| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Copple Brian William
|
4
|
|
|
Blanton Laurie J.
|
4
|
|
|
Romero Julie M
|
4
|
|
|
Ensor Michael E
|
4
|
|
|
Spaeth Thomas M.
|
4
|
|
|
O'Loughlin Mary
|
4
|
|
|
Ultimus Managers Trust
|
25-NSE
|
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
Sealy Industrial Partners IV, LP
|
D/A
|
|
|
Brookfield Infrastructure Income Fund Inc.
|
SC TO-I/A
|
|
|
IGH Naturals Inc
|
D
|
|
|
ETAO International Co., Ltd.
|
20-F/A
|
|
|
De Witte Jan
|
4/A
|
|
|
RESMED INC
|
4/A
|
Financial Statements
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Keystone Real Estate Investment Trust, LLC
|
D
|
|
|
JOHNSTON STEPHEN
|
4
|
|
|
EQUUS TOTAL RETURN, INC.
|
40-17G
|
Financial Statements
|
|
TEREX CORP
|
4
|
Financial Statements
|
|
Chapman Richard D
|
144
|
|
|
FIRST SOLAR, INC.
|
144
|
Financial Statements
|
|
Aiken Jason W
|
4
|
|
|
Luther Sherri R
|
4
|
|
|
LATTICE SEMICONDUCTOR CORP
|
4
|
Financial Statements
|
|
Spinnaker ETF Series
|
497K
|
|
|
Robot Ventures Fund IV, LP
|
D
|
|
|
QTS Partners, L.P.
|
D/A
|
|
|
KRIPITZ JEFFREY H
|
144
|
|
|
PARKE BANCORP, INC.
|
144
|
Financial Statements
|
|
AG24 RE I, LLC
|
D
|
|
|
Shorepoint Income Fund II, LP
|
D
|
|
|
Long Barton Scot
|
4/A
|
|
|
NEW PEOPLES BANKSHARES INC
|
4/A
|
|
|
AURORA CANNABIS INC
|
6-K
|
Financial Statements
|
|
Lubert-Adler Enhanced Private Credit Fund I, L.P.
|
D/A
|
|
|
Northfield Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Sethi Subi
|
4
|
|
|
Clearwater Analytics Holdings, Inc.
|
4
|
Financial Statements
|
|
VWF Bancorp, Inc.
|
4
|
|
|
Cahill Michael D
|
4
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
m funds Trust
|
497J
|
|
|
Red Oak Capital Fund VI, LLC
|
1-A POS
|
|
|
JOHNSON DAVID S
|
144
|
|
|
Arthur J. Gallagher & Co.
|
144
|
Financial Statements
|
|
Kimball Electronics, Inc.
|
SD
|
Financial Statements
|
|
Rivulet Opportunity Fund, LLC
|
D/A
|
|
|
ABVC BIOPHARMA, INC.
|
424B4
|
|
|
Gregoire Kevin P.
|
144
|
|
|
BLACKBAUD INC
|
144
|
Financial Statements
|
|
Ferguson Cindy
|
4
|
|
|
ATRION CORP
|
4
|
Financial Statements
|
|
AEP Texas Inc.
|
8-K
|
|
|
m funds Trust
|
487
|
|
|
Pierce Staci
|
3
|
|
|
PROASSURANCE CORP
|
3
|
Financial Statements
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
424B2
|
Financial Statements
|
|
ABS Long/Short Strategies Fund
|
SC TO-I/A
|
|
|
TECOGEN INC.
|
4
|
Financial Statements
|
|
HATSOPOULOS JOHN
|
4
|
|
|
Builders Vision, LLC
|
13F-HR
|
|
|
iSHARES TRUST
|
497J
|
|
|
INTERNATIONAL BANCSHARES CORP
|
8-K
|
Financial Statements
|
|
GOLDMAN SACHS TRUST
|
485APOS
|
|
|
U.S. Energy Private Capital II LP
|
D/A
|
|
|
MacGibbon Craig S
|
144
|
|
|
AMERICAN PUBLIC EDUCATION INC
|
144
|
Financial Statements
|
|
Oakhurst Opportunity Lending Fund I, LP
|
D/A
|
|
|
BIELEN RICHARD J
|
3
|
|
|
KEENE HAROLD L
|
4
|
|
|
NEW PEOPLES BANKSHARES INC
|
4
|
|
|
Green New Deal Fund - 1, LLC
|
D/A
|
|
|
Wong-Zaza Melvina
|
4
|
|
|
Kearny Financial Corp.
|
4
|
Financial Statements
|
|
WESTLEY PETER
|
4
|
|
|
Cadenza Ventures Opportunities Fund, LP Series N
|
D
|
|
|
PGIM Rock ETF Trust
|
8-A12B
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
NPORT-P
|
|
|
Barrett Burke Thomas
|
4
|
|
|
Pulse Biosciences, Inc.
|
4
|
Financial Statements
|
|
AREX Capital Partners, LP
|
D/A
|
|
|
Called Higher Studios, Inc.
|
1-K
|
|
|
Priority Technology Holdings, Inc.
|
8-K
|
Financial Statements
|
|
CECO ENVIRONMENTAL CORP
|
8-K
|
Financial Statements
|
|
Fletcher Robert S
|
144
|
|
|
STRYKER CORP
|
144
|
Financial Statements
|
|
Barrett Burke Thomas
|
3
|
|
|
Pulse Biosciences, Inc.
|
3
|
Financial Statements
|
|
Barings Private Credit Corp
|
8-K
|
|
|
RAI Energy Fund, LP
|
D/A
|
|
|
Blackstone BGREEN III Co-Investment Fund G SCSp
|
D
|
|
|
YouSolar, Inc.
|
C/A
|
|
|
Savano Capital Partners IV, L.P.
|
D
|
|
|
Sprinter Spirits, Inc.
|
D
|
|
|
Serene Lake Capital, LP
|
D/A
|
|
|
Called Higher Studios, Inc.
|
C-AR
|
|
|
ROBOTTI ROBERT
|
4
|
|
|
TIDEWATER INC
|
4
|
Financial Statements
|
|
Machaon US Fund LP
|
D/A
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Investment Managers Series Trust
|
497
|
|
|
RAI Energy Fund II, LP
|
D/A
|
|
|
Walker Jody Marie
|
3
|
|
|
BIOREGENX, INC.
|
3
|
|
|
SACHS BRUCE I
|
144
|
|
|
VERTEX PHARMACEUTICALS INC / MA
|
144
|
Financial Statements
|
|
Amet LLC
|
D
|
|
|
Syrett Alicia
|
4
|
|
|
Digimarc CORP
|
4
|
Financial Statements
|
|
RXR FP Holdings V LP
|
D
|
|
|
Privacore PCAAM Alternative Income Fund
|
40-APP
|
|
|
Privacore PCAAM Alternative Growth Fund
|
40-APP
|
|
|
Privacore Capital Advisors, LLC
|
40-APP
|
|
|
JANUS HENDERSON DISTRIBUTORS US LLC
|
40-APP
|
|
|
StepStone Private Credit Income Fund
|
N-2/A
|
|
|
WILLIAM BLAIR FUNDS
|
NPORT-P
|
|
|
SOUTHERN CO
|
SD
|
Financial Statements
|
|
ABRAMSON ANDREW B
|
144
|
|
|
VALLEY NATIONAL BANCORP
|
144
|
Financial Statements
|
|
AllerGenis, Inc.
|
C-AR
|
|
|
Soltrust Residential REIT, Inc.
|
D
|
|
|
ATS Corp /ATS
|
6-K
|
|
|
Sims Brett Michael
|
144
|
|
|
PORTLAND GENERAL ELECTRIC CO /OR/
|
144
|
Financial Statements
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
497J
|
|
|
MODINE MANUFACTURING CO
|
10-K
|
Financial Statements
|
|
BLACKROCK FUNDS
|
485BPOS
|
|
|
Muller Josef M
|
4/A
|
|
|
CROWN HOLDINGS, INC.
|
4/A
|
Financial Statements
|
|
Rowe Robert Scott
|
144
|
|
|
FLOWSERVE CORP
|
144
|
Financial Statements
|
|
GOLDMAN SACHS TRUST
|
497
|
|
|
Enciso Alicia
|
144
|
|
|
Childrens Place, Inc.
|
144
|
Financial Statements
|
|
DR REDDYS LABORATORIES LTD
|
6-K
|
Financial Statements
|
|
RAI Natural Gas Fund IV, LP
|
D
|
|
|
Christ George J
|
4
|
|
|
Altair Engineering Inc.
|
4
|
Financial Statements
|
|
KILLIAN JOHN F
|
144
|
|
|
CONSOLIDATED EDISON INC
|
144
|
Financial Statements
|
|
GC Investments LLC
|
4
|
|
|
Gagnon-Kennedy Vineyards, LLC
|
D
|
|
|
BOOR ANTHONY W
|
144
|
|
|
Wilshire Private Assets Fund
|
5
|
|
|
MACQUARIE MANAGEMENT HOLDINGS, INC.
|
5
|
|
|
Nuveen Churchill Direct Lending Corp.
|
DEFA14A
|
|
|
Dvorkin Viktar
|
4
|
|
|
EPAM Systems, Inc.
|
4
|
Financial Statements
|
|
Ruggeri Rachel
|
144
|
|
|
STARBUCKS CORP
|
144
|
Financial Statements
|
|
Resides William
|
3
|
|
|
Humain Ventures Fund I, LP
|
D
|
|
|
LOCORR INVESTMENT TRUST
|
40-17G
|
|
|
Burkey Joanna Catherine
|
144
|
|
|
BEYOND, INC.
|
144
|
Financial Statements
|
|
RAI Natural Gas Fund III, LP
|
D/A
|
|
|
BRADY CORP
|
SD
|
Financial Statements
|
|
333 Main, LLC
|
D
|
|
|
Simian LLC
|
D
|
|
|
Simermeyer Elizabeth A
|
4
|
|
|
ACCO BRANDS Corp
|
4
|
Financial Statements
|
|
PREFERRED CAPITAL PRIVATE EQUITY FUND, LLC - RE FUND 2
|
D
|
|
|
NORWOOD FINANCIAL CORP
|
S-3
|
Financial Statements
|
|
RAJKOWSKI E MARK
|
4
|
|
|
Shopoff Secured 10 Pct Interest Fund, LP
|
D
|
|
|
Second Line Capital, LLC
|
13F-HR
|
|
|
MainStreet Bancshares, Inc.
|
S-8
|
|
|
Paul Holly
|
4
|
|
|
FTI CONSULTING, INC
|
4
|
Financial Statements
|
|
MainStreet Bancshares, Inc.
|
S-3
|
|
|
Anetac, Inc.
|
D
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
FT 11552
|
S-6
|
|
|
SI Crestlight Savannah, LP
|
D
|
|
|
POM V Co-Investment, LLC
|
D
|
|
|
Innoveren Scientific, Inc.
|
8-K
|
|
|
Monteagudo Graciela
|
4
|
|
|
Masculen LLC
|
D
|
|
|
Honeystone Ventures Fund II LP
|
D
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Bueker Kathryn
|
144
|
|
|
HUBSPOT INC
|
144
|
Financial Statements
|
|
Gal Aharon
|
144
|
|
|
NOVARTIS AG
|
144
|
Financial Statements
|
|
SVC III Partners, LLC
|
D
|
|
|
Brightwood Capital Corp I
|
8-K
|
|
|
Harley-Davidson Motorcycle Trust 2023-B
|
10-D
|
|
|
Nuo Therapeutics, Inc.
|
D
|
|
|
PFIZER INC
|
8-K
|
Financial Statements
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
ROMAINE STEPHEN S
|
4
|
|
|
TOMPKINS FINANCIAL CORP
|
4
|
Financial Statements
|
|
Keller Robert J
|
4
|
|
|
Berlin John E
|
4
|
|
|
CARLISLE COMPANIES INC
|
4
|
Financial Statements
|
|
Harley-Davidson Motorcycle Trust 2023-B
|
ABS-EE
|
|
|
HARLEY-DAVIDSON CUSTOMER FUNDING CORP.
|
ABS-EE
|
|
|
Jotwani Pradeep
|
4
|
|
|
ZTEST ELECTRONICS INC /FI
|
D
|
|
|
Vorcheimer Stuart M.
|
4
|
|
|
PEAPACK GLADSTONE FINANCIAL CORP
|
4
|
Financial Statements
|
|
ABRAMS BISON PARTNERS, LP
|
D/A
|
|
|
CITIGROUP INC
|
424B3
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B3
|
|
|
SIEBERT FINANCIAL CORP
|
10-Q
|
Financial Statements
|
|
Lucas Venture Group XXXVII LLC
|
D
|
|
|
Patel Sushil Amathalal
|
4
|
|
|
PLUMAS BANCORP
|
4
|
Financial Statements
|
|
Harley-Davidson Motorcycle Trust 2023-A
|
10-D
|
|
|
Jurny, Inc.
|
C/A
|
|
|
DVORAK KATHLEEN S
|
4
|
|
|
Harley-Davidson Motorcycle Trust 2023-A
|
ABS-EE
|
|
|
Violet Services, Inc.
|
D/A
|
|
|
SharpLink Gaming, Inc.
|
POS AM
|
|
|
LABOZZETTA ANTHONY J
|
4
|
|
|
PROVIDENT FINANCIAL SERVICES INC
|
4
|
Financial Statements
|
|
A-VLA INVESTMENTS, LLC
|
D
|
|
|
freightmate Ai, Inc.
|
D
|
|
|
BURTON JOSEPH B
|
4
|
|
|
GRAPHJET TECHNOLOGY
|
SCHEDULE 13G/A
|
Financial Statements
|
|
Yakira Capital Management, Inc.
|
SCHEDULE 13G/A
|
|
|
HA-0301 Fund II, a series of Silent Capital Holdings, LP
|
D
|
|
|
HAMILTON LANE SECURITIES LLC
|
X-17A-5
|
|
|
Harley-Davidson Motorcycle Trust 2022-A
|
10-D
|
|
|
CORPORACION AMERICA AIRPORTS S.A.
|
6-K
|
Financial Statements
|
|
Harley-Davidson Motorcycle Trust 2022-A
|
ABS-EE
|
|
|
Selipsky Adam
|
144
|
|
|
AMAZON COM INC
|
144
|
Financial Statements
|
|
Iron Pillar India Fund II, LLC
|
D
|
|
|
SASOL LTD
|
6-K
|
Financial Statements
|
|
SMITH & NEPHEW PLC
|
6-K
|
Financial Statements
|
|
JLLX Townlake of Coppell, DST
|
D/A
|
|
|
Wilson Christian Anthony
|
3
|
|
|
FIRST BANCORP /NC/
|
3
|
Financial Statements
|
|
Bucktown Capital LLC
|
SC 13G
|
|
|
SinglePoint Inc.
|
SC 13G
|
|
|
ISUN, INC.
|
D
|
|
|
Koesten, Hirschmann & Crabtree, INC.
|
13F-HR
|
|
|
Genfit S.A.
|
6-K
|
|
|
Roboligent, Inc.
|
C-AR
|
|
|
STEELCASE INC
|
SD
|
Financial Statements
|
|
Saab AB/ADR
|
F-6EF
|
|
|
JPMorgan Chase Bank, N.A. - ADR Depositary
|
F-6EF
|
|
|
Burns Richard John
|
4
|
|
|
TERADYNE, INC
|
4
|
Financial Statements
|
|
Harley-Davidson Motorcycle Trust 2021-B
|
10-D
|
|
|
Sigma Lithium Corp
|
6-K
|
|
|
Nowtransit Inc
|
8-K
|
|
|
Kurzius Lawrence Erik
|
4
|
|
|
MCCORMICK & CO INC
|
4
|
Financial Statements
|
|
GOLDMAN SACHS TRUST
|
497K
|
|
|
Freestone LP Real Estate Fund
|
D/A
|
|
|
Sangoma Technologies Corp
|
SD
|
|
|
ExchangeRight Income Fund
|
8-K
|
|
|
GreenPortfolio Inc.
|
D
|
|
|
Harley-Davidson Motorcycle Trust 2021-B
|
ABS-EE
|
|
|
UNITY PARTNERS FUND I, LP
|
D/A
|
|
|
SG Commercial Mortgage Securities Trust 2016-C5
|
10-D
|
|
|
Cannaplanners, LLC
|
D
|
|
|
FT 11553
|
S-6
|
|
|
BR-0326 Fund I, a series of DVC, LP
|
D
|
|
|
HARMONY GOLD MINING CO LTD
|
6-K
|
Financial Statements
|
|
McClure Beverley J.
|
4
|
|
|
HORACE MANN EDUCATORS CORP /DE/
|
4
|
Financial Statements
|
|
Harley-Davidson Motorcycle Trust 2021-A
|
10-D
|
|
|
FT 11551
|
S-6
|
|
|
ROMAN STEPHEN
|
4
|
|
|
CION Investment Corp
|
4
|
|
|
PS-0305 Fund I, a series of Empath Ventures, LP
|
D
|
|
|
Nanda Munish
|
4
|
|
|
CECO ENVIRONMENTAL CORP
|
4
|
Financial Statements
|
|
DEZWIREK JASON
|
4
|
|
|
Cardinal Ethanol LLC
|
8-K
|
|
|
Mannarino Claudio A
|
4
|
|
|
SACHS VALERIE GENTILE
|
4
|
|
|
SIEGEL LAURIE
|
4
|
|
|
Global Health Solutions, Inc
|
C
|
|
|
KNOWLING ROBERT E JR
|
4
|
|
|
WALLMAN RICHARD F
|
4
|
|
|
CTT PHARMACEUTICAL HOLDINGS, INC.
|
4
|
|
|
Able Research Technology Ltd
|
D
|
|
|
Harley-Davidson Motorcycle Trust 2021-A
|
ABS-EE
|
|
|
Qiu Jack
|
4
|
|
|
SMITH A O CORP
|
4
|
Financial Statements
|
|
Tong Richard
|
144
|
|
|
NV5 Global, Inc.
|
144
|
Financial Statements
|
|
XYMOGEN, INC.
|
D
|
|
|
First City Capital Management, Inc.
|
13F-HR
|
|
|
FT 11484
|
487
|
|
|
JLLX Taunton Distribution Center, DST
|
D/A
|
|
|
McKeating Rae Ann
|
4
|
|
|
WILLIS LEASE FINANCE CORP
|
4
|
Financial Statements
|
|
Anderson Leigh
|
4
|
|
|
Premier, Inc.
|
4
|
Financial Statements
|
|
Wilde Erik
|
144
|
|
|
GENERAC HOLDINGS INC.
|
144
|
Financial Statements
|
|
ORLEANS CAPITAL MANAGEMENT CORP/LA
|
13F-HR
|
|
