|
|
|
VERIZON COMMUNICATIONS INC
|
4
|
Financial Statements
|
|
Stillwell Mary-Lee
|
4
|
|
|
Skiadas Anthony T
|
4
|
|
|
Gaudette Renae M.
|
144
|
|
|
WINMARK CORP
|
144
|
Financial Statements
|
|
Sampath Sowmyanarayan
|
4
|
|
|
Russo Joseph J.
|
4
|
|
|
AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC.
|
497J
|
|
|
Hammock Samantha
|
4
|
|
|
Constellation Investimentos e Participacoes Ltda
|
13F-HR
|
|
|
Stock Yards Bancorp, Inc.
|
10-Q
|
Financial Statements
|
|
WINTER P CLINTON
|
4
|
|
|
UNITED BANKSHARES INC/WV
|
4
|
Financial Statements
|
|
Uncommon Projects Capital, LP - B3
|
D/A
|
|
|
Jefferson National Life of New York Annuity Account 1
|
497VPI
|
|
|
COMM 2014-UBS3 Mortgage Trust
|
10-D/A
|
|
|
WELCH CAPITAL PARTNERS LLC/NY
|
13F-HR
|
|
|
JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G
|
497VPI
|
|
|
FORTITUDE LIFE INSURANCE & ANNUITY Co VARIABLE ACCOUNT B
|
497
|
|
|
COMMERCE BANCSHARES INC /MO/
|
10-Q
|
Financial Statements
|
|
Jefferson National Life of New York Annuity Account 1
|
497
|
|
|
JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G
|
497
|
|
|
Giannola Vito
|
4/A
|
|
|
PROVIDENT FINANCIAL SERVICES INC
|
4/A
|
Financial Statements
|
|
FORTITUDE LIFE INSURANCE & ANNUITY Co VARIABLE ACCOUNT B
|
497VPU
|
|
|
Sexton Heidi
|
4
|
|
|
Stafford Webb Lauren
|
144
|
|
|
SoFi Technologies, Inc.
|
144
|
Financial Statements
|
|
Commonwealth Retirement Investments LLC
|
13F-HR
|
|
|
MONARCH CASINO & RESORT INC
|
10-Q
|
Financial Statements
|
|
UBS AG
|
424B2
|
|
|
Khor Holdings, Inc.
|
D
|
|
|
HM PAYSON & CO
|
13F-HR
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT H
|
485BXT
|
|
|
Primary Record Inc.
|
D
|
|
|
MANCHESTER FINANCIAL INC
|
13F-HR
|
|
|
GYNESONICS, INC
|
D/A
|
|
|
BP Commercial Funding Trust II, Series SPL-XI
|
D
|
|
|
Privium Fund Management
|
13F-HR
|
|
|
SEIZERT CAPITAL PARTNERS, LLC
|
13F-HR
|
|
|
Oakley Capital-LSC-Houston HFC Portfolio Fund 1, LLC
|
D
|
|
|
4Front Ventures Corp.
|
8-K
|
|
|
SELECTIS HEALTH, INC.
|
8-K
|
|
|
Phenom Resources Corp.
|
D/A
|
|
|
LINCOLN LIFE VARIABLE ANNUITY ACCOUNT N
|
485BXT
|
|
|
FLPUTNAM INVESTMENT MANAGEMENT CO
|
13F-HR
|
|
|
Privium Fund Management B.V.
|
13F-HR
|
|
|
Trustees of Princeton University
|
13F-HR
|
|
|
Ardent Capital Management, Inc.
|
13F-HR
|
|
|
Cassaday & Co Wealth Management LLC
|
13F-HR
|
|
|
AvePoint, Inc.
|
8-K
|
|
|
FIDELITY & GUARANTY LIFE INSURANCE CO
|
ABS-15G
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VII
|
497
|
|
|
Locoh-Donou Francois
|
4
|
|
|
F5, INC.
|
4
|
Financial Statements
|
|
WHALEN CHAD MICHAEL
|
4
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
497
|
|
|
Trinseo PLC
|
10-Q
|
Financial Statements
|
|
Rogers Scot Frazier
|
4
|
|
|
FOREFRONT WEALTH MANAGEMENT INC.
|
13F-HR
|
|
|
POINT Biopharma Global Inc.
|
SC 13D
|
|
|
BIOTECHNOLOGY VALUE FUND L P
|
SC 13D
|
|
|
FOUNTAIN THOMAS DEAN
|
4
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND V
|
497
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
497
|
|
|
Tison Stuart
|
144
|
|
|
ENTEGRIS INC
|
144
|
Financial Statements
|
|
Lowell Farms Inc.
|
8-K
|
|
