| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Tactical Investment Series Trust
|
24F-2NT
|
|
|
Thompson Chad
|
4
|
|
|
ECOFIN SUSTAINABLE & SOCIAL IMPACT TERM FUND
|
40-17G
|
|
|
BERKSHIRE FUNDS
|
N-CEN
|
|
|
Trukenbrod Geoffrey
|
4
|
|
|
PIONEER SERIES TRUST XI
|
N-CEN
|
|
|
RM Opportunity Trust
|
POS EX
|
|
|
OxFORD Epilego Fund
|
D/A
|
|
|
USL SEPARATE ACCOUNT USL A
|
N-CEN
|
|
|
Flat Rock Enhanced Income Fund
|
24F-2NT
|
|
|
Ace Global Business Acquisition Ltd
|
PRER14A
|
|
|
PIONEER SERIES TRUST II
|
N-CEN
|
|
|
PIONEER VARIABLE CONTRACTS TRUST /MA/
|
N-CEN
|
|
|
PIONEER REAL ESTATE SHARES
|
N-CEN
|
|
|
PIONEER MONEY MARKET TRUST
|
N-CEN
|
|
|
PIONEER FUND /MA/
|
N-CEN
|
|
|
Guerra Ivan Daniel
|
4
|
|
|
PAR PACIFIC HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Hollis Jeffrey Ryan
|
4
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
N-CEN
|
|
|
Nuckols Thomas Martin
|
4
|
|
|
DIXIE GROUP INC
|
4
|
Financial Statements
|
|
John Hancock Hedged Equity & Income Fund
|
N-CEN
|
|
|
John Hancock Funds II
|
N-CEN
|
|
|
Manulife Private Credit Plus Fund
|
N-CEN
|
|
|
John Hancock Collateral Trust
|
N-CEN
|
|
|
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
|
N-CEN
|
|
|
Ultimus Managers Trust
|
497
|
|
|
WEIS MARKETS INC
|
DEF 14A
|
Financial Statements
|
|
DAVIS W DEREK
|
4
|
|
|
Castle Magnus Bitcoin Fund LP
|
D/A
|
|
|
EXPRESS, INC.
|
25-NSE
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
TORTOISE ENERGY INDEPENDENCE FUND, INC.
|
40-17G
|
|
|
Danzey Allen L
|
4
|
|
|
Castle Fund Partners LP
|
D/A
|
|
|
VARIABLE SEPARATE ACCOUNT
|
N-CEN
|
|
|
Bethel Community Healing Center LLC
|
D/A
|
|
|
Wordell Angela F
|
4
|
|
|
GRACO INC
|
4
|
Financial Statements
|
|
Infinity RE Impact IV, LP
|
D
|
|
|
KWK PARTNERS LP
|
D/A
|
|
|
Diamond Kinetics, Inc.
|
D
|
|
|
Wolf Carl
|
4
|
|
|
Ecofin Tax-Exempt Private Credit Fund, Inc.
|
40-17G
|
|
|
Frierson Daniel K Jr.
|
4
|
|
|
Kearny Financial Corp.
|
4
|
Financial Statements
|
|
Joyce Patrick M
|
4
|
|
|
Civitas Santa Monica Promenade Fund, LP
|
D/A
|
|
|
DR REDDYS LABORATORIES LTD
|
6-K
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
FRIERSON DANIEL K
|
4
|
|
|
Seminal Food & Nutrition Investments SPV V, L.P.
|
D
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
NT 10-Q
|
|
|
NATIONAL VARIABLE ANNUITY ACCOUNT II
|
N-CEN
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
RYDEX SERIES FUNDS
|
N-CEN
|
|
|
GILL JAGROOP
|
4
|
|
|
UNITED SECURITY BANCSHARES
|
4
|
Financial Statements
|
|
EMPOWER FUNDS, INC.
|
NPORT-P/A
|
|
|
NexTide Media Corp
|
D
|
|
|
Guggenheim Variable Funds Trust
|
N-CEN
|
|
|
RYDEX VARIABLE TRUST
|
N-CEN
|
|
|
Variable Annuity Account Ten
|
N-CEN
|
|
|
AB VARIABLE PRODUCTS SERIES FUND, INC.
|
N-CEN
|
|
|
Clarion Partners Real Estate Income Fund Inc.
|
SC TO-I
|
|
|
Global Star Acquisition Inc.
|
8-K
|
|
|
Safety Arms Systems Corp.
|
C/A
|
|
|
Separate Account I of AGL
|
N-CEN
|
|
|
Zarraga Julie
|
4
|
|
|
ENERPLUS Corp
|
6-K
|
Financial Statements
|
|
RAFFLES ASSOCIATES LP
|
D/A
|
|
|
Vesey Street RE Fund I, LP
|
D
|
|
|
FS VARIABLE ANNUITY ACCOUNT FIVE
|
N-CEN
|
|
|
NewLake Capital Partners, Inc.
|
4
|
|
|
Meyer Lisa
|
4
|
|
|
Datadog, Inc.
|
144
|
Financial Statements
|
|
Ittycheria Dev
|
144
|
|
|
MARGIN OF SAFETY FUND II LP
|
D/A
|
|
|
KKR FS Income Trust Select
|
4
|
|
|
Adelman David J.
|
4
|
|
|
Haleon plc
|
6-K
|
|
|
MARGIN OF SAFETY FUND LP
|
D/A
|
|
|
PALISTAR DIGITAL INFRASTRUCTURE FUND III, SCSP
|
D
|
|
|
VARIABLE ANNUITY ACCOUNT FIVE
|
N-CEN
|
|
|
AGL SEPARATE ACCOUNT VL-R
|
N-CEN
|
|
|
CURO Group Holdings Corp.
|
25-NSE
|
Financial Statements
|
|
PALISTAR DIGITAL INFRASTRUCTURE FUND III, L.P.
|
D
|
|
|
Forman Michael C.
|
4
|
|
|
GOODBODY PL CAPITAL LP
|
D/A
|
|
|
Financial Edge Strategic Fund, L.P.
|
D/A
|
|
|
Morrow Brian R.
|
4
|
|
|
ROSS STORES, INC.
|
4
|
Financial Statements
|
|
PL Capital Focused Fund LP
|
D/A
|
|
|
TF Energy Fund I, LP
|
D
|
|
|
FINANCIAL EDGE FUND L P
|
D/A
|
|
|
First Tryon Advisors, LLC
|
MA-I
|
|
|
CHEYENNE PARTNERS LP
|
D/A
|
|
|
ID Funds 3 - Pepper 4, a series of ID Funds 3 LLC
|
D
|
|
|
GDL FUND
|
N-CEN
|
|
|
GABELLI CAPITAL SERIES FUNDS INC
|
N-CEN
|
|
|
GAMCO Natural Resources, Gold & Income Trust
|
N-CEN
|
Financial Statements
|
|
BUSH MICHAEL J
|
4
|
|
|
GAMCO GLOBAL SERIES FUNDS, INC
|
N-CEN
|
|
|
GABELLI VALUE 25 FUND INC
|
N-CEN
|
|
|
GABELLI ASSET FUND
|
N-CEN
|
|
|
GAMCO Global Gold, Natural Resources & Income Trust
|
N-CEN
|
|
|
GABELLI UTILITY TRUST
|
N-CEN
|
|
|
GABELLI INVESTOR FUNDS INC
|
N-CEN
|
|
|
GABELLI UTILITIES FUND
|
N-CEN
|
|
|
GABELLI INTERNATIONAL GROWTH FUND, INC
|
N-CEN
|
|
|
GABELLI MULTIMEDIA TRUST INC.
|
N-CEN
|
|
|
Gabelli Healthcare & WellnessRx Trust
|
N-CEN
|
|
|
Gabelli Gold Fund, Inc.
|
N-CEN
|
|
|
GABELLI GROWTH FUND
|
N-CEN
|
|
|
Gabelli Global Small & Mid Cap Value Trust
|
N-CEN
|
|
|
GABELLI GLOBAL UTILITY & INCOME TRUST
|
N-CEN
|
|
|
GABELLI DIVIDEND & INCOME TRUST
|
N-CEN
|
Financial Statements
|
|
GABELLI DIVIDEND GROWTH FUND
|
N-CEN
|
|
|
GABELLI EQUITY TRUST INC
|
N-CEN
|
|
|
Anbec Partners, LP
|
D/A
|
|
|
AGL SEPARATE ACCOUNT D
|
N-CEN
|
|
|
CPS TECHNOLOGIES CORP/DE/
|
DEF 14A
|
Financial Statements
|
|
Kadens Peter A.
|
4
|
|
|
Thigpen Richard T
|
144
|
|
|
PUBLIC SERVICE ENTERPRISE GROUP INC
|
144
|
Financial Statements
|
|
VARIABLE ANNUITY ACCOUNT SEVEN
|
N-CEN
|
|
|
FINDLAY DAVID M
|
4
|
|
|
LAKELAND FINANCIAL CORP
|
4
|
Financial Statements
|
|
NORDEA SECURITIES LLC
|
X-17A-5
|
|
|
HERZFELD CARIBBEAN BASIN FUND INC
|
N-CSRS/A
|
|
|
MACKLIN RONALD J
|
4
|
|
|
Gyrodyne, LLC
|
SC 13G
|
|
|
GAD LANCE S
|
SC 13G
|
|
|
ICW HEALTHCARE VENTURES LLC
|
D
|
|
|
Southern States Bancshares, Inc.
|
10-K
|
Financial Statements
|
|
ALLIANZ LIFE VARIABLE ACCOUNT A
|
N-CEN
|
|
|
ALLIANZ LIFE OF NY VARIABLE ACCOUNT C
|
N-CEN
|
|
|
ALLIANZ LIFE VARIABLE ACCOUNT B
|
N-CEN
|
|
|
WEPCo Environmental Trust Finance I, LLC
|
10-K
|
|
|
Leo Wealth, LLC
|
13F-HR
|
|
|
VARIABLE ANNUITY ACCOUNT NINE
|
N-CEN
|
|
|
Rose Capital Advisors Vintage Fund I, L.P.
|
D
|
|
|
Seminal Food & Nutrition Investments SV VI, L.P.
|
D
|
|
|
FS VARIABLE SEPARATE ACCOUNT
|
N-CEN
|
|
|
Pathfinder Bancorp, Inc.
|
4
|
Financial Statements
|
|
Dowd James A.
|
4
|
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
IRANNOTICE
|
Financial Statements
|
|
INDIVIOR PLC
|
6-K
|
|
|
CPS TECHNOLOGIES CORP/DE/
|
10-K
|
Financial Statements
|
|
Winners Alliance, Inc.
|
D
|
|
|
Mazouzi Zine
|
144
|
|
|
LONG BRIDGE SECURITIES LLC
|
X-17A-5
|
|
|
Pagosa Talisman LLC
|
D
|
|
|
SBL VARIABLE ANNUITY ACCOUNT VIII
|
N-30B-2
|
|
|
Smith Richard Bull
|
4
|
|
|
DUKE ENERGY PROGRESS, LLC.
|
8-K
|
|
|
FONTENOT SEAN PAUL
|
SC 13D
|
|
|
CalEthos, Inc.
|
SC 13D
|
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
20-F
|
Financial Statements
|
|
Uplinq, Inc.
|
D
|
|
|
Duke Energy Ohio, Inc.
|
8-K
|
|
|
Stellar Wealth Partners India Fund I, LP
|
D/A
|
|
|
Orgenesis Inc.
|
D
|
Financial Statements
|
|
RELIASTAR UNITED SERVICES VARIABLE LIFE SEPARATE ACCOUNT I
|
N-CEN
|
|
|
T. ROWE PRICE VARIABLE ANNUITY ACCOUNT OF FSBL
|
N-30B-2
|
|
|
MAGNA INTERNATIONAL INC
|
6-K
|
Financial Statements
|
|
Pi Health Inc.
|
D
|
|
|
TIMOTHY PLAN
|
24F-2NT
|
|
|
COLONY BANKCORP INC
|
10-K
|
Financial Statements
|
|
Bar Down Fund P1, LLC
|
D/A
|
|
|
CA-1116 Fund I, a series of Red Beard Ventures Syndicates, LP
|
D
|
|
|
OnCall Health Corp
|
D
|
|
|
RELIASTAR SELECT VARIABLE ACCOUNT
|
N-CEN
|
|
|
Mollica James Michael
|
144
|
|
|
ANALOG DEVICES INC
|
144
|
Financial Statements
|
|
Rogers Heidi
|
4/A
|
|
|
BJs RESTAURANTS INC
|
4/A
|
Financial Statements
|
|
Brighthouse Separate Account Eleven for Variable Annuities
|
N-CEN
|
|
|
Brighthouse Variable Annuity Account B
|
N-CEN
|
|
|
Brighthouse Variable Annuity Account C
|
N-CEN
|
|
|
BRIGHTHOUSE SEPARATE ACCOUNT A
|
N-CEN
|
|
|
NEW ENGLAND VARIABLE ANNUITY SEPARATE ACCOUNT
|
N-CEN
|
|
|
iSHARES TRUST
|
CERT
|
|
|
BBCMS Mortgage Trust 2020-C7
|
10-K
|
|
|
McIntyre Dee Ann
|
144
|
|
|
UNITED FIRE GROUP INC
|
144
|
Financial Statements
|
|
T. ROWE PRICE VARIABLE ANNUITY ACCOUNT
|
N-30B-2
|
|
|
AEI NET LEASE PORTFOLIO 23 DST
|
D/A
|
|
|
MFS RELIASTAR VARIABLE ACCOUNT
|
N-CEN
|
|
|
WALDEN WEALTH PARTNERS LLC
|
13F-HR
|
|
|
FENIMORE ASSET MANAGEMENT TRUST
|
N-CEN
|
|
|
BANK 2018-BNK10
|
10-K
|
|
|
Zircon Global Technologies
|
C-U
|
|
|
Montage Ventures Fund III, L.P.
|
D/A
|
|
|
Columbia Seligman Premium Technology Growth Fund, Inc.
|
8-K
|
|
|
PARKSTONE VARIABLE ANNUITY ACCOUNT
|
N-30B-2
|
|
|
RIGGIERI ALBERT
|
144
|
|
|
AFLAC INC
|
144
|
Financial Statements
|
|
ThredUp Inc.
|
SC 13G
|
Financial Statements
|
|
NEEDHAM INVESTMENT MANAGEMENT LLC
|
SC 13G
|
|
|
ABLES, IANNONE, MOORE & ASSOCIATES, INC.
|
13F-HR
|
|
|
LION COPPER & GOLD CORP.
|
D
|
|
|
Innovator ETFs Trust
|
485BXT
|
|
|
NORTHWESTERN MUTUAL SERIES FUND INC
|
N-CSR/A
|
|
|
CURRY ROBERT L JR
|
4
|
|
|
TRI-CONTINENTAL CORP
|
8-K
|
Financial Statements
|
|
UNITED OF OMAHA SEPARATE ACCOUNT C
|
N-30B-2
|
|
|
HSBC HOLDINGS PLC
|
25-NSE
|
Financial Statements
|
|
Canterbury Park Holding Corp
|
8-K
|
Financial Statements
|
|
FORTITUDE LIFE INSURANCE & ANNUITY CO
|
10-K
|
|
|
PRUCO LIFE INSURANCE CO
|
POS AM
|
|
|
UNITED OF OMAHA SEPARATE ACCOUNT B
|
N-30B-2
|
|
|
ACNB CORP
|
10-K
|
Financial Statements
|
|
FSH SEED CAPITAL VEHICLE I LLC
|
4
|
|
|
KABBASH CHARLES A
|
4
|
|
|
Primis Financial Corp.
|
4
|
|
|
Eco Business Fund, SICAV SIF - Eco-business II Sub-Fund
|
D
|
|
|
Bench Walk 51d, L.P.
|
D
|
|
|
Lauro Filippo
|
144
|
|
|
Scorpio Tankers Inc.
|
144
|
Financial Statements
|
|
NORTHSTAR VARIABLE ACCOUNT
|
N-CEN
|
|
|
Bench Walk 51f, L.P.
|
D
|
|
|
Series I
|
D
|
|
|
Aspex Global Fund
|
D/A
|
|
|
Eco Business Fund, SICAV SIF - Eco-business I Sub-Fund
|
D/A
|
|
|
Massey Ferguson Corp.
|
424B5
|
|
|
GSI Group, LLC
|
424B5
|
|
|
AGCO International GmbH
|
424B5
|
|
|
AGCO International Holdings B.V.
|
424B5
|
|
|
AGCO CORP /DE
|
424B5
|
Financial Statements
|
|
Pueyo Pilar
|
144
|
|
|
CAMBRIDGE BANCORP
|
144
|
Financial Statements
|
|
Ineffable Ventures Yummers LLC
|
D
|
|
|
Autolus Therapeutics plc
|
8-K
|
Financial Statements
|
|
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
MA-I/A
|
|
|
Franklin Square Holdings, L.P.
|
4
|
|
|
Rabbit Inc/DE
|
D
|
|
|
ARROW FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
HBK INVESTMENTS L P
|
13F-HR/A
|
|
|
COMPANION LIFE SEPARATE ACCOUNT C
|
N-30B-2
|
|
|
Vroom Solar Inc
|
C-TR
|
|
|
SELECT LIFE VARIABLE ACCOUNT
|
N-CEN
|
|
|
TIAA REAL ESTATE ACCOUNT
|
10-K
|
|
|
GRAYBAR ELECTRIC CO INC
|
10-K
|
|
|
COMPANION LIFE SEPARATE ACCOUNT B
|
N-30B-2
|
|
|
WARRIOR MET COAL, INC.
|
ARS
|
Financial Statements
|
|
Butler Lisa
|
144
|
|
|
Vertex, Inc.
|
144
|
Financial Statements
|
|
Capital Transfer Agency, Ulc
|
TA-2
|
|
|
FinTron, Inc.
|
D/A
|
|
|
D.M. KELLY & COMPANY
|
X-17A-5
|
|
|
TFS Collateralized Fund VIII LLC
|
D
|
|
|
WARRIOR MET COAL, INC.
|
DEFA14A
|
Financial Statements
|
|
Tactical Investment Series Trust
|
N-CEN
|
|
|
Aspex US Fund
|
D/A
|
|
|
Combs Dustin
|
4
|
|
|
WEYCO GROUP INC
|
4
|
Financial Statements
|
|
UBS AG
|
FWP
|
|
|
WARRIOR MET COAL, INC.
|
DEFC14A
|
Financial Statements
|
|
Sandlot Family & Friends SAFE 2022 a Series of CGF2021 LLC
|
D
|
|
|
LOPEZ GEORGE A
|
4/A
|
|
|
ICU MEDICAL INC/DE
|
4/A
|
Financial Statements
|
|
Berman Bobby
|
144
|
|
|
CULLEN/FROST BANKERS, INC.
|
144
|
Financial Statements
|
|
JPMDB Commercial Mortgage Securities Trust 2020-COR7
|
10-K
|
|
|
SBL VARIABLE ANNUITY ACCOUNT IV
|
N-30B-2
|
|
|
GSBackers Kyte Fund II a Series of CGF2021 LLC
|
D
|
|
|
FT 11300
|
487
|
|
|
SEPARATE ACCOUNT N OF RELIASTAR LIFE
|
N-CEN
|
|
|
ATI INC
|
8-K
|
Financial Statements
|
|
REPUBLIC OF TURKEY
|
424B5
|
|
|
ZAS Syndicate HMR Feb 2024 a Series of CGF2021 LLC
|
D
|
|
|
FT 11330
|
487
|
|
|
FT 11301
|
487
|
|
|
Survivor & Thriver Fund, LP
|
D/A
|
|
|
FURY GOLD MINES LTD
|
6-K
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
FT 11303
|
487
|
|
|
FT 11302
|
487
|
|
|
FT 11405
|
487
|
|
|
SBL VARIABLE ANNUITY ACCOUNT III
|
N-30B-2
|
|
|
Russler Daniel T Jr
|
4
|
|
|
ASTROTECH Corp
|
4
|
Financial Statements
|
|
ABVC BIOPHARMA, INC.
|
DEFA14A
|
|
|
Food Amigos Investment II a Series of CGF2021 LLC
|
D
|
|
|
VEON Ltd.
|
6-K
|
Financial Statements
|
|
Benchmark 2019-B13 Mortgage Trust
|
10-K
|
|
|
UBS Commercial Mortgage Trust 2019-C17
|
10-K
|
|
|
Harmer Derek
|
144
|
|
|
Accel Entertainment, Inc.
|
144
|
|
|
Jagdfeld Aaron
|
144
|
|
|
GENERAC HOLDINGS INC.
|
144
|
Financial Statements
|
|
Digibuild Leonis a Series of CGF2021 LLC
|
D
|
|
|
Bergstrom Edith H.
|
SC 13G/A
|
|
|
ADAMS DIVERSIFIED EQUITY FUND, INC.
|
SC 13G/A
|
|
|
RAADR, INC.
|
253G1
|
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|
FutureFuel Corp.
|
8-K
|
Financial Statements
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Lukerative Enterprises LLC
|
C
|
|
|
MAULDIN RICHARD DANE
|
144
|
|
